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ANATOMIC PATHOLOGY Original Article Correlation of Heat Shock Protein 70 Expression With Estrogen Receptor Levels in Invasive Human Breast Cancer SHUJI TAKAHASHI, MD, 1 ' 2 TOSHIHIKO MIKAMI, MD, 3 YOSHIKI WATANABE, MD, 3 MINORU OKAZAKI, MD, 3 YUTAKA OKAZAKI, MD, 3 AKIRA OKAZAKI, MD, 3 TAKASHI SATO, MD, 3 KAZUAKI ASAISHI, MD, 3 KOICHI HIRATA, MD, 3 EIMEI NARIMATSU, MD, 1 MICHIO MORI, M D , ' NORIYUKI SATO, MD, 2 AND KOKICHI KIKUCHI, MD 2 The authors studied the role of 70-Kd heat shock protein (HSP70) in the progression of breast cancer by examining the correlation between the expression of HSP70 and epidermal growth factor receptor, c-erbB2, p53, and estrogen receptor in 124 cases of invasive primary human breast cancers. Positivity of an anti-HSP70 monoclonal antibody, C92, was closely associated with the elevation of estrogen receptor (P < .008), whereas it inversely correlated with the expression of p53 (P < .01). In addition, the expression of HSP70 correlated inversely with the expression of epidermal growth factor receptor, although the correlation was not statistically significant (P = .06). These results suggest that the expression of HSP70 plays a role in the progression of human breast cancer. (Key words: Breast cancer; c-erbB-2; Epidermal growth factor receptor; Estrogen receptor; Heat shock protein 70; lmmunohistochemistry; p53) Am J Clin Pathol 1994; 101:519-525. Breast cancer is an important female neoplasm, and research is being focused on its carcinogenesis and progression. Cancer cells are thought to be monoclonal, although the phenotype of hormone receptors in these cells may be heterogeneous.' Steroid hormones, which are important in growth regulation of both normal breast tissues and their neoplastic counterparts, facilitate the growth of mammary epithelial cells and breast cancer cells.2 Estrogen has been thought to play a role in the breast carcinogenesis via its receptor; therefore, endocrine treatment has been used as an adjuvant therapy for breast cancer. In the later stages of breast cancer progression, however, estrogen receptor-negative cells proliferate. Compared with estrogen receptor-positive breast cancers, estrogen receptor-negative breast cancers have biologically more aggressive characteristics, such as higher aneuploidy, higher histopathologic grade, enhanced proliferation, and higher tendency for early recurrence.3"7 and heat shock protein 90 (HSP90) is important in receptor function. Recently, other heat shock proteins, such as HSP70, were also shown to be associated with steroid receptors.' 2 ' 3 Heat shock proteins have been implicated in many cellular functions, such as chaperoning immature or denatured peptides and immunomodulation.' 4 In mammalian cells, two major members are found in the HSP70 family: an abundant, constitutively expressed 73-kD protein (Hsc73), and a highly stress-inducible 72-kD protein (Hsp72). Although these two proteins are structurally related and have similar cellular functions, they are distinct gene products. 15 "' 7 Certain forms of HSP70 are associated with mutant p53. 18 " 20 p53, a nuclear phosphoprotein normally expressed at a low level, regulates cell growth; however, its mutant form plays a role in malignant transformation.21 According to previous immunohistochemical studies on human breast cancers, expression of p53 correlates with EGF-R and inversely correlates with estrogen receptor; however, the biologic background of such correlations remains unclear.22"25 Another oncoprotein, c-erbB-2, which is homologous to EGF-R, is also implicated in the progression of breast cancer.26,27 Because members of the HSP70 family are associated with steroid receptors and mutant p53, expression of HSP70 is thought to play a role in the progression of breast cancer. This hypothesis prompted us to examine the immunohistochemical expression of HSP70, EGF-R, c-erbB-2, and p53 in human breast cancer. Although the precise mechanism of such biologic alteration has not been well elucidated, estrogen receptor-negative breast cancer is thought to acquire an autocrine mechanism. 