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VALUE IN HEALTH 14 (2011) S100 –S107 available at www.sciencedirect.com journal homepage: www.elsevier.com/locate/jval Cost-Effectiveness of Supervised Exercise Therapy in Heart Failure Patients Eduardo M. Kühr, MD, MSc1, Rodrigo A. Ribeiro, MD, MSc2, Luis Eduardo P. Rohde, MD, ScD1, Carisi A. Polanczyk, MD, ScD1,2,* 1 Cardiology Division, Hospital de Clínicas de Porto Alegre, Department of Medicine and Graduate Program of Cardiology, Federal University of Rio Grande do Sul, Porto Alegre, Brazil, and National Institute for Health Technology Assessment, CNPq, Brazil; 2Graduate Program in Epidemiology, Federal University of Rio Grande do Sul, Porto Alegre, Brazil, and National Institute for Health Technology Assessment, CNPq, Brazil A B S T R A C T Objective: Exercise therapy in heart failure (HF) patients is considered safe and has demonstrated modest reduction in hospitalization rates and death in recent trials. Previous cost-effectiveness analysis described favorable results considering long-term supervised exercise intervention and significant effectiveness of exercise therapy; however, these evidences are now no longer supported. To evaluate the costeffectiveness of supervised exercise therapy in HF patients under the perspective of the Brazilian Public Healthcare System. Methods: We developed a Markov model to evaluate the incremental cost-effectiveness ratio of supervised exercise therapy compared to standard treatment in patients with New York Heart Association HF class II and III. Effectiveness was evaluated in quality-adjusted life years in a 10-year time horizon. We searched PUBMED for published clinical trials to estimate effectiveness, mortality, hospitalization, and utilities data. Treatment costs were obtained from published cohort updated to 2008 values. Exercise therapy intervention costs were obtained from a reha- Introduction Heart failure (HF) is a common health care problem worldwide, with elevated costs associated to its treatment [1]. During the past 20 years several effective therapies have changed HF management and clinical outcomes and these have been formally evaluated through economic analyses [2-4]. The decrease in HF mortality was followed by an increase in its prevalence, with direct effect on health care budgets resulting from the rising number of hospitalizations and therapeutic procedures [5]. HF is a complex syndrome characterized by reduced exercise tolerance and the involvement of multiple physiopathologic mechanisms [6]. In the past patients were often advised to limit their efforts in daily activities; however, several studies suggest that exercise training may reduce mortality and morbidity in HF patients [7,8]. These studies also demonstrated that exercise training could be performed safely in appropriately evaluated cases of patients who present in clinically compensated New York Heart bilitation center. Model robustness was assessed through Monte Carlo simulation and sensitivity analysis. Cost were expressed as international dollars, applying the purchasing-power-parity conversion rate. Results: Exercise therapy showed small reduction in hospitalization and mortality at a low cost, an incremental cost-effectiveness ratio of Int$26,462/quality-adjusted life year. Results were more sensitive to exercise therapy costs, standard treatment total costs, exercise therapy effectiveness, and medications costs. Considering a willingness-to-pay of Int$27,500, 55% of the trials fell below this value in the Monte Carlo simulation. Conclusions: In a Brazilian scenario, exercise therapy shows reasonable cost-effectiveness ratio, despite current evidence of limited benefit of this intervention. Keywords: costs, health economics, heart failure, physical therapy. Copyright © 2011, International Society for Pharmacoeconomics and Outcomes Research (ISPOR). Published by Elsevier Inc. Association (NYHA) functional class II and III, as endorsed by current guidelines [9,10]. For health care managers, the decision to incorporate exercise therapy in treatment of patients with HF should be based in several perspectives, including cost-effectiveness studies of the intervention. In 2001, Georgiou et al. [11] published a cost-effectiveness analysis of supervised exercise intervention in HF patients showing a very favorable cost-effectiveness ratio of $1773 per life-year saved, considering a 14-month period of supervised exercise intervention in a time horizon of 10 years applied to a North-American setting. Recently a multicenter randomized controlled trial of 2331 HF outpatients [12] described an exercise-based intervention being compared with standard treatment. After 2.5 years of follow-up, including a short training period in a facility followed by homebased exercise sessions, a benefit was observed only after adjustment for other prognostic predictors of the primary endpoint. The authors concluded that exercise training is a safe intervention associated with a modest reduction in hospitalization and mortality, Conflicts of interest: The authors have indicated that they have no conflicts of interest with regard to the content of this article. * Address correspondence to: C. A. Polanczyk, National Institute for Health Technology Assessment, Hospital de Clínicas de Porto Alegre, Ramiro Barcelos 2350, Building 21, 5th Floor, 90035-007 - Porto Alegre, RS, Brazil. E-mail: [email protected]. 