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AMER. ZOOL., 25:771-777 (1985) The Evolution of Ecology1 ROBERT K. COLWELL Department of Zoology, University of California, Berkeley, California 94720 SYNOPSIS. In spite of an early history of interaction, progress in the fields of ecology and evolutionary biology during most of this century has been made largely in parallel, with little creative exchange until the past two decades. In contrast, recent history in the two fields shows an exciting and productive trend toward a unified effort in understanding the ecological and evolutionary forces and constraints that together produce the phenomenon of adaptation. Common themes that have drawn the two fields together in the past decade include an intensified appreciation of discontinuities in time and space, an increased awareness of the interaction of history and mechanism, a greater concern for tradeoffs and constraints, and a renewed exploration of the role of hierarchy in producing pattern. In the study of biology at the level of INTRODUCTION For this 25th Anniversary issue of the individual organisms, there seems to have American Zoologist I have been asked to give been a fairly steady tradition of evolutionan overview of the recent history and future ary interpretation during this century. In prospects of ecology. I must begin by contrast, at the levels of populations, comreminding the reader that an "overview" munities, and ecosystems, the history of is what you get by overlooking things. I evolutionary ideas has often been clouded have tried to be even-handed, but I have by sloppy thinking and pre-Darwinian no pretensions to either exhaustiveness or notions of "balance of nature" and of individual or population features evolved "forcomplete objectivity. the-good-of-the-community" (Macintosh, The title of this paper is intended to con1980). vey a double meaning. As I attempt to map Darwin himself clearly recognized that historical shifts in ecology in recent years— to trace the evolution of the discipline of the determinants of inheritance (whatever ecology—I will emphasize the increasing they were) were passed from one generaintegration of evolutionary biology and tion to the next by individuals, and framed ecology—the study of evolution in an eco- his arguments about community dynamics very clearly to reflect this understanding. logical context. Darwin's treatment of the "balance of nature"—a world view with its roots deep THE CENTURY AFTER DARWIN As Macintosh (1980) has recently made in Western history (Simberloff, 1980)— depicts not a robustly integrated, homeoclear, in a long and scholarly review, early static edifice but a collection of delicately ecologists viewed the field very clearly in counterpoised elements: the framework of Darwin's theory of adaptation by natural selection. In Cowles' In looking at Nature, it is most necessary (1904) words, "If ecology has a place at all . . . never to forget that every single in modern biology, surely one of its great organic being around us may be said to tasks is to unravel the mysteries of adapbe striving to the utmost to increase in tation." Indeed, Harper (1967) has called numbers . . . . Lighten any check, mitiDarwin himself "the greatest of all ecologate the destruction ever so little, and gists"—a daunting compliment, if there the number of the species will almost ever was one, to us struggling successors. instantaneously increase to any amount (Darwin, 1859). 1 Plenary Lecture for the Division of Ecology presented at the Annual Meeting of the American Society of Zoologists, 27-30 December 1984, at Denver, Colorado. 771 Battle within battle must ever be recurring with varying success; and yet in the long-run the forces are so nicely bal- 772 ROBERT K. COLWELL and 1970s was very largely based on the assumptions of demographic and community equilibrium. To make progress mathematically, modelers often assumed that both components and interactions in communities were homogeneous in space and In contrast, Clements (1905) saw plant continuous in time (Colwell, 1984). Concommunities themselves as organismic, with sumers were therefore expected to be in succession as development, and climax as equilibrium with their resources. The veradulthood. The organismic concept of bal and mathematical models of evolutioncommunities and ecosystems has had its ary ecology during this "classical" period better-known descendents in Allee and of theoretical ecology identify competition (more recently) the Odums and other pro- for resources, within and between species, ponents of systems ecology (Macintosh, as the driving force of Darwinian repro1980; Simberloff, 1980). However, this ductive competition. Two of the besttradition is in no way rigorously evolution- developed areas in theoretical ecology— ary (although there were some attempts at the theory of limiting similarity and optievolutionary formalism [e.g., Dunbar, mal foraging theory—both depend, I960]). When I was an undergraduate, my implicitly, upon this identification, and first text in ecology (Odum, 1959) con- mathematical models of coevolution tained but two references to evolution in the (Roughgarden, 1983) make it explicit. index (and none to natural selection or adapAs of 1970, theoretical evolutionary tation)—a brief section on paleoecology, biology rested, albeit with increasing disand a figure caption about lichens. At the comfort, on its own set of simplifying population level, the "organismic tradiassumptions that in many ways paralleled tion" translated to