8 In concordance with this hypothesis, certain estrogen receptor-negative breast cancer cells with highly proliferative activity were shown to express epidermal growth factor receptors (EGF-R) and to produce cytokines, such as transforming growth factor a. 9 "'' Steroid receptors are associated with heat shock proteins, We demonstrated that expression of HSP70 correlated with From the 'Division of Pathology, Sapporo Medical University Hospi- elevation of estrogen receptor and inversely correlated with ex2 3 tal; and Departments of Pathology and * Surgery, Sapporo Medical pression of both EGF-R and p53. These results suggest that University. Sapporo. Japan. HSP70 may be involved in the progression of breast cancer. Manuscript received December 28, 1992; revision accepted April 15, 1993. Address reprint requests to Dr. Takahashi: Division of Pathology, Sapporo Medical University Hospital, SI, W16, Chuo-ku, Sapporo, 060 Japan. MATERIALS A N D METHODS Breast cancer tissues were obtained from mastectomy and processed immediately after surgery. These samples were 519 ( 520c. ANATOMIC PATHOLOGY Original Article Aft t * 7f-#>.; '">•'••'•'• *' Bf* *„". X ^ ij*. - *••", y , .. *. V > • • * 7: *>^ • .. •• „ '- ,;..-:• j-. •: , . ^ ' i-'.V. •'••••J ,- '.\„1»'..W .^ • r '• • t^* "* i*'*l' * c • ^ * v > J v.». v » > & t r*:: r » 2-* • ''.*> * '« -i . . . - 1 K ' '/•' f*** •/ v.;••,;-.'••-• •'.J** FIG. 1. Immunohistologic detection of HSP70 (A), p53 with PAb 1801 (B), EGF-R (C), and c-<?r6B-2 (D) in human breast cancer (original magnification, X 80 each.) soaked in Tissue-Tek compound (Miles, Inc., Elkhart, IN) and frozen at - 8 0 °C. Mouse monoclonal antibody to EGF-R, clone EGFR1 (Amersham Japan, Tokyo, Japan). Anti-p53 antibodies, clones PAb 1801 and PAb 240 (Oncogene Science, Manhasset, NY), react with epitopes between amino acids 3279 and 156-214, respectively.28-29 Another anti-p53 antibody used was clone 1620 (Oncogene Science), which preferentially reacts with wild type p53. 30 Anti-c-<?r6B-2 antibody, clone NCL-CB11 (Novocastra Laboratories, Newcastle, UK) was also used. Anti-HSP70, clone C92 (Amersham) preferentially reacts with Hsp72 of HSP70 family.31 An anticytokeratin antibody (clone KL1; Immunotech S.A., Marseille, France) was used to identify epithelial components, and material that stained poorly with this antibody was excluded from further analysis. A mixture of class-matched negative control antibodies was used. For immunoperoxidase staining, frozen sections (6 fim thick) were placed on poly-L-lysine-coated glass slides and fixed in chilled acetone. The slides were air-dried for 1 hour, and primary antibodies were applied according to the standard avidin-biotin system as recommended by the vendor (Nichirei, Japan). Sections were stained with 3, 3'-diaminobenzidine (Sigma Chemical, St. Louis, MO), and the nuclei were counterstained with methyl green. Other sections were used for hematoxylin-eosin staining. Estrogen receptor content of the tissues was measured by dextran-coated charcoal assay (Otsuka Assay Laboratories, Tokushima, Japan). The value (fmol/mg) obtained was closely correlated with the expression of estrogen receptor in immunostaining.32 For statistical analysis, contingency tables were used to examine the relationship between expression of HSP70 and p53, EGF-R, and c-erbB-2. The chi-squared test was performed to determine whether the relationship was statistically significant. The Mann-Whitney