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Research Project Entitled Anatomical Variations of the Accessory Nerve and Resultant Clinical Implications: A Literature Review with Cadaveric Dissection By: Casey Waller Submitted in partial fulfillment of the requirements for graduation as an Honor Scholar at Point Loma Nazarene University, San Diego, California, May 7, 2016 Approved by ___________________________________ Leon Kugler, Mentor April 16, 2016 Committee Members: ______________________________________ Rebecca Flietstra ______________________________________ Brandon Sawyer Abstract: The accessory nerve (CNXI) is often injured through extreme stretch, blunt trauma, or radical neck dissection (RND) and can present with insidious symptoms including motor deficits of the sternocleidomastoid (SCM) and trapezius, as well as possible sensory deficits. Due to the level of variation in the structure of the accessory nerve, it is critical that differential diagnosis takes into account the variance in susceptibility of each variation to different mechanisms of injury as well as resulting symptoms in order to increase evaluative accuracy and treatment strategies. Accessory nerve (CNXI) damage can manifest in impaired ability to rotate, flex, and laterally flex the cervical spine, as well as elevation, retraction, depression, upward and downward rotation of the scapula. Symptoms depend on the location and severity of injury as well as the level of external nerve involvement. In cadaveric study, the path of the spinal root of the accessory nerve (SAN) and the cranial root of the accessory nerve (CAN) from the jugular foramen to the SCM and trapezius were identified and studied in order to determine the level of external nerve involvement, which can result in varying symptoms following injury. It was concluded that improved knowledge of the relationship between the accessory nerve and the cervical plexus can assist clinicians in evaluation, prognosis assessment, and treatment strategies. Key Words: Accessory nerve (CNXI), sternocleidomastoid (SCM), trapezius 2 Key Acronyms SAN: Spinal root of the Accessory Nerve CAN: Cranial root of the Accessory Nerve IJV: Internal Jugular Vein JF: Jugular Foramen SCM: Sternocleidomastoid CNX: Vagus Nerve CNXI: Accessory Nerve EMG: Electromyography C2: Cervical nerve root 2 C3: Cervical nerve root 3 C4: Cervical nerve root 4 SANP: Spinal Accessory Nerve Palsy 3 Introduction The structure of the accessory nerve (CNXI) has considerable variation in its path from the cranial origin to each target muscle, namely the trapezius and the sternocleidomastoid (SCM) muscles. As a result, a study was performed to elucidate the implications of CNXI variations on diagnosis, rehabilitation, and surgical techniques. It is hoped that improvement in accuracy and speed of diagnosis can result in improved outcomes for patients with the panoply of deficits associated with all the variations and etiological factors of CNXI pathology. The accessory nerve (CNXI) has been described as having spinal and cranial roots traveling through the middle compartment of the jugular foramen (JF).1,2,3 The spinal portion is formed from cervical spinal cord nerve roots as inferior as C6 originating from the anterior rami, which ultimately form a nerve trunk that runs superolaterally along the posterior cranial fossa in order to pass through the posterolateral dural perforation of the jugular foramen.3 (See Figure 3) The cranial portion arises from up to five nerve roots from the post-olivary groove of the posterolateral medulla anterior to the rootlets of the vagus nerve (CNX). It is generally accepted that previous to entering, as well as inside the jugular foramen, there are branching connections between the cranial and spinal portions of CNXI. Inside the JF, the vagus nerve (CNX) often shares a fibrous sheath with CNXI and co-mingling of nerve fibers. The vagus nerve originates from the post-olivary sulcus of the medulla, anterior to the glossopharyngeal nerve (CNIX), and then crosses the basal cistern to enter the pars vascularis of the jugular foramen in order to meet the accessory nerve. (See Figure 4) Inside the JF, the spinal accessory nerve lies posterior to CNX and anteromedial to the internal jugular vein (IJV) in its own connective sheath.3 Inside the JF, CNX expands into its inferior ganglion, and upon exiting the JF, it travels inferior along the 4 carotid space in the posterior groove between the IJV and the internal carotid, and ultimately common carotid arteries.4 (See Figure 5) Upon exit from the JF, CNXI passes anterior to the IJV to the SCM. Here it pierces the upper third of the muscle belly, where a portion of CNXI innervates the muscle and another portion of the nerve continues through the SCM and travels to the trapezius as depicted below and in cadaveric study.5 (See Figure 1) The structure of the spinal root of the accessory nerve (SAN) apart from