1098-3015/$36.00 – see front matter Copyright © 2011, International Society for Pharmacoeconomics and Outcomes Research (ISPOR). Published by Elsevier Inc. doi:10.1016/j.jval.2011.05.006 VALUE IN HEALTH 14 (2011) S100 –S107 S101 Fig. 1 – Schematic representation of the decision model. far from the assumed estimations in previous cost-effectiveness analysis [12]. In this study we evaluated the economic impact of a supervised exercise intervention in a hypothetic stable outpatient HF cohort, considering current evidence of effectiveness and costs, offering health care professionals an updated assessment on the role of exercise in the management of HF. computed all-cause mortality in our model, considering evidence of exercise intervention studies. A schematic representation of our decision tree is shown in Figure 1. The discount rate for both cost and effectiveness was 5% per year. We used the public third-party payer perspective and a 10year time horizon. Survival data Methods Target population The target population was composed of 60-year old patients at baseline, with clinically stable NYHA class II or III HF, intended to reproduce the population in exercise interventions studies in HF. Decision model structure We developed a model based on two competing strategies: 1) standard HF care; and 2) standard HF care plus an exercisebased intervention [13]. We constructed our decision tree model with Markov transitional states using TreeAge Pro 2009 Suite software (release 1.0.1, TreeAge Software Inc., Williamstown, MA), tracking a hypothetical cohort of HF patients over time receiving one of the strategies. During each 1-year cycle, patients could remain alive or die; patients alive could also remain stable or be hospitalized. After having been hospitalized, these patients could die or remain alive, with a lower survival rate, simulating the natural history of HF. In the intervention arm we assumed that exercise could reduce mortality and hospitalization rates, according to expected rates of effectiveness. We Survival rates were based in data from a specialized HF outpatient clinic from a university hospital in Brazil whose patients’ characteristics are similar to the exercise intervention studies’ populations. This cohort was composed of 318 patients (68% men), with a median age of 61 years (interquartile range 50 –71 years). Thirty-seven percent of patients had ischemic heart disease as the HF etiology; 87% were currently taking beta blockers, and 91% were taking angiotensin converting enzyme inhibitors. The prevalence of diabetes mellitus in this cohort was 30%, 41% of these patients had hypertension, and 11% were tobacco users. The annual rate of hospital admission in this cohort was 16%, and patients who had been hospitalized had a diminished survival rate compared with those who had not been hospitalized [14]. Median follow-up of this cohort was 75 months (95% confidence interval [CI] 68 – 81). To project survival during the 10-year time horizon, we built a survival curve (Fig. 2) using a Weilbull function. Two different curves were built based on hospitalization status. The final equations for the survival functions were Exp(⫺((0.0004*(_stage)^1.0715)) in nonhospitalized patients and Exp(⫺((0.00018*(_stage)^1.3627)) in hospitalized patients. S102 VALUE IN HEALTH 14 (2011) S100 –S107 were included, as described in the Consort statement (Fig. 3). Thirteen trials met the eligibility criteria, resulting in a total of 3458 patients being included: 1746 in the exercise group and 1712 in the control group, as shown in Table 1 [7,12,16 –26]. When one arm of a study contained no events, we added 0.5 to each cell to allow effect size calculation. Combined events (death or hospitalization) showed a pooled risk ratio of 0.878 (95% CI 0.805– 0.957) using the Mantel Haenszel fixed-effects model. Pooled risk reduction for mortality was 0.957 (95% CI 0.865–1.058) and for hospitalization was 0.90 (95% CI 0.831– 0.973). HF treatment costs Fig. 2 – Undiscounted survival curve projections for standard treatment and exercise therapy plus standard treatment, compared with actual survival curve of heart