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The Lateen Sail in World History Author(s): I. C. Campbell Reviewed work(s): Source: Journal of World History, Vol. 6, No. 1 (Spring, 1995), pp. 1-23 Published by: University of Hawai'i Press Stable URL: http://www.jstor.org/stable/20078617 . Accessed: 01/11/2012 15:40 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. . University of Hawai'i Press is collaborating with JSTOR to digitize, preserve and extend access to Journal of World History. http://www.jstor.org The Lateen Sail inWorld History L C. CAMPBELL University of Canterbury cen in the sixteenth the time of the Great European Excursion as was use in in the the sail known lateen three different tury, At In the orthodox and distribu view, its existence regions of the world. tion are a matter for several reasons. First, sails as an of importance artifact have not demonstrated and very great human inventiveness,1 to conceive, its distribution since the lateen requires some ingenuity is likely to be the result of diffusion, contacts historical reflecting a societies. Second, ancient between the lateen is generally considered sail that gives great power and also allows a vessel greater maneuver is widely given the credit for therefore of the age of discovery.2 Third, the ancestor of the fore-and-aft sails that were schooners and clippers and that typical of nineteenth-century in the modern culminate rig of racing and pleasure yachts.3 All three are open to question, statements and lying behind all three is the com mon but equally questionable belief that this sail was one of the great to world history. of Arab civilization contributions "Lateen" sails are triangular and are fundamentally different from a in A sails functional sail catches square "square" principles. following to wind and is dragged along by it; the lateen sail is slung obliquely a to its motive curved surface the wind and derives from force present the pressure differential between the convex and concave sides of the ability than simpler sails, and the European accomplishments lateen sail was the immediate 1 12 (1926): H. H. Brindley, 13. "Early Pictures of Lateen Sails," The Mariner's Mirror 2 in China, 6 vols. Science and Civilisation See, for example, (Cam Joseph Needham, bridge,3 1971), 4:3:509. The Wind Commands: Sailors and Sailing Ships in the Pacific (Vancouver, Harry Morton, 1975), p. 225. Journal ofWorld History, Vol. 6, No. i of Hawai'i Press by University ?1995 1 2 JOURNAL OF WORLD HISTORY, SPRING 1995 is the motive sail. This of fore-and-aft sails generally and is principle the basis for the idea that the lateen was the ancestral fore-and-aft sail. The advantages of the lateen sail are that it offers less drag, can be used in lighter winds, and allows a vessel to sail much closer to effectively the wind than a simple square sail. For these reasons alone, its inven was tion an event. important In contrast to the simple principle of the of the the fore-and-aft sail grasped, principle to presuppose either theoretical knowledge siderable experience of sailing in conditions is easily square sail, which is sophisticated and seems or con of aerodynamics that are sufficiently safe to to encour diverse or hazardous allow and sufficiently experimentation, at least a sail that acts on the "square" or it. The sail?or age square not be square in shape?would it need there though "drag" principle, evo fore seem to be a prerequisite, and most authorities the postulate lution of the triangular sail from one kind of square or another. is argued clearly likely sequence from square to triangular extensive Richard LeBaron whose Bowen, by convincingly in his debt.4 Starting research has placed all later scholars from a soon is sailors would have discovered that when the wind square sail, The most and can be enhanced from behind, the sail's efficiency perfectly so to the wind its axis is the sail that by turning kept perpendicular a is with this combined keel When and/or steering (fig. 1). technique the sailor has wider course options than simply sailing directly device, If a wind comes more from the beam than the stern, this downwind. of less effective, but rotating the sail on the mast becomes technique can if the declining be recovered the power partially edge (or luff) of not the sail is pointed toward the wind. This does not work well, however, unless the sail edge toward the wind can be kept taut, a result most if the sail is canted so that the yard (or spar) hold achieved effectively the of the sail and into the wind top ing slopes downward (fig. 2). is well on the way A sailor using a square sail in such a manner one constructed like that toward inventing the lateen sail, especially in the western Indian Ocean, the intermediate step probably by of the lug sail (fig. 3). The particular shape of the Indian Ocean used lateen5 enhances short luff on the the plausibility leading of edge being this hypothetical perhaps a vestige the sequence, of the original square sail edge. 4 Richard LeBaron 185-87. (1953):5 The Indian Ocean off. It is thus quadrilateral, note 24 below. Bowen, "Eastern Sail Affinities, is not, strictly speaking, lateen but for the present discussion Part II," The American Neptune 13 a triangle since the apex is shorn is unimportant. See the difference t A t ih LI X b Figure i . Square sail. Leech Lower yard or boom Wind Wind Figure 2. Canted square sail. Leech Leech ? Figure 3. Lug sail (left) and west Asian lateen sail (right). Luff 4 JOURNAL OF WORLD HISTORY, SPRING 1995 can only be postulated, not proven, and sequence however, to reconstruct the origin and spread of the sail must depend Asian Indeed, the Pacific-southeast typology and chronology. as different will be lateen clearly developed lines, along explained below. The contrasting demonstrate that the lateen paths of evolution had at least two independent three. The Pacific origins and possibly Ocean-southeast Asian lateen certainly had a separate ancestry from The attempts on both seems possible Indian Ocean less lateen, and it now (though that the Mediterranean and Indian Ocean lateens also devel likely) the oped independently. of Arab The Question Origin or about whether the lateen sail was of Mediterranean one area to its and diffusion from the the other, origin, point chiefly at issue was one of priority.6 The consensus eventually settled on Indian Ocean priority on the insecure grounds that the sail as the Arab was universally of which known sail, the borrowing by enormous to marine Western of led the capa expansion Europeans of the sail in the Mediterranean bility, and that there was no evidence In the debate Indian Ocean after Arab fleets began the late ninth century a.D., two centuries In Bowen's lateen derived from that the there.7 argument operating is a more the Indian Ocean the square sail, referred to above, likely home for the lateen because a variety of sails, including all the likely intermediate square and lateen, is to be found there. In steps between of the antecedents there seem to be no surviving possible contrast, This implies that the sail was imported in lateen in the Mediterranean. its mature form from the Indian Ocean. Indeed, the lateen is widely as of the sail Arab seafarers, and its distribu characteristically regarded is therefore tion is considered diffusion elsewhere Its Muslim.8 largely until plausibly "Arab" But attributed to the boldness and expansionism of so-called sailors.9 there are difficulties in linking the antiquity of the sail to the 6 "Eastern Sail Affinities," Bowen, p. 191. 