U (nonparametric) test was used to examine the relationship between estrogen receptor and HSP70, p53, EGF-R, and c-erbB-2, because the distribution of estrogen receptor was not normal. Correlations between estrogen receptor grade and patient's age were determined by the KruskalWallis test. P values less than .05 were considered significant. Detection of estrogen receptor was not performed on all patients, because of limited material. RESULTS Immunostaining patterns of HSP70, EGF-R, p53, and cerbB-2 are shown in Figure 1. Expression of HSP70 was detected in the nuclei and perinuclear regions of the cancer cells, in contrast to the surrounding fibrous tissues, which showed indistinct immunoreactivity with the anti-HSP70 antibody A.J.C.P.-April 1994 AMERICAN JOURNAL OF CLINICAL PATHOLOGY -am Erratum In the article, Correlation of Heat Shock Protein 70 Expression With Estrogen Receptor Levels in Invasive Human Breast Cancer, by Takahashi and colleagues, in the April 1994 issue ofAmerican Journal ofClinical Pathology, the art for Figures 1 and 2 did not match their corresponding legends. We are printing the correct Figures 1A-D and 2A-H and their correct legends. We regret any inconvenience this error may have caused. FIG. 1. Immunohistologic detection of HSP70 (A), p53 with PAb 1801 (B), EGF-R (C), and c-erbB-2 (D) in human breast cancer (original magnification, X80 each.) /CTOPseeeeetnbwcWI AMERICAN JOURNAL OF CLINICAL PATHOLOGY BS >'-K m •. ., ^€ ft . k- f' B w £*•••• - • ' '•% • • • ^..-<^ • - ^ • 5 " V*B*' - * Qm 41 rtr Of ^ "''A .9 <-.•» J * . , *> a? ** P E;-> i-^v r i '4, '• • \. i' i> J V^ •V, "*<v '** VJI. I0D IHUIIU ' * FIG. 2. Comparative immunostaining of HSP70 (A,C,E,G)andp53(B,D, F, H). Case 1 was a 55year-old patient with invasive ductal carcinoma. The estrogen receptor level was 19.4 fmol/mg. Heat shock protein 70 was negative in the cancer cells, whereas expression of p53 was distinct in the nuclei of the cancer cells (A, B). Case 2 was a 55year-old patient with medullary carcinoma. The estrogen receptor was undetectable. Like case 1, distinct p53 expression was demonstrated, whereas HSP70 was undetectable (C, D). Case 3 was a 58year-old patient with invasive ductal carcinoma (estrogen receptor: 31.4 fmol/ mg). Reactivity of HSP70 was found in both the cytoplasm and nucleus, although p53 was not detected (E, F). Similarly, case 4 was a 61 -year-old patient with invasive ductal carcinoma (estrogen receptor, 292 fmol/mg). Evident HSP70 expression was demonstrated in most of the cytoplasms, but was negative for p53 (G, H) (original magnification, X80 each.) FIG. 2. Comparative immunostaining of HSP70 (A, C, E, G) and p53 (B, D, F, H). Case 1 was a 55-year-old patient with invasive ductal carcinoma. The estrogen receptor level was 19.4 fmol/mg. Heat shock protein 70 was negative in the cancer cells, whereas expression of p53 was distinct in the nuclei of the cancer cells (A, B). Case 2 was a 55-year-old patient with medullary carcinoma. The estrogen receptor was undetectable. Like case 1, distinct p53 expression was demonstrated, whereas HSP70 was undetectable (C, D). Case 3 was a 58-year-old patient with invasive ductal carcinoma (estrogen receptor, 31.4 fmol/mg). Reactivity of HSP70 was found in both the cytoplasm and the nucleus, although p53 was not detected (E, F). Similarly, case 4 was a 61 -year-old patient with invasive ductal carcinoma (estrogen receptor, 292 fmol/mg). Evident HSP70 expression was demonstrated in most of the cytoplasms but was negative for p53 (G, H). (Original magnification, X 80 each.) 522 ANATOMIC PATHOLOGY Original Article TABLE 1. RELATIONSHIP AMONG HISTOLOGIC TYPES OF BREAST CANCER AND EXPRESSION OF HSP70, P53, EGF-R, AND C-ERBB-2 IN BREAST CANCER HSP70 - + Invasive ductal Invasive lobular Mixed* Medullary