Slide 1 - RMIT University
... • I calculate cumulative abnormal returns. • This is a classic ‘bad news’ graphic. • I repeat that exercise for Australian data using the ASX 200 and ASX Mining Indices. • Again this is a classic ‘bad news’ graphic. ...
... • I calculate cumulative abnormal returns. • This is a classic ‘bad news’ graphic. • I repeat that exercise for Australian data using the ASX 200 and ASX Mining Indices. • Again this is a classic ‘bad news’ graphic. ...
12 December 2017 Investor Term Sheet
... This Term Sheet is for distribution only to professional investors whose ordinary business includes the buying or selling of securities such as the notes described in this Term Sheet (“Notes”) in circumstances where disclosure is not required under Chapters 6D or 7 of the Corporations Act 2001 (Cwth ...
... This Term Sheet is for distribution only to professional investors whose ordinary business includes the buying or selling of securities such as the notes described in this Term Sheet (“Notes”) in circumstances where disclosure is not required under Chapters 6D or 7 of the Corporations Act 2001 (Cwth ...
risk management strategies
... We are collecting 75% margin in cash and the remaining 50% in the form of collateral (collateral shares from approved list of NSE are considered with an appropriate haircut, haircut is minimum 25%) We have withdrawn all the NEAT trading terminals and installed CTCL terminals for better control & Ris ...
... We are collecting 75% margin in cash and the remaining 50% in the form of collateral (collateral shares from approved list of NSE are considered with an appropriate haircut, haircut is minimum 25%) We have withdrawn all the NEAT trading terminals and installed CTCL terminals for better control & Ris ...
PIPEs Transaction and Regulation D
... – Commonly used contingency structures—e.g., “all or none” or “minmax”—require escrowing proceeds until contingency is met – FINRA approval needed if 1992 S-3 requirements (e.g., $150m public float) not met ...
... – Commonly used contingency structures—e.g., “all or none” or “minmax”—require escrowing proceeds until contingency is met – FINRA approval needed if 1992 S-3 requirements (e.g., $150m public float) not met ...
FIRM ELEMENT TRAINING - Securities Training Corporation
... The Flash Crash temporarily depressed stock prices, creating huge losses for investors. Concerned that unabated volatility could undermine the integrity of U.S. stock markets, the SEC approved two proposals—a limit up-limit down provision to prevent trades from occurring outside of predetermined pri ...
... The Flash Crash temporarily depressed stock prices, creating huge losses for investors. Concerned that unabated volatility could undermine the integrity of U.S. stock markets, the SEC approved two proposals—a limit up-limit down provision to prevent trades from occurring outside of predetermined pri ...
Equity Trading Strategy
... narrowing export opportunities could lead to sharply lower selling prices and undermine profitability once again. iv ...
... narrowing export opportunities could lead to sharply lower selling prices and undermine profitability once again. iv ...
Infrastructure Developments in the Market for Commonwealth Government Securities
... Many investors in CGS are not direct participants within Austraclear, preferring to transact through custodians.8 At times, there can be several layers of custodial, or nominee, relationships between the legal title to the security (held by Austraclear) and the ultimate beneficiary. Many non-residen ...
... Many investors in CGS are not direct participants within Austraclear, preferring to transact through custodians.8 At times, there can be several layers of custodial, or nominee, relationships between the legal title to the security (held by Austraclear) and the ultimate beneficiary. Many non-residen ...
Change of Control Amendment/Termination New Plan Benefits
... • If the Committee reasonably determines in good faith that Awards will not be honored or assumed and equitable replacement awards will not be made by a successor employer immediately following the change of control, then (i) any Option and SAR will become fully exercisable, (ii) the restrictions fo ...
... • If the Committee reasonably determines in good faith that Awards will not be honored or assumed and equitable replacement awards will not be made by a successor employer immediately following the change of control, then (i) any Option and SAR will become fully exercisable, (ii) the restrictions fo ...
Download attachment
... thousands of people when they could keep profits to themselves? The reason is that at some point every company needs to raise money. To do this, companies can either borrow it from somebody or raise it by selling part of the company, which is known as issuing stock. A company can borrow by taking a ...
... thousands of people when they could keep profits to themselves? The reason is that at some point every company needs to raise money. To do this, companies can either borrow it from somebody or raise it by selling part of the company, which is known as issuing stock. A company can borrow by taking a ...
CCT-eu: a new type of nominal floating rate bonds, indexed to
... can consider other maturities based on the preferences expressed by the market. ...
... can consider other maturities based on the preferences expressed by the market. ...
Review of the Market Events of May 6, 2010
... a profound impact on the DJIA. In Canada the markets were as volatile as the US and the market volumes had been increasing for several days. The TSX market opened with the S&P/TSX Composite Index (TSX Composite) at 11,845 points (down 30 points from the previous day’s close) and slowly declined duri ...
... a profound impact on the DJIA. In Canada the markets were as volatile as the US and the market volumes had been increasing for several days. The TSX market opened with the S&P/TSX Composite Index (TSX Composite) at 11,845 points (down 30 points from the previous day’s close) and slowly declined duri ...
Oct 2013 Micro Cap WP.indd
... quantitative screens with rigorous fundamental analysis. There are four key elements: 1. Return on invested capital, which should be higher than the cost of that capital. The management ...
... quantitative screens with rigorous fundamental analysis. There are four key elements: 1. Return on invested capital, which should be higher than the cost of that capital. The management ...
