Official Listing - European Commission
... the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive. ...
... the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive. ...
Preferential Treatment of Derivative Contracts
... Protection Corporation, and various representatives of commodities and securities brokers, was instrumental in passing the 1982 Bankruptcy Code amendments that provided safe harbors for both commodities and securities contracts.11 As the financial markets developed, newer products such as repos and ...
... Protection Corporation, and various representatives of commodities and securities brokers, was instrumental in passing the 1982 Bankruptcy Code amendments that provided safe harbors for both commodities and securities contracts.11 As the financial markets developed, newer products such as repos and ...
Target Asset Allocation
... the U.S. equity market and that are deemed to be overpriced. (Market capitalization for a company equals shares outstanding multiplied by share price.) ...
... the U.S. equity market and that are deemed to be overpriced. (Market capitalization for a company equals shares outstanding multiplied by share price.) ...
Economic Review 1, 2013 , Algorithmic trading in the foreign
... include trading with large amounts, a large number of participants and the rapid dissemination of price information. The global turnover in this market every day involves amounts corresponding to tens of thousands of billions of Swedish krona.4 The foreign exchange trading can be divided into two se ...
... include trading with large amounts, a large number of participants and the rapid dissemination of price information. The global turnover in this market every day involves amounts corresponding to tens of thousands of billions of Swedish krona.4 The foreign exchange trading can be divided into two se ...
Which Way for Market Institutions
... New York Stock Exchange and Euronext have triggered the fundamental question. Exchanges are the interface between capital seekers and capital providers and between buyers and sellers of financial products of all kinds. Of the existing market infrastructure institutions, exchanges are the most visibl ...
... New York Stock Exchange and Euronext have triggered the fundamental question. Exchanges are the interface between capital seekers and capital providers and between buyers and sellers of financial products of all kinds. Of the existing market infrastructure institutions, exchanges are the most visibl ...
Document
... a. Where stocks are sold b. Where bonds are sold c. Where intermediaries are the buyers and sellers d. Where a security is initially sold for the first time ANSWER: d 33. If Michelle wanted to purchase newly issued stock from a new computer company, she would purchase this in a a. primary market. b. ...
... a. Where stocks are sold b. Where bonds are sold c. Where intermediaries are the buyers and sellers d. Where a security is initially sold for the first time ANSWER: d 33. If Michelle wanted to purchase newly issued stock from a new computer company, she would purchase this in a a. primary market. b. ...
The Growing Prominence of Non-Cash Collateral
... With regards to term financing, regulators have been pushing firms to extend their liabilities in an effort to reduce market strain related to possible future short-term liquidity pressure. That push has resulted in borrowers seeking more term trade opportunities, typically structured for at least a ...
... With regards to term financing, regulators have been pushing firms to extend their liabilities in an effort to reduce market strain related to possible future short-term liquidity pressure. That push has resulted in borrowers seeking more term trade opportunities, typically structured for at least a ...
Market Makers and Vampire Squid
... provides to investors come in two flavors. Sometimes clients come to them for advisory services (e.g. relating to takeovers, raising money for the company, or portfolio investing). At other times, investors look to them as market makers, intermediaries with an inventory of securities that can be bou ...
... provides to investors come in two flavors. Sometimes clients come to them for advisory services (e.g. relating to takeovers, raising money for the company, or portfolio investing). At other times, investors look to them as market makers, intermediaries with an inventory of securities that can be bou ...
Creating a Canadian Advantage in Global Capital
... markets. We must adopt a clear set of principles for businesses—one that is tailored to the unique makeup of Canada’s capital markets. This would be best overseen by a common securities regulator that gives all regions of our country a voice. These steps would reduce costs and strengthen our markets ...
... markets. We must adopt a clear set of principles for businesses—one that is tailored to the unique makeup of Canada’s capital markets. This would be best overseen by a common securities regulator that gives all regions of our country a voice. These steps would reduce costs and strengthen our markets ...
Demutualizing African Stock Exchanges: Challenges and
... ownership, decision-making (one-member, one vote) and trading. Demutualization is the term that denotes the change in the legal status of a stock exchange from a mutual association with one-vote per member (and usually consensus based decision-making) to a company limited by shares with one vote per ...
... ownership, decision-making (one-member, one vote) and trading. Demutualization is the term that denotes the change in the legal status of a stock exchange from a mutual association with one-vote per member (and usually consensus based decision-making) to a company limited by shares with one vote per ...
IFI_Ch14
... perceived political risk, lack of transparency, asymmetric availability of information, foreign exchange risks, corporate governance differences, and many other market ...
... perceived political risk, lack of transparency, asymmetric availability of information, foreign exchange risks, corporate governance differences, and many other market ...
Order of the China Securities Regulatory Commission
... any gross violation of laws and regulations in the last 12 months. (2) It is legally qualified to make stock investments. (3) It has a good credit history and has the institutions and personnel necessary for independent engagement in securities investment. (4) It has a sound internal risk evaluatio ...
... any gross violation of laws and regulations in the last 12 months. (2) It is legally qualified to make stock investments. (3) It has a good credit history and has the institutions and personnel necessary for independent engagement in securities investment. (4) It has a sound internal risk evaluatio ...
Market newsletter 1/2015
... stock exchange list, NASDAQ OMX Helsinki Ltd maintains an alternative First North Finland multilateral trading facility, which is subject to lighter obligations and listing requirements than the stock exchange list. In 2014, FINFSA approved a total of five prospectuses for initial public offering on ...