Mucinous Apocrine 58(53) 0(0) 1(33) 2(50) 0(0) 1(50) 52 (47) 2(100) 2(67) 2(50) 3(100) 1(50) Total 62 (50) 62 (50) c-erbB-2 EGF-R p53 Histological Type - + 92 (87) 1(50) 3(100) 1(25) 3(100) 2(100) 18(16) 1(50) 0(0) 3(75) 0(0) 0(0) 102 (82) 22(18) - + 97 (88) 2(100) 3(100) 2(50) 3(100) 1(50) 108 (87) 13(12) 0(0) 0(0) 2(50) 0(0) 1(50) 16(13) - + 90 (82) 2(100) 3(100) 4(100) 3(100) 2(100) 104 (83) 20(18) 0(0) 0(0) 0(0) 0(0) 0(0) 20(17) Values arc expressed as numbers (percent). * Mixed ductal and lobular carcinoma. was not found in the estrogen receptor-high-positive group (estrogen receptor grades 3 and 4). Similar to p53, expression of EGF-R demonstrated an inverse correlation with the estrogen receptor grade (P < .03). Positivity of c-erbB-2 also showed an inverse correlation with the estrogen receptor grade, although it was not significant (P = .08). In concordance with previous reports, our results demonstrated a significant correlation between the estrogen receptor level in breast cancer and patient age (P < .004; data not shown). However, the age distribution did not show any correlation with HSP70 (mean age of HSP70-positive patients was 53.6 years; mean age of HSP70-negative patients was 50.1), p53 (positive, 50.3; negative, 52.2), or EGF-R (positive, 50.9; negative, 52). These results suggest that the markers are specifically correlated with estrogen receptor expression. We further analyzed the coincident expression of p53 and EGF-R. As shown in Table 3, a significant correlation between p53 and EGF-R was observed (P < .002). Despite the structural similarity between EGF-R and c-erbB-2, expression of c-erbB2 did not show any correlation with expression of p53 (P = .54, Table 3). Because HSP70 correlated with estrogen receptors, and the expression of both p53 and EGF-R inversely correlated with estrogen receptors, we speculated that the positivity of HSP70 might inversely correlate with both p53 and EGF-R. Reactivity of p53 was detected in only 8% of HSP70-positive breast cancer tissues (Table 4). In contrast, HSP70-negative cases showed a (Figs. I A, 2E and G). Approximately half the cases expressed HSP70 (Table 1). A positive reaction for p53 was detected in the nucleus of each cell with various degrees of intensity (Figs. IB, 2B and D). Twenty-two of 124 (18%) cases in this study demonstrated detectable p53 (Table 1), which is comparable with previous reports.21"24 Epidermal growth factor receptor was localized in the cytoplasm or membrane and homogeneously expressed in most cancer cells (Fig. 1C). Myoepithelial cells in normal breast tissues were positive for EGF-R, as previously reported.27 Thirteen percent of breast cancers were positive for EGF-R (Table 1), and c-erbB-2 was diffusely detected in the cytoplasm of cancer cells in 17% of cases (Fig. ID and Table 1). As shown in Table 1, no significant relationship was found between the histologic type of the tumor and the frequency of expression of oncogene products or HSP70 positivity. In medullary carcinoma, however, p53 expression showed a significantly higher incidence (75%) than the others (18%). Positivity of HSP70 in breast cancer increased significantly as the estrogen receptor grade increased, from 39% in the estrogen receptor-negative group to 80% in the estrogen receptor-high-positive group (P < .008, Table 2). In contrast to HSP70, the highest incidence of p53 expression was observed in the estrogen receptor-negative and estrogen receptor-low-positive groups (estrogen receptor grade 0 and estrogen receptor grade 1), and the expression of p53 decreased significantly as the estrogen receptor grade advanced (P < .003). p53 expression TABLE 2. RELATIONSHIP BETWEEN ESTROGEN RECEPTOR EXPRESSION AND HSP70, P53, EGF-R, AND C-ERBB-2 IN BREAST CANCER HSP70 ER Grade' 0 1 2 3 4 Total 23(61) 6(60) 19(53) 7(44) • 4(20) + - + 15(39) 4(40) 17(47) 9(56) 16(80) 27(71) 7(70) 28 (78) 16(100) 20(100) 11 (29) 3(30) 8(22) 0(0) 0(0) 61(51) 59 (49) (P < 0.008) c-erbB-2 EGF-R P53 98 (82) 22(18) (P < 0.003) + 28 (74) 9(90) 33 (92) 15(92) 19(94) 104 (87) (P 10 (26) 1(10) 3(8) 1(8) 1(6) 16(13) < o.o3;) Values arc expressed as numbers (percent). " Expression of estrogen receptor was graded as follows: 0. = <5 (fmol/mg); 1. 