SUMMARY PROSPECTUS Tortoise North American Pipeline Fund
... gas, crude oil and refined products, storing, gathering and processing such gas, oil and products and local gas distribution. To be included in the Underlying Index, a company must be a Pipeline Company that is organized and has its principal place of business in the United States or Canada (such Pi ...
... gas, crude oil and refined products, storing, gathering and processing such gas, oil and products and local gas distribution. To be included in the Underlying Index, a company must be a Pipeline Company that is organized and has its principal place of business in the United States or Canada (such Pi ...
INTER PIPELINE LTD. $3,000,000,000 Common Shares Preferred
... holders thereof will become entitled to receive Common Shares or such other securities, and any other terms specific to the Subscription Receipts being offered. Where required by statute, regulation or policy, and where Securities are offered in currencies other than Canadian dollars, appropriate di ...
... holders thereof will become entitled to receive Common Shares or such other securities, and any other terms specific to the Subscription Receipts being offered. Where required by statute, regulation or policy, and where Securities are offered in currencies other than Canadian dollars, appropriate di ...
Trading Fees and Slow-Moving Capital - Search Faculty
... a …nancial market is ultimately a service that investors make available to each other. As a way of constructing a simple model, we bypass intermediaries and the pricing policy of broker-dealers, and let the investors serve as dealers for, and pay the fees to each other. We just assume that the tradi ...
... a …nancial market is ultimately a service that investors make available to each other. As a way of constructing a simple model, we bypass intermediaries and the pricing policy of broker-dealers, and let the investors serve as dealers for, and pay the fees to each other. We just assume that the tradi ...
Profitability of Pairs Trading Strategy
... similar behavior. As an alternative to using co-integration as a measure of similarity, we compare normalized price series of all selected stocks against each other. The pairs that are selected for trading have the smallest distance measure, which is defined as the sum of squared deviations between ...
... similar behavior. As an alternative to using co-integration as a measure of similarity, we compare normalized price series of all selected stocks against each other. The pairs that are selected for trading have the smallest distance measure, which is defined as the sum of squared deviations between ...
Discussion paper Transparency and liquidity
... Exemptions in other countries can be significant for Denmark The consequences of any Danish exemptions for trade in mortgage-credit bonds also depend on exemptions in other countries. This reflects the fact that the requirements for trade transparency for Danish mortgage-credit bonds depend on the r ...
... Exemptions in other countries can be significant for Denmark The consequences of any Danish exemptions for trade in mortgage-credit bonds also depend on exemptions in other countries. This reflects the fact that the requirements for trade transparency for Danish mortgage-credit bonds depend on the r ...
FDI and Stock Market Development - Inter
... a complement, not a substitute, of stock market development. Under this view, FDI should be positively correlated with the development of (domestic or international) equity markets. To shed light on the above questions one would need to analyze the determinants of stock market development across the ...
... a complement, not a substitute, of stock market development. Under this view, FDI should be positively correlated with the development of (domestic or international) equity markets. To shed light on the above questions one would need to analyze the determinants of stock market development across the ...
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
... We have audited the accompanying consolidated financial statements of OLDE Financial Corporation and subsidiaries as of December 31, 1998 and 1997, and the related consolidated statements of operations, changes in stockholders' equity, and cash flows for each of the three years in the period ended D ...
... We have audited the accompanying consolidated financial statements of OLDE Financial Corporation and subsidiaries as of December 31, 1998 and 1997, and the related consolidated statements of operations, changes in stockholders' equity, and cash flows for each of the three years in the period ended D ...
Capital Market Report - World bank documents
... to applying it in a revenue neutral way that levels the playing field for capital market participants and potential new instruments, given the substantive distortions that it creates currently for the financial sector and its effects on the real economy. On the demand side, actions are needed to dev ...
... to applying it in a revenue neutral way that levels the playing field for capital market participants and potential new instruments, given the substantive distortions that it creates currently for the financial sector and its effects on the real economy. On the demand side, actions are needed to dev ...
기업의 국내외 상장 ipo
... The average IPO cost (ex-commission) is about US$1.2m (HK$10m). It is expensive relative to other stock exchange, such as US$750,000 for Singapore Stock Exchange and US$450,000 for AIM Buying exiting listed company is another way of listing. Average “shell” price is approximately US$6m (HK$50m), whi ...
