Client Bill of Rights
... relationship – in which you pay an annual fee for the advice and services provided by your financial advisor, independent of the level of trading activity – this fee may be higher or lower than the cost of a commission alternative. You should be satisfied with the total of all fees and commissions g ...
... relationship – in which you pay an annual fee for the advice and services provided by your financial advisor, independent of the level of trading activity – this fee may be higher or lower than the cost of a commission alternative. You should be satisfied with the total of all fees and commissions g ...
NIKE INC ( NKE ) 10−K
... Worldwide futures and advance orders for NIKE Brand athletic footwear and apparel, scheduled for delivery from June through November 2010, were $8.8 billion compared to $7.8 billion for the same period last year. This futures and advance order amount is calculated based upon our forecast of the actu ...
... Worldwide futures and advance orders for NIKE Brand athletic footwear and apparel, scheduled for delivery from June through November 2010, were $8.8 billion compared to $7.8 billion for the same period last year. This futures and advance order amount is calculated based upon our forecast of the actu ...
usd/cnh options product information
... Exposure to multiple market parameters, e.g. spot rate, volatility and time ...
... Exposure to multiple market parameters, e.g. spot rate, volatility and time ...
WESTERN ALLIANCE BANCORPORATION (Form
... Secretary of the Company a written revocation or a duly executed proxy bearing a later date (including a proxy given over the internet or by telephone), or by voting in person at the Annual Meeting. Attendance at the Annual Meeting without voting will not revoke a previously provided proxy. If your ...
... Secretary of the Company a written revocation or a duly executed proxy bearing a later date (including a proxy given over the internet or by telephone), or by voting in person at the Annual Meeting. Attendance at the Annual Meeting without voting will not revoke a previously provided proxy. If your ...
Private Placement of Securities in Canada
... dealers and advisers registered in Canada (other than limited market dealers) automatically qualify as accredited investors; companies, partnerships, trusts and estates (other than investment funds) with net assets of at least $5,000,000, provided such entity was not created, or used, solely to purc ...
... dealers and advisers registered in Canada (other than limited market dealers) automatically qualify as accredited investors; companies, partnerships, trusts and estates (other than investment funds) with net assets of at least $5,000,000, provided such entity was not created, or used, solely to purc ...
united states securities and exchange commission - corporate
... importance of individual customers creates a certain degree of exposure to potential sales volume loss. As a result of the Company’s acquisition strategy, sales to U.S. home centers and mass merchants declined from a high of approximately 40% in 2002, to 15% before the Black & Decker merger. In 2014 ...
... importance of individual customers creates a certain degree of exposure to potential sales volume loss. As a result of the Company’s acquisition strategy, sales to U.S. home centers and mass merchants declined from a high of approximately 40% in 2002, to 15% before the Black & Decker merger. In 2014 ...
Effect of Dividend Policies on Firm Value
... choose a dividend level to signal that private information. This may lead to a stable dividend payout ratio. Since Modigliani and miller initiated modern corporate finance theory Modigliani and Miller (1958)[16] and Miller and Modigliani (1961)[18], a lot of researches have been made to explain mark ...
... choose a dividend level to signal that private information. This may lead to a stable dividend payout ratio. Since Modigliani and miller initiated modern corporate finance theory Modigliani and Miller (1958)[16] and Miller and Modigliani (1961)[18], a lot of researches have been made to explain mark ...
Dissecting Anomalies
... across the spectrum of an anomaly variable. There are, however, potential pitfalls. For example, a common approach is to form equal-weight (EW) decile portfolios by sorting stocks on the variable of interest. Though the detailed results for deciles are typically shown, it is common to focus on the h ...
... across the spectrum of an anomaly variable. There are, however, potential pitfalls. For example, a common approach is to form equal-weight (EW) decile portfolios by sorting stocks on the variable of interest. Though the detailed results for deciles are typically shown, it is common to focus on the h ...
