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)ptically induced anisometropia in kittens Gregory W. Maguire, Earl L. Smith III, Ronald S. Harwerth, and M. L. J. Crawford sometropia was simulated in 11 kittens during the critical period of visual system developit by securing a high-powered minus lens in front of one eye. Behavioral determinations of nocular grating acuity indicated that the induced refractive error resulted in severe blyopia in the defocused eye. Microelectrode recordings in striate cortex revealed that the .cits in visual acuity were paralleled by a decrease in binocularly innervated neurons and a <-ked shift in ocular dominance toward the nondeprived eye. "Position of paralysis" estimates ealed that all the anisometropic kittens exhibited anomalous interocular alignments that ~e indicative of esotropia. There was also a significant reduction in the cross-sectional areas lorsal lateral geniculate nucleus (LGNd) neurons in laminae innervated by the deprived eye. I week period of binocular recovery initiated when three of the anisometropic kittens were )roximately 16 weeks of age resulted in a partial recovery of visual acuity; however, there ? little or no evidence for recovery of cortical binocularity, cortical ocular dominance, LGNd iron cell size, or interocular alignment. In general the visual system alterations produced by induced anisometropia appear to be qualitatively similar to the anomalies associated with longed unilateral lid suture. (INVEST OPHTHALMOL VIS SCI 23:253-264, 1982.) Key words: anisometropia, amblyopia, lateral geniculate nucleus, striate cortex, ocular dominance, visual acuity, kitten, interocular alignment, esotropia teral form deprivation surgically proy lid closure is the most commonly procedure to induce functional >ia in experimental animals. Lid clogenerally considered to mimic the of the most severe type of amblyopia the human population, i.e., amblymopsia,1 and has been shown to have ial anatomic, 2 " 5 behavioral,6"10 and ysiologic11"14 consequences on the ing visual system. A number of other College of Optometry, University of Houston, spartment of Ophthalmology, University of lealth Science Center, and the Sensory Sciienter, Houston, Tex. 1 by Research Grants EY01120, EY01139, and 1 from the National Eye Institute. 1 for publication May 29, 1981. equests: E. L. Smith, III, College of Op, University of Houston-Central Campus, i, Tex. 77004. experimental manipulations have been used in attempts to simulate the etiology of the more common forms of functional amblyopia. However, despite the fact that anisometropia is considered the most frequent cause of functional amblyopia in humans, 15 the consequences of an artificially induced anisometropia have not been extensively studied. In addition to its obvious clinical significance, evaluating the effects of an optically induced anisometropia would provide information concerning alterations produced by a controlled amount of form deprivation in the absence of any light deprivation. There have been three previous studies of the effects of an induced anisometropia on the developing visual systems of experimental animals, von Noorden and Crawford16 induced an extreme anisometropia in young rhesus monkeys by surgically removing the crystalline lens of one eye and subsequently found a shift in cortical eye dominance and a 52/080253+12$01.20/0 © 1982 Assoc. for Res. in Vis. and Ophthal., Inc. Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 253 254 Maguire et al. reduction in dorsal lateral geniculate nucleus (LGNd) cell size. In kittens, Eggers and Blakemore17 optically induced anisometropia with ophthalmic lenses, and Ikeda and Tremain18 mimicked the unilateral defocus associated with anisometropia by chronic atropinization. Again, both teams of investigators found a shift in cortical eye dominance, but in addition they reported a reduction in the spatial resolving capacity of neurons in the geniculostriate pathway. Although these studies revealed a possible neurophysiologic basis for anisometropic amblyopia, the presence of an amblyopia was not verified behaviorally in these studies. Therefore one of the primary purposes of the present study was to determine behaviorally the effects of induced anisometropia on the kittens' visual acuity. In addition, we evaluated the effects of a habitually defocused retinal image on a number of visual system characteristics (interocular alignment, cell size of LGNd neurons, cortical ocular dominance, and recovery of visual system function with subsequent normal visual experience) that have been extensively studied in lid-sutured kittens. Methods Animals. Fourteen kittens, born in an isolated colony, were used in the experiments. Anisometropia was optically induced in 11 of the kittens by a previously described technique. 