failure (HF) patients. Utilities To estimate quality-adjusted life years (QALYs), we assumed a utility index of 0.80 for HF (95% CI 0.78 – 0.82), using recommended values proposed by Göhler et al. [15] in their decision-analytic model, which was weighted by NYHA classes from actual prevalence on the Hospital de Clinicas de Porto Alegre cohort (66% and 33% of NYHA class II and III, respectively). We used a discount rate of 5% (range 3%–7%). Exercise therapy intervention The model assumed a supervised exercise therapy session occurring in a facility center, with direct supervision of a qualified exercise training professional (eg, a physiotherapist). These sessions consist of an initial warm-up, followed by 15 to 30 minutes of aerobic training on a treadmill or performing stationary cycling in individually prescribed program. All patients should be monitored during the exercise session and each physiotherapist could supervise up to four patients each session. In initial phases of rehabilitation (until 12 weeks), every patient in the intervention group should participate in at least three weekly 1-hour supervised group-based exercise sessions. After 36 sessions we determined that patients should return once a week to the rehabilitation center for additional supervised sessions during a 9-month period, totaling 72 sessions per year in the first intervention stage. In subsequent stages we considered a maintenance program of 50 yearly sessions (weekly supervised sessions). Annual HF treatment costs in the Public Healthcare System (PHS) were extracted from a Brazilian cohort described by Araujo et al. [27]. These authors described treatment costs categorized in outpatients and hospital costs, in 2002 values. We updated published values to 2008 costs according to the official Brazilian inflation index [28]. Hospital costs were adapted from our university hospital billing system, which includes in standard admission payments some high-complexity diagnostic procedures, including special drugs and devices. For outpatient cost estimates for stable conditions we included drug costs, complementary exams, and ambulatory costs (Table 2). All costs are expressed in international dollars (Int$), using the purchasing power parity conversion rate. According to a 2008 report of the World Bank regarding conversion rates [29], Int$1 ⫽ R$1.357. We used an annual discount rate of 5% in all described costs, expressed in internation dollars. Intervention costs (Supervised Exercise) In Brazil outpatient cardiac rehabilitation procedures are not reimbursed by the PHS. To establish yearly intervention costs we used data from a rehabilitation center in a private facility of an insurance plan, located in the Brazilian state of Santa Catarina. Salaries of fitness center personnel accounted for 47% of the total annual cost of rehabilitation. Maintenance costs (including rental costs, licenses, and repairs) and equipment costs (e.g., cycle ergometers and pulse oximeters) accounted for 33% and 20%, respectively. This structure is able to provide 2000 annual Intervention effectiveness We performed a literature search in PUBMED using “Heart Failure” and “Exercise Therapy” MeSH terms, selecting randomized controlled trials published from 1980 to 2009. We included trials with the following characteristics: 1) randomized parallel group controlled trials; 2) exercise programs during at least 8 weeks or more initially based in facility centers; and 3) clinically relevant endpoints (death and/or hospitalization) described in the results. Initial search identified 169 articles that were subsequently scrutinized and those that fulfilled inclusion criteria Fig. 3 – Flow diagram of study selection for exercise effectiveness. S103 VALUE IN HEALTH 14 (2011) S100 –S107 Table 1 – Studies meeting inclusion criteria to estimate exercise effectiveness. Author, year (ref) Austin, 2005 [16] Belardinelli, 1999 [7] Gianuzzi, 2003 [17] Jolly, 2009 [18] Jonsdottir, 2006 [19] Kiilavuori, 2000 [20] Kulcu, 2007 [21] Hambrecht, 2000 [22] McKelvie, 2002 [23] Nilsson, 2008 [24] O’ Connor, 2009 [13] Wielenga, 2000 [25] Willenheimer, 1998 [26] Total Sample size (exercise controls) Events (exercise, controls) Combined Deaths Hospitalization 13 23 14 34 2 2 23 25 9 13 0 1 0 2 5 4 11 10 2 1 918 958 2 4 0 3 999 1082 5 4 9 20 0 1 7 5 2 2 0 0 0 1 3 2 11 10 2 1 189 198 1 4 0 0 229 248 9 19 5 14 2 1 16 20 7 11 0 1 0 2 2 2 0 0 0 0 729 760 1 1 0 3 771 834 Exercise: 86 Controls: 98 Exercise: 50 Controls: 49 Exercise: 45 Controls: 45 Exercise: 84 Controls: 85 Exercise: 21 Controls: 22 Exercise: 12 Controls: 15 Exercise: 27 Controls: 26 Exercise: 35 Controls: 34 Exercise: 90 Controls: 91 Exercise: 40 Controls: 40 Exercise: 1159 Controls: 1172 Exercise: 41 Controls: 39 Exercise: 22 Controls: 30 