7 in the Indian Ocean is well put by George E Hourani, Arab Seafaring The argument Ancient and Early Medieval Times (Princeton, 1951), pp. 100, 103. 8 The American Neptune of Eastern Arabia," LeBaron "Arab Dhows Richard Bowen, in 9 92. (1949): 9 For example, 1415-1715 [London, J.H. Parry (Europe and a Wider World, 1949], pp. to the development of the Arabs the sail as "the special contribution 22-24), who describes F. in an otherwise Also George of the world's excellent and reliable discussion. shipping" Hourani, Arab Seafaring, pp. 103-104. Campbell: The Lateen Sail inWorld History 5 sources refer to "Arabs" in commerce in the Indian Arabs. Ancient as Ocean and Red Sea long before Islam. Whether they were mariners is unclear, but there is no evidence well as merchants for their use of the lateen sail. Although he supported an Indian Ocean origin for the it. He argued that the Arabs invented sail, Bowen rejected the notion that the Arabs were too late in taking to the sea to have invented such a sail and that they derived their maritime from the Per knowledge sians who were to send an expedition to Yemen nautical in sufficiently the seventh century. Therefore, he maintained, when they attempted naval exploits, the Arabs borrowed their sail and much else from the as a result of navigation. Persians, Then, together with the vocabulary to the Mediter of the Arab the sail was introduced intervention, ranean and was first recorded art in the ninth in Mediterranean century.10 this ninth-century date for the appearance of the lateen However, was converted sail in the Mediterranean from its proper meaning of "not later than" to a suppositious not but pragmatic much "probably earlier than." Conversely, it must not be supposed that the presumed Persian influence around that seventh-century implies a development time. Indeed, if the sail was invented in the Persian Gulf, as Bowen at any time during or since the argued, it might have been invented b.c. And second millennium if diffusion into the Mediterranean is a fact, then it might at any time during have occurred that span, the most be the period when although likely times would probably the Persian reached empire under Cyrus or the Hellenistic (sixth B.c.) century as far as the had taken Greek influence centuries the shores of the Aegean after Alexander period Indian Ocean (fourth-first b.c.).11 is that the arguments chief difficulty ori for an Indian Ocean a priori. There seems to be no the lateen sail are entirely evidence for the date of the first use of the lateen sail in unequivocal the western Indian Ocean. The sail used by the Persian navy in the a.D. is unknown, seventh and the otherwise informative century The gin of 10 "Eastern Sail Affinities," Bowen, pp. 191-98. Also Frederick van Doorninck, "Byzan of the Sea: 330-641," in A History tium, Mistress Archae of Seafaring Based on Underwater F. Bass (London, referred to is ology, ed. George 1972), p. 146. The pictorial representation dated at about 880. Van Doorninck we see for the first "In these representations writes, as opposed to the quadrilateral, the triangular, lateen sail. It is quite likely, however, use for some time, for manuscript the triangular in general lateen had already been illuminators worked with forms and rarely allowed traditional innovative fea stereotyped tures to intrude into their art." 11 reviewer of this paper pointed is not out, the former suggestion But, as an anonymous time were not seafarers. likely, as the Persians of Cyrus's time that 6 JOURNAL OF WORLD HISTORY, SPRING 1995 in the first century a.d.) Sea (composed is Periplus of the Erythraean as are the other classical writers on commercial silent on the matter, com in maritime matters, Indeed, the great growth Pliny and Strabo. merce between Egypt and India in Roman imperial times was in typi cargo ships, which were characteristically square cally Mediterranean in an early paper in which the difficulty sailed.12 Bowen acknowledged for the use of the lateen in the he argued that there was no evidence western before Portuguese Indian Ocean times.13 He later modified this view in light of research by Lionel Casson and suggested that the into the precursor of the lateen) was introduced lug sail (a possible western in Roman times for the Indian Ocean by Greek merchants from the lug in India trade. He then suggested that the lateen evolved or the Indian Ocean the next few either the Mediterranean during to spread it around during their great in time for the Arabs centuries, expansion.14 even of this hypothesis, the the attractions Notwithstanding F. Hourani failed to find either literary exhaustive research of George or pictorial evidence of any type of sail used in the western Indian that Ocean But Hourani concluded before the fifteenth century. use Arab" and in universal the lateen was "characteristically because it was safe to assume that "the Arabs" in the region, (whoever they times. Literary might have been) had used the same sail in "ancient" to several ninthis restricted and tenth-century evidence poetic a distance seen to the fin of a from "a sail which liken images, ship's whale or a whale's spout." Hourani interprets this as suggest cautiously ing a lateen rather than a square sail,15 but since whales do not have like a rising cloud of steam than dorsal fins and their spouts are more else (and therefore of indeterminate shape), the image must anything as purely romantic, be understood giving no clue at all to sail shapes. of Ibn Majid Even the late fifteenth-century writings navigational as he refers to sail types at all, he implies a are vague; inasmuch a luff:leech ratio of 3:4 or 10:13.5.16 Such a sail is almost square?more a Bowen's about later this lateen. While than supports suggestion lug the case for Arab the lug being a step toward the lateen, it undermines diffusion of the lateen to the West. 12 Lionel Casson, Ancient Trade and Society (Detroit, 1984), pp. 184-88. 13 "Eastern Sail Affinities," Bowen, pp. 191, 198. 14 Richard LeBaron Bowen, "The Earliest Lateen Sail," The Mariner's Mirror 42 (1956): 241. 