The Margin Trading Rules, 2004
... market value of the securities held in a margin account for the purpose of margin financing and margin trading as provided in these rules; (k) “margin account” means an account maintained with the broker, which records transactions of margin trading; (l) “margin agreement” means the agreement betwe ...
... market value of the securities held in a margin account for the purpose of margin financing and margin trading as provided in these rules; (k) “margin account” means an account maintained with the broker, which records transactions of margin trading; (l) “margin agreement” means the agreement betwe ...
2.07 Clearing Rules Cash Market
... § 8 Procedure in the Case of Non-CCP-eligible Securities (1) Non CCP-eligible securities are securities for which it is not possible to carry out settlement via the systems of the Clearing House. The exchange operating company defines, on the instructions of the Clearing House, which securities are ...
... § 8 Procedure in the Case of Non-CCP-eligible Securities (1) Non CCP-eligible securities are securities for which it is not possible to carry out settlement via the systems of the Clearing House. The exchange operating company defines, on the instructions of the Clearing House, which securities are ...
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
... corporate bonds, commercial paper, U.S. and foreign government and agency securities. The Company’s marketable securities are managed by outside professional managers within investment guidelines set by the Company. The Company’s investment guidelines generally restrict the professional managers to ...
... corporate bonds, commercial paper, U.S. and foreign government and agency securities. The Company’s marketable securities are managed by outside professional managers within investment guidelines set by the Company. The Company’s investment guidelines generally restrict the professional managers to ...
Sun Pharmaceuticals (SUNPHA)
... competition products and plain vanilla generics. US growth is also being backed by extensive infrastructure- Out of the 50 global manufacturing facilities more than 20 are approved by USFDA. The only blot in an otherwise smooth journey is the warning letter to the Halol plant. The Ranbaxy acquisitio ...
... competition products and plain vanilla generics. US growth is also being backed by extensive infrastructure- Out of the 50 global manufacturing facilities more than 20 are approved by USFDA. The only blot in an otherwise smooth journey is the warning letter to the Halol plant. The Ranbaxy acquisitio ...
Capital raising in Australia
... aggressively wind back their business lending in order to focus on their own liability management imperatives. ...
... aggressively wind back their business lending in order to focus on their own liability management imperatives. ...
Does Liquidity Affect Securities Market Efficiency?
... costly to trade, or illiquid. In these markets, a buyer or seller cannot repeatedly trade at the same price, which represents a transaction cost. For example, suppose that the last trade price is 66 points and the current bid and ask quotations are 67 and 69 points, implying the midpoint is 68 point ...
... costly to trade, or illiquid. In these markets, a buyer or seller cannot repeatedly trade at the same price, which represents a transaction cost. For example, suppose that the last trade price is 66 points and the current bid and ask quotations are 67 and 69 points, implying the midpoint is 68 point ...
Havells India - ICICI Direct
... Lighting, consumer durable to get boost from rising disposable incomes Under discretionary categories, HIL’s standalone lighting & fixtures segment recorded revenue CAGR of ~12% in FY11-16 largely supported by the lighting division. The slower sales growth was largely due to presence in the convent ...
... Lighting, consumer durable to get boost from rising disposable incomes Under discretionary categories, HIL’s standalone lighting & fixtures segment recorded revenue CAGR of ~12% in FY11-16 largely supported by the lighting division. The slower sales growth was largely due to presence in the convent ...
Phillip Securities Account Opening Application. (Only
... Trading Accounts) with a trading account with Phillip Securities Pte Ltd (“PSPL”), at any time request for advice concerning a Specified Investment Product offered by PSPL. Please contact your Trading Representative if you wish to request for such advice. (3) To comply with anti-money laundering reg ...
... Trading Accounts) with a trading account with Phillip Securities Pte Ltd (“PSPL”), at any time request for advice concerning a Specified Investment Product offered by PSPL. Please contact your Trading Representative if you wish to request for such advice. (3) To comply with anti-money laundering reg ...
NEUTRAL - Maybank Kim Eng
... advocate a trading strategy in 1H16, as El Nino provides for a situational play. BUYs in the region are AALI, TAH, SOP, and BPlant. SELL FGV. ...
