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STIMULATED METAL WHISKER GROWTH by James McCulloch A senior thesis submitted to the faculty of Brigham Young University - Idaho in partial fulfillment of the requirements for the degree of Bachelor of Science Department of Physics Brigham Young University - Idaho March 2016 c 2016 James McCulloch Copyright All Rights Reserved BRIGHAM YOUNG UNIVERSITY - IDAHO DEPARTMENT APPROVAL of a senior thesis submitted by James McCulloch This thesis has been reviewed by the research committee, senior thesis coordinator, and department chair and has been found to be satisfactory. Date Dr. Jon Paul Johnson, Advisor Date Dr. Todd Lines, Senior Thesis Coordinator Date Dr. Evan Hansen, Committee Member Date Dr. Richard Hatt, Committee Member Date Dr. Stephen McNeil, Chair ABSTRACT STIMULATED METAL WHISKER GROWTH James McCulloch Department of Physics Bachelor of Science Metal whiskers are needlelike objects that can grow from grains on a metal surface. The purpose of this experiment was to stimulate metal whisker growth. Charging pre-existing whiskers and creating an electric field is theorized to stimulate their growth. To test this, five samples were used. Images were taken of all samples. Then, four of the samples were irradiated in various accelerators. More images were then taken of the samples. Next, before and after whisker densities were calculated from the images. A Monte Carlo N-Particle code was developed to determine if whisker growth is related to the energy deposited in the sample. It was concluded that stimulated whisker growth is related to charging a sample and creating an electric field in the metal, not depositing energy into it. ACKNOWLEDGMENTS I would like to express my gratitude to the National Science Foundation (NSF) for providing the funding for my internship at the University of Toledo, which was a life-changing experience. I will always be grateful to Dr. Diana Shvydka for being my mentor during my internship, assisting me with my project, and supervising my hours of clinic time. Her time and advice has changed my life. I would also like to thank Dr. Victor Karpov for initiating and allowing me to be part of the metal whiskers project at the University of Toledo. Many thanks, as well, to Dr. Richard Irving, Corey Grice, and Greg Warrell for all of their assistance and support throughout my internship. And finally, I am grateful to Dipesh Niraula for assisting me on the Scanning Electron Microscope. Contents Table of Contents xi List of Figures xiii 1 Introduction 1.1 Experimental Design . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.2 MCNP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1 3 2 Procedure 2.1 Scanning Electron Microscope 2.1.1 SEM Grounded . . . . 2.1.2 SEM Ungrounded . . . 2.2 Medical Accelerator . . . . . . 2.3 Ion Accelerator . . . . . . . . 2.4 Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 6 7 7 7 9 9 3 Results 3.1 Control Sample . . . . . . 3.2 SEM Grounded Sample . . 3.3 SEM Ungrounded Sample 3.4 Tin Beam Sample . . . . . 3.5 Medical Sample . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 12 13 14 14 15 . . . . . . . . . . 4 MCNP 17 5 Conclusion 23 Bibliography 24 xi List of Figures 1.1 Metal Whisker . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2.1 2.2 Metal Whiskers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Sample Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 8 3.1 3.2 3.3 3.4 3.5 3.6 Collected Experimental Data . . . . Control Sample Densities . . . . . . SEM Grounded Sample Densities . SEM Ungrounded Sample Densities Tin Sample Densities . . . . . . . . Medical Sample Densities . . . . . 4.1 4.2 4.3 4.4 4.5 MCNP MCNP MCNP MCNP MCNP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 12 13 14 14 15 Visual Editor . . . . . . . . . . . . Medical Sample Results . . . . . . Ungrounded SEM Sample Results . Layer Deposition . . . . . . . . . . Zinc Oxide Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 19 20 21 21 xiii . . . . . . . . . . . . . . . . . . Chapter 1 Introduction Metal whiskers are “Hair-like metal structures that erupt outward from a grain or several grains on a metal surface.” [1] Whiskers were first noticed during World War II. They were growing on cadmium parts inside of radios and causing them to short. It was soon discovered that whiskers grew on many different types of metals - the most prominent metals being cadmium, tin, and zinc. Since the discovery of metal whiskers, there has been work done to find ways to prevent their growth. Lead helps to prevent the growth of whiskers but it does not stop the growth entirely. Part of the reason it is hard to prevent whisker growth is because the cause of their growth is still unknown. In order to stop whiskers from growing, it must first be understood what causes them to grow. It is theorized that electric fields or energy deposition may be the cause. This experiment tests both theories. 