What is a Security?
... investors or misstated any fact, or even a shade of meaning in the disclosure, and they sue you in a securities fraud lawsuit) Equity Broadens the company’s horizons because decisions will now be made by “committee” of investors and larger board, rather than narrower decision factors determined by ...
... investors or misstated any fact, or even a shade of meaning in the disclosure, and they sue you in a securities fraud lawsuit) Equity Broadens the company’s horizons because decisions will now be made by “committee” of investors and larger board, rather than narrower decision factors determined by ...
List of KASE internal documents and amendments to KASE internal
... the order of valuation of certain types of securities (e.g., MAOKAM, bonds of international financial organizations); the yield values of non-indexed GC of the Republic of Kazakhstan with the term before maturity over 1,460 days were defined based on the data of auctions on offering and/or additiona ...
... the order of valuation of certain types of securities (e.g., MAOKAM, bonds of international financial organizations); the yield values of non-indexed GC of the Republic of Kazakhstan with the term before maturity over 1,460 days were defined based on the data of auctions on offering and/or additiona ...
Certified Annual Report
... The relevance and reliability of the IPV process is dependent on the quality of the inputs used. Assessing data sources and input factors is a judgmental process in which all facts and circumstances have to be taken into account. For example, the use of observable prices from active markets is maxim ...
... The relevance and reliability of the IPV process is dependent on the quality of the inputs used. Assessing data sources and input factors is a judgmental process in which all facts and circumstances have to be taken into account. For example, the use of observable prices from active markets is maxim ...
Share price performance
... SCB uses an investment horizon of 12 months for its price targets. Additional information, including disclosures, with respect to any securities referred to herein will be available upon request. Requests should be sent to [email protected]. Global Disclaimer: Standard Chartered Bank and/or its affiliates ...
... SCB uses an investment horizon of 12 months for its price targets. Additional information, including disclosures, with respect to any securities referred to herein will be available upon request. Requests should be sent to [email protected]. Global Disclaimer: Standard Chartered Bank and/or its affiliates ...
Для сайта НКО ЗАО НРД
... - nominees and trustees being professional securities market participants; - Russian resident legal entities; - Russian non-resident legal entities, provided that documents confirming the legal entity’s country of residence and the right to use tax benefits have been properly submitted to NSD in adv ...
... - nominees and trustees being professional securities market participants; - Russian resident legal entities; - Russian non-resident legal entities, provided that documents confirming the legal entity’s country of residence and the right to use tax benefits have been properly submitted to NSD in adv ...
DOC - Europa EU
... interest on the loan. If the debtor goes bankrupt, the creditor simply cancels the obligation to sell back the collateral and sets off its value against the remaining debt (known as “netting”). This instrument has been developed in order to avoid cumbersome procedures or uncertainties involved in pl ...
... interest on the loan. If the debtor goes bankrupt, the creditor simply cancels the obligation to sell back the collateral and sets off its value against the remaining debt (known as “netting”). This instrument has been developed in order to avoid cumbersome procedures or uncertainties involved in pl ...
Document
... a. finance companies b. securities firms c. credit unions d. pension funds e. insurance companies © 2010 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part, except for use as permitted in a license distributed with a certain product or service or ot ...
... a. finance companies b. securities firms c. credit unions d. pension funds e. insurance companies © 2010 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part, except for use as permitted in a license distributed with a certain product or service or ot ...
SPDR® Bloomberg Barclays Short Term High Yield
... regulated utility company's earnings and dividends in times of decreasing costs, but conversely, will tend to adversely affect earnings and dividends when costs are rising. The value of regulated utility debt securities (and, to a lesser extent, equity securities) may tend to have an inverse relatio ...
... regulated utility company's earnings and dividends in times of decreasing costs, but conversely, will tend to adversely affect earnings and dividends when costs are rising. The value of regulated utility debt securities (and, to a lesser extent, equity securities) may tend to have an inverse relatio ...
Liberty Mutual Holding Company Inc. First Quarter 2016
... December 15, 2017, including interim reporting periods within that reporting period. For all other entities, ASU 2014-09 is effective for annual reporting periods beginning after December 15, 2018, and interim reporting periods within annual reporting periods beginning after December 15, 2019. The C ...