15 Arab Seafaring, pp. 100, 103. Hourani, 16 as G. R. Tibbetts, Arab Navigation and published Translated the Coming (London, 1971), p. 52. of the Portuguese in the Indian Ocean before Campbell: The Lateen Sail inWorld History 7 a new sail to a In any case, the idea of a desert people introducing maritime deserves But how much the scrutiny. just skeptical people to maritime on at Arabs did contribute least the history depends partly definition of "Arab." The traditional view of the Arab as an accom to both practical seafarer contributing and theo plished seamanship is almost certainly retical navigation incorrect and derives from a of terms. If "Arab" means desert Bedouins who erupted from confusion in the seventh century a.D. and later received, plateau and classical it to the absorbed, preserved learning and transmitted term is was is the It then misused. that "Arab" used by West, probable sources as loosely as "Greek" was used of any Hellenized ancient per East for peo son, or as loosely as "Frank" was and is used in the Middle the Arabian and western ple from northern Europe. The "Arabs" in the Red Sea trade in the fifteenth included Egyptians and possibly Per century the Arab maritime is derived from sians;17 Persian;18 and vocabulary "Arab" vessels were built in India.19 In the context of maritime affairs, it seems reasonable to denationalize and to describe the therefore, lateen sail, the sewn vessels, and the monsoon sailing strategy (the lat ter pioneered as "west Asian."20 The Arabs of the by Greeks) simply successful on either the Mediterranean conquest were not particularly in war or commerce. Sea or the Indian Ocean If they had been, then Mediterranean civilization would surely have become Muslim. On the to be controlled continued contrary, the Mediterranean by Christians, but those seafarers on its eastern and southern shores (and to a lesser extent the western) became Arabized. These peoples more than likely knew the lateen sail before they became Arabic-speaking Muslims. At the very least, therefore, casts doubt not only on the evidence the attribution of the lateen sail to the Arabs, but also on the Arabs as the agents of its diffusion. The lateen sail can therefore no longer be as an innovation described that Europe owes to the Arabs.21 On the 17 W. H. Moreland, "The Ships of the Arabian Sea about a.d. 1500," Journal of the Royal 174. (1939): Society 18 "Arab Dhows," Bowen, p. 95. 19 Moreland, Sea," pp. 173-74. "Ships of the Arabian 20 A. R. Lewis stresses the multinational of Indian Ocean character and com shipping and warns that "Moor" and "Muslim" should not necessarily merce, be taken to mean Arab. in the Indian Ocean, "Maritime Skills A.R.Lewis, Journal of the Social and 1368-1500," Economic History of theOrient 16 (1973): 246-47. 211 am suggesting here merely that the sail is not an indigenous Arab artifact and that its presence in the Mediterranean the Arabs. Whether to hoist the first Portuguese predates a lateen sail got the idea a Genoese, or a Venetian from an Arab, is neither immediately nor material. is that its use was universal known The in the Mediterranean point by times. Renaissance Asiatic 8 JOURNAL OF WORLD HISTORY, SPRING I995 had a continuous contrary, the lateen in the Mediterranean history of more to the needs of Atlantic than i ,500 years before it was adapted exploration by the Portuguese. The Mediterranean Evidence in the It seems increasingly likely that the lateen may have originated the missing link between Mediterranean where the square and trian gular sails was the brailed square sail. Brails were ropes that ran from at various holding the foot of the sail, up the front of it (fastened over to the the and deck.22 upper yard By pulling on the ropes points) or partly furl the sail, and they could shorten one sailors could wholly side of it more than the other merely the lengths of the by adjusting Vene various brail ropes. The process is similar to adjusting horizontal tian blinds. This was an important innovation in allowing sailors to the sail adjust the amount of sail surface area exposed and in trimming to wind conditions. Sails brailed on one side could be tilted toward the wind to further increase efficiency. A remark by Aristotle suggests that were a manner in sails used fore-and-aft furled by the fourth partially establishes the typological B.c.23 This century suggestion "missing that link." Moreover, Casson Greco-Roman sailors used argues only brails and that only in the manner described the system of vertical a could a square sail have been set to resemble a lateen. Developing lateen sail from a square sail that was brailed up on one side would seem fairly straightforward and would be consistent with a sail that was a the head stabilized triangular, by eventually long yard and apex fas tened at the bow of the ship. Casson lateen had priority further argues that the Mediterranean is due to diffusion, elsewhere and that its presence probably, he con for The evidence the Arabs.24 cedes, Mediterranean?indeed, by is epigraphic. Tombstone northern Aegean?priority representations of lateen sails have been found from as early as the second century a.D.25 Other 22 Lionel fore-and-aft sails (not lateens) were in use by the second "The Origin of the Lateen," The American Neptune Casson, 31 ( 1971 ): 49-51. 2>Ibid. 24 its significance is not at all clear, is the A detail that cannot be overlooked, though is triangular, in the shape of the Mediterranean and the so-called difference lateen, which is quadrilateral. which The difference indicate "Arab" lateen of the Indian Ocean, might ancestor. different from a common either different origins or merely adaptations 25 The Mariner's Mirror 42 "Fore-and-Aft Sails in the Ancient Lionel Casson, World," unconvinced (Science and Civilisation, 4:3:609) by (1956): 3-5. Needham professes himself Campbell: The Lateen Sail inWorld History 9 to Casson century b.c. Most of the examples of these early sails known a geographically were from the northern Aegean, suitable area to serve as a sailing nursery. More recent evidence of mausoleum graffiti from a to Lucien has later boats led Alexandria scholar, Basch, depicting a an was in often used with sail the that inclined square suggest yard of a proto-lateen. He argues that lateen sails were in use by the third or second century B.c.26 of the lateen sail back one take the antiquity Such a date would known age and much earlier thousand years earlier than its previously to demonstrate that it was not invented by than would be necessary era. Moreover, the sixteen or so the Arabs of the Muslim throughout its first recorded use and its adoption centuries and adapta between tion by the Portuguese, the sail was in continuous that use, indicating not even its diffusion was an Arab accomplishment. A second-century manner stele shows shows The a a quadrilateral triangular lateen sail, and a fourth-century mosaic one.27 sail seems not to have been used by merchant vessels of times, depictions warships?typically long, on oar power?using a triangular galleys relying mostly straight-sided the late Roman sail recur during and Byzantine lateen imperial in A The War reference Vandalic (sixth century) by Procopius periods. sense only if he was refer to the upper angle of sails appears to make of the Italian ring to lateen sails.28 Indeed, the lateen-sailed warships were war Renaissance direct descendants of Roman the city-states after lateen classical but galleys of more than a thousand years earlier, structurally, functionally, and in their sails; they remained after the substantially unchanged ninth century.29 invasions lateen sail therefore the Muslim of the predates not some not this Mediterranean but does that Arabs did prove shores, so was con maritime it. have their role before then However, already or its dif fined that they seem unlikely agents for either its invention in east African fusion. Although Arabs were engaged trade in the first in the region of the Persian Gulf were century a.D., and others The is unequivocally both Casson's and his argument. His reconstruction evidence diffusionist for all sails and favors an Eastern origin. Later evidence favors Casson. 