the cranial root of the accessory nerve (CAN) exhibits many variations as reported in the literature. These variations include positioning in the JF, the path outside of the JF, its positioning in regards to the anterior and posterior triangle, as well as the level of cervical nerve root involvement both before and after the innervation of the SCM and trapezius. Figure 1. The path of the Accessory Cranial Nerve (CNXI) 5 Structural Variations Multiple variations in the structure of the accessory nerve upon leaving the jugular foramen (JF) are documented. In a study of 34 cadaveric dissections, the SAN passed laterally to the IJV in only 56% of specimen, while passing medial in 44% of specimen.6 A study with a sample size of 84 subjects found the SAN traveled anteromedial to the IJV in 87% of necks inside the JF, crossing anteriorly (80%) or posteriorly (19%) to the IJV, and ultimately lateral to the IJV in 67% after exiting the JF as depicted below.7 (See Figure 2) As a result, clear, significant variance is shown in the extra-cranial path of the SAN. Figure 2. Variations in the path of CNXI Other less common variations have been reported including cases of the SAN branching proximal to the SCM resulting in the superior branch innervating the SCM and the inferior innervating the trapezius.8 This is notably different from the common path where the nerve pierces through the SCM and continues on to the trapezius. (See Figure 5) A more rare occurrence involves the bifurcation of the IJV inside the anterior triangle creating a hiatus for the 6 SAN to traverse through the vein.9 In a study involving 192 neck dissections, this anomaly was found in 4 (2.1%) dissections.9 This is referred to as the fenestration of the IJV, where the SAN passed medially to the anterior portion and laterally to the posterior portion.9 The nerve has been found to exit the SCM from the posterior border at the mid-portion as well as at the junction of the middle and upper third of the SCM with equal variance.1 From here, the SAN travels inside the posterior triangle which is made up of the SCM, Trapezius, and clavicle, where it becomes most superficial. In a fetal cadaveric study of bilateral differences between the paths traveled by the SAN, significant differences were found between the mean angle that the nerve takes upon exit from the SCM and nerve angle into the trapezius inside the posterior triangle. Investigators found the mean angle that the SAN took upon exit from the SCM was 73.3 degrees on the right side and 60.5 degrees on the left side.10 Additionally, upon entry to the trapezius an average angle of 41.4 degrees and 62.2 degrees were found on the right and left side respectively.10 Although, this is a fetal model, possible left side vulnerability is suggested since the SAN travels further inferior and has an average of .3 cm longer distance inside the posterior triangle. Since this is the point where the nerve is most superficial, possible increased vulnerability to both frontal plane stretch pathologies as well as blunt trauma may be present on the left side. CNXI then passes obliquely on the border of levator scapulae, and ultimately passes deep to the anterior border of the trapezius.1,11 At this point the nerve is surrounded by superficial cervical lymph nodes, putting it at risk of iatrogenic injury during radical neck dissection.4,11 (See Figure 7) In regards to the cranial portion of CNXI (CAN), it originates at the nucleus ambiguus and emerges as up to five rootlets just inferior to the vagus nerve on the medulla oblongata. 12 The CAN then branches off of the main trunk and connects to the vagus nerve at approximately the 7 upper border of the transverse process of C1 (axis).3 In a cadaveric study, three courses of the CAN were found upon connection to the vagus nerve and exit from the JF.12 These branches include the pharyngeal branch, descending branch, and the recurrent laryngeal nerve (RLN); all of which travel along the vagus nerve with complex connection.12 The pharyngeal branch is composed primarily of the CAN, and controls motor function of the pharynx. 12 The descending branch, with vagus contribution, provides parasympathetic innervation to the abdominal and thoracic viscera.12 The laryngeal distribution of the internal branch and vagus nerve was confirmed in the posterior cricoarytenoid, lateral cricoarytenoid, and thyroarytenoid muscles resulting in motor function of the trachea and esophagus.4,12 It was determined that although the origin of the two nerves is different, the path and function of the vagus and CAN are the same.12 Cadaveric studies promote the idea of both the spinal and cranial roots traveling without connection through the JF. In a cadaveric study, none of the 15 specimens had a distinct cranial portion. This suggests that the traditional view of the spinal and cranial roots of CNXI sharing fibers in the JF is a rare variation, and not typically present. 