1.1 Experimental Design The purpose of the following experiment was to test whether or not whisker growth can be stimulated by creating an electric field in a sample. This was done by exposing 1 2 Chapter 1 Introduction Figure 1.1 A metal whisker imaged with the Scanning Electron Microscope. samples with pre-existing whiskers to particle beams. NASA sent the University of Toledo samples from a steel floor covered by zinc oxide, which had whiskers growing on it. Using a particle beam on a floor piece causes an electric field to occur in the sample. The steel acts as a conductor so charge does not accumulate on it. The zinc oxide on the surface however, accumulates charge. By putting a charge on the zinc oxide, an electric field is created. If the sample is not grounded, then the electric field will not dissipate. Leaving the particle beam on the sample will cause the sample to remain charged for the designated time. The floor samples given by NASA were cut into smaller pieces with metal shears. The whisker density on each piece was counted. Then the pieces were sent to their various particle accelerators to be irradiated. After irradiation, they were sent back to have their whisker densities counted a second time. If there was a shift in the whisker densities, then the induced electric fields had an effect on whisker growth. 1.2 MCNP 3 There were three types of particle beams used in this experiment. A medical linac (Varian True Beam), a Scanning Electron Microscope (SEM), and an Ion Accelerator. A medical linac is an accelerator that is used to treat cancer patients. The SEM is an accelerator because it has an electron beam that can be shot at a specific target. The SEM irradiated two samples after an incident occurred in which a sample was grounded when it wasnt supposed to be. Because of this, a second sample was run through the SEM. This second sample was not grounded. 1.2 MCNP MCNP stands for Monte Carlo N-Particle code. It is a software package for Monte Carlo modeling of radiation transport. A code was written in MCNP to simulate the irradiation of the medical sample and the ungrounded SEM sample. MCNP was used to do this because it is designed to handle large numbers of particles bombarding specific surfaces. The purpose in creating the code was to calculate the amount of energy deposited in the system and determine if energy deposition and whisker growth are related. If energy deposition is related to metal whisker growth, then the hypothesis of the experiment will have been proven false and electric fields would not be considered the cause of whisker growth. Energy deposition would be the cause of whisker growth. 4 Chapter 1 Introduction Chapter 2 Procedure Before any sample was irradiated it was taken to the SEM (Scanning Electron Microscope). There, images were taken of the surface. These images were taken of random locations on the sample surface. To do this the sample was attached to the SEM sample stand with carbon tape. The sample stand is a small device made of metal that can enter the SEM through an opening in its side. Then a piece of copper tape was attached to the top of the sample and to the stand to ensure that the sample was grounded. Grounding the sample would prevent charge build up. This is in line with the theory that continuous electric fields cause whisker growth. Thereafter images were taken of the sample. Each image was taken at the same magnification making each image the same size. The number of whiskers in each image were counted. The average number of whiskers per picture was then calculated. Logger Pro was used to find the area of the pictures, and from this information the initial whisker density was calculated. Afterwards, each sample was sent to its designated accelerator. When counting the whiskers in each picture, only whiskers that were completely in the picture were counted. In a previous experiment that dealt with whisker densities, 5 6 Chapter 2 Procedure Figure 2.1 An image of one of the samples that was used to calculate whisker density. whiskers would be counted even if they were not entirely in the picture as long as the base of the whisker was in the picture [1]. For the samples in this experiment, it was difficult to determine where the base was. In order to prevent counting one whisker multiple times, whiskers not completely in the picture were not counted. 2.1 Scanning Electron Microscope The SEM had both a grounded and ungrounded sample. It was originally intended to only have an ungrounded sample. An error occurred that resulted in a grounded sample. In order to determine whether or not whisker growth is a result of electric fields, an ungrounded sample was used as well. The grounded sample will show whether or not energy deposition alone will cause whisker growth. 2.2 Medical Accelerator 2.1.1 7 SEM Grounded This sample was attached to the SEM stand with carbon tape. The carbon tape grounded the sample to the metal stand. Then the sample was put in the SEM and exposed to the electron beam at 10.0 KeV and 10µA. This was done for five 1.5 hour sessions and one 2 hour session for a total of 10 hours of exposure. The purpose of this was to expose both samples for a long period of time to see if any whiskers grew. 2.1.2 SEM Ungrounded The ungrounded sample was prepared by putting a piece of glass between the SEM sample stand and the sample. The glass acted as an insulator and caused the sample to remain ungrounded for the entire time it was irradiated. The glass also captured electrons and became charged causing an electric field in the sample. Carbon tape was used to connect the sample to the glass. Carbon tape was also used to attach the glass to the SEM sample stand. The sample was exposed to the 10.0 KeV electron beam at 10µA. This was done for two 3 hour sessions and one 4 hour session for a total of 10 hours. 