19 In brief, the kittens were dark-reared from the time of eye opening until 4 weeks of age. From 4 to 12 weeks of age the kittens were allowed 2 to 3 hr of visual experience each day but only while wearing goggles that held a zero-powered lens over the left eye and a high-powered negative spherical lens over the right eye. The dioptric power of the negative lens was constant for a given animal but varied between — 10 and —16 diopters for the group. The lenses were 25 mm in diameter and were fitted into the goggles so that the optical centers coincided with the geometric centers of the lens rings. The goggles held the lenses at a vertex distance of approximately 12 mm. Viewing through the minus lenses optically simulated a large hypermetropic refractive error so that in order for the treated eye to obtain a clear retinal image, the kittens would have been required to alter their state of accommodation to compensate for the minus lens as well Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 Invest. Ophthalmol. Vis. Sci. August 1982 as for any naturally occurring refractive error. Kittens are moderately hyperopic at the start of the critical period20 and are generally believed to have a limited amplitude of accommodation (=4 D). 21 Moreover, it has been reported that kittens reared in this manner posture their accommodation for the eye without the minus lens. 17 Therefore, since the powers of the goggle lenses exceeded the amplitude of accommodation and the depth of focus calculated by the procedure outlined by Green et al. 22 (pupil size was measured directly from the experimental subjects; visual acuity estimates were taken from the data of Mitchell et al.23), the rearing procedures utilized resulted in a habitually defocused retinal image in the treated eye throughout the rearing period. Three kittens were used as controls, two of which were reared in a normally lighted environment. The third control was fitted with goggles that held zero-powered lenses over both eyes and was reared in a manner identical to that of the anisometropic kittens. Behavioral assessment of visual acuity. A modification of the jumping-stand technique described by Mitchell et al.23> 24 was used to determine the monocular grating acuity for all 14 animals. Shaping procedures were initiated at 12 weeks of age to train the kittens to jump from a raised platform onto the trapdoor with the positive stimulus (a 19 by 19 cm laminated photograph of a square-wave grating). The grating targets had a Michelson contrast of 0.60 and the same space average mean luminance (75 cd/m2) as the negative stimulus (a homogeneous gray target). When the animals made a correct response and jumped to the side of the apparatus with the grating pattern, they were given a food reward. However, if the kittens jumped to the side with the homogeneous gray target (an incorrect response), the food reward was withheld and on some trials the weight of the kittens caused the trapdoor to open and the animals fell a short distance to the floor. For successive trials, the positions of the positive and negative stimuli were interchanged in a pseudorandom fashion. The initial training was carried out under binocular viewing conditions (goggles with zeropowered lenses over both eyes). To test monocular performance, one eye was occluded by covering one of the lens wells with a piece of black tape. Once the kittens had reached a criterion performance under the monocular viewing conditions, a modified staircase procedure was initiated to obtain an estimate of the animals' grating Volume 23 Number 2 acuities. Criterion performance was considered to be at least 90% correct responses over a block of 20 trials with a low spatial-frequency grating. For the untreated eyes of the anisometropic kittens and for both eyes of the control kittens, criterion performance was usually established with a 1 cy/deg grating at a 57 cm viewing distance. To determine grating acuity, the staircase was started with the 1 cy/deg target. If the kitten responded correctly on at least six out of a block of eight trials, the spatial frequency of the grating was increased 0.5 cy/deg by substituting a finer grating. If the animal did not respond correctly to at least six out of the eight trials, the spatial frequency was decreased by 1.0 cy/deg and a new series was begun. However, because many of the anisometropic kittens behaved as if they were functionally blind when forced to use their deprived eyes, estimates of visual performance for some of the kittens were ascertained by a slightly modified procedure. If, after repeated testing, the kitten was unable to reach criterion performance with the deprived eye for the lowest spatial-frequency grating (0.25 cy/deg at 10 cm), they were trained to discriminate between a solid black target and a solid white target (i.e., a simple light-dark discrimination). It was hoped that this extra practice would help the experimental animals to learn the grating discrimination. All the anisometropic kittens were able to reach criterion performance on the blackwhite discrimination; nevertheless, even with subsequent training some of the kittens were unable to discriminate a grating pattern from a uniform gray target. After the initial behavioral testing was completed, three of the anisometropic kittens were placed in a normally lighted environment and allowed normal binocular viewing. The monocular grating acuities of these three experimental animals were assessed periodically to determine whether visual