26 to the Lateen Sail," The Mariners Lucien Basch, "The Way Mirror 75 (1989): 328 the sail Basch refers to sounds more is one like a lug sail, but the difference 32. Technically, of degree, not substance, and of form rather than function. 27 Peter Throckmorton, "Romans on the Sea," in History of Seafaring, ed. Bass, p. 77. 28 G. Percival Kaeyl, "The Lateen Sail," The Mariner's Mirror 42 (1956): 154. Also van p. 135. Doorninck, "Byzantium," 29 Enrico "The Maritime Scandurra, Republics: Italy," in History of Seafaring, ed. Bass, pp. 207-208. Medieval and Renaissance Ships in IO JOURNAL OF WORLD HISTORY, SPRING 1995 to be seafarers in the third century, these were probably reported as in As local late the sixth century, when navigation engaged only. trade to Sri Lanka and beyond was conducted by Persian-speaking there is no mention of Arabs, who were clearly "playing no mariners, part on the high seas."30 noteworthy as were mariners were south Arabians; Such Arabs the center of to on affairs in Arabian the northern Arabians history abruptly swung were the eve of the Muslim and these outburst, people emphatically not seafarers.31 Thus, when the Arabs strategic opportunism impelled so to venture onto Mediterranean in did waters, they Byzantine-style in their accustomed by Copts of Alexandria galleys, built and manned won in and this the naval of Dhat way they fashion, great victory assumes in ?55.32 Hourani al-Sawari that the sails (if any) used by these galleys were that the lateen was square, on the presumption two centuries. As Casson in the Mediterranean for another unknown since shown, however, and others have the lateen was already well as the auxiliary motive established dromones. power for the Byzantine It follows that the Arabs learned their naval craft from the Copts and to the lateen sail in the same way. Copts, indeed, continued acquired in for the Arabs the bulk of naval the Mediterranean supply personnel for centuries. The lateen sail did not entirely bypass Italian merchant shipping. in the The basic pattern of the merchant ship in the Mediterranean was a centuries of millennium the second vessel descended early tubby oner aria. By this time it had been converted into a from the Roman was to vessel three which masts, carrying up lateen-rigged practically to the later Portuguese identical caravel supposedly adopted from the never a since in the Arabs had Arabs. Indeed, position commanding commerce to it is of Mediterranean that the Italians, comparable Italians the sail from them. that the This would sug unlikely procured maritime gest that the gift of the lateen sail to Atlantic history could well be Italian rather than Portuguese. in the fourteenth Then the vessel, century came a new merchant "great galley." The early Italian war galleys carried a single mast with a lateen sail. Later, a second mast was added and a small square top on the lateen. The success of this combination sail superimposed led to of Genoa. the fourteenth-century Venice and great galley directly a merchant This vessel, ship was primarily combining galley and 30 Hourani, 31 Arab Ibid., pp. 44-46. 32 Ibid., pp. 57-58. Seafaring, pp. 33-34, 38, 43. Campbell: The Lateen Sail inWorld History than a war galley, faster than a features: larger and wider roundship round ship. It had two or three masts, all lateen rigged, and used oars for auxiliary power.33 The great galley was popular from the fourteenth to the sixteenth in the fifteenth the caravel was developed century; in the sixteenth. and superseded of the lateen among the Italian commercial the heyday During to is It been quite eclipsed. sail believed have the square city-states, a sail as the square seems scarcely credible that so useful and obvious assert in the Mediterranean, extinct became yet several authorities there from northern that it was introduced or reintroduced Europe in can it be that the early fourteenth doubted Still, hardly century.34 seamen brought their cogs into the Mediter when northern European ranean in the fourteenth to a variety of century, they were introduced tradition of traditional sails and to the long and creative maritime s northern the Mediterranean shores. Some of the strangers from the to have added a mizzenmast for a lateen sail in North Sea are known of the Portu the Mediterranean:35 hence the carrack, the equivalent of which much like a great caravela both sound guese very redonda, the without oars.36 galley It seems, therefore, that there is no longer any basis for deriving the into fore-and-aft sail from the Arab the Mediter expansion European ranean Sea. The fact is that in both the Mediterranean and the Indian use of learned the the lateen sail from those who Arabs the Ocean, were on the sea before them. The Eastern Lateen a separate tradition produced a the other side of the Indian Ocean similar artifact, but on morphological alone neither sail grounds on to have had influence the other. any appears On 33 "Maritime Republics," Scandurra, pp. 207, 208, 211. 34 Mirror 43 (1957): "The Bowsprit and the Sprit Sail," The Mariners R.C.Anderson, 238-3935 Ibid., pp. 214-15. 36 is said to have evolved from the caravel with The caravela redonda the addition of to have copied it from who are commonly square sails. As used by the Portuguese, supposed masts. in north Africa, two lateen-rigged the Arabs vessel with the caravel was a decked to have evolved from the caravel by combining the caravela redonda was supposed the lateen rig of the Arabs. It usually had three masts, square rig of northern Europe with the first two with a single large, square sail, and the aftermast or mizzen carrying a lateen as having sail. The carrack, a northern vessel commonly from described evolved European is substantially the addition of a mizzenmast for the lateen, the cog with the same as a redonda. The caravel hardly seems to be a necessary caravela step. evolutionary The 12 JOURNAL OF WORLD HISTORY, SPRING 1995 contact with com time of first European southeast Asia, India and farther west was well established and had been than 1,000 years. Muslim conducted for more traders had been pre and by Persian merchants ceded by Hindus who were visiting Sri not long Lanka regularly by the sixth century a.D., and even China afterward.37 Sails putatively suggestive of the lateen pattern are shown At the merce with in Java of the eighth or ninth cen carvings of