the notion of "self-regthose of theoretical ecology. Large popuulation" of population densities and other lations of one-locus-two-allele creatures features purportedly evolved "for-thetypically lived in a placid world of ontogood-of-the-species" (Wynne-Edwards, genetic determinism and demographic sta1962). bility, homogeneously mixed and evenly Meanwhile, the 1930s and 1940s had distributed in space, sheltered from the seen the rise of population genetics as a winds of fortune. logically rigorous, mathematical treatment of evolutionary mechanisms (Mayr and Provine, 1980). Since Gleason (1939), the COMMON THEMES AND CONTACTS IN THE RECENT HISTORY OF ECOLOGY AND organismic tradition had had its critics, but EVOLUTIONARY BIOLOGY its confrontation with a mature evolutionary biology began in earnest with G. C. The past ten years have seen many Williams' Adaptation and Natural Selection changes in population and community (Williams, 1966, pp. 18-19, 246-250). The ecology, and new currents have moved maturation of evolutionary ecology as a evolutionary biology as well. In fact, there discipline owes much to Williams and to are interesting parallels, and the beginthe purge from ecology and behavioral nings of some novel and important interbiology, during the late 1960s and 1970s, actions between the fields. I will try to give of what D. S. Wilson (1983) calls "naive a rough categorization, with apologies for group-selectionism." (As far as I can tell, what will no doubt be a highly idiosyncratic however, systems ecology inexplicably allusion to the enormous literature it covescaped this purge relatively unscathed.) ers. Nevertheless, even among evolutionary ecologists, the balance-of-nature paradigm Intensified appreciation of discontinuities survived the demise of the related view of in time and space communities-as-organisms, but in a puriIn both ecology and evolutionary biolfied form: theoretical ecology of the 1960s ogy, population structure has begun to gain anced, that the face of nature remains uniform for long periods of time, though assuredly the merest trifle would often give the victory to one organic being over another (Darwin, 1859). THE EVOLUTION OF ECOLOGY its rightful leading role in both empirical studies and conceptual issues. Resource patterning in space and time is now regarded as a critical influence on the evolution and ecological functioning of lifehistory traits, social systems, and species interactions (including competition, predation, parasitism, and mutualism) (Price, 1984). Ecologists have begun to explore in earnest the role of community substructure or "guild structure" (e.g., Inger and Colwell, 1977; Holmes et al, 1979; Gilbert, 1980; Pianka, 1980), while evolutionary biologists undertake the difficult task of building models that accommodate the kinds of frequency-dependence that invariably crop up when the assumption of spatial homogeneity is relaxed (Wilson, 1980). The assumption of homogeneity in time is also in trouble, and, therefore, so is the presumption of equilibrium. The possibility that unique, episodic, and catastrophic events have deeply marked the structure of communities, the composition of biotas, and important features of organisms and their gene pools is now widely acknowledged in both ecology and evolutionary biology. Disturbance, in the form of such episodic events as treefalls in forests, storm damage in intertidal communities, and avalanches on mountainsides, creates a spatial mosaic of different-aged patches, permits the persistence of species that are good colonizers but poor competitors in ecological time, and guides their adaptation in evolutionary time (Paine, 1981; Sousa, 1984). The question of the role of infrequent and unpredictable "resource crunches" in competitive displacement between species is an important and contentious issue in community ecology (Weins, 1977; Connell, 1980). Meanwhile, a parallel conceptual development in paleontology has provided the stimulus for one of the principal ongoing debates in evolutionary biology (Eldredge and Gould, 1972)—the idea that evolutionary history on a geological time scale may be best characterized as long periods of stasis punctuated by episodes of relatively rapid evolutionary change. Thus in both ecology and evolutionary biology, we have seen the focus shift away from aver- 773 ages toward patterns of variation. However, in my opinion the parallels between the emphasis on "disturbance" in ecology and "punctuated" equilibrium in evolution are no more than analogous, because the time scales are so incommensurate. An increased awareness of the interaction of history and mechanism The projection of past events into the biological present takes place through accumulated changes in gene pools, food webs, biotas, and the organizational aspects of individual ontogeny, life-history pattern, and community structure. These records of the past are preserved and perpetuated by genes and by their interactions with the environments their bearers inhabit. The twin roles of history and mechanism, or chance and necessity, to use Monod's (1971) words, have taken an increasingly central role in both ecological and evolutionary thinking. In ecology, there has been a shift toward a contemporary version of Gleason's (1939) idea that natural communities are composed of "individualistic" species, each exploiting the resources for which it is best suited, with little close integration of species into communities. At the very least, the individualistic concept is currently regarded by