acuity would, improve if normal viewing conditions were restored. The remaining experimental kittens continued to receive only 2 to 3 hr of visual experience each day through the anisometropic goggles until they were prepared for the neurophysiologic experiments. Assessment of ocular dominance and interocular alignment. The kittens were prepared for single-unit recording in the striate cortex between 21 and 24 weeks of age. The surgical procedures, methods of single-unit recording, and determination of interocular alignment have been described previously.25' 26 Anesthesia was induced with an intraperitoneal injection of sodium pentobarbital Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 Anisometropic amblyopia in kittens 255 (Nembutal, 40 mg/kg). After completion of the surgical procedures, the kittens were immobilized with gallamine triethiodide (Flaxedil, a loading dose of 10 mg/kg followed by an intravenous infusion of 10 mg/kg/hr) and respirated with room air. Throughout the recording session, heart rate and core temperature were continuously monitored and all wound margins and pressure points were periodically infiltrated with lidocaine HC1 (Xylocaine). Cycloplegia was produced by the topical application of 1% atropine sulfate, and the nictitating membranes were retracted with 10% phenylephrine hydrochloride. The eyes, fitted with the appropriately powered contact lenses, were focused on a rear projection screen 1 m in front of the animal. Neural activity was recorded from cortical units with Epoxylite-insulated, tungsten microelectrodes by means of standard extracellular procedures. To minimize sampling bias, the electrodes were directed at an oblique angle down the medial bank of the lateral gyrus in the left visual cortex. Hand-held stimuli were used to map the receptive field properties of isolated cortical neurons. The receptive fields were plotted separately for the two eyes, with the primary emphasis being given to the determination of ocular dominance. Each neuron was classified according to the seven-category ocular dominance scheme described by Hubel and Wiesel.27 Estimates of interocular alignment were obtained by determining the directions of gaze the eyes assumed 1 hr after the induction of paralysis, i.e., the "position of paralysis. "7> 28 The orientations of the eyes were specified by plotting the projections of the optic discs onto the rear projection screen according to the procedures for mapping retinal landmarks outlined by Pettigrew et al.29 The linear distance between the centers of the two optic discs was measured as an estimate of eye alignment. Optic disc separations that fell outside the range for kittens reared under normal viewing conditions were considered to reflect anomalous interocular alignments. Small optic disc separations indicated a convergent deviation and conversely, large separations indicated a divergent deviation. LGNd measurements. At the end of the recording session, the animals were sacrificed with a lethal injection of sodium pentobarbital and were perfused through the heart with 0.9% saline followed by an equal mixture of 2% paraformaldehyde and 2% glutaraldehyde in a cacodylate buffer. A block of tissue containing both LGNd nu- 256 Invest. Ophthalmol. Vis. Sci. August 1982 Maguire et al. (A 10090807060504030- NORMAL CONTROL BLANK CONTROL 1 10090807060504030- t 1.0 2.0 3.0 4.0 5.0 15D ANISOMETROPIA 100- £ 90- 100- 80- 90- 70- 80- 3.0 2.0 1.0 4.0 5.0 4.0 5.0 - 1 2 D ANISOMETROPIA 70- 60- 60- 50- 50- 40- 40- 30- 30- i. J B-W 1.0 2.0 3.0 4.0 5.0 1.0 2.0 3.0 SPATIAL FREQUENCY (CYCLES / DEGREE) Fig. 1. Frequency-of-seeing curves (percentage of correct responses vs. spatial frequency of the grating target) for four experimental kittens. Data are shown for the left (circles) and right (squares) eyes. Performance for the treated eye of the - 1 5 D anisometropic kitten (C) on the black-white discrimination (B-W) is represented by the hexagon. Threshold visual acuity is defined as the spatial frequency for which the kitten responded correctly to the grating on 75% of the trials (arrows). clei were embedded in celloidin, cut coronally in 26 jum thick sections, and stained with cresyl violet. Sections taken for measurement were from the approximate area of the nucleus receiving projections from the central retina. The measurement procedure consisted of selecting 50 cells from each lamina A and Al based on a sharply outlined nucleolus and lack of overlay with other cells. To avoid sample bias associated with systematic changes in cell-size within a given lamina, the sampling procedures described by Hickey et al.5 were used. Each cell was photographed at a magnification of X1000 projected with a photographic enlarger, and the outline of the cell body was traced on white paper. Cross-sectional areas were measured with an electronic planimeter. The cell photographs taken from each lamina were given a letter code, which was withheld from the persons doing the area measurements. Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 Results The effects of the induced anisometropia on the kittens' visual acuities are shown in Fig. 1, where frequency-of-seeing curves for a normal kitten (Fig. 1, A), the goggle-reared control animal (Fig. 1, B), and two of the anisometropic kittens (Fig. 1, C and D) are illustrated. Each data point represents the percentage of correct responses for a given spatial frequency stimulus over a minimum of 40 trials. For the normal and goggle-reared control kittens, performance for the left- and right-eye viewing conditions was quite similar. With a 75% correct criteria, the threshold grating acuities (indicated by the arrows on the abscissa) for both eyes of the control animals are within the range of visual acuities Volume 23 Number 2 Anisometropic amblyopia in kittens RECOVERY TREATMENT 1 3.0 100 - H 2.5 Z 2.0 - 2 15 - 90 • • • — • w • • • 80 D D "i 60 • • 1.0 P 257 DD DD 0.5 BW -D D DDD 10 15 20 n 25 30 35 40 DAYS 45 50 55 .5 1.0 1.5 SPATIAL 2.0 2.5 3.0 FREQUENCY Fig. 2. A, Visual acuity, defined as the highest spatial frequency target for which the animal responded correctly on at least six of the block of eight trials, plotted as a function of time in days for the treated (squares) and untreated eyes (circles). Day zero represents the day on which visual acuity testing began (~12 weeks of age). At day 25 the kitten was placed in a normally lighted environment. B-W, Performance on the simple black-white discrimination. B, Frequency-of-seeing curves for the nondeprived (circles) and deprived eyes (squares) after 25 days of normal visual experience. The threshold visual acuities, using a 75% correct response criterion, are indicated by the arrows. obtained for control kittens in a previous study,26 but probably due to protocol differences (e.g., lower stimulus contrasts and luminances) they are lower than the visual acuities reported by Mitchell et al.23> 24 for normal age-matched kittens. The grating acuities determined for the untreated eyes of the anisometropic kittens were not significantly different from those of the control animals; however, substantial differences in resolving capacity were noted between the treated and untreated eyes of all the anisometropic kittens. In fact, seven of the 11 anisometropic kittens were unable to reach criterion performance on the grating acuity task when viewing with the treated eye even though all these animals were able to make a simple black-white discrimination (Fig. 1, C). The highest visual acuity determined for the treated eye of an anisometropic kitten (Fig. 1, D) was still almost an octave lower than the acuity for its fellow untreated eye. In a previous study, Smith et al.19 demonstrated that the form deprivation associated with an optically induced anisometropia re- Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 sulted in an experimental myopia similar to that produced by lid suture and corneal opacification. To ensure that the differences in visual acuity noted for the deprived and nondeprived eyes of the anisometropic kittens were not simply the result of a difference in refractive error between the two eyes, the position of the jumping platform was adjusted so that the grating targets were always within the far point of the eye being tested. All three of the anisometropic kittens that had been allowed normal visual experience after the initial behavioral testing demonstrated a partial recovery in the visual acuity of the treated eye. Fig. 2, A, illustrates the increase in the resolving capacity associated with the recovery period for one of the anisometropic kittens. This particular animal was unable to reach the criterion performance on the grating acuity task prior to the recovery period. However, after several days in the normally lighted environment, an improvement in the visual acuity of the deprived eye was evident. The visual acuity of the deprived eye appeared to stabilize by the Invest. Ophthalmol. Vis. Sci. August 1982 258 Maguire et al. 70 60 50 40 30 20 10 0 10 ICONTROLI 11 12 13 14 15 16 AMOUNT OF INDUCED ANISOMETROPIA IDIOPTERSI Fig. 3. Optic disc separation (cm) plotted as a function of the degree of optically induced anisometropia in diopters. Circles, Control animals; triangles, anisometropic kittens; open triangles, three anisometropic kittens that had been allowed a recovery period; dashed lines, limits of optic disc separations found in normal kittens in a previous study.26 end of the first week of recovery. Fig. 2, B, shows the frequency-of-seeing curves compiled during the final three testing sessions. Although there was no systematic improvement of visual acuity in the nondeprived eye throughout the recovery period, the originally defocused eye obtained a resolving capacity approximately one octave below the acuity of the nondeprived eye. Similar improvements in performance were noted in the deprived eyes of the other two anisometropic kittens that had been allowed a recovery period in a normally lighted environment. Interocular alignment. Anomalous posi- tions of paralysis were observed in virtually all the anisometropic kittens, including the treated kittens that had been allowed a recovery period prior to the electrophysiologic experiments. Fig. 3 shows the optic disc separation plotted as a function of the rearing condition for each subject. The