Borobudur the sails depicted were exotic or indigenous is but whether The tradition back before goes this, sailing indigenous long to the so-called Austronesian of the region at colonization in the stone tury a.D., unknown. however, were characteristic watercraft least 4,000 years ago by people whose canoes. The outrigger canoe to this cul is unique rafts and outrigger into the Indian tural group and was taken by its carriers westward as far as Madagascar, as far as into the Pacific and eastward Ocean New Easter colonization reached: Hawai'i, human Zealand, Island, even and possibly South America.38 As with the Aegean indented coasts, Sea, the insular environment, a winds of the southeast Asian and variable provided archipelagoes a in environment for wide suitable experimentation, variety resulting area and among the related cultures of the of sails in the immediate this variety of sail types, the square sail was not Pacific Ocean. Amid its preeminence with the Chinese.39 despite significant, of the square sail on this region there is little evidence Throughout or a Chinese either the Mediterranean (that is, respectively pattern or a two horizontal between from square sail hanging yard supported use or in sails that appear to in its historical vertical masts), either derive from it. The simplest sail is also the one with the widest distri the earliest. Instead of being sup bution, implying that it was probably is from this sail above, supported by light spars on each side. ported been referred to as sprits in the literature These have spars previously as the is misleading, of indigenous sailing craft in the Pacific. This a means term spritsail in the European tradition sail sailing supported are the ear by a sprit running across the sail, usually diagonally. These sails in the West. The use of the forms of fore-and-aft liest documented 37 G. F.Hourani, in Pre-Islamic between "Direct Sailing the Persian Gulf and China Times," Journal of the Royal Asiatic 157-60; O.W.Wolters, Early Indonesian Society (1947): Commerce 145. (Ithaca, 1967), pp. 63, 72-74, 38 of Pacific Ocean sails and watercraft has been dealt with The complicated taxonomy in the magisterial Canoes work by A. C. Haddon and James Hornell, of comprehensively as one volume, Honolulu, Oceania, 3 vols. (Honolulu, 1975). The fol 1936-38; reprinted is based largely on Haddon and Hornell's data. lowing discussion all sails, 39Needham (Science and Civilisation, deriving 4:3:615-17) virtually disagrees, east and west, from a square sail in southeast Asian waters. Campbell: The Lateen Sail inWorld History Figure 4. V-shaped 13 sail. "square" an entirely different same term to describe sail is unfortunate, but it to change. An of the feature is now too well established important or was is it is Asian mastless. The sail that Oceanic-southeast spritsail was usually but not always lashed to the supporting spars. Each spar was braced with guy ropes, and when the sail had to be lowered, the whole assembly was taken down. a "square" sail, although mostly Such a sail is functionally they were V-shaped, the spars coming together at the base in the narrow of a fore-and-aft sail from this hull of the canoe (fig. 4). The evolution Indeed, such a sail is as easily "square" sail is easily imagined. a canoe or as in fore and aft raft and this would transversely, as soon as experience and circumstances demon be accomplished to the sailors. The use of such a sail, with the strated the possibility primitive mounted result in a small craft, is very likely that would instability cause of the invention of the outrigger?a the immediate device that, is unique in the however obvious for small craft it seems in retrospect, history of technology. With the passing of time and the wide dispersal of the "outrigger to suit different canoe people," the basic sail was modified conditions in ways that became established In some places, nota local traditions. one of the sail-supporting Islands and Hawai'i, spars bly in the Society so as to resemble a mast. became thicker and taller and more vertical like a slanted boom, and the sail overall The other spar then worked like an inverted mod could be used either as "square" or "fore-and-aft" inevitable ern Marconi or gaff sail (fig. 5). As long as the sail was lashed directly a spar, not to the vertical pole, however, the pole remained technically a mast.40 The next pole, so that a true mast for this step was to substitute evolutionary it did not need to be taken down when the sail was low 40 See G. S. Parsonson, Revolution "The Nautical New Zealand, script in the Hocken Library, Dunedin, in Polynesia" p. 6. 1975), (unpublished type M JOURNAL OF WORLD / Figure 5. Gaff HISTORY, SPRING 1995 I_I_t sail (left) and Marconi sail (right). to be supported by two spars, but now one of to the mast, raising and lowering, facilitating to A later devel the sail and possibly simplifying the wind.41 trimming was to it the of the additional sail, opment giving modify shape height it so that it resembled a crab claw, but narrowing for greater efficiency, to prevent the instability that comes with having the center of effort ered. The sail continued the spars was attached too high. It was in this manner that the most highly developed sails of eastern Polynesia?the so-called "claw" sails?were (fig. 6). developed innovation This took place after the Polynesian dispersal,42 as is shown to the Society is restricted which and Mar by the sail's distribution, sail is clearly a variant and probably rep quesas islands. The Hawaiian resents an earlier form that became in the Society Islands.43 superseded use in these areas at the time of European Such sails were in common contact in the eighteenth century. similar to the Hawaiian Sails in Melanesia (Mailu in particular) are often to a diffusionist version model. This interpreted according either requires some improbable direct con however, interpretation, 41 See also J.C. Beagle Parsonson p. 7) cites a Fijian example. ("Nautical Revolution," 2: figs. 30, 38; and hole, The Voyages of Captain James Cook, 3 vols. (Cambridge, 1955-67), and Hawaiian examples. 3:118342 for Tahitian of the Polynesian The prehistoric ancestry with footprints people imply a common of northern and a virtually simultaneous colonization Micronesians and some Melanesians, in the middle and Samoa) of the second mil Melanesia and western Polynesia (Fiji, Tonga, and Marquesas islands?was settled about the lennium b.c. Eastern Polynesia?the Society and Easter Island probably of the present era, Hawai'i by about 400, and New beginning can be found in I.C. Campbell, A History of the Zealand probably by 800. Fuller discussions The Evolution (Cam 1989); P.V.Kirch, of the Polynesian Chiefdoms Pacific Islands (Berkeley, and Coloni Irwin, The Prehistoric Exploration 1984); and, in greater detail, Geoffrey bridge, zation of the Pacific (Cambridge, 1992). 