Digging Deeper into Stock Diversification
... Beyond the sector level, we use subsectors to group industries and companies around common business drivers (i.e., consumer demand, input costs, economic forces, competition) that influence business results and stock performance. Stocks in the same subsector often perform similarly, while stocks in ...
... Beyond the sector level, we use subsectors to group industries and companies around common business drivers (i.e., consumer demand, input costs, economic forces, competition) that influence business results and stock performance. Stocks in the same subsector often perform similarly, while stocks in ...
successful stock investing
... Stock prices fluctuate, depending upon economic and political conditions. When book and asset values are good, and income per share is fair, and prices are at a low historical cost, it is wise to buy. The good companies – Blue Chips – are usually safe to buy. Management is important, for the politi ...
... Stock prices fluctuate, depending upon economic and political conditions. When book and asset values are good, and income per share is fair, and prices are at a low historical cost, it is wise to buy. The good companies – Blue Chips – are usually safe to buy. Management is important, for the politi ...
Code of Conduct on UPSI
... appropriate assistance and fair response to the regulatory authorities including the stock exchange(s) for verification of news reports and market rumours. 6. Information sharing with analysts and research personnel The Company shall provide only public information to the analyst/research persons/la ...
... appropriate assistance and fair response to the regulatory authorities including the stock exchange(s) for verification of news reports and market rumours. 6. Information sharing with analysts and research personnel The Company shall provide only public information to the analyst/research persons/la ...
Disclosure pertaining to authorization of benefits to senior corporate
... For example: is a new senior office entitled to compensation for transactions and profits created by the company prior to his taking the job? Another example: a company appointed a new CEO, who will be entitled to the annual bonus, at a fixed rate from the company's net profits, if the net profit in ...
... For example: is a new senior office entitled to compensation for transactions and profits created by the company prior to his taking the job? Another example: a company appointed a new CEO, who will be entitled to the annual bonus, at a fixed rate from the company's net profits, if the net profit in ...
securities
... - Customers who successfully open a new margin account during the Promotional Period will be eligible to enjoy a refund of 20% the brokerage fee or 50% of the margin interest paid during the Privileged Period, whichever is higher, up to a maximum of HK$3,800. - The brokerage fee and margin interest ...
... - Customers who successfully open a new margin account during the Promotional Period will be eligible to enjoy a refund of 20% the brokerage fee or 50% of the margin interest paid during the Privileged Period, whichever is higher, up to a maximum of HK$3,800. - The brokerage fee and margin interest ...
AIDA/ADC Investment
... Eligible securities used for collateralizing deposits shall be held by the depositaries’ trust departments and/or a third party bank or trust company subject to security and custodial agreements. The security agreement shall provide that eligible securities are being pledged to secure local governme ...
... Eligible securities used for collateralizing deposits shall be held by the depositaries’ trust departments and/or a third party bank or trust company subject to security and custodial agreements. The security agreement shall provide that eligible securities are being pledged to secure local governme ...
Trends in Federal White Collar Prosecution
... Another enduring legacy of the corporate fraud scandals of the early 2000s is an increasing emphasis on corporate self-disclosure. Indeed, corporate self-disclosure requirements have been codified in several statutes and made a part of certain regulations. For example, the Sarbanes-Oxley Act of 2002 ...
... Another enduring legacy of the corporate fraud scandals of the early 2000s is an increasing emphasis on corporate self-disclosure. Indeed, corporate self-disclosure requirements have been codified in several statutes and made a part of certain regulations. For example, the Sarbanes-Oxley Act of 2002 ...
Forensic Accounting Slides
... Many cases are never reported. Actual cost unknown. Difficult to discover because it’s an inside job. When fraud is suspected, the forensic accountant may be called in to investigate. ...
... Many cases are never reported. Actual cost unknown. Difficult to discover because it’s an inside job. When fraud is suspected, the forensic accountant may be called in to investigate. ...
Informational overshooting, booms, and crashes
... This paper presents an explanation to stock markets’ booms and crashes, which is based on informational dynamics. Episodes of booms and crashes have occured in many stock markets since the famous South Sea Bubble.1 The US stock market has experienced two such episodes during this century: the boom a ...
... This paper presents an explanation to stock markets’ booms and crashes, which is based on informational dynamics. Episodes of booms and crashes have occured in many stock markets since the famous South Sea Bubble.1 The US stock market has experienced two such episodes during this century: the boom a ...
Busting the myth that value has underperformed since the financial
... environment. This benchmark is a broad-based index which is used for comparative/illustrative purposes only and has been selected as it is well known and easily recognizable by investors. Please refer to http://www.ftse.com/products/indices/uk for further information on this index. Comparisons to be ...
... environment. This benchmark is a broad-based index which is used for comparative/illustrative purposes only and has been selected as it is well known and easily recognizable by investors. Please refer to http://www.ftse.com/products/indices/uk for further information on this index. Comparisons to be ...
Poplar Forest Cornerstone Fund Summary Prospectus
... The Cornerstone Fund seeks to deliver superior, risk-adjusted returns over full market cycles, by building a balanced portfolio of debt and equity securities that aims to generate returns that exceed the Consumer Price Index by 3% per year while preserving capital. A full market cycle is deemed to b ...
... The Cornerstone Fund seeks to deliver superior, risk-adjusted returns over full market cycles, by building a balanced portfolio of debt and equity securities that aims to generate returns that exceed the Consumer Price Index by 3% per year while preserving capital. A full market cycle is deemed to b ...