optic disc separations for the control animals were between 54 and 60 cm, which is within the range found for six control animals in a previous study26 (Fig. 3, dashed lines). The optic disc separations for the anisometropic kittens (triangles) were all smaller than the smallest Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 value for the control group, indicating that after anesthesia and paralysis the eyes of the anisometropic kittens were significantly more convergent than the controls (MannWhitney-Wilcoxon, p = 0.002). For the deprived kittens as a group there was no relationship between the degree of induced anisometropia and the magnitude of the optic disc separation (coefficient of linear regression = 0.13). Assuming a constant 15° horizontal separation between the area centralis and the center of the optic disc for each eye across all subjects,28 the 58 cm optic disc separation found for the goggle-reared control indicates that the visual axes of this animal were diverged by 2.34°. In contrast, a 35.2 cm separation, the mean for the anisometropic kittens, indicates that the visual axes were over-converged with respect to the rear projection screen by 10.04°, suggesting that the "average" anisometropic kitten manifested an esotropia of approximately 12°. Casual inspection of the anisometropic kittens prior to surgery, specifically of the positions of the corneal reflexes produced by a distant light source, suggested that the treated kittens were indeed esotropic in the alert-awake state. Cortical ocular dominance. Ocular dominance histograms compiled for the control kittens, the anisometropic kittens, and anisometropic kittens that had undergone binocular recovery are shown in Fig. 4, A, B, and C, respectively. All the cortical units studied had receptive fields located within 10° of the area centralis. Because no systematic differences in ocular dominance were observed as a function of receptive-field eccentricity, data for all receptive-field eccentricities were pooled. Likewise, since the results for the goggle-reared control were similar to those of the normally reared kittens, the data for all three control animals were pooled. In comparison with the ocular dominance histograms for the control kittens, the distributions for the anisometropic kittens showed a decrease in the encounter rate for neurons that were strongly excited by both eyes (categories 3, 4, and 5), an increase in the propor- Volume 23 Number 2 Anisometropic amblyopia in kittens 259 A. CONTROL KITTENS B. ANISOMETROPIC KITTENS C. RECOVERY KITTENS 60 SO 40 = 72 30 N= 2 3 0 N--88 20 o [hit 5 10 a. 12 CONTRA EQUAL 1 2 3 4 5 6 7 1 2 3 4 5 6 7 3 4 5 6 7 CONTRA EQUAL IPSI IPSI CONTRA IDEPRIVEDI EQUAL IPSI IDEPRIVEDI OCULAR DOMINANCE Fig. 4. Ocular dominance histograms of striate neurons for the three control kittens (A), the eight anisometropic kittens (B), and the three anisometropic kittens who later received normal visual stimulation (C). Categories 1 and 7 represent monocular cells stimulated by the contralateral and ipsilateral eyes, respectively. Varying degrees of influence are represented by numbers 2 through 6. Category 4 represents binocular cells driven equally by both eyes. Since all electrode penetrations were in the left hemisphere, the contralateral categories represent the originally defocused eye. N, Number of units sampled in each group. Table I. Mean cell sizes of LGNd neurons from five anisometropic kittens, two of which were allowed a recovery period (—13R)* Cross-sectional areas (fim2) for deprived laminae (AL + A1R) Cross-sectional areas (fim2) for normal laminae (AR + A1L) Rearing condition (diopters of anisometropia) X-total X-10 largest X-10 smallest -10 -11 -15 -13R -13R 239 238 151 255 253 410 399 256 476 325 112 148 77 138 143 X-total 189 199 119 181 174 X-10 largest X-10 smallest 322 365 230 307 269 101 120 56 109 87 X-total = mean size for all of the cells in the two laminae; X-10 largest = mean value for the 10 largest cells in the two given laminae; X-10 smallest = mean of the 10 smallest cells in the given laminae. *Each value is the mean for the neurons sampled from either the normal laminae (lamina A on the right side plus lamina Al on the left side) or the deprived laminae (lamina A on the left side plus lamina Al on the right side). In all animals, the means for the 10 smallest, 10 largest, and total population of cells sampled in the deprived laminae were significantly smaller than the corresponding means for the normal laminae (Mann-Whitney-Wilcoxon, p < 0.05 for each animal). tion of monocularly excited units, and a substantial shift in ocular dominance toward the untreated eye. The shift in ocular dominance toward the normal (ipsilateral) eye was observed despite the bias introduced by restricting all the electrode penetrations to the left cortex, contralateral to the defocused eye. The ocular dominance distribution for the three anisometropic kittens that had undergone binocular recovery is similar to the Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 histogram for the anisometropic kittens that had not been allowed a recovery period. The similarity indicates that the recovery period did not result in a reversal of the effects of the optically induced anisometropia. LGNd cell size. The mean cross-sectional area of the 100 cells sampled in the deprived and nondeprived LGNd laminae of five anisometropic kittens, two of which had undergone binocular recovery, are summarized Invest. Ophthalmol. 