2 A separate follow-up study found similar results as Lachman et al in 11 of 12 specimens.3 The small connection found in one specimen passed between the cranial and spinal roots at an oblique angle just distal to the jugular foramen. However, even this variation is different from the traditionally accepted “typical” anatomical description of the two roots joining at the entrance of the jugular foramen.3 Functional Implications In regards to function, many cases of cervical plexus contributions to the SAN are documented in the literature. In one cadaveric study, 96% of neck dissections exhibited SCM innervation involving the cervical plexus, including C3 in 72% of subjects. 13 In an intra-operative study of the 20 necks, 20% of subjects had cervical nerve root contributions which were 8 determined with electromyography (EMG) to recruit motor units following SAN excision proximal to contribution.14 Electromyography was administered, and it was found that when the SAN was excised with no cervical nerve root contribution, no motor units (MU’s) were recruited with stimulation. However, when cervical roots were found, MU’s were found to be recruited irrespective to SAN excision as long as cervical contributions were distal to the location of excision.14 In an intraoperative study involving 34 patients during radical neck dissection (RND), electroneurography was used to detect muscle innervations through electrical stimulation of nervous tissue with the SAN intact and results are depicted below.15 (See Table 1) Table 1. Cervical Nerve Root Contributions to the Three Portions of the Trapezius Nerve Root Upper Trapezius Middle Trapezius Lower Trapezius C2 15 13 14 C3 18 21 15 C4 5 19 20 In one case, C2 innervated all three portions of the trapezius, and in two others both the upper and middle trapezius. However, innervation was only through co-mingling with the SAN. Innervation of lower and middle trapezius via C3 and C4 nerve roots occurred directly, separate from the SAN.15 (See Figure 5) Therefore, it was determined that in the majority of cases, cervical nerve roots contribute to the innervations of the trapezius both by co-mingling with the SAN and directly from the spinal cord.15 9 When CNXI was severed superior to cervical contribution, C3 and C4 were able to maintain lower trapezius innervation (68%), middle trapezius (59%), and upper trapezius (53%).15 However, when severed below, the upper trapezius was completely lost, but lower and middle trapezius innervations remained constant from C3 and C4.15 As a result, it is proposed that loss of upper trapezius innervation may be used to differentiate between the location the SAN excision. Following excision of the SAN, function of all three portions of the trapezius remained if the SAN was damaged superior to the cervical branches in 62% of subjects, while two subjects maintained lower and middle trapezius innervations, and one subject maintained solely the lower trapezius.15 In addition, following complete SAN excision, C2 was no longer able to elicit trapezius contraction in any of the subjects, and C3 and C4 were able to innervate the middle trapezius (59%, 53% respectively) and the lower trapezius (38%, 56% respectively).15 This level of reported cervical involvement supports the notion that the SAN does not act alone in performing its traditional motor function of SCM and trapezius innervations. Histochemical staining in the above study also reported mixed cervical contributions, where both motor and sensory axons innervated the trapezius.15 A separate 18 subject intraoperative study reported a motor cervical branch to the trapezius in 39% of subjects at the level of C3.16 However, it was determined through electromyography that all motor contributions solely innervated the upper trapezius.16 This further validates the use of manual muscle testing of scapular elevation as a test of motor capacity. Other contributions to the SAN have been reported in the literature. In a study of intraoperative RND patients, the contribution of the great auricular nerve at the posterior border of 10 the SCM was observed. Contributions of the great auricular nerve to the facial nerve (CNVII) were found, while the trigeminal nerve (CNV) was found to contribute to the great auricular nerve promoting the idea of the co-mingling of sensory nerves with the accessory nerve.1 It has been determined that the SAN is not purely motor since sensory changes following trauma, as well as through contributions from other sensory nerves have been reported.1 It is proposed that the spinal accessory nerve should be referred to as the spinal accessory nerve plexus (SANP), in light of its complex connection to cervical nerve roots. Clinical Implications The SAN is typically injured following extreme stretch, blunt trauma, or excision, either from trauma or RND.2,13 CNXI damage is among the most frequent iatrogenic injuries in RND. The incidence of