Exercise: 1712 Controls: 1746 training hours to four patient groups, with a total cost of Int$66,633, resulting in a single session cost of Int$8.33 per patient. The proposed cost of each session is similar to the estimated costs per session used by a previously published model [11], which would cost Int$7.14 in the Brazilian scenario. Values used in the model are lower than reimbursement values in Brazil (Int$17.65 in the first 12-week program and Int$5.88 in the maintenance program). Table 2 – Model variables, values, and sources. Variable Median age of cohort (y) Annual risk of hospitalization (%) Exercise variables Annual hospitalization risk reduction (%) Annual mortality risk reduction (%) Costs Annual exercise intervention costs in the first year (Int$) Base 60 16 0.90 0.957 Sensitivity analysis variation 50–70 10–22 0.831–0.973 0.865–1.058 375 187–562 Annual exercise intervention cost in 2- to 10-y interval (Int$) 100 50–150 Total annual conventional heart failure treatment costs (Int$) Annual hospitalization costs (Int$) Annual ambulatory costs (Int$) Annual complementary exams costs (Int$) Annual medication costs (Int$) Total annual exercise-group heart failure treatment costs (conventional heart failure treatment cost plus exercise intervention costs) (Int$) Utilities Heart failure patient utility (New York Heart Association Class II-III) Discount rate (%) 3752 1798 54 363 1538 4187 1,876–5,628 899–2,697 27–81 182–545 769–2,306 2,093–6,280 0.80 5 0.78–0.82 3–7 Source 15 15 Meta-analysis Meta-analysis Health care insurance plan, primary data Health care insurance plan, Primary data 17 17 17 17 17 Estimated 16 Estimated S104 VALUE IN HEALTH 14 (2011) S100 –S107 Table 3 – Model predicted cost, effectiveness, and cost-effectiveness of competing strategies. Total cost (Int$) Conventional treatment Conventional treatment ⫹ Exercise therapy 12,720 15,331 Effectiveness Incremental cost-effectiveness Mean life years Mean QALYs Int$/LYS Int$/QALY 5.45* 5.58* 4.36* 4.46* – 21,169 – 26,461 Int$, international dollars; LYS, life year saved; QALY, quality-adjusted life year. * All values are discounted. Sensitivity analysis We performed one-way sensitivity analysis in all model parameters described in Table 2. Model effectiveness variables (mortality and hospitalization reduction with exercise) were varied between the boundaries of meta-analysis confidence intervals. Costs were varied ⫾50% of their original values; utilities varied according to previously described values. Discount varied between 3% and 7%. Two-way sensitivity analysis was performed in the most important model variables. Model robustness was tested in a Monte Carlo simulation, with a generation of 1000 trials and variation in the range described above. Gamma distribution was chosen for cost variables, lognormal distribution for effectiveness, and beta distribution for utility variables. Results The model predicted a mean survival of 5.58 years in the exercise group and 5.45 years in the control group. When adjusted for quality of life, we found a mean survival of 4.46 and 4.36 QALYs, respectively, as shown in Table 3. The exercise intervention increased 0.13 life-years and 0.10 QALYs. The total costs in the intervention group was Int$15,331 and Int$12,720 in the standard care group. The incremental cost-effectiveness ratio (ICER) was Int$21,169 per life-year and Int$26,462 per QALY. Monte Carlo simulation with 1000 trials is represented in Figure 4. Results from one-way sensitivity analyses are summarized in Table 4, and our evaluation was adequate to most one-way analyses. At the lowest values of established intervals for variables related to HF standard costs of treatment—such as ambulatory costs, complementary exam costs, hospitalization costs, and drugs costs—there was small influence on the ICERs. Utili- ties and discount rates variations also produce discrete modifications on the ICERs, varying between Int$25,816 and Int$27,140 and Int$25,155 and Int$27,832, respectively. More pronounced effect occurred when varying probability of hospitalization, with an ICER of Int$24,499 at a 22% annual rate and of Int$30,350 at a 10% annual hospitalization rate. Three variables had a more expressive effect on the base case estimates: exercise intervention costs, estimated mortality reduction, and estimated hospitalization reduction with rehabilitation program. When the relative risk (RR) for hospitalization with exercise was 0.83, the ICER would be Int$20,856; with a RR of 0.97, the ICER increased to Int$36,245. Regarding exercise costs, a cost of Int$217 per year of supervised exercise produces an ICER of Int$13,501, and a cost of Int$899 per year increased the ICER to Int$52,056 (Table 4). The variable with greater impact on the ICER in the sensitivity analysis