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This is an electronic version of a working paper later published in Feminist Economics, 9(1), March 2003, pp. 109-118. Feminist Economics is available online at: http://journalsonline.tandf.co.uk/ and the article is available at http://dx.doi.org/10.1080/13545700110059261 ONCE MORE, WITH FEELING: FEMINIST ECONOMICS AND THE ONTOLOGICAL QUESTION1 Julie A. Nelson This essay is a comment on "Feminism, Realism and Universalism," by Tony Lawson, which appeared in Feminist Economics, vol. 5, No. 2, July 1999, and "The Case for Strategic Realism: A Response to Lawson," by Sandra Harding, which appeared in Feminist Economics, vol. 5, No. 3, November 1999. ABSTRACT It is worthwhile for feminist economists to delve into questions about the nature of reality? This essay argues that "feeling" is an aspect of reality that is neglected by both standard and critical-realist approaches to ontology. The author contends that a "process" approach to characterizing the nature of reality is more appropriate, and that this approach demarginalizes feminist concerns with emancipation and care. KEYWORDS Philosophy, emotion, feminism, realism, process INTRODUCTION Ontological questions concern how we envision the nature of reality. In recent issues of this journal, economist and critical realist Tony Lawson (1999) urged feminist economists to engage with ontology, while feminist philosopher Sandra Harding (1999), in reply, argued that for strategic reasons feminists may find arguments at the level of epistemology (the nature of knowledge) more advantageous. The purpose of the present essay is to present a case for feminist consideration of the ontological question and give the outlines of a feminist-process approach that I believe may hold the most promise. Practicing feminist economists may wonder why, in their work-a-day lives, they should bother with what seems an esoteric issue. With real-world disadvantages suffered by women pressing hard for our attention, philosophical speculation may seem like an unaffordable luxury, if not a downright distraction. I believe that while excessive philosophizing in obscure jargon may indeed be detrimental, one's thinking is in fact rooted in ontological beliefs. These beliefs may only be implicitly held, in the form of vague and perhaps conflicting impressions about how the world works. Standard neoclassical economics is based on a view of the world as a closed system of laws and mechanisms, populated by atomistic agents, value-free, and of a shape and quality which can be usefully probed with our tools of mathematical theory and econometrics. Feminists, by contrast, believe it is necessary to change oppressive and unjust structures. Implicitly, then, we interpret the world as open, interrelated, and flexible--a world in which the standpoints chosen and the actions taken matter in some fundamental way. For their part, critical realists offer, in philosophical language, an ontology that they claim includes openness and emancipatory impulses. I will argue, however, that the approach of the critical realists is inadequate in that, like more standard approaches, it persists--in an important area--in privileging reason, abstraction, and precision over emotion, particularity, and what is vaguely known. Some feminists have recently explored the phenomena of emotional work and caring labor (e.g. Susan Himmelweit 1995), noting that these are "undervalued" relative to other activities. My argument is that such undervaluing is not only a matter of social and economic power (though of course it is that, too), but it is also a branch off a larger problem of cultural understanding. Unless "emotion" --and, indeed, "value" itself--are present in the core of what we believe about how the world works, care and emotion will never overcome their low status as mere add-ons. My hope is that this digging around the ontological roots can contribute to more fruitful caring about dependents, the disempowered, and the environment. ONE FEMINIST CRITIQUE One strain of the feminist critique of mainstream neoclassical economics (characterized by Marianne Ferber and Julie Nelson, eds., 1993), coheres around the idea that Western notions of the self, the world, knowledge, and science have, since the time of the Enlightenment, been built on hierarchical dualisms which are also inscribed into gender relations. Reason, detachment, independence, certainty, clarity, eternals, and order, for example, are culturally associated with masculinity as well as with traditional science, while emotion, connection, interdependence, fallibility, vagueness, changeableness, and chaos have been pushed away as the feminine-associated "other." The sharp distinction between positive and normative analysis similarly rests on a split between a material world that is assumed to be spiritless and a (possible) realm of meaning that is assumed to be bodiless. This feminist critique of economic methodology, then, springs not from ad hoc dissatisfaction with various aspects, but from a deep analysis of the social, historical, and psychosexual meanings the traditional image of science holds for its participants. The idea that the universe may be open, in some ways fundamentally unpredictable, and intrinsically purposive--in contrast to being a closed system, ultimately distillable into formulae, controllable, and fundamentally indifferent--is not simply a reasonable alternative ontology that can be carefully weighed