BASE PROSPECTUS Dated 9 September 2016 NOMURA BANK
... Prospectus constitutes a base prospectus issued in compliance with the Prospectus Directive (as defined on page 5 below) for the purpose of giving information with regard to the issue of the Securities under the Programme during the period of 12 months after the date hereof. Websites and urls referr ...
... Prospectus constitutes a base prospectus issued in compliance with the Prospectus Directive (as defined on page 5 below) for the purpose of giving information with regard to the issue of the Securities under the Programme during the period of 12 months after the date hereof. Websites and urls referr ...
Credit Suisse AG Credit Suisse International
... read together with (i) any supplements to it from time to time, (ii) any other documents incorporated by reference into it (see "Documents Incorporated by Reference" below) and (iii) in relation to any particular Securities (other than Exempt Securities), the "Final Terms" document relating to those ...
... read together with (i) any supplements to it from time to time, (ii) any other documents incorporated by reference into it (see "Documents Incorporated by Reference" below) and (iii) in relation to any particular Securities (other than Exempt Securities), the "Final Terms" document relating to those ...
Form N-30D HARTFORD LIFE INSURANCE CO
... The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded ...
... The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be limited or excluded ...
asx release
... Retail Entitlement Offer Eligible retail shareholders with a registered address in Australia or New Zealand on the Record Date will be invited to participate in the Retail Entitlement Offer. The Retail Entitlement Offer will open on Wednesday, 30 November 2016 and close at 5.00pm (AEDT) on Friday, 9 ...
... Retail Entitlement Offer Eligible retail shareholders with a registered address in Australia or New Zealand on the Record Date will be invited to participate in the Retail Entitlement Offer. The Retail Entitlement Offer will open on Wednesday, 30 November 2016 and close at 5.00pm (AEDT) on Friday, 9 ...
- - - - Prospectus Open Joint-Stock Company«Pharmsynthez
... register of holders of registered securities shall be made only after full payment of the Shares and not later than the last day of their placement. During the placing of securities, the prior right to acquire securities according to the provision 40 and 41 in the federal law on joint-stock companie ...
... register of holders of registered securities shall be made only after full payment of the Shares and not later than the last day of their placement. During the placing of securities, the prior right to acquire securities according to the provision 40 and 41 in the federal law on joint-stock companie ...
In Re The Bear Stearns Companies, Inc. Securities, Derivative, And
... CDO Squared: A CDO backed by other CDO notes. CES: Closed end second lien loans. CF Division: SEC Division of Corporation Finance, charged with ensuring that investors are provided with material information in order to make informed investment decisions. CFO: Chief Financial Officer. The Class: All ...
... CDO Squared: A CDO backed by other CDO notes. CES: Closed end second lien loans. CF Division: SEC Division of Corporation Finance, charged with ensuring that investors are provided with material information in order to make informed investment decisions. CFO: Chief Financial Officer. The Class: All ...
English - Vanguard Global sites
... hereto and the latest audited annual financial report and any subsequent semi-annual financial report of the Company. ...
... hereto and the latest audited annual financial report and any subsequent semi-annual financial report of the Company. ...
Rule Book Of Karachi Stock Exchange Limited
... The Rule Book also incorporates requisite regulatory amendments to the regulatory framework of the KSEL consequent to the corporatization and demutualization of the KSEL. These amendments provide regulatory cover to a number of structural changes at KSEL in the wake of demutualization including, seg ...
... The Rule Book also incorporates requisite regulatory amendments to the regulatory framework of the KSEL consequent to the corporatization and demutualization of the KSEL. These amendments provide regulatory cover to a number of structural changes at KSEL in the wake of demutualization including, seg ...
NASDAQ OMX GROUP, INC. (Form: 10-K, Received
... In the U.S., we operate The NASDAQ Stock Market, a registered national securities exchange . The NASDAQ Stock Market is the largest single cash equities securities market in the U.S. in terms of listed companies and in the world in terms of share value traded. As of December 31, 2013, The NASDAQ Sto ...
... In the U.S., we operate The NASDAQ Stock Market, a registered national securities exchange . The NASDAQ Stock Market is the largest single cash equities securities market in the U.S. in terms of listed companies and in the world in terms of share value traded. As of December 31, 2013, The NASDAQ Sto ...
SUP-MULTI-0115 ALLIANCEBERNSTEIN ALL MARKET GROWTH
... are financial contracts whose value depend on, or is derived from, the value of an underlying asset, reference rate or index. These assets, rates, and indices may include bonds, stocks, mortgages, commodities, interest rates, currency exchange rates, bond indices, and stock indices. There are four ...
... are financial contracts whose value depend on, or is derived from, the value of an underlying asset, reference rate or index. These assets, rates, and indices may include bonds, stocks, mortgages, commodities, interest rates, currency exchange rates, bond indices, and stock indices. There are four ...
IMPORTANT NOTICE THIS DOCUMENT IS AVAILABLE ONLY TO
... authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom. Apart from the responsibilities and liabilities, if any, which may be imposed on any of the Underwriters by the FSMA or the regulatory reg ...
... authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom. Apart from the responsibilities and liabilities, if any, which may be imposed on any of the Underwriters by the FSMA or the regulatory reg ...
2015 10-k
... across six continents. Our global offerings are diverse and include trading and clearing across multiple asset classes, access services, data products, financial indexes, capital formation solutions, corporate solutions and market technology products and services. Our technology powers markets acros ...
... across six continents. Our global offerings are diverse and include trading and clearing across multiple asset classes, access services, data products, financial indexes, capital formation solutions, corporate solutions and market technology products and services. Our technology powers markets acros ...