43 Canoes and Hornell, Haddon p. 120. of Oceania, Campbell: The Lateen Sail inWorld History 15 Spar or mast Spar or mast '-Spar -Spar Outrigger V Figure y 6. Tahitian claw sail (left) and Hawaiian Outrigger y claw sail (right). tacts or presupposes that the sail could be an isolated relic artifact. evidence. The mechanism Neither has any supporting of possibility invention in these sails?the quest for greater power through greater and the retrieval of control by cutting out part of the sail? height seems an obvious course of experimentation for people who already had the V-shaped Oceanic sail. in from another path of evolution developed the southeast Asian homeland, after the primary dispersal of the "out the Pacific. The intermediate step in rigger canoe people" throughout of the mast from one of the sail sup this case was not the invention sail with heavier ports, but the addition of a prop. A larger V-shaped to propel larger and more spars would represent an obvious attempt some stage sailors here also evidently laden craft. At found heavily size of a vertical sail transferred the center of effort that increasing the higher above the vessel with accompanying instability and difficulty of Some peoples solved this problem by reducing the sail area handling. at the top, as explained above, but the "Indonesians" (for want of a name to better found that power could still be identify these people) increased and the center of effort kept low if the sail leaned backward: the apex (or "tack") at the bottom was moved forward in the canoe, and the spars that supported the edges of the sail now became func tionally upper and lower yards. In this new position they could not hold the sail up, and so a prop was added (fig. 7). This produced the The lateen sail that A. C. Haddon and James Hornell call the proto-Oceanic lateen sail, which at the time of European contact was known and used as far east as Tonga and Samoa. a further development was in the process of At this time, however, the canted mast. This mast ismorphologically and function adoption: it is simply the prop enlarged, but ally similar to the prop?indeed, i6 JOURNAL Distinct bow and stern Figure 7. Pacific proto-lateen OF WORLD HISTORY, SPRING 1995 Symmetrical ends for shunting sail (left) and Oceanic lateen sail (right). the sail actually being suspended by a halyard that passes over a to about the central point on the upper yard of at the masthead form of this sail was in the refined and efficient the sail. The most at it was used to propel racing canoes where islands of Micronesia, with crutch canoes seamen; even large voyaging European speeds that astonished seven knots.44 Haddon cite a speed of and Hornell could manage canoe carrying 200 men.45 twelve knots for a Fijian voyaging were developed inMicronesia and diffused with Hull modifications sizes and asym the sail and mast. The new craft had hulls of unequal metrical and the smaller hull was always kept to wind cross-sections, so that going about to be double-ended ward. Such a vessel needed the wind on the same side of the vessel. Earlier could be done keeping twin hulls tacked like European fore-and-aft vessels with identical rigged vessels. of the Oceanic There were thus two steps in the evolution lateen. in the Indonesian somewhere First, the sail was invented archipelago at an unknown later than the middle of the sec date, but necessarily sail was supported by a prop, and its use ond millennium B.c.46 This into Micronesia, it even where spread from Indonesia northeastward was it From there transmitted southward became universal. tually Islands to western and parts of Mela the Gilbert Polynesia through nesia. In both places it was grafted onto existing craft and used along in Micronesia, the sail's full poten side earlier sails. Later, somewhere a into the the tial was attained mast, prop modifying by converting the enormous force of the sail, and developing hulls to help control new handling techniques. 44 David Lewis, We, theNavigators 1972), pp. 266-68. (Wellington, 45 and Hornell, Canoes Haddon p. 326. of Oceania, 46 a period of about 3,000 years. On distributional at any time within In other words, it to have been invented nearer a.D. 1000 than 1000 b.c. grounds one may suppose Campbell: The Lateen Sail inWorld History 17 in the process of being assim These changes were consequential at contact in the time of European the ilated in western Polynesia canoes?or the built The century. greatest Fijians ships, eighteenth were the most wide but the Tongans the entire Pacific, really?in from Fiji. The new technology ranging seamen using vessels obtained soon reached downwind from Tonga and Fiji, southern Melanesia, in the far east, in the Tua and isolated specimens were found upwind Cook Islands archipelago. Not so far to the east, in the Northern its functional sail and had been the new (Manihiki), principles canoe were in old double hulls that timber-short but region adopted, in favor of the asym fastened bow to stern rather than being discarded motu metrical and unequal hulls. of this sail in the surviving sail types of the evolution The evidence its separate history is sufficient of from the west of Oceania proof Asian Sea and Indian Ocean. The dis lateen of the Mediterranean on was demonstrated tinction Bowen ago long by morphological grounds. The differences may be summarized as follows: 1. The west Asian lateen is quadrangular with a short luff at the lateen comes to an apex at the triangular leading edge. The Oceanic tack where the upper and lower yards meet. 2. The west Asian lateen has a yard at the head only, but the In fact Oceanic lateen has a yard at the head and at the foot (a boom). a on two of have all Oceanic sides. sails, regardless spar shape, of the luff, the head of the west Asian sail is much 3. Because are virtu its of The and Oceanic than foot. head foot the lateen longer same the length. ally lateen are parallel to the yard. The 4. The seams of the west Asian seams on the Oceanic lateen are parallel to the leech. lateen uses a vertical, fixed mast held in place by 5. The west Asian lateen uses a mast that is canted, must be able to ropes. The Oceanic and is often supported by a wooden move, prop. 6. The west Asian sail is "loose footed," that is, tethered by a rope. Most Oceanic lateens have the tack secured directly to the hull, fitted into a socket.47 distinction between the two sails is important and conclusive the different manner of their use. For sailing upwind, no lateen-rigged vessel can tack: the "Arabs" (i.e., sailors of the western Indian Ocean) the Pacific Islanders by "wearing responded by "shunting." ship," are explained terms and the methods These below. further suggestion of possible of one sail on the influence Any other is rendered more unlikely by the distribution of each. Just as the An 47 Bowen, "Eastern Sail Affinities," pp. 187-88. i8 JOURNAL OF WORLD HISTORY, SPRING 1995 so were outrigger was diffused both east and west from southeast Asia, it. the sails associated with Southeast sails (in particular, Asian-style the proto-Oceanic spritsail) were to be found in Sri Lanka, V-shaped and Aden.48 The Pacific Ocean lateen (called in this con Madagascar, was text the