SAN-related disability is estimated at approximately 30-40% of patients that undergo neck dissections.17 Overall, severe functional deficits of the upper extremity have been reported to be present in 60-80% of those that undergo RND.18 In a retrospective study of 3417 traumatic brain injury (TBI) patients, the accessory nerve was implicated in just 3% of cases.19 However, in patients with low cranial nerve injury (CNIX-CNXII) mortality was as high as 73.3%.20 This suggests poor prognosis for those with CNXI damage following TBI. As a result, manual muscle testing of the SCM and trapezius following TBI may be effective as a tool in determining prognosis. In a study of 327 patients assessed for CNXI implication in conjunction with brachial plexus neuropraxia, 6% of patients were found to have spinal accessory nerve palsy (SANP); 59% of those with positive SAN involvement exhibited only trapezius palsy, while 32% had only SCM palsy, and 9% had complete palsy of both the SCM and trapezius.19 CNXI is vulnerable to blunt trauma and extreme stretch trauma in the posterior cervical triangle when there is significant scapular depression and/or cervical lateral flexion. Excessive 11 stretch of the nerve may result in neuropraxia while forcing a CNXI superficial positioning. In this position CNXI is also most susceptible to trauma as it becomes subcutaneous. Injury to CNXI during radical neck dissection commonly occurs at its exit point from the SCM into the posterior triangle with damage at this location resulting in solely trapezius denervation. The degree of injury is determined based on the presence and magnitude of symptoms and signs. Common notable symptoms include decreased scapular active range of motion (AROM) resulting from trapezius denervation.21 This manifests as scapular dyskinesia, where two degrees of humeral movement to one degree of scapular movement is not maintained resulting in limited glenohumeral range of motion (ROM).21 With trapezius denervation, dyskinesia is greatest with glenohumeral abduction, where scapular depression and upward rotation are necessary to position the glenoid fossa in the correct position for the humeral head. 21 Rare signs of CNXI damage resulting in trapezius denervation include trapezius hypertrophy with SCM atrophy which results from spontaneous motor unit discharge.22 Other suggested clinical indicators include unilateral trapezius weakness with contralateral SCM weakness which suggests an upper motor neuron lesion above the oculomotor nerve nucleus.23 Spinal accessory nerve palsy (SANP) is commonly identified by shoulder girdle depression and protraction with scapular dyskinesia and up to 30% of shoulder strength lost.1 However, assessing the cause of scapular dyskinesia is often unreliable, and manual muscle testing is controversial, as multiple muscles are responsible for each scapular movement.24 As a result, the scapular flip sign is proposed as a possible special test to assess middle and lower trapezius function. (See Figure 6) This test is performed with the patient standing, arms at their side, and elbow flexed to 90 degrees.24 Glenohumeral external rotation is resisted at the distal forearm and the vertebral border of the scapula is assessed. Winging of the vertebral border of 12 the scapula from the thoracic wall is a positive test and indicative of middle and lower trapezius weakness and possible SANP. In a study of 20 subjects with known SANP, all 20 exhibited a positive scapular flip sign, even though all subjects were found to have clinically functional rhomboids.24 This test is used as a way to differentiate between the middle and lower trapezius muscles and the rhomboid muscles. The study found that with horizontal abduction with neutral arm rotation, there was significant rhomboid and trapezius activation. However, with glenohumeral external rotation, rhomboid activity did not meet qualifying activation criteria of palpable contraction.24 The EMG study conducted by Ekstrom, et al25 validates the above mentioned finding as it was found that glenohumeral external rotation resulted in middle trapezius isolation. It is intuited that glenohumeral external rotation results in some scapular retraction effectively shortening the rhomboids past the optimal length-tension relationship. However, since the trapezius attaches to the spine of the scapula, it is not maximally shortened in this position, allowing it to be isolated. The pull of the rotator cuff on the humerus lifts the vertebral border of the scapula off of the rib cage and the middle and lower trapezius are unable to resist this pull and hold the scapula on the rib cage.21 Therefore, the scapular flip sign is proposed as both an evaluative and strengthening tool. A positive scapular flip sign is proposed as a tool to test the middle and lower trapezius, but further research is needed to determine specificity and sensitivity.21 Prognosis and Management In an