Why were there fire sales of mortgage
... knowledgeable about a class of securities sidelined, trade prices for these securities should vary considerably, after accounting for fundamentals, as there would only be weak forces pushing prices back to fundamentals in a market that lacks transparency such as the market for RMBS. Finally, when in ...
... knowledgeable about a class of securities sidelined, trade prices for these securities should vary considerably, after accounting for fundamentals, as there would only be weak forces pushing prices back to fundamentals in a market that lacks transparency such as the market for RMBS. Finally, when in ...
Analyst Recommendations, Mutual Fund Herding, and
... stocks. In addition, losing funds face large outflows, which restrict their buying activity. Interestingly, we find a strong time trend in the response of unskilled managers to analyst revisions, and in the stock price return reversals—both increase during the 1985 to 2006 period. This finding is co ...
... stocks. In addition, losing funds face large outflows, which restrict their buying activity. Interestingly, we find a strong time trend in the response of unskilled managers to analyst revisions, and in the stock price return reversals—both increase during the 1985 to 2006 period. This finding is co ...
SOHU COM INC
... 2023 held by certain selling security holders and 2,010,722 shares of our common stock issuable upon conversion of the notes held by certain security holders, plus such additional indeterminate number of shares as may become issuable upon conversion of the notes by reason of adjustment of the conver ...
... 2023 held by certain selling security holders and 2,010,722 shares of our common stock issuable upon conversion of the notes held by certain security holders, plus such additional indeterminate number of shares as may become issuable upon conversion of the notes by reason of adjustment of the conver ...
EKSO BIONICS HOLDINGS, INC. (Form: 10-K
... and all statements contained in this Report that are not statements of historical fact may be deemed forward-looking statements. Terms such as “may,” “might,” “would,” “should,” “could,” “project,” “estimate,” “pro-forma,” “predict,” “potential,” “strategy,” “anticipate,” “attempt,” “develop,” “plan ...
... and all statements contained in this Report that are not statements of historical fact may be deemed forward-looking statements. Terms such as “may,” “might,” “would,” “should,” “could,” “project,” “estimate,” “pro-forma,” “predict,” “potential,” “strategy,” “anticipate,” “attempt,” “develop,” “plan ...
DOC - Investor Relations
... Historically, retailers staffed their stores as needed to provide these services to ensure, that manufactures inventory levels, the advantageous display of new items on shelves, and the maintenance of shelf schematics and product placement were properly merchandised. However retailers, in an effort ...
... Historically, retailers staffed their stores as needed to provide these services to ensure, that manufactures inventory levels, the advantageous display of new items on shelves, and the maintenance of shelf schematics and product placement were properly merchandised. However retailers, in an effort ...
Momentum, Acceleration, and Reversal
... growth. Examples include the internet bubble that peaked in early 2000 and the U.S. housing price increase before 2006. One characteristic associated with those crashes was the accelerated growth coupled with investors’ excitement before the market crash. In these and many other similar cases, asset ...
... growth. Examples include the internet bubble that peaked in early 2000 and the U.S. housing price increase before 2006. One characteristic associated with those crashes was the accelerated growth coupled with investors’ excitement before the market crash. In these and many other similar cases, asset ...
A Primer on Non-Traded REITs and other Alternative Real Estate
... subject to the same securities laws that apply to other publicly offered securities (Securities Act of 1933 and Securities Act of 1934), they are regulated by the Investment Company Act of 1940, which means that investment companies must make periodic disclosures regarding their investment objective ...
... subject to the same securities laws that apply to other publicly offered securities (Securities Act of 1933 and Securities Act of 1934), they are regulated by the Investment Company Act of 1940, which means that investment companies must make periodic disclosures regarding their investment objective ...
DIVIDEND POLICY MODELS Cezary Mech * RESEARCH PAPER
... Similar conclusions were reached by Gordon and Bradford (1980) and Hess (1982). The first two authors used a variant of the capital asset pricing model in order to measure the relative valuation of dividends and capital gains in the stock market. They found that dividends are not valued differently ...