... advocate a trading strategy in 1H16, as El Nino provides for a situational play. BUYs in the region are AALI, TAH, SOP, and BPlant. SELL FGV. ...
DOC - Europa EU
... before the moment when the bankruptcy occurs is normally declared invalid by the liquidator (e.g. where an already existing loan has been secured with collateral shortly before bankruptcy, the liquidator can declare that the offering of collateral was invalid). The purpose of this legislation is the ...
... before the moment when the bankruptcy occurs is normally declared invalid by the liquidator (e.g. where an already existing loan has been secured with collateral shortly before bankruptcy, the liquidator can declare that the offering of collateral was invalid). The purpose of this legislation is the ...
stock price reactions to securities fraud class actions
... The typical securities fraud class action involves an alleged misrepresentation regarding the company’s operations, financial performance or future prospects that inflates the price of the company’s stock in secondary trading markets. In these so-called “fraud on the market” class actions, plaintiff ...
... The typical securities fraud class action involves an alleged misrepresentation regarding the company’s operations, financial performance or future prospects that inflates the price of the company’s stock in secondary trading markets. In these so-called “fraud on the market” class actions, plaintiff ...
Share price performance
... Additional information, including disclosures, with respect to any securities referred to herein will be available upon request. Requests should be sent to [email protected]. Global Disclaimer: Standard Chartered Bank and/or its affiliates ("SCB”) makes no representation or warranty of any kind, express, ...
... Additional information, including disclosures, with respect to any securities referred to herein will be available upon request. Requests should be sent to [email protected]. Global Disclaimer: Standard Chartered Bank and/or its affiliates ("SCB”) makes no representation or warranty of any kind, express, ...
The Economics of Primary Markets
... not impossible, to weigh whether the benefits of price efficiency of bookbuilding outweigh the potential for abuse without additional information on the allocation strategy of underwriters. Yet this information, at least in the U.S., has been impossible to obtain. The recent decline in the number o ...
... not impossible, to weigh whether the benefits of price efficiency of bookbuilding outweigh the potential for abuse without additional information on the allocation strategy of underwriters. Yet this information, at least in the U.S., has been impossible to obtain. The recent decline in the number o ...
information memorandum of anubhav industrial resources
... The Company was incorporated as a Public Limited Company in the year 1985, with the following main objects as powered by the Memorandum of Association of the Company: 1. To carry on the business as traders, dealers, manufactures wholesalers, retailers, combers, scourers, spinners, weavers finishers, ...
... The Company was incorporated as a Public Limited Company in the year 1985, with the following main objects as powered by the Memorandum of Association of the Company: 1. To carry on the business as traders, dealers, manufactures wholesalers, retailers, combers, scourers, spinners, weavers finishers, ...
subscription agreement for a Regulation D offering
... The undersigned understands that [NAME OF ISSUER], a corporation organized under the laws of Delaware (the “Company”), is offering an aggregate of [NUMBER] shares of its common stock, par value $[AMOUNT] per share (the “Securities”) in a private placement. This offering is made pursuant to the Offer ...
... The undersigned understands that [NAME OF ISSUER], a corporation organized under the laws of Delaware (the “Company”), is offering an aggregate of [NUMBER] shares of its common stock, par value $[AMOUNT] per share (the “Securities”) in a private placement. This offering is made pursuant to the Offer ...
Bond Markets in Serbia: Regulatory Challenges for an Efficient Market
... the bond maturity expires. This definition is in full accord with the Law on Securities published in the Official Gazette of FRY, No. 26/95, No. 59/98. It is common practice for governments to issue securities in its national bond market that are subsequently traded within that market. This method o ...
... the bond maturity expires. This definition is in full accord with the Law on Securities published in the Official Gazette of FRY, No. 26/95, No. 59/98. It is common practice for governments to issue securities in its national bond market that are subsequently traded within that market. This method o ...
securities and exchange commission
... writing prospectus that we may prepare in connection with the distribution of these securities. We have not authorized anyone to provide you with information that is different. The selling shareholders are offering to sell and seeking offers to buy shares of our common stock only in jurisdictions wh ...