260 Maguire et at. 150 ANISOMETROPIA •a 64 90 Vis. Sci. August 116 142 168 194 220 246 285 311 13D ANISOMETROPIA t RECOVERY CROSS-SECTIONAL AREA (um2) Fig. 5. LGNd cell size measurements for layers (A and Al) innervated by the deprived (squares) and nondeprived eyes (circles) of two anisometropic kittens, one of which was allowed a recovery period (B). The arrows along the abscissa indicate the sample mean size for the two laminae groups, and D max indicates the maximum difference in cell size between the two samples. in Table I. In efforts to determine whether the induced anisometropia had a uniform effect on the size of all LGNd neurons, the means for the 10 largest and 10 smallest cells in the deprived and nondeprived laminae are also given. In addition, the cumulative proportion of cells within the deprived and nondeprived laminae were plotted as a function of cross-sectional area for each anisometropic kitten. Typical cumulative proportion curves for the deprived and nondeprived laminae for two of the anisometropic kittens are illustrated in Fig. 5. By this plotting method, the shape of the function for a random sample drawn from a normally distributed population would approximate an ogive. Should a uniform decrease in cell size occur as a result of the induced anisometropia, the function for the deprived laminae would be shifted horizontally from the function for the nondeprived laminae but would remain parallel to it. If, in contrast, the larger cells in the LGNd were selectively affected by the in- Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 1982 duced anisometropia, the curves for the deprived and nondeprived laminae would not be parallel but would differ by the greatest amount in the region of the functions corresponding to the larger cell sizes. Conversely, the function for the deprived and nondeprived laminae would differ primarily in regions representing the smaller cells if the habitually defocused image had selectively altered the size of the smaller cells. Table I shows that in all five anisometropic kittens, including the binocular-recovery animals, the mean cross-sectional areas of cells in the deprived laminae were significantly smaller than cells in the nondeprived laminae (Kolmorogov-Smirnov, p < 0.01 for each animal). No systematic differences were evident between the results obtained for the binocular-recovery animals as a group compared with the anisometropic kittens that had not been allowed a recovery period. A comparison of the means for the 10 largest and 10 smallest cells in the deprived and nondeprived laminae suggests that in all animals, both the largest and smallest cells encountered in the deprived laminae were smaller than their counterparts in the nondeprived laminae. Moreover, the cumulative proportion curves compiled for the deprived laminae (see Fig. 5) appear to parallel the functions for the nondeprived laminae, although the deprived laminae functions are shifted horizontally in the direction of smaller cross-sectional areas. Discussion These results indicate that the effects of an induced anisometropia of the magnitude employed in the present study are qualitatively similar to the visual system alterations produced by prolonged unilateral lid closure. Either rearing strategy results in permanent deficits in spatial resolving capacity, anomalous interocular alignments, a decrease in the encounter rate for binocularly excitable striate neurons, a shift in cortical ocular dominance toward the untreated eye, and a reduction in cell size of LGNd neurons primarily innervated by the deprived eye. The consistently lower visual acuities demonstrated behaviorally by the experimental Volume 23 Number 2 kittens when they were forced to use their habitually defocused eyes indicates that the induced anisometropia produced amblyopia in the treated eye. The severity of the deficit varied from apparent blindness (seven of 11 anisometropic kittens were initially unable to reach criterion performance on the grating acuity task) to an acuity level in the deprived eye approximately one octave below that in the untreated eye. These initial deficits, however, can be partially reversed, since the three anisometropic kittens that had been allowed normal visual experience after the period of deprivation showed a relatively fast but incomplete improvement in the visual acuity of the treated eye. Giffin and Mitchell8 have reported that prolonged monocular lid closure imposed from birth also results in apparent blindness and that subsequent periods of recovery lead to a limited improvement in measurable visual acuity. In comparison, the rate of recovery of vision from lid suture is much slower and the final ratio of visual acuities between the treated and untreated eyes is lower than that for the anisometropic kittens. The relatively milder deficits and the faster