5< = < I 0 : 2, 10< = <50; 3, 50< - <100; 4. 100<. A.J.C.P. 'April 1994 29 (76) 7(70) 31 (86) 16(100) 17(85) + 9(24) 3(30) 5(14) 0(0) 3(15) 20(17) 100(83) (P = 0.08)1 523 TAKAHASHI ET AL. HSP70 in Breast Cancer TABLE 3. RELATIONSHIP BETWEEN P53 EXPRESSION AND EGF-R AND C-ERBB-2 IN BREAST CANCER EGF-R c-erbB-2 - - + + Total P53 94 (92) 14 (64) + Total 8(8) 8(36) 87 (85) 17(77) 15(15) 5(23) 102 22 108 (87) 16(13) (P< 0.002) 104(84) 20(16) 124 (/> =0.54) Values are expressed as numbers (percent). higher incidence (27%) of p53 expression (P < .01), suggesting an inverse correlation between HSP70 and p53 in human breast cancer. A higher incidence of EGF-R expression was observed in HSP70-negative tumors; EGF-R was observed in 19% of the HSP70-negative group, in contrast to 6% of the HSP70-positive group, although these incidences were statistically insignificant (P = .06, Table 4). We did not find an association between HSP70 expression and c-erbB-2 (P = .46). Representative immunohistochemical findings, with a combination of anti-p53 and anti-HSP70, are shown in Figure 2. Case 1 was invasive ductal carcinoma with estrogen receptorlow-positive expression (Fig. 2A and B). Case 2 was an invasive medullary carcinoma with negative estrogen receptor (Fig. 2C and D). Both cases were negative for HSP70 and positive for p53. Unlike these cases, case 3 was an invasive ductal carcinoma with a positive estrogen receptor level (Fig. 2E and F). Case 4 was an invasive ductal carcinoma with a highly positive estrogen receptor expression (Fig. 2G and H). Both cases were positive for HSP70 and negative for p53. The immunohistochemical results obtained in this study indicated that positivity for HSP70 in breast cancer cells correlated with estrogen receptor levels and inversely correlated with both EGF-R and p53. DISCUSSION We immunohistochemically examined the relationship between expression of HSP70 and the levels of estrogen receptor, EGF-R, and p53 in 124 cases of invasive human breast cancer. Estrogen receptor levels are significantly implicated in breast cancer biologically and clinically. Most tumor cells are estrogen-dependent in the early stages. In the later stages, however, the estrogen receptor-negative population dominates, which raises major obstacles to endocrine treatment of breast cancer. Estrogen receptor-negative breast cancer often expresses oncogene products, such as EGF-R, p53, and c-erbB-2.9'022'2'' Epidermal growth factor receptor, which is expressed in 20% to 60% of human breast cancers, inversely correlates with estro1 In an experimental study, overgen receptor expression. produced EGF-R and transforming growth factor-a induced transformation of immortalized mouse fibroblasts.33 The proto-oncogene p53 (wild type), a nuclear phosphoprotein normally expressed at a low level in all human cells, regulates cell growth and division. Mutant p53 forms a complex with wild type p53 and eliminates the function of the wild type.34 p53 expression is observed in 15% to 45% of breast cancer cells in correlation with EGF-R expression, which suggests that these oncoproteins play a cooperative role in malignant transformation.21-22 p53 correlates with established prognostic factors: age, stage, metastatic involvement, concentration of estrogen and progesterone receptors, and proliferative index.24 Thus, p53 expression is also considered