... The average IPO cost (ex-commission) is about US$1.2m (HK$10m). It is expensive relative to other stock exchange, such as US$750,000 for Singapore Stock Exchange and US$450,000 for AIM Buying exiting listed company is another way of listing. Average “shell” price is approximately US$6m (HK$50m), whi ...
Naked Short Selling
... obligations of a clearing member are not fulfilled on day t+3, any undelivered position becomes a “failure-to-deliver” (or “FTD”). Regulators and financial journalists have widely perceived FTDs, and specifically “naked” short sales, as having a very negative impact on markets.1 For example, a repor ...
... obligations of a clearing member are not fulfilled on day t+3, any undelivered position becomes a “failure-to-deliver” (or “FTD”). Regulators and financial journalists have widely perceived FTDs, and specifically “naked” short sales, as having a very negative impact on markets.1 For example, a repor ...
Mahindra Lifespace
... The consolidated net debt to equity rises to 1.1x due to loans taken for new acquisitions of land, leading to correction in stock price No new projects reach revenue recognition stage leading to sharp decline in revenues Completes sale of Byculla property (MLDL was holder of development rights in th ...
... The consolidated net debt to equity rises to 1.1x due to loans taken for new acquisitions of land, leading to correction in stock price No new projects reach revenue recognition stage leading to sharp decline in revenues Completes sale of Byculla property (MLDL was holder of development rights in th ...
IOSR Journal of Business and Management (IOSR-JBM)
... capital. Therefore, a capital market is a financial market where money is raised by selling financial assets. It is simply a set of facilities which make it possible to exchange goods and services for money and vice versa. Specifically the capital market (also called the securities market) is a fina ...
... capital. Therefore, a capital market is a financial market where money is raised by selling financial assets. It is simply a set of facilities which make it possible to exchange goods and services for money and vice versa. Specifically the capital market (also called the securities market) is a fina ...
Short selling around the world with applications to the S…
... bad news is kept out, then stock prices will temporarily be higher than their true values and investors will ultimately be disappointed. Several studies in the U.S. market have found that, when short selling is constrained through inefficiencies in the stock lending market, subsequent stock returns ...
... bad news is kept out, then stock prices will temporarily be higher than their true values and investors will ultimately be disappointed. Several studies in the U.S. market have found that, when short selling is constrained through inefficiencies in the stock lending market, subsequent stock returns ...
Payment of Management Fee
... The value of the Stapled Securities and the income derived from them may fall or rise. The Stapled Securities are not obligations, or deposits in, or guaranteed by the REIT Manager, the TrusteeManager (together with the REIT Manager, the “Managers”) or RBC Investor Services Trust Singapore Limited ( ...
... The value of the Stapled Securities and the income derived from them may fall or rise. The Stapled Securities are not obligations, or deposits in, or guaranteed by the REIT Manager, the TrusteeManager (together with the REIT Manager, the “Managers”) or RBC Investor Services Trust Singapore Limited ( ...
Certified Annual Report
... Independent price verification (“IPV”) – IPV is a control process by which system market prices or model inputs are verified for accuracy or reasonableness. Generally on a monthly basis, VG independently validates the fair values of financial instruments determined using valuation models by determi ...
... Independent price verification (“IPV”) – IPV is a control process by which system market prices or model inputs are verified for accuracy or reasonableness. Generally on a monthly basis, VG independently validates the fair values of financial instruments determined using valuation models by determi ...
EU single market in banking
... Transfers, Netting and Collateral in the framework of systems deviate from the principle of pari passu treatment of creditors in insolvency. Even if they are provided for in a contract, they cannot be valid and enforceable. ...
... Transfers, Netting and Collateral in the framework of systems deviate from the principle of pari passu treatment of creditors in insolvency. Even if they are provided for in a contract, they cannot be valid and enforceable. ...
Euro area government securities markets: recent developments and
... Government securities markets have traditionally played an important role for both central banks and private agents. From the standpoint of central banks, certain indicators for assessing the inflation and output outlook have normally been derived from pricing data collected in these markets. From t ...
... Government securities markets have traditionally played an important role for both central banks and private agents. From the standpoint of central banks, certain indicators for assessing the inflation and output outlook have normally been derived from pricing data collected in these markets. From t ...