was mortality reduction with exercise: a RR of 0.86 increased 0.24 in total QALY, resulting in an ICER of Int$12,738/ QALY; a RR of 0.96 yielded 0.09 additional QALY and an ICER of Int$28,141/QALY. Finally, considering no effect on mortality, exercise intervention results in additional 0.04 QALY and an ICER of Int$66,576/QALY. Two-way sensitivity analysis altering hospitalization reduction effect and exercise cost is illustrated in Figure 5. Assuming a mortality RR of 0.96 with exercise and a willingness-to-pay of Int$27,495, the exercise intervention should cost below Int$440 yearly to become cost-effective, assuming a RR of 0.90 in hospitalization with exercise. In the Monte Carlo simulation, we established a threshold of three times the Brazilian gross domestic product, which represents Int$27,495 (R$37,311) in 2008 and evaluated how many simulations fell below this value. As shown in Figure 6, 55% of trials were below this value. In 34% of trials exercise was more costly Table 4 – One-way sensitivity analysis. Variables Mortality reduction with exercise Hospitalization reduction with exercise Exercise intervention costs Annual rate of hospitalization Utility of heart failure Discount rate Ambulatory costs Hospitalization costs Complementary exam costs Medication costs Fig. 4 – Monte Carlo 1000 trials scatter plot. The number of points below wiliness-to-pay threshold line are 55.2% (Int$27,500/quality-adjusted life year—three times Brazil’s gross domestic product per capita). Lower ICER (Int$/QALY) Higher ICER (Int$/QALY) 12,738 20,856 Dominated 36,245 13,501 24,499 25,816 25,155 26,430 25,945 26,251 25,571 52,056 30,350 27,140 27,832 26,493 26,977 26,672 27,353 Note: Range values are those presented in Table 2. ICER, international cost-effectiveness ratio; Int$, international dollars; QALY, quality-adjusted life year. VALUE IN HEALTH 14 (2011) S100 –S107 Fig. 5 – Three-way sensitivity analysis considering exercise costs (Int$) and hospitalization risk reduction, assuming mortality risk reduction with exercise = 0.96 and a willingness-to-pay of Int$ 27,500. and above the wiliness-to-pay and in 10.8% the exercise intervention was inferior (dominated). Discussion The results of this model show that exercise therapy in HF patients has a modest but favorable incremental cost-effectiveness ratio of Int$26,462 per QALY and Int$21,169 per life-year in a Brazilian PHS scenario. The results were consistent considering sensitivity analyses performed and assumptions described. Our results show that this intervention has a reasonable costeffectiveness ratio when compared to other incoming therapies, such as implantable cardioverter defibrillator devices [30], but closer to proposed willingness-to-pay for Brazil, as demonstrated in the acceptability curve. The ICER of this intervention is also higher than the estimated Brazilian hemodialysis cost per life-year gained (US$10,065) [31]. During the past three decades the exercise training approach concerning HF patients moved from absolute restraint to enthusiastically prescribed, based on a growing body of evidence suggesting physiologic and clinical benefit from exercise. Randomized controlled trials showed significant reductions in the composite endpoint of hospitalization and mortality in HF patients submitted to supervised sessions of exercise interventions, reaching almost 50% in one report [7], and averaging a 35% reduction in mortality and 28% in hospitalization rates in a meta-analysis published in 2004 [8]. Nonetheless, a recently published trial failed to prove superiority of an exercise therapy intervention in a multicenter-based strategy [12]. The HF-Action trial [12] was designed to test the hypothesis that exercise training prescribed to HF patients would reduce mortality, and although overall intention-to-treat results were of small magnitude, protocol-driven results and those adjusted for prognostic variables indeed suggest some benefit on mortality beyond reduction of hospitalization and improvement on quality of life, functional capacity, and other markers of well-being [32,33]. The true effect of exercise on mortality in this population is a matter of debate, although exercise is still considered a key aspect in the management of HF [9,34]. Our model was sensitive to this parameter; assuming even a small effect of 4% reduction in mortality, modest reduction of combined risk of death or HF-related hospitalization, exercise would still have a favorable cost-effectiveness ratio. Unfortunately we do not have large Brazilian studies describing the actual result of such interven- S105 tions. There are several short-term randomized studies evaluating the effect of exercise among Brazilian HF patients, mostly limited to physiologic parameters, functional class, or quality