for its logical implications and neutrally evaluated for its relative merit. As Harding writes, "it requires a great deal more than just 'clear thinking' to dislodge...ontologies from their status as obvious" (1999: 130). The idea of an open universe feels fundamentally scary for those who sense that not only their status as scientists set above the objects they study, but also their safety vis-àvis chaos, their "manhood" (whether actual, or, in the case of female scientists, symbolic), and their very own distinct selfhood are threatened unless they can keep the living, novel, relational aspects of nature safely at bay. Feminists who delve into the historical, social, emotional, and psychosexual dynamics that have kept women suppressed and oppressed, have found a complex of dualistic, hierarchical belief patterns that manifest themselves not only in the social realm, but also in intellectual (and religious and artistic) endeavors. Historically, wellreasoned criticisms of neoclassical economics--targeting its unrealistic assumptions, narrow methodology, over-formalism, false detachment, etc.--have been legion, as any perusal of a bibliographic database will show. Also historically, they have generally failed to alter the mainstream ideas of the discipline. Yet the present feminist analysis does not simply add to this legion of critiques; it suggests, at a basic emotional and motivational level, that such critique is suppressed because it is feared. It points out how reasonableness is taking a back seat to emotional reaction, in this drama. This feminist analysis takes us back to the territory of critique of Enlightenment dualisms once more, but this time with feeling. ONTOLOGY IN THE CRITICAL-REALIST APPROACH As Lawson's (1999) contribution to this journal indicates, the critical-realist approach shares some characteristics with this feminist approach. Critical realists want to develop a more adequate investigatory practice, not hidebound by allegiance to formal modeling. They critique the falsely universalizing tendencies of the Euro-American modernist and deductivist approaches to social science. In critical-realist thought, an image of an open, intimately interrelated, and dynamically evolving social and economic world replaces notions of static maximization. Many feminists share with critical realists an epistemological view in which knowledge is seen as provisional and fallible, rather than eternal and certain. Critical realists see their project as liberatory. The "realist" aspect of the school refers to the belief that the world is other than purely socially constructed.2 Readers of this journal may wish to make their own exploration of critical-realist writings (perhaps, most notably, Lawson 1997; Margaret Archer, Roy Bhaskar, Andrew Collier, Tony Lawson and Alan Norrie, eds. 1998; Steve Fleetwood 1999) and discussions of the same (e.g., Fabienne Peter, forthcoming). The notion of an open, holistic, ethically rich universe, mentioned frequently in the critical-realist literature, is a core feature of an ontology that I encourage feminist economists to adopt. I am, however, unconvinced that the critical-realist literature gives as complete and sound a justification for this ontological structure as it could, or that it promotes the idea of an open and valueladen ontology in the most effective way. To summarize briefly, Lawson's philosophy distinguishes three domains of reality: "the empirical (experience and impression), the actual (actual events and states of affairs in addition to the empirical) and the real (structures, powers, mechanisms and tendencies, in addition to actual events and experiences)" (1997: 21, emphases in original). Lawson contrasts his conception of reality to philosopher David Hume's claim that all knowledge comes from experience and sense-impression, which limits knowledge of reality to the empirical (1997: 19). Lawson claims that ontological statements about what reality is should not be confused with epistemological statements, like Hume's, about what we can know. Hence, in Feminist Economics, he delineates "an ontology of structures, powers, generative mechanisms, and their tendencies that lie behind and govern the flux of events in an essentially open world" (1999: 31). What is unclear, however, is whether the particulars of critical realist thinking, of which the notion of a tripartite reality is an example, are either necessary or sufficient for an ontology which sees reality as open and ethically rich. Perhaps this will be clarified as the critical realist school continues to develop. While not neglecting critical-realist contributions to this discussion, I believe it is worthwhile to see if a cogent feminist ontology may be enriched by other sources. "PROCESS" ONTOLOGY Alfred North Whitehead, a noted mathematician and philosopher who wrote mainly in the 1920's and 1930's, also clearly broke from standard philosophy at the point of Humean ontology and epistemology. Whitehead’s ontology is intrinsically open and ethically rich, and I believe has important resonances with the sort of contemporary feminist thought reviewed above. I point to his work not because I think feminists need to take intellectual orders from some "dead white male," but rather because his formulation of a vital, interconnected, and purposeful universe includes a careful discussion of the questions of ontology and realism that can be directly compared and contrasted to the critical-realist alternative. Whitehead's