LOOMIS SAYLES VALUE FUND Supplement dated April 19, 2017 to
... check should be in U.S. dollars and made payable to Natixis Funds or the Funds’ custodian bank. Effective July 1, 2017, the sub-section “Exchange Privilege” within the section “Shareholder Services” is hereby amended and restated as follows: Exchanging or Converting Shares A Fund’s policies for exch ...
... check should be in U.S. dollars and made payable to Natixis Funds or the Funds’ custodian bank. Effective July 1, 2017, the sub-section “Exchange Privilege” within the section “Shareholder Services” is hereby amended and restated as follows: Exchanging or Converting Shares A Fund’s policies for exch ...
Secured Transactions Summary: Fall 2001
... 2. Conversion of most non-monetary obligations into their monetary equivalent 3. Enforcement of money judgments against property 4. Freedom of debtors to use or abuse their property prior to judgement and seizure 5. Exposure of all or almost all a debtor’s property to seizure and sale in execution 6 ...
... 2. Conversion of most non-monetary obligations into their monetary equivalent 3. Enforcement of money judgments against property 4. Freedom of debtors to use or abuse their property prior to judgement and seizure 5. Exposure of all or almost all a debtor’s property to seizure and sale in execution 6 ...
Euro 700000000 Undated Deeply Subordinated
... The distribution of this Prospectus and the offering or sale of the Notes in certain jurisdictions may be restricted by law. No Notes may be offered or sold, directly or indirectly, and none of this Prospectus or other offering material may be distributed or published in any jurisdiction, except und ...
... The distribution of this Prospectus and the offering or sale of the Notes in certain jurisdictions may be restricted by law. No Notes may be offered or sold, directly or indirectly, and none of this Prospectus or other offering material may be distributed or published in any jurisdiction, except und ...
Fiduciary Obligations of Brokers-Dealers and Investment Advisers
... investments to buy or sell based on the recommendations of financial services professionals. These professionals offer advice regarding retirement accounts, college savings plans, and other means through which individuals and families save for their future. Reliance on experts for advice is widespre ...
... investments to buy or sell based on the recommendations of financial services professionals. These professionals offer advice regarding retirement accounts, college savings plans, and other means through which individuals and families save for their future. Reliance on experts for advice is widespre ...
Dynamic Private Investment Pools
... Dynamic North American Dividend Private Pool (Series F, FH, I and O Units) Dynamic Premium Bond Private Pool (Series F and I Units) Dynamic Premium Bond Private Pool Class (Series F and FT Shares) Dynamic Tactical Bond Private Pool (Series F, FH, I and O Units) Dynamic U.S. Equity Private Pool Class ...
... Dynamic North American Dividend Private Pool (Series F, FH, I and O Units) Dynamic Premium Bond Private Pool (Series F and I Units) Dynamic Premium Bond Private Pool Class (Series F and FT Shares) Dynamic Tactical Bond Private Pool (Series F, FH, I and O Units) Dynamic U.S. Equity Private Pool Class ...
Phillips 66 - cloudfront.net
... Form of Separation and Distribution Agreement between ConocoPhillips and Phillips 66. Form of Phillips 66 Amended and Restated Certificate of Incorporation. Form of Phillips 66 Amended and Restated By-laws. Credit Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Admini ...
... Form of Separation and Distribution Agreement between ConocoPhillips and Phillips 66. Form of Phillips 66 Amended and Restated Certificate of Incorporation. Form of Phillips 66 Amended and Restated By-laws. Credit Agreement among Phillips 66, Phillips 66 Company, JPMorgan Chase Bank, N.A., as Admini ...
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION
... connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. [ ] If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securitie ...
... connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. [ ] If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securitie ...
Form SC 13D/A SJW GROUP - SJW Filed: March 22, 2000 (period
... Table of Contents SC 13D/A - AMENDMENT TO SCHEDULE 13D EX-1 (Underwriting agreement) ...
... Table of Contents SC 13D/A - AMENDMENT TO SCHEDULE 13D EX-1 (Underwriting agreement) ...
Scholar`s Edge Enrollment Kit
... This material is provided for general and educational purposes only and is not intended to provide legal, tax or investment advice, or for use to avoid penalties that may be imposed under U.S. federal tax laws. Contact your attorney or tax advisor regarding your specific legal, investment or tax si ...