Indonesian lateen by Bowen) used on twin-hulled vessels as as the east coast of India, while far west traders from (catamarans) sea reached as far east as Java. Nevertheless, the Arabian the two sails retained their separate, distinctive features, except that the apex of the Indonesian sail in the Indian Ocean was sometimes replaced by a short luff similar to the Arab lateen.49 to in relation lack of inventiveness humanity's Despite supposed sails, the lateen appears therefore to have been invented at least twice for the and possibly three times, if one allows separate development lateens. Indeed, in all regions where Mediterranean and Indian Ocean a sailing tradition iswell established, with a variety of experimentation and all regions show numerous of the sails is evident, permutations in the retention inherent of the basic styles. The conservatism or types over long periods of time is not due to a lack of imagination it is the result of the best solutions having been found, inquiry. Rather, does not yield a worthwhile after which continued experimentation basic return. the Using Lateen as reputed, why has it If the lateen was as remarkable and efficient to establish is there its antiquity and origins? Why been so difficult more of the use of square sails in antiquity than of lateen evidence answer lies in the misapprehension of the sails? The by historians merits of the lateen. This sail has been widely assumed to be generally of authoritative that the of the weight opinion superior because on and followed its adoption Excursion Great European by depended it as "the triangular nations. Even Casson describes the Atlantic type that became the sail par excellence of the Mediterranean in later ages."50 the The perception that the lateen is a superior sail has obscured and each has its own fact that the two sails are functionally different, There was no question of a lateen being and disadvantages. advantages 48 Ibid., p. 85. Ibid., pp. 110-11. "The 50Lionel Casson, 49 (1966): 199-200. Lateen Sail in the Ancient World," The Mariners Mirror 52 Campbell: The Lateen Sail inWorld History 19 the latter was more suitable. Square sails for a square when substituted were retained on merchant because there ships in the Mediterranean a to was no particular from be faster sail when dis gained advantage sea was tances were when short and transport already so relatively more and reliable than land much safer, cheaper, faster, transport. Peter Throckmorton describes the Roman square rig as "efficient and to of he As the claims that a perama (a tra question speed, practical." to similar ditional vessel of the Aegean, those used in ancient probably in Roman the fashion would times) rigged (square-sail) "undoubtedly a modern the same ship with schooner outsail" (fore-and-aft) rig, "given the wind abaft the beam."51 is that it makes of the lateen the vessel The disadvantage less a a is and less than handled stable, requires square larger crew, easily sail. Unlike the square sail, its size is not easily adjusted to cope with No different conditions. lateen was capable of being furled or reefed or brailed, so lateens had to be lowered when winds too became area was more for the sail carried. The lateen suitable strong being it was in fact mostly where used: as an auxiliary sail to the oar-pow ered galleys. Additional for entering and leaving har maneuverability to the square-sailed bor was given merchant vessels by the use of use to at least the second century B.c. in goes back spritsails, whose the Aegean.52 to its superior The popularity of the lateen is commonly ascribed a windward times square sail. In historic performance compared with seamen took no significant the west Asian of this feature. advantage sail and would defer sailing rather They used the sail as a "downwind" than set out with the wind on an inconvenient sailors quarter.53 These were to sail on alternating reluctant reaches, that is, sailing upwind by the wind first on one quarter and then turning through the taking to take it on the other.54 This is a sailing tactic usually called wind cannot be done with a lateen except at great risk and tacking, which both fore and aft of the mast difficulty because the long yard extending to the sail moved the other side of the mast. Instead, it prevents being to "wear ship"?that turn is necessary downwind of instead is, upwind, loosen the sail and carry it forward of the mast, bring the yard into an in front of the mast, and then reset the sail on the upright position 51 "Romans on the Sea," p. 77. 52Throckmorton, "Fore-and-Aft "The Sprit Rig Casson, Sails," pp. 3-5; Lionel Casson, The Mariner's Mirror 46 (i960): LeBaron Bowen, World," 241; also Richard Sails in the Ancient The Mariner's Mirror 43 (1957): World," 160-64. 55 "Arab Dhows," Bowen, pp. 123-29. 54 Lewis, "Maritime Skills," pp. 252-53. in the Ancient "Fore-and-Aft 20 JOURNAL OF WORLD HISTORY, SPRING 1995 is a difficult and dangerous side of the vessel. This and procedure reason for the limited use of the lateen sail. the principal lateen of course suffers the same disadvantage, The Oceanic but it was different. of dealing with the method The vessels that used to tack, it became necessary this sail were double ended, and when the sail was loosened, taken along the side of the vessel instead of was reset stern. in and what around the forepart, the The formerly stern then became the bow, and the vessel set off on its new course. is the reason for the mast not being fixed: it must be reset to This is why This the evolution of support the yard in its new position. was an enormous on mast the former prop, the canted improvement was As with with which such a maneuver the Indian impractical. maneuver is called) is cumbersome and Ocean (as this sail, shunting a large crew and comparatively and it requires clear dangerous, other In both decks. when mostly not cases, the handling are steady, the winds be to sail is an incentive difficulty so that changes of direction will necessary.55 In this respect, the lateen in either form was not superior either to sail that was giving way to the Western square sail or to the V-shaped in the seventeenth and eigh the lateen in various parts of the Pacific teenth centuries. The older vessels, whether outrigger canoes or twin hulled voyaging canoes, had distinct bow and stern and went about by manner. Indeed, so recent was the spread tacking in the conventional in for example, the new sail was reported of the lateen that Tonga, being used on the old hulls, and the sailors tacked with of having the boom and sail forced against disadvantage the sail's contour broken and pocketed by the mast.56 The Lateen's Place in Sail the inevitable the mast, with Evolution in its history in the utility of the lateen sail is evident area. it did its long history, culture Mediterranean-Atlantic Despite a use common in not become the early the sail in except for period It did not become the main the Italians. second millennium among means it could not compete with of shifting the war galleys because of oars in battle