electromyographic and motor latency study of 8 subjects, 75% of patients with Wallerian degeneration and axonotmesis of the SAN following iatrogenic injury showed evidence of spontaneous nerve regeneration over the course of 3-5 months.26 In addition 13 spontaneous nerve regeneration did occur following axonal degeneration from neuralgic amyotrophy in one case, and nerve regeneration was found to be incomplete following iatrogenic causes.26 Based on treatment results, it was found that following stretch-induced SAN palsy, electrical stimulation produces contraction of the upper trapezius, no repair is needed. However, in proximal injuries the platysma motor branch should be transferred to the accessory nerve, and in distal injuries the accessory nerve is best repaired with a motor neuron graft.19 However, if attempted six months post axonal disruption, surgery was found to be ineffective.27 Regardless, prognosis is poor unless a treatment plan is put in place within six months. Another surgical intervention for trapezius palsy is the Eden-Lange procedure which involves transfer of the levator scapulae distal attachment to the spine of the scapula, and transfer of the rhomboid minor and major attachments to the supraspinatus and infraspinatus fossae, respectively.28 This procedure effectively creates the actions of scapular upward and downward rotation with the remaining synergistic musculature. Following this procedure, up to 86% of patients were capable of greater than 90 degrees of glenohumeral abduction that was not previously possible.28 In addition, 91% of patients reported a significant decrease in pain postoperatively.28 Therapeutic techniques, both manual and exercise based have been shown to improve prognosis and facilitate functional improvements if treatment begins within six months of injury. Scapulo-thoracic manual mobilization has been found to significantly increase scapular and glenohumeral range of motion. In addition, glenohumeral passive range of motion, as well as assisted-active range of motion, exercises have been found to improve mobility. 29 The use of 14 passive and active-assisted range of motion exercises was found to significantly improve both passive range of motion (PROM) and active range of motion (AROM) for all actions of the scapula and humerus, including greater than 90 degrees of abduction in subjects where the accessory nerve was damaged superior to cervical plexus contribution. 29 Scapulo-thoracic strengthening involving retraction, depression and upward rotation, and elevation and downward rotation used to promote scapulo-humeral rhythm have been found to produce the greatest EMG results while restoring normal function.29 From EMG analysis, greatest activation of the middle trapezius was seen during shoulder horizontal abduction with external rotation, while maximal lower trapezius activation was seen during a prone overhead arm raise. 25 Exercises with the highest EMG results include sport cord alternating pulls, focusing on retraction, overhead press, focusing on depression and upward rotation, and shrugs, focusing on elevation and downward rotation.29 Dissection An elderly female cadaveric specimen that died as a result of complications related to Alzheimer’s disease was the subject of this investigation. The dissection was completed from the posterior aspect with the specimen in the prone position. The skin envelope was methodically removed using the Grant’s dissector as a guide. Skin flaps were made anterior to posterior and left to right in order to gain access to the calaveria. During this process, a lipoma was found on the superior aspect of the frontal bone. The transverse cut was made around the calveria two and a half inches superior to the base of the occiput. A wedge of the occipital bone was then cut inferomedially. Musculature was methodically dissected by layers until transverse processes and the sternocleidomastoid (SCM) muscles were visible. Bilateral pedilectomies and laminectomies were completed in order to remove spinous and transverse processes at the levels of C1 and C2 15 to gain access to the spinal cord and the brain stem. Structures were dissected and identified based on bony and soft tissue landmarks. Figure 3: Connection between Cranial (CAN) and Spinal (SAN) Nerve Roots of the Accessory Nerve (CNXI) Figure 4: Posterior path of Accessory Nerve (CNXI) in relationship to the Internal Jugular Vein 16 The specimen had a clear connection of the cranial and spinal roots of the accessory nerve inside the jugular foramen, which is described as a variation in the literature (Figure 3). This connection is similar to the one reported by Ryan et al3 as the connection is made at an oblique angle distal to the jugular foramen. Upon exit from the jugular foramen, this specimen exhibited a posterolateral path of the accessory nerve (Figure 4). This is considered a variation based on various intra-operative and cadaveric