2.2 Medical Accelerator The sample was taped to a piece of glass that had the same area as the sample. The glass’s purpose was to catch electrons that made it through the sample. The glass would then become charged and cause an electric field to be created in the sample. The sample was kept in a clear plastic case during travel. The sample was then left in the case while it was irradiated so that the electron beam would scatter over the sample surface. The sample and case were then placed on the couch in order to be irradiated. The couch would normally be the surface that a patient would receive 8 Chapter 2 Procedure Figure 2.2 This is a virtual representation of the samples that were designed for use in MCNP. The above image represents the ungrounded SEM sample and the medical accelerator sample. The left part of the image is the sample viewed from above, and the right side of the image is a cross section of the sample. treatment on. The couch was raised right up to the collimator until it couldn’t come any closer. The gap distance was about 5 cm. This was done so that the electron beam would not scatter in the air. Also, no attenuation cones were needed to direct the beam because it was so close to the sample. Attenuation cones are used in the treating of patients. They help direct the flow of electrons over long distances through the air. Since the sample was raised right up to the collimator, no cones were needed. The machine was then set to deliver 6 MeV to the sample over 15 minutes. After this had occurred the machine was given 5 minutes to cool before another 15 minutes of irradiation was completed. This was done until 10 hours of irradiation had been reached. The irradiation took over several nights to complete because it takes a long time and patients use the machine during the day. After this sample was irradiated for 10 hours, it was imaged by the SEM. The sample was then sent back to the medical accelerator to receive another 10 hours of irradi- 2.3 Ion Accelerator 9 ation. This was the only sample to go through two rounds of having its whiskers counted and then being irradiated. The other three samples being irradiated only went through the process once. 2.3 Ion Accelerator This sample had its whiskers counted at the SEM. After the sample had its whiskers counted it was discovered to be too big to fit into the accelerator, so it was cut to about a quarter of its original size using metal shears. It did not need to have its whiskers recounted since the whisker density on the sample was not affected by decreasing the size of the sample. A piece of glass was attached to the underside of the sample, so it would be insulated and keep a charge while it was bombarded with ions. The type of particle it was bombarded with was tin-120. The reason this was done is because tin-120 was what was currently in the accelerator. The tin was at 130 KeV and the beam current was 110 nA. The sample was irradiated for a total of 1 hour in two 2.4 1 2 hour sessions. Control The control sample was not irradiated at all. It had its whiskers counted at the beginning of the experiment with the rest of the samples. After images were acquired of the other samples, the surface of the control sample was imaged with the SEM. 10 Chapter 2 Procedure Chapter 3 Results What follows are the measured results of the experiment. The table contains whisker densities before and after irradiation. It also contains the change in the densities. Figure 3.1 Collected Experimental Data 11 12 3.1 Chapter 3 Results Control Sample The control sample saw a 23% growth without any irradiation. This means it is possible to grow whiskers without being irradiated by an accelerator. Dipoledipole interactions in the sample may be the cause of this. Since the peaks are so close together, a two mean independent samples Figure 3.2 Control Sample Densities test was done in order to determine that the distributions were actually different. This was done by using a null hypothesis of µ1 = µ2 and an alternative hypothesis of µ1 6= µ2 . Then an independent samples t test was run and a t value was derived. Comparing this t value to a t distribution and the significance level of 0.05, it was determined that the distributions had different means, and are therefore different distributions. 3.2 SEM Grounded Sample 3.2 13 SEM Grounded Sample The Grounded SEM sample saw a 30% growth in whiskers. The whisker density changed by 7 whiskers/mm2 . This is very close to the amount that the control changed, which was 5 whiskers/mm2 . Because of this, it can be inferred that irradiating a sample is not enough Figure 3.3 SEM Grounded Sample Densities to stimulate whisker growth. In order to stimulate growth, the sample must not be grounded. Charge must be kept on the sample to create a continuous electric field. Once again, the peaks are close together, so a two mean independent samples test was done. Using a significance level of 0.05, it was determined that these distributions are different. 14 3.3 Chapter 3 Results SEM Ungrounded Sample The ungrounded SEM sample saw a 53% increase in the number of whiskers on its surface. This is more growth than the control or ungrounded sample saw. This supports the idea that charging the sample will promote whisker growth. Figure 3.4 SEM Ungrounded Sample Densities 3.4 Tin Beam Sample The tin beam sample was the only one to have its whisker density decrease. The density decreased by 63%. This may have occurred because the ion beam used tin rather than electrons. The tin may have interacted with the zinc oxide plating causing it to corrode. This Figure 3.5 Tin Sample Densities would have caused the number of whiskers to decrease on this sample. 