rates of recovery noted for the anisometropic kittens probably reflect differences in the degree of visual deprivation afforded by the two rearing strategies as well as the substantially lower total hours of anomalous visual experience associated with the lens rearing procedures (2 to 3 hr/day vs. 16 hr/day for lid-sutured kittens). Although it is difficult to compare directly the behavioral data of the present study with either the electrophysiologically determined contrast sensitivity functions obtained for striate cortex neurons by Eggers and Blakemore17 or the spatial resolving power of LGNd neurons by Ikeda and Tremain,18 the results from these studies appear to be in agreement concerning the effects of a habitually defocused image on the spatial resolving capacity of the treated eye. For instance, Eggers and Blakemore17 found that when the stimuli were presented to the treated eye of a kitten reared with 12 D anisometropia, the highest spatial frequency cutoffs determined for the population of striate neurons were approximately Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 Anisometropic amblyopia in kittens 261 one octave lower than the highest cutoffs measured for the untreated eye. In the present study, the highest visual acuities measured for the treated eyes of the anisometropic kittens were also approximately one octave lower than the visual acuities of the untreated eyes. In both studies, a lower spatial resolving capacity was found for the treated eye of every anisometropic kitten. With respect to the effects of form deprivation on interocular alignment, several investigators have found interocular misalignments in kittens monocularly deprived of form vision by lid suture.7* 30> 31 There is, however, some disagreement between the present study and that of Eggers and Blakemore17 concerning interocular alignment in anisometropic kittens. Whereas we observed that virtually all of the lens-reared kittens manifested anomalous positions of paralysis indicative of esotropia, Eggers and Blakemore17 reported that the eyes of their experimental kittens did not deviate from normal in the paralyzed state. This apparent discrepancy can most likely be attributed to differences in the duration of the treatment period and the age at which the kittens were prepared for electrophysiologic recording. The anisometropic kittens of Eggers and Blakemore17 received a maximum of 80 hr of visual experience through the goggles and were prepared for electrophysiologic recording between the ages of 9 and 17 weeks. In comparison, our lens-reared kittens received a minimum of 240 hr of abnormal visual experience and were at least 21 weeks of age at the time interocular alignment was assessed. In support of this explanation, von Grunau,32 using a corneal reflex technique, showed that the magnitude of the anomalous interocular alignment resulting from abnormal visual experience reflects an age-dependent maturational process and that the maximum deviation from normal is not reached until the experimental kittens are approximately 19 weeks old. Therefore it is likely that Eggers and Blakemore17 failed to observe interocular misalignments simply because their anisometropic kittens were sacrificed before they manifested an interocular deviation that 262 Maguire et al. would be apparent from estimates of the position of paralysis. The alterations in cortical ocular dominance observed in the anisometropic kittens are similar to the well-established cortical effects of monocular lid suture and are in support of the competitive interaction hypothesis (i.e., "binocular competition") regarding the effects of environmental manipulations on the binocular innervation of striate neurons.33' 34 That is, procedures that prevent concordant binocular stimulation during maturation and that put one eye at a "competitive disadvantage " (i.e., any type of unilateral form deprivation) result in a breakdown of cortical binocularity and a shift in ocular dominance to the "normal" or nondeprived eye. The degree of shift in ocular dominance demonstrated by the anisometropic kittens is not as severe as that reported in kittens lid sutured for comparable periods of time, but considering the disparity in the total amount of anomalous visual experience and the degree of form deprivation associated with the two rearing strategies, the observed differences are not surprising. However, despite the fact that our anisometropic kittens received substantially greater total periods of anomalous visual experience than those studies by Eggers and Blakemore,17 there is very good agreement between the two studies regarding the proportion of binocularly excited neurons and the degree of cortical dominance demonstrated by the normal and defocused eyes. For example, Eggers and Blakemore17 reported that 57% and 13% of the neurons encountered were driven exclusively by the nondeprived and defocused eyes, respectively, with the remaining 30% excited by both eyes. In the present study, the percentages of neurons excited binocularly, by the nondeprived eye and by the defocused eye, were 33%, 55%, and 12%, respectively. With respect to the efficacy of recovery periods