... writing prospectus that we may prepare in connection with the distribution of these securities. We have not authorized anyone to provide you with information that is different. The selling shareholders are offering to sell and seeking offers to buy shares of our common stock only in jurisdictions wh ...
Part 2A of Form ADV: Forester Capital Management Ltd. Forester
... Step 3: At this step in the process we look at the companies to determine future growth potential of the company, research to see if any competitive advantages exist for the company and is there information and circumstances that would act as a catalyst to drive this company and its stock to reach o ...
... Step 3: At this step in the process we look at the companies to determine future growth potential of the company, research to see if any competitive advantages exist for the company and is there information and circumstances that would act as a catalyst to drive this company and its stock to reach o ...
Statement of Financial Condition
... information. By benchmarking the business’s fair value estimates with observable market information, the degree of valuation uncertainty embedded in these measurements can be assessed and managed as required in the governance framework. As a result of the valuation controls employed, valuation adjus ...
... information. By benchmarking the business’s fair value estimates with observable market information, the degree of valuation uncertainty embedded in these measurements can be assessed and managed as required in the governance framework. As a result of the valuation controls employed, valuation adjus ...
ch1 -
... faulty and cannot be relied upon as indicators of long term value of the firm. Trying to do so when those signals are wrong must lead to suboptimal decisions for long term shareholder wealth. Several firms enlisted their professional consultants in accounting and finance to help them find ways to hi ...
... faulty and cannot be relied upon as indicators of long term value of the firm. Trying to do so when those signals are wrong must lead to suboptimal decisions for long term shareholder wealth. Several firms enlisted their professional consultants in accounting and finance to help them find ways to hi ...
Growth Strategies to Expand Role of Capital Market
... industries, green technology, biotechnology and information technology. There are also opportunities arising from innovative re-design of service processes and products in traditional sectors such as manufacturing, agriculture and infrastructure while new markets and opportunities are likely to emer ...
... industries, green technology, biotechnology and information technology. There are also opportunities arising from innovative re-design of service processes and products in traditional sectors such as manufacturing, agriculture and infrastructure while new markets and opportunities are likely to emer ...
WORD
... When two or more securities finance enterprises simultaneously engage securities broker(s) to conduct a reverse auction for a given security, a single reverse auction shall be conducted for the combined total of the quantities sought. The execution price of the reverse auction shall be the average p ...
... When two or more securities finance enterprises simultaneously engage securities broker(s) to conduct a reverse auction for a given security, a single reverse auction shall be conducted for the combined total of the quantities sought. The execution price of the reverse auction shall be the average p ...
research on market efficiency - Securities Class Action Clearinghouse
... SEC registration Form S-3, and (5) the cause-and-effect relationship between material disclosures and changes in the security’s price. 3 These “Cammer factors” have been adopted by a number of courts, while still other courts have added other factors. 4 For instance, one court considered the company ...
... SEC registration Form S-3, and (5) the cause-and-effect relationship between material disclosures and changes in the security’s price. 3 These “Cammer factors” have been adopted by a number of courts, while still other courts have added other factors. 4 For instance, one court considered the company ...
Document
... 34. A five-year security was purchased two years ago by an investor who plans to resell it. The security will be sold by the investor in the so-called a. secondary market. b. primary market. c. deficit market. d. surplus market. ANS: A ...
... 34. A five-year security was purchased two years ago by an investor who plans to resell it. The security will be sold by the investor in the so-called a. secondary market. b. primary market. c. deficit market. d. surplus market. ANS: A ...
() - ETF Securities
... inflation have rebuilt investor support. Platinum, however, remains the laggard of the group, trailing both gold and silver, as well as its sibling metal, palladium. Platinum, which posted annual supply deficits since 2012, is expected to extend this trend in 2017 according to the World Platinum Inv ...
... inflation have rebuilt investor support. Platinum, however, remains the laggard of the group, trailing both gold and silver, as well as its sibling metal, palladium. Platinum, which posted annual supply deficits since 2012, is expected to extend this trend in 2017 according to the World Platinum Inv ...