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FROM: Mr. James H. Brown President Caird Technology Inc. 205 Camden Chase Columbia, South Carolina 29223 Tel: +803-237-8175 Fax: N/A E-mail: [email protected] TO: James Cheng Senior Regulatory Reviewer Office of Device Evaluation Center for Devices and Radiological Health FDA 10903 New Hampshire Avenue WO66-1326 Silver Spring, MD 20993-0002 Tel: 301-796-6306 Fax: 301-847-8116 Email: [email protected] RE: K101016/S001 Caird Technology HRV System July 19, 2010 Dear Mr. Cheng, My response to your concerns is as follows: 1. You have provided documents with the changes previously recommended that indicate that the device represents a test limited to measurement of Heart Rate Variability. However there remain some references to the autonomic nervous system and autonomic neuropathy, including the abbreviation “ANS”, that imply the capability to diagnose autonomic dysfunction. Since these references would be misleading we recommend that they be changed to a term/abbreviation reflecting measurement of Heart Rate Variability. a. The items listed below have been updated. b. There are many documents submitted that still reference the letters ANS. This is because the Caird internal numbering system calls for a three letter suffix for the document number. All documents commonly available to the public have had this suffix changed from ANS to HRV (i.e. Caird HRV Operators manual). There still remain some documents with the ANS suffix. These documents are only for Caird internal operations only and are not generally available to the public. An example of this is the document ANS-001-003-00140-A ANS Test Software - Application Information Storage TEST. The intention was to modify these documents when they were normally updated. If the FDA feels this may still pose a potential problem all documents will be modified per the request. Please advise how you wish us to proceed. Based upon your response to the above I will delay the hard copy submission until I receive your response. 2. You have included in Section 11 brochures regarding Conditions of the autonomic nervous system and Autonomic Neuropathy. These could be misleading in implying diagnosis of autonomic dysfunction. Therefore we recommend that they be removed. a. I have included the document: HRV Software Brochure b. The following documents will be removed from the distribution: Conditions of the autonomic nervous system Brochure Conditions of the autonomic nervous system 3. The Executive Summary (Section 6) still refers to “Autonomic Nervous System Software” in the first paragraph and under “components” and in the “HRV Read Me” under “Documentation.” Please remove the references to “Autonomic Nervous System Software” in these documents. The executive summary reference to “Autonomic Nervous System Software” has be changed to “Heart Rate Variability Software” The document ANS-002-004-00002-B ANS Read Me has been changed to HRV-002-00400002-B HRV Read Me I have included the above with this response. 4. Several documents contains a “Statement of Intended Use” which still refer to the evaluation of the autonomic nervous system as well as uses which are not supported by the submission such as Type II Controlled Diabetes, Type I Controlled Diabetes, Type II Uncontrolled Diabetes, Type I Uncontrolled Diabetes, Impotence of organic origin, Toxic Neuropathy, Parkinson's Disease, other degenerative diseases of the basal ganglia: Shy-Drager Syndrome, Parkinson's with orthostatic hypotension. Please remove these indications from the “Statement of Intended Use” (HRV Test Specification – Risk analysis), “Indications for Use” (Substantial Equivalence Discussion Section 8), and “Diagnosis” (HRV Operators Manual Appendix A). The document ANS-001-004-00016-B ANS Risk Analysis has been updated to ANS-001-004-00016-C ANS Risk Analysis. The Caird HRV Operators Manual has been updated to remove the ICD-9 codes. Note: These have been removed but these specific codes have been developed by International Statistical Classification of Diseases and Related Health Problems (most commonly known by the abbreviation ICD). This provides codes to classify diseases and a wide variety of signs, symptoms, abnormal findings, complaints, social circumstances, and external causes of injury or disease. Under this system, every health condition can be assigned to a unique category and given a code, up to six characters long. Such categories can include a set of similar diseases. The Health Care Financing Adminstration (HCFA) has approved these codes to be used as diagnosis to qualify for the testing of Heart Rate Variability (CPT Code – 58521 The Testing of Heart Rate Variability function: two or more of the following: heart rate response to deep breathing with recorded R-R interval and/or valsalva ratio and/or 30:15 ratio (posture test). 5. The Caird HRV Operators Manual contains a discussion of the diagnostic utility of heart rate variability. Please remove these statements under “Clinical Implications.” The Caird HRV Operators Manual has been updated as follows: The paragraph “The American Heart Association and the American Association of Clinical Endocrinologists both recently declared heart rate variability as a recommended test for detecting autonomic dysfunction in diabetes. Heart rate variability testing has previously been limited to the research lab setting due to the fact that it called for customized and computerized analysis of electrocardiograms, but today physicians nationwide can incorporate a heart rate variability test, into a single office visit.” has been removed. These paragraphs were updated: Assessment of HRV function is clinically important because studies have demonstrated that heart rate variability expressed as diminished variability of an evoked end-organ (i.e. heart) response to a stimulus is associated with increased morbidity and mortality in the diabetic patient. A decrease in cardiac heart rate variability activity (and especially in vagal activity) occurs usually after acute myocardial infarction. Patients at risk of sudden cardiac death display persistent reduction of heart rate variability. Studies have shown diminished HRV to be a powerful predictor of long-term mortality in survivors of myocardial infarction. This predictor has been shown to be independent of other indices (such as frequency and complexity of ventricular ectopic beats or left ventricular ejection fraction). Autonomic neuropathy is also a recognized complication of HIV infection. I have included the above with this response. 6. Please include in your 510(k) summary a brief discussion of the nonclinical tests submitted, referenced, or relied on in the 510(k) for a determination of substantial equivalence (see “510(k) summary requirements,” attached). There has been no testing done to compare the results of the QMED Ndx Heart Rate Variability test to the Caird HRV test, the accuracy of the Caird HRV test lies in the QRS detection algorithm. These results have been submitted previously to the FDA and are again supplied with this submission. The basis of the substantial equivalence determination was done by comparison of the QMED Ndx Heart Rate Variability operators manual and the QMED Ndx Heart Rate Variability FDA submission which is available to the public. 7. Please use the updated “Indications for Use” form (attached) which requires the sponsor to check the prescription or OTC use boxes. The indications for use document has been modified to include the 510(K) Number and the Prescription Use has been checked. I have included the above with this response.