in reversing the physiologic effects of monocular lid-suture, a number of investigators have shown that both forced usage of the originally deprived eye and simple binocular recovery are effective if initiated within the first 2 to 3 months of life.13' 14 In general, little or no reversal of the effects of Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 Invest. Ophthalmol. Vis. Sci. August 1982 monocular lid suture is evident, however, when the recovery period is delayed until the kittens are 14 to 16 weeks of age.13' 14> 35 The results of the present study are in agreement with these earlier findings, since no recovery of binocularity or increase in the proportion of cortical neurons excited by the originally defocused eye was noted in the three anisometropic kittens that had been allowed a 6 week binocular recovery period beginning at approximately 16 weeks of age. In light of the fact that the lens-reared kittens developed esotropia and unequal refractive errors (true anisometropia, see Smith et al.19), the failure to observe a significant change in cortical ocular dominance after the recovery period was not unexpected. The cell size measurements of LGNd neurons indicate that the cross-sectional areas of cells in the binocular portion of laminae receiving projections from the defocused eye were smaller than those in the nondeprived laminae. The mean differences in cell size observed in the anisometropic kittens (27% to 31%) are within the range of cell size differences reported recently for kittens monocularly lid sutured for comparable periods of time (20% to 42%).5 The effects of induced anisometropia on the cumulative proportion functions for cell sizes within the sampled populations (Fig. 5) indicate that the functions for the deprived laminae were similar in shape but shifted in a relatively parallel fashion from the functions compiled for the nondeprived laminae. This parallel shift in the cumulative proportion functions, together with the observations that differences existed between both the 10 largest and 10 smallest cells sampled from the deprived and nondeprived laminae, suggests that all the cells in the deprived laminae, large and small alike, were reduced in size as a result of the induced anisometropia. However, as Hickey et al.5 have discussed, a second interpretation of these data is plausible. Specifically, similar results would be expected if the induced anisometropia had selectively altered the size of the large cell subpopulation to the extent that after deprivation the "large cells" were actually smaller than the smallest cells within the normal "small cell" subpopulation. Volume 23 Number 2 Regardless of which interpretation is correct, Hickey et al.5 have demonstrated that monocular lid suture produced differences in cell size between the 10 largest and 10 smallest cells sampled from the deprived and nondeprived laminae, and therefore the results for the lens-reared kittens are in agreement with those from monocularly lid-sutured kittens. The differences in cell size obtained for the deprived and nondeprived LGNd laminae of the anisometropic kittens that had been allowed a postdeprivation recovery period were not significantly different from those of the other anisometropic kittens. Again, analogous findings have been reported for monocularly lid-sutured kittens. 4 In general, recovery periods initiated after an animal had undergone monocular lid suture for the first 14 weeks of life are ineffective in producing a significant degree of morphologic recovery in the LGN. 4 The qualitative similarity of the effects of the optically induced anisometropia and monocular lid suture supports the conclusion formulated by several investigators16' 35 that form deprivation per se is the causative factor that initiates the visual system anomalies observed in lid-sutured animals. The quantitative differences resulting from the two rearing strategies can probably be attributed to differences in the degree of form deprivation and the total amount of anomalous visual experience. It has been shown that varying the duration of lid suture produces various degrees of visual system alterations. Since the basic effects of anisometropia and lid suture appear analogous, it is tempting to suggest that observations obtained from lid-sutured kittens could be generalized to all anisometropic kittens. It must be kept in mind, however, that the degree of anisometropia induced in the present study was quite large. It will be interesting to see if the same parallels are found with less severe anisometropia. Note added in proof Subsequent to the submission of this paper, Boothe et al. (INVEST OPHTHALMOL VIS SCI 22:228, 1982) have reported a reduction in monocular visual acuity of monkeys after Downloaded From: http://iovs.arvojournals.org/ on 06/14/2017 Anisometropic amblyopia in kittens 263 long-term monocular atropinization. Additionally, Ikeda and Tremain (Trans Ophthalmol Soc UK 100:450, 1980) have reported that long-term atropinization results in a reduction of resolving capacity of retinal ganglion cells associated with the defocused eye(s). 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