... December 15, 2017, including interim reporting periods within that reporting period. For all other entities, ASU 2014-09 is effective for annual reporting periods beginning after December 15, 2018, and interim reporting periods within annual reporting periods beginning after December 15, 2019. The C ...
fair value - WikiLeaks
... Opinions expressed herein are subject to change without notice and may differ or be contrary to the opinions or recommendations of UBS Wealth Management Research, UBS Investment Research or the opinions expressed by other business areas or groups of UBS as a result of using different assumptions an ...
... Opinions expressed herein are subject to change without notice and may differ or be contrary to the opinions or recommendations of UBS Wealth Management Research, UBS Investment Research or the opinions expressed by other business areas or groups of UBS as a result of using different assumptions an ...
Far East Hospitality Trust - Singapore
... Share price appreciation + dividends Completed Date: 23 Feb 2017 08:47:26 (SGT) Dissemination Date: 23 Feb 2017 09:04:50 (SGT) GENERAL DISCLOSURE/DISCLAIMER This report is prepared by DBS Bank Ltd. This report is solely intended for the clients of DBS Bank Ltd, DBS Vickers Securities (Singapore) Pte ...
... Share price appreciation + dividends Completed Date: 23 Feb 2017 08:47:26 (SGT) Dissemination Date: 23 Feb 2017 09:04:50 (SGT) GENERAL DISCLOSURE/DISCLAIMER This report is prepared by DBS Bank Ltd. This report is solely intended for the clients of DBS Bank Ltd, DBS Vickers Securities (Singapore) Pte ...
FLEXTRONICS INTERNATIONAL LTD (Form: 424B3
... Brokers, dealers, agents or underwriters participating in transactions as agent may receive compensation in the form of discounts, concessions or commissions from the selling shareholders (and, if they act as agent for the purchaser of the shares, from such purchaser).The discounts, concessions or c ...
... Brokers, dealers, agents or underwriters participating in transactions as agent may receive compensation in the form of discounts, concessions or commissions from the selling shareholders (and, if they act as agent for the purchaser of the shares, from such purchaser).The discounts, concessions or c ...
Phillip Securities Account Opening Application. (Only
... 1. I may from time to time have surplus funds in your possession or custody which you would generally be obliged to hold pursuant to Regulation 16 of the Securities and Futures (Licensing and Conduct of Business) Regulations ("Regulations"). While I understand that you will have some investment powe ...
... 1. I may from time to time have surplus funds in your possession or custody which you would generally be obliged to hold pursuant to Regulation 16 of the Securities and Futures (Licensing and Conduct of Business) Regulations ("Regulations"). While I understand that you will have some investment powe ...
Corporate Governance in Russia
... minority (up to 25 percent) blocks of state-held shares in thousands of privatized enterprises have been announced several times already by the Russian government, but they have not been carried out. Generally speaking, the substantial dominance of insiders at the initial stage of postprivatization ...
... minority (up to 25 percent) blocks of state-held shares in thousands of privatized enterprises have been announced several times already by the Russian government, but they have not been carried out. Generally speaking, the substantial dominance of insiders at the initial stage of postprivatization ...
Tributary Capital Management, LLC
... selecting brokers-dealers to effect transactions and in negotiating commissions. Although we will attempt to effect such transactions in a manner consistent with policy, there may be occasions when we will be unable to do so. The client, therefore, should consider whether commissions, execution, cle ...
... selecting brokers-dealers to effect transactions and in negotiating commissions. Although we will attempt to effect such transactions in a manner consistent with policy, there may be occasions when we will be unable to do so. The client, therefore, should consider whether commissions, execution, cle ...
Market Makers and Vampire Squid
... banks (a group that now includes all of the largest American firms performing the traditional functions of investment banks) are banned from proprietary trading in which they engage in transactions opposite their customers.26 More broker-dealer interactions with investors are to be governed by fiduc ...
... banks (a group that now includes all of the largest American firms performing the traditional functions of investment banks) are banned from proprietary trading in which they engage in transactions opposite their customers.26 More broker-dealer interactions with investors are to be governed by fiduc ...
Manulife Financial Corporation announces Preferred Share issue
... Manulife Financial Corporation announces Preferred Share issue TORONTO – Manulife Financial Corporation (“Manulife”) today announced a Canadian public offering of Non-cumulative Rate Reset Class 1 Shares Series 23 (“Series 23 Preferred Shares”). Manulife will issue 14 million Series 23 Preferred Sha ...