challenge to Hume at the level of ontology is profound. Whitehead sees in most modern (and many premodern) philosophers and scientists allegiance to a substance-and-attribute ontology. In a substance-and-attribute ontology, "stuff" or "bits of matter" are the fundamental ontological units (1966, 1929: 128-9, 1968, 1938: 128). These substances are thought of as fundamentally separate and distinct—as chairs, for example, or as persons, each distinguishable from the other--and considered to endure through time, though with changes to their attributes (location, for example, or color). More to the point, whenever the question of knowledge is posed as being about how our minds (in here) can know about other substances (out there), one can see that such a notion of reality has already been assumed. Such a framing of the question assumes that the "stuff" of a knower is distinct from that of the known. Hume worked within the background of substance-and-attribute ontology, but rejected substances, leaving only the attributes to be knowable. Whitehead's ontology, in contrast, is fundamentally process-oriented, energetic, and interconnected. He referred to it as the "philosophy of organism," though later commentators tend to use the term "process thought." Whitehead's fundamental unit of reality, the "actual entity" (1966, 1929: 205), is a "[drop] of experience, complex and interdependent" (1966, 1929: 7), or a "throb of experience" (8). The actual entity is "a process, and is not describable in terms of the morphology of a 'stuff'" (8). In this ontology, reality is a deeply interconnected whole; each entity "feels" all other preexisting actual entities (although some more vaguely than others) in what Whitehead terms "prehension," and then synthesizes these data into "the unity of an emotional pattern expressive of its own subjectivity " (8). In the present moment, the entity is actualized through its own subjective experience, and then becomes the objective data for the entities of the next moment, in an ongoing process. A person, for example, in this view does not first exist and then have experiences and relationships, as would be the case in a substance-and-attribute ontology. In the organicist view, rather, a person is constituted in and by experience and relationships, as sequences of prehensions and syntheses. For Whitehead, these processes are not merely confined to conscious selves, but rather describe reality from the simplest electron to the most complex living creature. By emphasizing experience, including human bodily experience, as the fundamental unifying reality, he removes the mind-vs.-matter conundrum. 3 Conscious experience is not to be seen as something apart from matter, but rather is an outgrowth, at a very high level of complexity, of a reality of experience that goes all the way down. Chairs, or elbows, like persons, also "become" in the moment. The emphasis on energy and interconnection, rather than matter and mechanics, in Whitehead's ontological scheme is, as he himself points out, consistent with developments in post-Newtonian physics. Many later interpreters have noted the coherency of Whitehead's view with more recent developments in complexity theory and self-organization. What, then, of epistemology? Whitehead, unlike the contemporary critical realists, "accepts Hume's doctrine that nothing is to be received into the philosophical scheme which is not discoverable as an element in subjective experience" (1966, 1929: 137). There is a radical difference, however, from both critical realism and Hume, in Whitehead's notion of what "experience" entails. For him, experience involves perception in two modes, only one of which he sees recognized in Hume's thought. Whitehead calls one of these modes of perception "presentational immediacy." By this he means the mode in which the percepta "are distinct, definite, controllable, apt to immediate enjoyment, and with the minimum of reference to the past, or to the future" (Whitehead 1966, 1929: 188). His claim, then, that for Hume, "presentational immediacy was the primary fact of perception, and any apprehension of causation was, somehow or other, to be elicited from this primary fact" (1966, 1929: 121), bears a certain similarity to the discussions of causation that the contemporary critical realists put forward. . Both Whitehead and the critical realists are concerned with how causality can enter the picture, if all we know are atomistic events along with observations of, in critical-realist rhetoric, their "constant event patterns" (Lawson 1997: 19) or, in Whitehead’s phrase, the "repetition of associated presentational experiences" (Whitehead 1966, 1929: 122). What Hume neglected, however, according to Whitehead, was perception in the mode of "causal efficacy." Percepta in this mode are ...vague, not to be controlled, heavy with emotion; it produces the sense of derivation from an immediate past, and of passage to an immediate future; a sense of emotional feeling, belonging to oneself in the past, passing into oneself in the present, and passing from oneself in the present towards oneself in the future; a sense of influx of influence...This is our general sense of existence, as one item among others, in an efficacious actual world. (1966, 1929: 118) For example, suppose one examines a five-pronged object. To note the distinct aspects of color, size, shape, and weight is to perceive the object in the mode of presentational immediacy. To perceive the object as