a prognostic factor in human breast cancer. However, the biologic significance of p53 in estrogen receptor-negative breast cancer has not been elucidated. We used monoclonal antibody C92 to detect immunohistochemically Hsp72 among the HSP70 family.31 Heat shock protein 72 is highly inducible in mammalian cells. The antibody did not react with another member of the HSP70 family, Hsc73, which is an abundant and constitutively expressed heat shock protein. Although Hsp72 and Hsc73 are structurally related and assumed to perform similar functions in the cell, they are products of different genes.14"16 At present, the nature of the "stress" that induces heat shock protein in breast cancer cells is not known. Our results revealed that the expression of HSP70 strictly correlated with estrogen receptor (P < .008). Because steroid receptors are physiologically associated with various heat shock proteins, including HSP70, to form a multimolecular complex in normal tissues,"12 the heat shock protein may be induced because of a physiologic demand, such as that induced by estrogen. Supporting this notion, two other types of heat shock protein, HSP27 and HSP89, were inducible by estrogen in breastcancer cell lines.3536 Alternatively, a stressful interaction might be found between estrogen receptor-positive breast cancer cells and surrounding tissues in the early stages of oncogenesis. Emergence of mutant p53 may relieve the tumor cells from the stress in the later stage of oncogenesis, because overproduction of mutant p53 made established rat cells highly tumorigenic.37 In relation to expression of HSP70, recent reports have demonstrated that heat shock proteins are involved in immunologic surveillance. A member of the HSP70 family binds to a peptide fragment of cytochrome c on murine B lymphocytes and is TABLE 4. RELATIONSHIP BETWEEN HSP70 EXPRESSION AND P53, EGF-R, AND C-ERBB-2 IN BREAST CANCER EGF-R p53 + - c-erbB-2 + - + - HSP70 + Total 45 (73) 57 (92) 102(82) (/><0.01) Values are expressed as numbers (percent). 17(27) 5(8) 50(81) 58 (94) 22(18) 108(87) (P = 0.06) 12(19) 4(6) 54 (87) 50(81) 16(13) 104(84) (P = 0.46) Total 8(13) 12(19) 62 62 20(19) 124 524 ANATOMIC PATHOLOGY Original Article recognized by specific T lymphocytes.38 The other type of heat shock protein, HSP65, interacts with T cells bearing the y/b type T cell receptor.39 Thus, expression of HSP70 may lead to immunologic interaction with the host, which, in turn, may provide a better prognosis for patients with estrogen receptorpositive breast cancer. Our results demonstrated that an inverse correlation exists between HSP70 and p53 expression in human breast cancer. Expression of p53 was detected by PAbl801 antibody, which reacted with both wild and mutant p53. The PAb 1801-positive specimens readily reacted with the PAb240 antibody, which binds solely with mutant p53, but not with the PAb 1620 antibody, which reacts preferentially with wild p53, but not mutant human p53 by immunohistochemistry (data not shown).29'30 Thus, expressed p53 can be attributed to a p53 mutation, which may reflect a high frequency (60%) of allelic depletion of 17p.40 This is seemingly antithetical to the fact that mutant p53 is physically associated with HSP70 proteins, which stabilize p53 and give rise to a longer half life than that of the wild type.17"1941 However, such HSP70 proteins consist mostly of Hsc73, and a quantitative association of human Hsp72 with mutant p53 has not been reported, except for an osteosarcoma cell line.19 Physiologic supplementation of HSP70 may rarely occur in such an unphysiologic situation as cancer, unlike steroid receptors. Our results also demonstrated an inverse correlation between HSP70 and EGF-R in human breast cancer. 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