... This material is provided for general and educational purposes only and is not intended to provide legal, tax or investment advice, or for use to avoid penalties that may be imposed under U.S. federal tax laws. Contact your attorney or tax advisor regarding your specific legal, investment or tax si ...
Notice of Meeting
... ordinary shareholders will receive one fully paid Sydney Airport stapled security for each Macquarie ordinary share held at the record date. This distribution will be implemented through a special dividend and reduction of capital. Macquarie Group holds approximately 17% of Sydney Airport which it h ...
... ordinary shareholders will receive one fully paid Sydney Airport stapled security for each Macquarie ordinary share held at the record date. This distribution will be implemented through a special dividend and reduction of capital. Macquarie Group holds approximately 17% of Sydney Airport which it h ...
- Franklin Templeton Investments
... existing account, please make sure we have your bank account information on file. If we do not have this information, you will need to send written instructions with your bank’s name and address and a voided check or savings account deposit slip. All bank and Fund account owners must sign the reques ...
... existing account, please make sure we have your bank account information on file. If we do not have this information, you will need to send written instructions with your bank’s name and address and a voided check or savings account deposit slip. All bank and Fund account owners must sign the reques ...
219.3 million 0.1875% convertible bonds due 15
... This securities note (the "Securities Note") has been prepared in connection with (i) the priority allocation to the existing shareholders of Cofinimmo SA/NV ("Cofinimmo" or the "Issuer") by way of a public offer in Belgium following a private placement and provisional allocation (subject to claw-ba ...
... This securities note (the "Securities Note") has been prepared in connection with (i) the priority allocation to the existing shareholders of Cofinimmo SA/NV ("Cofinimmo" or the "Issuer") by way of a public offer in Belgium following a private placement and provisional allocation (subject to claw-ba ...
Nuveen Build America Bond Fund
... governments to finance capital projects such as public schools, roads, transportation infrastructure, bridges, ports and public buildings, among others, pursuant to the American Recovery and Reinvestment Act of 2009 (the “Act”). As described more fully herein, the Act authorizes state and local gove ...
... governments to finance capital projects such as public schools, roads, transportation infrastructure, bridges, ports and public buildings, among others, pursuant to the American Recovery and Reinvestment Act of 2009 (the “Act”). As described more fully herein, the Act authorizes state and local gove ...
STEP - Merrill Lynch
... MLIs are senior unsecured debt obligations of an issuing company that are different from conventional bonds. The return and value of MLIs are based on the performance of one or more underlying market measures. These market measures may include equities or equity indices, commodities or commodity ind ...
... MLIs are senior unsecured debt obligations of an issuing company that are different from conventional bonds. The return and value of MLIs are based on the performance of one or more underlying market measures. These market measures may include equities or equity indices, commodities or commodity ind ...
Prospectus - TransAlta
... The holders of Series G Shares will be entitled to receive, as and when declared by the board of directors of the Corporation out of moneys of the Corporation properly applicable to the payment of dividends, fixed cumulative preferential cash dividends for the initial period (the "Initial Fixed Rate ...
... The holders of Series G Shares will be entitled to receive, as and when declared by the board of directors of the Corporation out of moneys of the Corporation properly applicable to the payment of dividends, fixed cumulative preferential cash dividends for the initial period (the "Initial Fixed Rate ...
Annual Consolidated Compliance Report 2016
... IIROC’s ongoing efforts to strengthen the culture of compliance among Dealer Members, set high standards of conduct and strengthen market integrity benefit Canadian capital markets and all stakeholders. As a public interest regulator, we will continue to oversee IIROCregulated Dealer Members proacti ...
... IIROC’s ongoing efforts to strengthen the culture of compliance among Dealer Members, set high standards of conduct and strengthen market integrity benefit Canadian capital markets and all stakeholders. As a public interest regulator, we will continue to oversee IIROCregulated Dealer Members proacti ...
united states securities and exchange commission - corporate
... “Trustee”), and will be guaranteed on an unsecured senior basis by each of the Guarantors (the “Guarantees”). The Indenture is unlimited in aggregate principal amount, although the issuance of Securities in this offering is limited to $1,000,000,000. The Company may issue an unlimited principal amou ...