... stock exchange list, NASDAQ OMX Helsinki Ltd maintains an alternative First North Finland multilateral trading facility, which is subject to lighter obligations and listing requirements than the stock exchange list. In 2014, FINFSA approved a total of five prospectuses for initial public offering on ...
Competition for market services—trading in listed securities
... permits competition between exchanges. Member states will no longer be permitted to favour traditional exchanges over other trading venues. MiFID aims to create a level playing field between the three types of trading facilities described in paragraph 22 above. ...
... permits competition between exchanges. Member states will no longer be permitted to favour traditional exchanges over other trading venues. MiFID aims to create a level playing field between the three types of trading facilities described in paragraph 22 above. ...
the-Week Effect on Stock Returns and Volatility
... Muscat securities market (MSM) was established as a public institution in 1988 and commenced its operations one year later in 1989. The main objective of MSM is to participate in the economic development of the country and strengthening the financial sector of Oman. In addition, its mission is to wo ...
... Muscat securities market (MSM) was established as a public institution in 1988 and commenced its operations one year later in 1989. The main objective of MSM is to participate in the economic development of the country and strengthening the financial sector of Oman. In addition, its mission is to wo ...
Securities Trading Policy
... undertakings to accept, or the acceptance of, a takeover offer; trading under an offer or invitation made to all or most of the security holders, such as, a rights issue, a security purchase plan, a dividend or distribution reinvestment plan or an equal access buy-back, where the plan that determine ...
... undertakings to accept, or the acceptance of, a takeover offer; trading under an offer or invitation made to all or most of the security holders, such as, a rights issue, a security purchase plan, a dividend or distribution reinvestment plan or an equal access buy-back, where the plan that determine ...
List of KASE internal documents and amendments to KASE internal
... the order of valuation of certain types of securities (e.g., MAOKAM, bonds of international financial organizations); the yield values of non-indexed GC of the Republic of Kazakhstan with the term before maturity over 1,460 days were defined based on the data of auctions on offering and/or additiona ...
... the order of valuation of certain types of securities (e.g., MAOKAM, bonds of international financial organizations); the yield values of non-indexed GC of the Republic of Kazakhstan with the term before maturity over 1,460 days were defined based on the data of auctions on offering and/or additiona ...
Manulife Financial Corporation announces Preferred Share issue
... “Securities Act”), or the securities laws of any state of the United States and may not be offered, sold or delivered, directly or indirectly in the United States or to, or for the account or benefit of, a “U.S. person” (as defined in Regulation S under the Securities Act) absent registration or an ...
... “Securities Act”), or the securities laws of any state of the United States and may not be offered, sold or delivered, directly or indirectly in the United States or to, or for the account or benefit of, a “U.S. person” (as defined in Regulation S under the Securities Act) absent registration or an ...
Holding the middle ground with convertible securities
... for capital appreciation naturally dictates a preference for bonds or stocks. However, many investors seek both objectives. Convertible securities can tap into the best of both worlds. Historically, these securities have a record of providing attractive risk-adjusted returns. They can also add portf ...
... for capital appreciation naturally dictates a preference for bonds or stocks. However, many investors seek both objectives. Convertible securities can tap into the best of both worlds. Historically, these securities have a record of providing attractive risk-adjusted returns. They can also add portf ...
Macro View Canadian Markets U.S. Markets
... Every province in Canada and most countries throughout the world have their own laws regulating the types of securities and other investment products which may be offered to their residents, as well as the process for doing so. As a result, some of the securities discussed in this report may not be ...
... Every province in Canada and most countries throughout the world have their own laws regulating the types of securities and other investment products which may be offered to their residents, as well as the process for doing so. As a result, some of the securities discussed in this report may not be ...
extended hours trading disclosure
... security. Customers may actually pay less, equal or more for securities traded on that system than what was executed on a similar order on another after‐hours electronic trading system. Also, a limit order may be executed at a price away from the current market price. ...
... security. Customers may actually pay less, equal or more for securities traded on that system than what was executed on a similar order on another after‐hours electronic trading system. Also, a limit order may be executed at a price away from the current market price. ...
Catastrophe Bond Update: Fourth Quarter and Full
... capital market solutions* for clients across the globe. The firm’s full breadth of services includes line-of-business expertise in agriculture; aviation; casualty clash; construction and engineering; cyber solutions; excess and umbrella; excess and surplus lines; healthcare & life; marine and energy ...
... capital market solutions* for clients across the globe. The firm’s full breadth of services includes line-of-business expertise in agriculture; aviation; casualty clash; construction and engineering; cyber solutions; excess and umbrella; excess and surplus lines; healthcare & life; marine and energy ...
Interglobe Aviation (Indigo)
... average age of 3.1 years by entering into short-term sale-and-leaseback operating leases typically ranging from three to six years. This helps in maintaining higher flight dispatch and improved fuel efficiency. Further, high aircraft utilisation and lower turnaround time have helped Indigo to mainta ...
... average age of 3.1 years by entering into short-term sale-and-leaseback operating leases typically ranging from three to six years. This helps in maintaining higher flight dispatch and improved fuel efficiency. Further, high aircraft utilisation and lower turnaround time have helped Indigo to mainta ...
Glossary of Money Market Terms
... settlement risk caused by delays arising from time-zone differences; the so-called Herstatt risk. ...
... settlement risk caused by delays arising from time-zone differences; the so-called Herstatt risk. ...