of life [35,36]. We could not identify studies that have evaluated hard clinical endpoints such as death or hospitalization. Indirect evidence from these studies; however, support the concept that the results obtained locally are similar to the ones described by other international research groups [35,36]. Based on these assumptions we believe our findings could be a reasonable estimate of the cost-effectiveness ratio for the Brazilian PHS scenario, although the effect of the health care system itself and cultural and socioeconomic characteristics on the main result might be unpredictable. In another published cost-effectiveness analysis [11], the impressive absolute reduction of 19% fewer hospitalizations in the exercise group compared to standard treatment group and additional survival of 1.82 years was the determinant factor in effectiveness estimation, with a cost-effectiveness ratio of $1773 per life-year saved. In our model, we considered a less pronounced increase in survival (0.13 years) produced by exercise intervention, reflecting a more realistic ICER taking into account current data. Prospective economic evaluation from HF-Action [33] demonstrated that along the trial the exercise training program was of little systematic benefit in terms of overall resource use, but individual data indicate that most estimates were consistent with a decrease in costs (89.9%) and an increase in QALYs (76.5%), and that most of the bootstrap replications were either associated with cost-saving result or with ICER below $50,000 per QALY. Usual exercise intervention in HF requires at least 12 weeks of training, because during a period of this length patients can receive adequate care and perceive functional improvement, increasing adherence to the intervention. In our model, we determined that the 36 sessions should be supplemented with additional weekly supervised sessions to reinforce compliance to the intervention in an attempt to reach the effectiveness demonstrated in clinical trials. Perhaps these additional costs could be counterbalanced with increased effectiveness, but we opted to consider a conservative strategy in light of current evidence. Assuming that including different professionals and activities in every program is proportional to increasing costs of the intervention, reducing the number of sessions in a facility center is a valuable attempt to reduce treatment costs and increase cost-effectiveness ratio. In the real world exercise therapy is not considered the core of the standard care for HF patients. Commonly HF patients are Fig. 6 – Acceptability curve with a willingness-to-pay of Int$27,500/quality-adjusted life year. S106 VALUE IN HEALTH 14 (2011) S100 –S107 aged and have other diseases (e.g., osteoarticular limitations) that restrict their mobility; plus, successful exercise therapy demands motivation and both family and patient engagement time. In today’s health care system model, which is based in hospital procedures, there are few examples of rehabilitation centers to promote significant changes in patients’ habits and minimize usual risk factors associated with cardiovascular diseases, such as lack of exercise, tobacco use, inappropriate food ingestion, and depression. Despite all these points, there is evidence—including that produced in our study—that committed patients with cardiac disease who have access to facilities with trained professionals and appropriate equipment could benefit from exercise therapy with reasonable cost-effectiveness ratio [37]. Common to other interventions that also rely on human behavior, long-term adherence to exercise in patients with HF remains a challenge and requires additional research to determine strategies aimed at improving compliance, which might be associated with increased effectiveness. Areas of needed research include identifying the subgroups of patients who benefit the most from this intervention, as well as the determining the optimal intensity, duration, and frequency of exercise needed to maximize clinical benefits. Some limitations in our modeling should be mentioned. First, we established a constant effectiveness. In the real world a considerable number of patients oscillate their attendance in rehabilitation programs. Another limitation is that true cost of HF treatment could be higher than assumed costs, although we used primary data from a cohort of HF patients, with values updated to 2008. As we assumed a third-party payer (i.e., government) perspective, we did not considered patient or family displacement cost in regard to the rehabilitation facility; indirect cost associated with productivity losses were also not included, although HF in Brazil is a retirement cause insured by the PHS. 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