studies reported in the literature. Figure 5. Innervation of SCM and Trapezius Figure 6. Ascending spinal root of Muscles by the Accessory Nerve (CNXI) Accessory Nerve (CNXI) 17 Figure 7. Accessory Nerve (CNXI) Figure 8. Cervical plexus providing peripheral spatial relationship to spinal cord sensory contribution to the trapezius Along this path, a contribution from the level of the C3 nerve root is visible which is consistent with the literature, and has been reported in EMG studies to supply partial innervation to the SCM muscle. The nerve then bifurcated into two portions upon the entry of the superior third of the SCM muscle, with one portion creating a webbing innervation of the muscle, and the other piercing through and travelling to the trapezius muscle (Figure 5). On the contralateral side, the posterior cervical region was dissected in order to investigate the ascending spinal accessory nerve as well as cervical plexus contribution. Spinal nerve rootlets were identified from anterior rami and from its ascending path next to the spinal cord, and pictured at the level of C3 (Figure 6). In addition, the cervical plexus was seen to contribute innervations directly to the trapezius at the levels of C3 and C4 (Figure 8). Overall, this serves to show the complexities of SCM and trapezius innervations. 18 Conclusion This research was intended to broaden the understanding of the structure and function of the accessory nerve in order to improve differential diagnosis during evaluation, knowledge of prognosis, and treatment of accessory nerve damage. From literature review, it was determined that in the majority of the population, a distinct connection between the cranial and spinal roots of the accessory nerve is not present. However, a dissection case report was presented where these neural elements co-mingled. As a result, in some cases manual muscle testing may be successful in determining damage. In addition, it is critical in TBI assessment, as CNXI nerve damage following TBI is indicative of a high mortality rate. However, as a result of the evidence for the lack of a consistent connection, as well as a complex relationship to the cervical plexus, manual muscle testing is not conclusive nor an absolute determinant in differential diagnosis. In the literature, there is the suggestion that the accessory nerve may be predominant in the posterior triangle and follow purely superior to inferior path reflecting possible increased risk to both direct trauma as well as stretch-based pathologies such as neuropraxia with lateral flexion to the opposite side and scapular depression on the same side as the injury. The combination of these etiologies may present the greatest risk to the nerve as lateral flexion to the opposite side puts the nerve on stretch, bringing it most superficial. It is clear that the greatest risk for the accessory nerve outside of the vertebral column is iatrogenic injury from radial neck dissection. The frequency of cervical contributions, whether directly to the target tissue or through connection to the accessory nerve influences the level of functionality of the innervated muscle. Complete excision of the accessory nerve more often results in loss of the upper trapezius than any other portion of the muscle. As a result, scapular dyskinesia, especially during scapular depression and upward rotation that are necessary for glenohumeral abduction may be an 19 indicator of possible injury. In addition, the scapular flip sign is proposed as a possible tool to differentiate between scapular winging from trapezius denervation and serratus anterior denervation. Once accessory nerve damage is diagnosed, treatment within six months of original injury results in greater outcomes. In non-iatrogenic injuries, physical therapy techniques as well as motor neuron grafts could result in full recovery from axonotmesis if treated within six months. However, prognosis was poor following iatrogenic excision regardless of the timetable. Overall, the main predictor of prognosis was the length of time that was taken for diagnosis. Therapeutic exercise has also been found to be effective especially with range of motion exercises and integrated, resisted exercises that improve scapulo-humeral rhythm. Most effective exercises include scapular elevation for the upper trapezius, horizontal abduction with glenohumeral external rotation for the middle trapezius, and the prone overhead arm raise for the lower trapezius. However, exercise interventions are only effective if implemented within six months of initial injury. Improved anatomical knowledge is critical in differential diagnosis, in order to expedite the time between injury and treatment resulting in better patient outcomes. In addition, increased knowledge in rehabilitation settings allows for the creation of an optimal, evidence-based plan of care. 20 Resources 1. 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