New Investment Portfolios
... DFA U.S. Large Cap Value 529 Portfolio – Invests exclusively in the DFA U.S. Large Cap Value Portfolio which seeks to achieve long-term capital appreciation. The portfolio seeks to capture the returns and diversification benefits of a broad crosssection of US value companies with market capitalizati ...
... DFA U.S. Large Cap Value 529 Portfolio – Invests exclusively in the DFA U.S. Large Cap Value Portfolio which seeks to achieve long-term capital appreciation. The portfolio seeks to capture the returns and diversification benefits of a broad crosssection of US value companies with market capitalizati ...
original article in English
... Starting from December 2016, a number of China’s regulators, including the CBRC (banking regulator), CSRC (security market regulator) and CIRC (insurance regulator), stepped up their efforts to curb shadow banking activities. Meanwhile, the PBoC also shifted their policy stance to “prudent” and impl ...
... Starting from December 2016, a number of China’s regulators, including the CBRC (banking regulator), CSRC (security market regulator) and CIRC (insurance regulator), stepped up their efforts to curb shadow banking activities. Meanwhile, the PBoC also shifted their policy stance to “prudent” and impl ...
ANALYSIS OF FACTORS AFFECTING THE DEVELOPMENT OF AN
... to be made in the wealth composition with speed and at low cost whenever circumstances change. Moreover, competition among the users of capital market funds, including ...
... to be made in the wealth composition with speed and at low cost whenever circumstances change. Moreover, competition among the users of capital market funds, including ...
Asian Holdings of US Treasury Securities: Trade Integration as a
... The international version of the capital asset pricing model (ICAPM), based on traditional portfolio theory developed by Sharpe (1964) and Lintner (1965), predicts that to maximize risk-adjusted returns investors should hold a world market portfolio of risky assets. In other words, portfolio weights ...
... The international version of the capital asset pricing model (ICAPM), based on traditional portfolio theory developed by Sharpe (1964) and Lintner (1965), predicts that to maximize risk-adjusted returns investors should hold a world market portfolio of risky assets. In other words, portfolio weights ...
1 Complaint for Violation of the Federal Securities Laws 05/19/2015
... less through a consignment business model, but that didn't have any plans to extend on I guess, its kind of a follow-on question for the first time one of the questions before, but have any plans to become more doing more principal owners of the inventory like more of a traditional 132C products by ...
... less through a consignment business model, but that didn't have any plans to extend on I guess, its kind of a follow-on question for the first time one of the questions before, but have any plans to become more doing more principal owners of the inventory like more of a traditional 132C products by ...
Intelligence in Securities Finance: Where Is It Going?
... Market participants are experimenting with new approaches for solving new regulatory problems: from Eurex’s ISA Direct model for the buy-side to Pirum’s identification of Trade Date Transparency as a source of new income. We find exchanges, CCPs and vendors actively engaged in bringing their natural ...
... Market participants are experimenting with new approaches for solving new regulatory problems: from Eurex’s ISA Direct model for the buy-side to Pirum’s identification of Trade Date Transparency as a source of new income. We find exchanges, CCPs and vendors actively engaged in bringing their natural ...
FIRM ELEMENT TRAINING - Securities Training Corporation
... and preventing market manipulation. The focus of the first report card is detecting layering and spoofing. The regulator will use its market surveillance programs to determine whether these techniques are at play within a firm’s business—taking place entirely throughout the firm’s transaction system ...
... and preventing market manipulation. The focus of the first report card is detecting layering and spoofing. The regulator will use its market surveillance programs to determine whether these techniques are at play within a firm’s business—taking place entirely throughout the firm’s transaction system ...
Domestic Debt Market in India Vighneswara Swamy PhD, PDF
... Second, yields on government securities can serve as a pricing benchmark for long-term private debt issued by banks or enterprises and, hence, promote the development of a corporate bond market, which boosts competition in the banking sector (Fabella and Mathur, 2003). Third, the availability of dom ...
... Second, yields on government securities can serve as a pricing benchmark for long-term private debt issued by banks or enterprises and, hence, promote the development of a corporate bond market, which boosts competition in the banking sector (Fabella and Mathur, 2003). Third, the availability of dom ...