useful the speed and maneuverability conditions, The limited though it was as an auxiliary power source. ,5 Canoes and Hornell, Haddon p. 265. of Oceania, 56 Haddon The Voyages, 2:448. Also Beaglehole, comment that "when adds the interesting p. 265. Cook the yard is taken out of the socket and squared." wind, In ancient times other and Hornell, Canoes of Oceania, they want to sail large, or before the Campbell: The Lateen Sail inWorld History 21 forms of fore-and-aft sail, the spritsail in particular, were used to give when entering and leaving harbor. the round ship maneuverability seamen adopted the lateen sail, they did so particu Atlantic When to J.H. Parry, this was to need. According larly to meet a navigational inshore waters, and for exploring maneuverability foreign, to it and More the facilitated the harbors estuaries.57 point, especially return to Portugal against the trade winds for those first explorers who Barto northwestern southward down Africa's coast.58 Hence pushed provide of the African lomeu Dias's choice of the caravel for his exploration to Atlantic coast. Yet Dias's achievement and great contribution across ocean. was to coast the and sail leave open Having exploration the building of the vessels done so, moreover, he chose and supervised selected not the supposedly for Vasco da Gama's great voyage. He but the caravela and redonda, a three-masted caravel, superior handy on the and with sails fore and a lateen mainmasts, square ship rigged on the mizzen or aftermast.59 Columbus rerigged his unsatis a as caravel caravela redonda his first trans-Atlantic during factory it the and found that answered need voyage perfectly. And when on set in 1519, he sailed forth his Magellan global circumnavigation with five ships, not one of them a caravel.60 sail only as soon as the lateen was incorporated into European an to it reduced where status, auxiliary shipping, proved most as the square sails in the same manner useful for stern and beam winds to provide most of the sail area. In a little-known, that continued overstated the essential paper, G. S. Parsonson unpublished possibly not a in true is that the Mediterranean lateen fore-and-aft point saying the fact that the lateen sail have overlooked sail,61 but most historians is a modified and well suited to beam winds, but square sail, adaptable not the ancestor of the true fore-and-aft sails. This is not to say that the lateen sail did not improve the windward Thus, almost it was its awkwardness limited its usefulness. The ability of ships.62 Rather, as a blind alley lateen is not the "ultimate sail." It is better described on the evolutionary trail: highly for certain very effective specialized, 57 and aWider World, pp. 22-23. 58Parry, Europe Science and Civilisation, Needham, 513. 4:3:509, 59 E. G. Ravenstein, A Journal of the First Voyage of Vasco da Gama, 14Q7-?Q (London, 1898), app. D, p. 159. A caravel was a two-masted roundship rigged with a lateen sail on each mast. 60 H. Parry, The Discovery of the Sea (New York, 1974), p. 153. 61J. "Nautical Revolution," Parsonson, p. 5. 62 Needham estimates that the addition of a mizzen (Science and Civilisation, 4:3:593) a square-rigged mast lateen enabled from seven ship to sail one point closer to the wind: to six points (80 degrees) points (69 degrees). 22 JOURNAL OF WORLD HISTORY, SPRING 1995 limited uses, but not solving the principal and problems of navigation not leading to other solutions. Far from being a link between square sails and fore-and-aft sails, it an was soon unsuccessful that represents adaptation superseded by true sails, which have a longer history than the lateen. During or eighteenth seventeenth the mizzen lateen sail dis century, to from Atlantic be the shipping, replaced by gaff sail, which appeared to have been a fifteenth-century is believed invention. Dutch It is fore-and-aft the that the gaff evolved from the lateen sail, though Harry calls it a lateen with the section before the mast removed.63 The precursors of the gaff sail are more likely to have been the sprit to Dutch sails long used in the North attributed Sea, also commonly in the fourteenth inventiveness It remains unclear whether, century.64 existence from ancient like the lateen, the spritsail had a continuous unlikely Morton or whether a separate or the Dutch sail represents tradition a more con is invention. Either way, independent spritsail obviously verted into a gaff sail than is a lateen. to any previous The sail jib and staysail are less easily related times, of the absence of a yard of any kind to indicate the evolu a are For all and trail. the same purposes tionary jib staysail practical is the foremast and the the former between prow (or strung thing: invention and and the latter is strung between masts. Their bowsprit) the century by mid-eighteenth widespread adoption probably than any of the other develop required a greater leap of imagination to be discarded it was) had the yard (whatever because ments, are to the and These sails also attributed replaced by rope. entirely because Dutch.65 In this form the evolution of the fore-and-aft sail reaches its culmi nation in economy of design and simplicity of use, but also in distinct ness from those other fore-and-aft sails that can be used when occasion as requires, quite successfully, "square" sails. 63 Morton, 64 Needham The Wind Commands, pp. 225-26. invented the gaff in the sixteenth says that the Dutch century and that it was adopted by the English in late in the seventeenth says it was invented century. Bowen Casson the fourteenth century, but the luff was not laced to the mast until the seventeenth; or sixteenth in dating is not in the fifteenth says it was invented century. The difficulty of a sail it is not always but that in the evolution evidence, simply lack of clear pictorial into another. See Needham, Sci clear at which stage one form can be said to have passed ence and Civilisation, "Eastern Sail Affinities," "Fore-and Bowen, p. 83; Casson, 4:3:611; Aft Sails," p. 3. 65 The Wind Commands, Bass, History of Seafaring, p. 288, figs. 6-7, Morton, pp. 232-33; to Alan Moore and p. 290, fig. 10. According ("Rig in Northern Europe," The Mariner's in the seventeenth Mirror 42 [1956]: 17, 21), the staysail was invented century, and the jib was officially adopted by the Royal Navy in 1705. Campbell: The Lateen Sail inWorld History 23 Conclusion and less signif The history of the lateen sail is both more complicated to be icant than has generally Its origins continue been supposed. even though better known now than half a century ago. Its uncertain, is less than was role in linking the major culture areas of the world seems now too to It much that the lateen sail say formerly thought. to achieve what was previously Non allowed navigators unattainable. is not to deny the importance of sail lateen sails were sufficient. This to the evolution but rather to suggest that credit should be attached to the true fore-and-aft much underrated sails with square sail?and which the lateen has been too long confused.