... “Trustee”), and will be guaranteed on an unsecured senior basis by each of the Guarantors (the “Guarantees”). The Indenture is unlimited in aggregate principal amount, although the issuance of Securities in this offering is limited to $1,000,000,000. The Company may issue an unlimited principal amou ...
(“la Caixa”), a
... Legal investment considerations may restrict certain investments. The investment activities of certain investors are subject to legal investment laws and regulations, or review or regulation by certain authorities. Each potential investor should consult its legal advisers to determine whether and t ...
... Legal investment considerations may restrict certain investments. The investment activities of certain investors are subject to legal investment laws and regulations, or review or regulation by certain authorities. Each potential investor should consult its legal advisers to determine whether and t ...
Governing Multiple Firms"
... key e¤ect of common ownership is that it gives the investor a diversi…ed portfolio of both good and bad …rms, and thus the choice of which …rms to sell upon a shock. If the shock is small, she can satisfy it by selling only bad …rms. Then, being sold is not consistent with the …rm being good and the ...
... key e¤ect of common ownership is that it gives the investor a diversi…ed portfolio of both good and bad …rms, and thus the choice of which …rms to sell upon a shock. If the shock is small, she can satisfy it by selling only bad …rms. Then, being sold is not consistent with the …rm being good and the ...
2017 prospectus
... of industries to approximately the same extent that the Underlying Index is concentrated. For purposes of this limitation, securities of the U.S. government (including its agencies and instrumentalities), repurchase agreements collateralized by U.S. government securities, and securities of state or ...
... of industries to approximately the same extent that the Underlying Index is concentrated. For purposes of this limitation, securities of the U.S. government (including its agencies and instrumentalities), repurchase agreements collateralized by U.S. government securities, and securities of state or ...
insider trading how jurisdictions regulate it report of the
... considered to be “publicly available.” An assessment of the adequacy of disclosure requires an inquiry into whether investors actually have an opportunity to make investment decisions taking such information into account. This inquiry is particularly relevant in jurisdictions that do not require iss ...
... considered to be “publicly available.” An assessment of the adequacy of disclosure requires an inquiry into whether investors actually have an opportunity to make investment decisions taking such information into account. This inquiry is particularly relevant in jurisdictions that do not require iss ...
Franklin California Tax-Free Income Fund SAI
... If the Fund makes additional investments while borrowings are outstanding, this may be considered a form of leverage. Leveraging by means of borrowing may exaggerate the effect of any increase or decrease in the value of portfolio securities on the Fund’s net asset value, and money borrowed will be ...
... If the Fund makes additional investments while borrowings are outstanding, this may be considered a form of leverage. Leveraging by means of borrowing may exaggerate the effect of any increase or decrease in the value of portfolio securities on the Fund’s net asset value, and money borrowed will be ...
Disciplinary Actions
... entry of findings that it arranged sales of large quantities of securities in initial public offerings (IPOs) with prearrangement that the purchasers of the securities would sell or “flip” the securities back to the firm at a predetermined price in the immediate aftermarket. The findings also stated ...
... entry of findings that it arranged sales of large quantities of securities in initial public offerings (IPOs) with prearrangement that the purchasers of the securities would sell or “flip” the securities back to the firm at a predetermined price in the immediate aftermarket. The findings also stated ...
PROSPECTUS DATED 17 JANUARY 2014 BUREAU
... that this Prospectus and the documents incorporated by reference herein contain all information regarding the Issuer and the Bonds which is (in the context of the issue of the Bonds) material; such information is true and accurate in all material respects and is not misleading in any material respec ...
... that this Prospectus and the documents incorporated by reference herein contain all information regarding the Issuer and the Bonds which is (in the context of the issue of the Bonds) material; such information is true and accurate in all material respects and is not misleading in any material respec ...
Notice of meeting
... Débarcadère – 93761 Pantin Cedex – France. The above-mentioned e-mail address must be used only for notification of appointment or revocation of a proxy. Any other request or notification received at this address will neither be taken into account nor ...
... Débarcadère – 93761 Pantin Cedex – France. The above-mentioned e-mail address must be used only for notification of appointment or revocation of a proxy. Any other request or notification received at this address will neither be taken into account nor ...