many ecologists as a kind of "null model" for community organization—the case to be disproven with sound evidence (Harvey et al., 1983). The relative importance of chance events and species interactions in the formation of biogeographical patterns has inspired some of the most heated debates of the past decade (Strong et al, 1984). Although methodological problems have been the focus of much of the debate (Colwell and Winkler, 1984), there are substantive biological issues and important philosophical questions involved as well (Salt, 1984). In evolutionary biology, the role of chance events (which may take place either "gradualistically" or irregularly) has of course been steadily appreciated, as the source of raw material for selection. On the other hand, the past ten years have produced a strong and effective assault on the post-Darwinian idea that natural selec- 774 ROBERT K. COLWELL tion is sufficiently omnipotent to guarantee that every feature of every organism has an adaptive function—that mechanism infallibly makes meaning out of chance events and is unconstrained by history (Gould and Lewontin, 1979; Gould and Vrba, 1982). The burden of proof has been firmly shifted to the proponent of adaptive explanations for the features of organisms, populations, communities, or ecosystems. As in the case of null models in ecology, I see this approach as a healthy trend toward higher standards of evidence, and away from excessive reliance on plausibility arguments. A greater concern for tradeoffs and constraints The issue of fundamental limits to structure and function is closely related to questions of the role of history in ecology and evolution. It is not always easy to tell a tradeoff from a constraint, but the distinction can be drawn. One cold morning this winter, my nine-year-old daughter, barefoot on the cold linoleum, remarked, "Too bad we can't walk on the ceiling where the heat is, like flies do." That even a 60 lb fly (not to mention a 190 lb one) could not walk on the ceiling is an insurmountable constraint of body mass in relation to adhesive and gravitational forces. That mammals warm themselves at rest with metabolic heat (which sets a lower limit on their size) and flies warm themselves by sitting on ceilings (which sets an upper limit on their size) is a tradeoff—and in this case there is no middle ground. In biogeography, community composition is constrained by the species pool of potential colonists, weighted by their vagility (dispersiveness), and by their aptness for the abiotic and biotic environment. Within these constraints, chance and interactions between species are the primary forces at work. Even when communities in similar environments can be shown to have converged in important ecological or behavioral characteristics, morphology of the component species may more closely reflect the phylogenetic composition of the regional biota, which constrains the level of morphological convergence. Darwin's finches in the Galapagos Islands display an astonishing diversity of feeding habits with an absolute minimum of morphological radiation. Likewise, the lizards of coastal Chile and coastal California, at similar latitudes and elevations, are remarkably convergent in community structure and in their use of resources, yet the California fauna, with several genera and families involved, is far more diverse morphologically than the coastal Chilean fauna—virtually all members of a single genus (Fuentes, 1976, 1980). "Phylogenetic constraints" have also taken their rightful place among the factors considered important in the evolution of form and function in a more general sense. Gould and Lewontin (1979) state the principle provocatively: . . . organisms must be analyzed as integrated wholes, with Baupldne so constrained by phyletic heritage, pathways of development and general architecture that the constraints themselves become more interesting and more important in delimiting pathways of change than the selective force that may mediate change when it occurs. The "tradeoff principle" is hardly new to ecology, but there has been a continual accumulation of documented empirical examples and theoretical applications, particularly in life-history theory and foraging theory. For instance, the discovery that territorial hummingbird species tend to have a higher wing-loading (that is, they are heavier for their wing span) than circuitforaging, non-territorial hummingbirds is neatly explained by a tradeoff between flight efficiency and effectiveness in aerial combat. Like a fighter airplane, a territorial species pays with higher "fuel" consumption, per gram per second, for the maneuverability and acceleration it gains from its shorter wings. For the same body weight, the longer-winged circuit-forager, like a transport plane, is less maneuverable than a territorialist but can go farther on the same amount of fuel, thereby exploiting widely spaced flowers that the territorialist finds uneconomical to defend (Feinsinger et al., 1979). THE EVOLUTION OF ECOLOGY In evolutionary biology, the emergence of quantitative genetics as a tool in the analysis of evolutionary patterns in nature (e.g., Arnold, 1983) promises to give us a rigorous basis for understanding certain kinds of evolutionary tradeoffs. These techniques aim to untangle conflicting selective demands (for example, between sexual selection and escape from predation), as well as the role of pleiotropy, allometry, and other sources of correlated response to selection. The current burst of interest in "scaling" (e.g., Peters, 1983; Schmidt-Nielsen, 1984)—the structural and functional consequences of size differences among organisms that share a basic design—grew out of an important tradition in evolutionary biology (Thompson, 1917, 1961). Like the story I told about flies on the ceiling, which was a question of scaling and functional design, the scientific study of size, form, and function revolves around the study of constraints and tradeoffs. The application to biology of principles from engineering and materials science in the growing field of biomechanics (Wainwright et al, 1976), together with the study of allometry (relationships between size and shape) within the tradition of evolutionary biology (Gould, 1966), have led to a growing point between ecology and evolution that holds great promise for the study of adaptation in both its meanings—as an evolutionary process and as an ecological consequence. A renewed exploration of the role of hierarchy in producing pattern In ecology, the importance of hierarchy is most obvious in competitive interactions (both within and between species) in interactions among trophic levels, and in the interaction of competitive and trophic relations. Darwin (1859) performed the first field experiment (as far as I can ascertain) that revealed the operation of this class of phenomena: If turf which has long been mown, and the case would be the same with turf closely browsed by quadrupeds, be let to grow, the more vigorous plants gradually kill the less vigorous, though fully 775 grown, plants: thus out of twenty species growing on a little plot of turf (three feet by four) nine species perished from the other species being allowed to grow up freely . . . . The amount of food for each species of course gives the extreme limit to which each can increase; but very frequently it is not the obtaining food, but the serving as prey to other animals, which determines the average numbers of a species. As a general principle, the action of consumers (or certain kinds of disturbance) can mitigate competition among resource species, as Darwin showed by preventing "herbivory" (mowing) in his lawn experiment. However, experimental and theoretical work during the past two decades has revealed that the outcome of non-random predation depends critically on the underlying competitive relations among the prey species. Whether or not a set of prey species forms a "transitive" competitive hierarchy is a key issue in the assessment of community dynamics (Sousa, 1984). An historically separate approach to some of the same phenomena is gathering steam under the aegis of "food web theory" (Cohen, 1978; Pimm, 1982). Again, the analysis of hierarchy in relation to interactions within levels unites these endeavors with other currents in ecology and evolutionary biology. Allen and Starr (1982) have opened yet another door on the problem of ecological complexity through the application of hierarchy theory. Meanwhile, evolutionary biology has been undergoing a significant rebirth, or perhaps, at last a legitimate birth, of the application of hierarchical selection theory to behavioral and life-history characteristics of organisms, and to coevolution between species in a community context. The words "group selection" are once again greeted with cautious interest, rather than outright scorn (Wilson, 1983). Emphasis on the differential productivity of groups, rather than the differential extinction of groups (as in the classical theoretical treatments), has revitalized modelling in this area, and has permitted the first 776 ROBERT K. COL WELL successes in applying hierarchical selection theory to field data, especially the area of the evolution of sex ratio (Colwell, 1981; Wilson and Colwell, 1982; Frank, 1985a, b). T h e cautious extension of these approaches to interspecific associations in nature {e.g., Wilson, 1984), though still in its infancy, can be viewed as a promising step toward a qualified and rigorous reinstatement of the "community as organism," stripped of its mystical trappings. IN PROSPECT In a recent New Yorker cartoon by Charles Addams, a beaver and a rabbit sit on the bank down-river from the base of a towering concrete hydroelectric dam that fills the canyon upstream. The beaver says to the rabbit, "I didn't actually build it, but it was based on my idea." The fact that many of the same design principles are critical to the success of both beaver dams and human ones is obvious even to the layperson, and underlies the humor in the beaver's boastfulness. Not even the most ardent skeptic among professional biologists would doubt that the complex behavior of dam-building in beavers is an adaptation produced by the creative force of natural selection in the setting of the beaver's environment. But how did the unique habits of the beaver evolve? In the absence of historical information, this question can be answered only by the study of living beavers—their size and body form, their life history, their individual and social behavior, the patterning of their relations with food and enemies in both space and time, and the correspondence of these features with parallels in other rodents as well as in more distant lineages. Cowles' (1904) notion that the role of ecology is to "unravel the mysteries of adaptation" has begun to come of age, along with the coordinate role of evolutionary biology in revealing how the process of evolution transforms the ecology of individual organisms, populations, and communities. 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