... Manulife Financial Corporation announces Preferred Share issue TORONTO – Manulife Financial Corporation (“Manulife”) today announced a Canadian public offering of Non-cumulative Rate Reset Class 1 Shares Series 23 (“Series 23 Preferred Shares”). Manulife will issue 14 million Series 23 Preferred Sha ...
Download paper (PDF)
... trades make prices more efficient. For example, when liquidity increases in Kyle’s (1985) model, informed traders bet more aggressively based on their existing information because their trades have a smaller impact on prices. In addition, informed traders have greater incentives to acquire more prec ...
... trades make prices more efficient. For example, when liquidity increases in Kyle’s (1985) model, informed traders bet more aggressively based on their existing information because their trades have a smaller impact on prices. In addition, informed traders have greater incentives to acquire more prec ...
The EU Insolvency Regulation and EU Winding Up Directives and
... Settlement Finality Directive (continued) ...
... Settlement Finality Directive (continued) ...
US Treasury Securities
... bought a 30-year Treasury bond when the rate was 8% and current rates are 4%, your bond’s higher rate would make it more attractive to investors. In this case, a buyer would be willing to pay a premium, or more than the bond’s original price, to get that higher rate. Interest rate risk increases wit ...
... bought a 30-year Treasury bond when the rate was 8% and current rates are 4%, your bond’s higher rate would make it more attractive to investors. In this case, a buyer would be willing to pay a premium, or more than the bond’s original price, to get that higher rate. Interest rate risk increases wit ...
FIRM ELEMENT TRAINING - Securities Training Corporation
... In the wake of the financial crises of 2008-2009, the SEC has become more vigilant in monitoring client assets. Investment advisers that have custody of client funds or securities must abide by the provisions of the SEC Custody Rule, making it more difficult for investment advisers to commit fraud. ...
... In the wake of the financial crises of 2008-2009, the SEC has become more vigilant in monitoring client assets. Investment advisers that have custody of client funds or securities must abide by the provisions of the SEC Custody Rule, making it more difficult for investment advisers to commit fraud. ...
Wells Fargo Total Loss-Absorbing Capacity (“TLAC”) Disclosure
... On December 15, 2016, the Board of Governors of the Federal Reserve System (the “FRB”) adopted a final rule that requires global systemically important bank holding companies (“BHCs”) to maintain a minimum amount of loss-absorbing capacity. The final rule requires covered BHCs to publicly disclose a ...
... On December 15, 2016, the Board of Governors of the Federal Reserve System (the “FRB”) adopted a final rule that requires global systemically important bank holding companies (“BHCs”) to maintain a minimum amount of loss-absorbing capacity. The final rule requires covered BHCs to publicly disclose a ...
The Government Securities Market in Trinidad and Tobago
... securities with a maturity of over one year and up to five years. These notes were introduced to fill the maturity gap between treasury bills and bonds. Treasury notes are currently sold at issue only to primary dealers for the conduct of monetary policy. In 1962, the Government Savings Bonds Act wa ...
... securities with a maturity of over one year and up to five years. These notes were introduced to fill the maturity gap between treasury bills and bonds. Treasury notes are currently sold at issue only to primary dealers for the conduct of monetary policy. In 1962, the Government Savings Bonds Act wa ...
Halal Stock Designation And Impact On Price and Trading Volume
... have been debated. There appears to be three hypotheses that have been put forth to explain the cause of these effects. By way of importance, these are i) The Price-Pressure hypothesis ii) Liquidity hypothesis and iii) Information hypothesis. The price-pressure hypothesis argues that an inclusion/de ...
... have been debated. There appears to be three hypotheses that have been put forth to explain the cause of these effects. By way of importance, these are i) The Price-Pressure hypothesis ii) Liquidity hypothesis and iii) Information hypothesis. The price-pressure hypothesis argues that an inclusion/de ...
Havells India - ICICI Direct
... We believe consumer durable companies will be key beneficiaries of the government’s key reforms like implementation of GST and pay hike. In line with the historical trend, implementation of the Seventh Pay Commission (23.5% pay hike) would directly benefit 1.4 crore government employees resulting in ...
... We believe consumer durable companies will be key beneficiaries of the government’s key reforms like implementation of GST and pay hike. In line with the historical trend, implementation of the Seventh Pay Commission (23.5% pay hike) would directly benefit 1.4 crore government employees resulting in ...