one's own hand, and sense that it is something that one can, in fact, purposively direct to pick up a pen, is to perceive in the mode of causal efficacy. To see a person in terms of figure, smell, and sound uses the mode favored by Hume; to recognize in that person a being like oneself, a companion, uses the mode Hume omitted.4 Whitehead calls his position provisional realism (1997, 1925: 91). That is, because of the integral presence of actual entities in other entities, we perceive (via the mode of causal efficacy) that "other things...are in the world of actualities in the same sense as we are" (1966, 1929: 136). To put it in other words, while we can admit to knowledge only what we know from experience (as an empiricist would posit), because reality interpenetrates and because our experience includes broad, vague feelings of influence and efficaciousness, we are confident that items and relations outside us exist (as a realist would posit). We can easily compare Whitehead's version of realism to that of the critical realists. Lawson, for example, defines his preferred position as asserting "that the ultimate objects of enquiry exist for the most part independently of, or at least prior to, their investigation" (1999: 27). Both versions of realism refute the fully subjectivist or solipsistic claim that the world exists only as "in our minds" or upon interaction with our minds (as any realism would). But Lawson's language of "objects" and "independently" seems insufficiently distinguished from the usual dualisms of subject and object, and gaps between the knower and known, that are inherent in a substance-and-attribute ontology. The "transcendental" realism aspect of critical-realist thought seeks to assert the existence of objects (mechanisms) outside of experience, through (since the gap between knower and known cannot be directly bridged) arguments for their logical necessity. Abstraction and reason are called on to bridge the assumed chasm. Whitehead's ontology, by contrast, more thoroughly locates the knower within reality, and (through a broader, deeper, and more serious understanding of experience) sees the knower as having a sense of the whole and the many (or, in more current lingo, the "other"), as well as of the self (1968, 1938: 117). Whitehead's ontology, further, puts emancipatory and caring activities at the core of reality. Elaborating on his idea of "feeling," he suggests that "[a]t the basis of our existence is the sense of 'worth'" (1968, 1938: 109). Moral and purposive behavior arises from the fact that "[e]xistence...is the upholding of value intensity. Also no unit can separate itself from the others, and from the whole. And yet each unit exists in its own right. It upholds value intensity for itself, and this involves sharing value intensity with the universe." (1968, 1938: 111). Whitehead rejects the notion of matter as passive substance, proceeding either deterministically or randomly without purpose. A sense of aim and direction is integral to his ontology. Similarly to the critical realists, Whitehead finds that "Hume fails to provide experience with any objective content" (1966, 1929: 137), and seeks to fill that void. Unlike the critical realists, Whitehead proposes an ontology which, by acknowledging noncognitive and nonsensory perceptions, coherently grounds a (provisionally) realist philosophy. PROCESS AND FEMINISM But note what cognitive and philosophical biases must be overcome, if one is to become open to considering Whitehead's organicist philosophy. Feelings! Emotions! Influence! Connection! Holism! Vagueness! Process! Value! Is there any rule of polite philosophical and scientific discourse that Whitehead does not break? The notions that Whitehead seeks to introduce are exactly those that feminist scholarship suggests will be most feared and suppressed. The dualistic structures and notion of solitary, separative selfhood criticized by feminists are the same structures and notion addressed by Whitehead: All modern philosophy hinges round the difficulty of describing the world in terms of subject and predicate, substance and quality, particular and universal. The result always does violence to that immediate experience which we express in our actions, our hopes, our sympathies, our purposes, and which we enjoy in spite of our lack of phrases for its verbal analysis. We find ourselves in a buzzing world, amid a democracy of fellow creatures; whereas, under some disguise or other, orthodox philosophy can only introduce us to solitary substances, each enjoying an illusory experience...(1966, 1929: 136). A feminist-process view can ground a (provisionally) realist philosophy, and even more importantly, can ground emancipatory projects. But, as contemporary feminist scholarship points out, this view of reality faces an uphill battle against social, historical, economic, religious, and psycho-sexual tendencies maintained precisely in order to suppress those parts of reality that are "not to be controlled." Other scholars, from feminist, multiculturalist, or ecological perspectives, have also drawn on insights about "feeling" and even directly on Whitehead. Rajani Kanth, for example, uses emotional language in criticizing the Eurocentric nature of critical realism to date, concluding that we need ideas that are not so much "bright, perhaps, I think, so much as warm..." (1999: 200, emphasis in original). Charlene Spretnak's The Resurgence of the Real (1999) provides a wide-ranging and