... Similar conclusions were reached by Gordon and Bradford (1980) and Hess (1982). The first two authors used a variant of the capital asset pricing model in order to measure the relative valuation of dividends and capital gains in the stock market. They found that dividends are not valued differently ...
Who We Are and What We Do
... warrants. Hong Kong was the second most active derivative warrants market in the world last year by turnover. Trading of futures and options was also robust, with a total of 16.2 million contracts traded, 37% higher than the year before. ...
... warrants. Hong Kong was the second most active derivative warrants market in the world last year by turnover. Trading of futures and options was also robust, with a total of 16.2 million contracts traded, 37% higher than the year before. ...
Repo and Securities Lending - Federal Reserve Bank of New York
... these contracts and their motivations. This section also highlights the central role that securities dealers play in both markets, where, alongside their own trading activity, they also act as intermediaries (see also Pozsar, 2014). In Section 3, we describe the main vulnerabilities of repo and secu ...
... these contracts and their motivations. This section also highlights the central role that securities dealers play in both markets, where, alongside their own trading activity, they also act as intermediaries (see also Pozsar, 2014). In Section 3, we describe the main vulnerabilities of repo and secu ...
CHAPTER 11
... We begin with a simple version of Ross’s model, which assumes that only one systematic factor affects security returns. However, the usual discussion of the APT is concerned with the multifactor case, so we treat this more general case as well. ...
... We begin with a simple version of Ross’s model, which assumes that only one systematic factor affects security returns. However, the usual discussion of the APT is concerned with the multifactor case, so we treat this more general case as well. ...
Financial Liberalization and Emerging Stock Market Volatility
... SPAIN; e-mail: [email protected]. ...
... SPAIN; e-mail: [email protected]. ...
Financial Expertise as an Arms Race
... Given the obvious value of precommitting not to acquire information, why do we see financial firms, whose major business is to intermediate and facilitate trading, investing vast resources in expertise that speeds and improves their ability to acquire and process information about the assets they tr ...
... Given the obvious value of precommitting not to acquire information, why do we see financial firms, whose major business is to intermediate and facilitate trading, investing vast resources in expertise that speeds and improves their ability to acquire and process information about the assets they tr ...
Short (finance)
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In finance, short selling (also known as shorting or going short) is the practice of selling securities or other financial instruments that are not currently owned, and subsequently repurchasing them (""covering""). In the event of an interim price decline, the short seller will profit, since the cost of (re)purchase will be less than the proceeds which were received upon the initial (short) sale. Conversely, the short position will be closed out at a loss in the event that the price of a shorted instrument should rise prior to repurchase. The potential loss on a short sale is theoretically unlimited in the event of an unlimited rise in the price of the instrument, however in practice the short seller will be required to post margin or collateral to cover losses, and any inability to do so on a timely basis would cause its broker or counterparty to liquidate the position. In the securities markets, the seller generally must borrow the securities in order to effect delivery in the short sale. In some cases, the short seller must pay a fee to borrow the securities and must additionally reimburse the lender for cash returns the lender would have received had the securities not been loaned out.Short selling is most commonly done with instruments traded in public securities, futures or currency markets, due to the liquidity and real-time price dissemination characteristic of such markets and because the instruments defined within each class are fungible.In practical terms, going short can be considered the opposite of the conventional practice of ""going long"", whereby an investor profits from an increase in the price of the asset. Mathematically, the return from a short position is equivalent to that of owning (being ""long"") a negative amount of the instrument. A short sale may be motivated by a variety of objectives. Speculators may sell short in the hope of realizing a profit on an instrument which appears to be overvalued, just as long investors or speculators hope to profit from a rise in the price of an instrument which appears undervalued. Traders or fund managers may hedge a long position or a portfolio through one or more short positions.