5.45% Series J Cumulative Preferred Stock
... reported NYSE sale price of shares of our common stock was $5.35 per share. The net asset value of shares of the Fund’s common stock at the close of business on March 28, 2016 was $5.66 per share. Application has been made to list the Series J Preferred Shares on the NYSE. If the application is appr ...
... reported NYSE sale price of shares of our common stock was $5.35 per share. The net asset value of shares of the Fund’s common stock at the close of business on March 28, 2016 was $5.66 per share. Application has been made to list the Series J Preferred Shares on the NYSE. If the application is appr ...
prospectus of bangladesh steel re
... An expatriate Bangladeshi or who has dual citizenship or possesses a foreign passport bearing an endorsement from the concerned Bangladesh Embassy to the effect that no visa is required for him to travel Bangladesh Price of the shares of Bangladesh Steel Re-Rolling Mills Limited A document prepared ...
... An expatriate Bangladeshi or who has dual citizenship or possesses a foreign passport bearing an endorsement from the concerned Bangladesh Embassy to the effect that no visa is required for him to travel Bangladesh Price of the shares of Bangladesh Steel Re-Rolling Mills Limited A document prepared ...
FORM 20-F Annual Report 2016
... For example, the global financial crisis that originated with the collapse of Lehman Brothers Holding Inc. (“Lehman Brothers”) in 2008, and the worsening of financial issues in the peripheral countries of the Eurozone in 2011, including Greece, have adversely influenced major global financial market ...
... For example, the global financial crisis that originated with the collapse of Lehman Brothers Holding Inc. (“Lehman Brothers”) in 2008, and the worsening of financial issues in the peripheral countries of the Eurozone in 2011, including Greece, have adversely influenced major global financial market ...
Detailed Assessment of Implementation on IOSCO Principles
... mining stocks account for around 40 percent of the JSE’s market value, with financial services stocks accounting for a further 20 percent. In October 2003 the JSE launched a new equity market for smaller, emerging public companies called AltX. This market caters to small and medium-sized companies, ...
... mining stocks account for around 40 percent of the JSE’s market value, with financial services stocks accounting for a further 20 percent. In October 2003 the JSE launched a new equity market for smaller, emerging public companies called AltX. This market caters to small and medium-sized companies, ...
Prospectus - TransAlta
... The holders of Series G Shares will be entitled to receive, as and when declared by the board of directors of the Corporation out of moneys of the Corporation properly applicable to the payment of dividends, fixed cumulative preferential cash dividends for the initial period (the "Initial Fixed Rate ...
... The holders of Series G Shares will be entitled to receive, as and when declared by the board of directors of the Corporation out of moneys of the Corporation properly applicable to the payment of dividends, fixed cumulative preferential cash dividends for the initial period (the "Initial Fixed Rate ...
Frequently Asked Questions about Exchange
... A typical listed debt security is issued and then settles within three business days, after which no more securities with the same CUSIP number are issued, ...
... A typical listed debt security is issued and then settles within three business days, after which no more securities with the same CUSIP number are issued, ...
SB-1 - Hong Kong Monetary Authority
... SB-1 “Supervision of Regulated Activities of SFC-Registered Authorized Institutions” (V.1.) dated 28.03.03. ...
... SB-1 “Supervision of Regulated Activities of SFC-Registered Authorized Institutions” (V.1.) dated 28.03.03. ...
Annual Consolidated Compliance Report 2016
... 2.1. Debt Transaction Reporting ................................................................................... 9 2.2. Expanded Scope of Trading Conduct Reviews ......................................................... 9 ...
... 2.1. Debt Transaction Reporting ................................................................................... 9 2.2. Expanded Scope of Trading Conduct Reviews ......................................................... 9 ...
The Alberta Capital Market - Alberta Securities Commission
... Chart 5 shows that the PR breakdown of reporting issuers by market capitalization was quite different than by number of PR issuers, as were the changes year-over-year. The market capitalization of Alberta PR issuers declined the greatest of the four provinces in 2015, influenced by the large proport ...
... Chart 5 shows that the PR breakdown of reporting issuers by market capitalization was quite different than by number of PR issuers, as were the changes year-over-year. The market capitalization of Alberta PR issuers declined the greatest of the four provinces in 2015, influenced by the large proport ...
predictions, projections, and precautions: conveying cautionary
... created when corporate insiders make public predictions about the future prospects of their business. Investors crave these types of forward-looking corporate disclosures because investors use them to make judgments about the future profitability of companies. Corporations, however, are often reluct ...
... created when corporate insiders make public predictions about the future prospects of their business. Investors crave these types of forward-looking corporate disclosures because investors use them to make judgments about the future profitability of companies. Corporations, however, are often reluct ...
OCC Rule Filing No. SR-OCC-2017-803
... under the New Facility that Clearing Members are permitted to use in making margin deposits and Clearing Fund contributions. As discussed above, to obtain a loan under the Existing Facility, OCC must pledge as collateral certain cash or securities that Clearing Members have contributed to the Clear ...
... under the New Facility that Clearing Members are permitted to use in making margin deposits and Clearing Fund contributions. As discussed above, to obtain a loan under the Existing Facility, OCC must pledge as collateral certain cash or securities that Clearing Members have contributed to the Clear ...
ROADRUNNER TRANSPORTATION SYSTEMS - corporate
... We are a leading asset-light transportation and logistics service provider offering a full suite of solutions, including truckload logistics (referred to as “TL”), customized and expedited less-than-truckload (referred to as “LTL”), transportation management solutions (referred to as “TMS”), intermo ...
... We are a leading asset-light transportation and logistics service provider offering a full suite of solutions, including truckload logistics (referred to as “TL”), customized and expedited less-than-truckload (referred to as “LTL”), transportation management solutions (referred to as “TMS”), intermo ...