nontechnical introduction to a processoriented approach to realism which builds on the feminist, ecological, spiritual, and political concerns emerging at the turn to the 21st century. The use of the term "separative self" to describe homo economicus (Paula England 1993) is taken from the work of feminist theologian Catherine Keller (1986), who in turn draws on Whiteheadean thought.5 CONCLUSION This essay has used philosophical sources to examine how process, openness, purpose, feeling, and value might be intrinsically incorporated into the core of our views of how the world works. For some aspects of economics, the implications of such a changed worldview are fairly direct. The notion of "caring work" is problematic within the neoclassical framework, for example, because neoclassical theory has no room for concepts of intimacy, interdependence, and nurturance. Economic improvement is disastrously tied to notions of Pareto optimality or GDP growth in standard economics, because there is no concept of value beyond that given by atomistic, individual utility. A process-feminist view lays the beginnings for taking on such sterility at the root. The fact that this ontological view also provides a way around old epistemological debates will, for many feminist economists, be an aspect of lesser importance. As a matter of everyday strategy, a feminist economist will still often find that phrasing her or his arguments largely within usual mainstream modes of discourse is, as Harding argued in Feminist Economics, the best way to achieve feminist ends. But, for a practicing feminist economist, might it not be more satisfactory, whether engaging in research or advocacy, to proceed with a sense that the universe is such that what one struggles for matters? Julie A. Nelson, Center for the Study of Values in Public Life, Harvard Divinity School, 45 Francis Ave., Cambridge, MA 02138 USA. e-mail: [email protected] NOTES 1 I thank Fabienne Peter, Tony Lawson, Geoff Hodgson, and John B. Cobb, Jr. for elucidating discussions on ontological issues. This work has been supported by Charlotte Perkins Gilman Memorial Fellowship for Research on Caring Labor. The usual disclaimer applies. 2 More generally, "realism" refers to the idea that there are forces which cannot be apprehended empirically, but are nonetheless "real." I thank an anonymous referee for this clarification. The referee suggests Thomas Boyland and Paschal O'Gorman (1995) for further elaboration. 3 The nature/social dualism is also removed. In this I differ in from Pradeep Philip (1995) in my interpretation of Whitehead, since Philip seeks to relate Whitehead's thought to critical realism without moving past a strong dualism of natural vs. social science. 4 Whitehead contends that all perception in fact involves both modes, but I have simplified for expositional purposes. The hand and pen example is my elaboration of Whitehead's discussion of our perception of our own bodies (1966, 1938: 114). 5 I have discussed elsewhere other historical and contemporary correlates of process oriented thought (Nelson, 2001). REFERENCES Archer, Margaret, Roy Bhaskar, Andrew Collier, Tony Lawson and Alan Norrie, eds. 1998. Critical Realism: Essential Readings. New York and London: Routledge. Boyland, Thomas A. and Paschal F. O'Gorman. 1995. Beyond Rhetoric and Realism in Economics: Toward a Reformulation of Economic Methodology. New York and London: Routledge. England, Paula. 1993. "The Separative Self: Androcentric Bias in Neoclassical Assumptions," in Marianne A. Ferber and Julie A. Nelson (eds.) Beyond Economic Man, pp. 37-53. Chicago: University of Chicago Press,. Ferber, Marianne A. and Julie A. Nelson. 1993. Beyond Economic Man: Feminist Theory and Economics. Chicago: University of Chicago Press. Fleetwood, Steve, ed. 1999. Critical Realism in Economics. London: Routledge. Harding, Sandra. 1999. "The Case for Strategic Realism: A Response to Lawson." Feminist Economics 5(3): 127-133. Himmelweit, Susan. 1995. "The Discovery of 'Unpaid Work': The Social Consequences of the Expansion of 'Work'" Feminist Economics 1(2): 1-19. Kanth, Rajani. 1999. "Against Eurocentred Epistemologies: A Critique of Science, Realism, and Economics," in Steve Fleetwood (ed.) Critical Realism in Economics, pp. 187-208. New York and London: Routledge. Keller, Catherine. 1986. From A Broken Web: Separation, Sexism, and Self. Boston: Beacon Press. Lawson, Tony. 1997. Economics and Reality. New York and London: Routledge. Lawson, Tony. 1999. "Feminism, Realism and Universalism." Feminist Economics 5(2): 25-59. Nelson, Julie A. 2001. "Confronting the Science/Value Split: Notes on Feminist Economics, Institutionalism, Pragmatism and Process Thought." Under revision for the Cambridge Journal of Economics. Peter, Fabienne. Forthcoming. "Rhetoric vs. Realism in Economic Methodology: A Review of Recent Contributions." Cambridge Journal of Economics. Philip, Pradeep. 1995. "Transcendental Realism--A Foundation for Evolutionary Economics?" International Journal of Social Economics 22 (12): 19-35. Spretnak, Charlene. 1999. The Resurgence of the Real: Body, Nature, and Place in a Hypermodern World. New York and London: Routledge. Whitehead, Alfred North. 1997, 1925. Science and the Modern World. NY: The Free Press. Whitehead, Alfred North. 1966, 1929. A Key to Whitehead's Process and Reality, Donald W. Sherburne (ed.). Chicago: University of Chicago Press. Whitehead, Alfred North. 1968, 1938. Modes of Thought. New York: The Free Press.