3.5 Medical Sample 3.5 15 Medical Sample After 10 hours of irradiation, the medical sample’s whisker density increased by 38%. After an additional 10 hours, the density had increased by 92%. Comparing this with the control sample shows that irradiating the sample caused charge to build up, and whiskers to grow. Figure 3.6 Medical Sample Densities 16 Chapter 3 Results Chapter 4 MCNP MCNP (Monte Carlo N-Particle code) is a software package for Monte Carlo modeling of radiation transport. MCNP can handle large simulations and is used extensively in fields that involve simulating particle collisions with specific materials. A code was written in MCNP to simulate the irradiation of the medical sample and the ungrounded SEM sample. The purpose in creating the code was to calculate the amount of energy deposited in the system and determine if energy deposition and whisker growth are related. First, the simulated samples needed to be created. Both samples were a 4 cm x 4 cm piece of .9 mm steel with a 0.1 mm zinc oxide layer on top. Beneath the zinc and steel layers there was a 1 cm thick piece of glass. The environment surrounding the sample differed in that the SEM sample was under vacuum, and the medical sample was exposed to the atmosphere. 17 18 Chapter 4 MCNP Two things were measured for each simulation. First, the electron flux through each surface and the energy that these particles had was measured. Second, the amount of energy deposited in each layer was measured. Figure 4.1 This is a screenshot of a Visual Editor that shows what the sample looks like to MCNP. 19 Figure 4.2 The density of particles that made it through each layer of the sample versus the Energy that each particle had. The medical sample (Fig. 4.2) had particles passing through each surface. The number of particles decreases deeper into the sample because they were being absorbed. The stair-like structure on the zinc oxide curve is most likely due from backscatter. The code does not take into account the starting angle or the trajectory of a particle when it passes through a layer. 20 Chapter 4 MCNP Figure 4.3 The density of particles that made it through each layer of the sample versus the Energy that each particle had. On the ungrounded SEM sample (Fig. 4.3), no particles made it past the zinc oxide layer. This is due to the energy that the electrons have when they come into contact with the sample. The stopping power of zinc oxide to 10 KeV electrons is 3.717 ∗ 10−4 g/cm2 . [2] Taking the stopping power and dividing it by the density of zinc oxide gives the penetrating distance of the electrons. This means that the electrons should only be able to penetrate up to .663µm. The simulated zinc oxide layer is 100µm thick so these simulated results are reasonable. 21 Figure 4.4 The amount of energy deposited in each layer of the sample. In order to apply these numbers to the experiment, the electron fluence of each machine must be used. The energy that would be most responsible for whisker growth would be the energy deposited in the zinc oxide layer. The zinc oxide layer is where whisker growth occurs. Figure 4.5 The amount of energy deposited in the Zinc Oxide layer over a specific amount of time. The ungrounded SEM sample had two orders of magnitude more energy deposited in its zinc oxide layer. If energy and whisker growth were related, then the ungrounded 22 Chapter 4 MCNP SEM sample should have many more whiskers on it than the medical sample. In the experiment, after 10 hours of irradiation for both samples, it was found that the medical sample had a 38% increase in its whisker density, while the ungrounded SEM sample had a 53% increase in its whisker density. The closeness of numbers imply that energy deposition and whisker growth are not related. The ungrounded SEM sample would have more whiskers and this isn’t the case. Chapter 5 Conclusion Metal whiskers have been causing problems for a long time. The purpose of this experiment was to stimulate the growth of metal whiskers and determine the cause. After running the MCNP code, and comparing it to the data collected, it can be seen that whisker growth is related to the charging of the sample, but not the energy deposited. The control sample shows that even when whiskers are left alone, they will grow. Comparing the ungrounded SEM sample to the grounded SEM sample shows that whisker growth is not stimulated merely by bombarding the sample with particles. Charge must be allowed to build up on the surface. This charge creates an electric field in the sample which causes whiskers to grow. Some future work would include running the experiment again, but with a Van de Graaf Generator. A Van de Graaf generator would put charge on a sample without bombarding it with electrons. If the particle beams were causing any whiskers to deteriorate, a Van der Graaf sample would show this. 23 24 Chapter 5 Conclusion Knowing how metal whiskers grow is important. The main goal of studying metal whiskers is to find a way to stop them. Once metal whiskers are understood, then steps can be taken to stop their growth. Bibliography [1] Panashchenko, L., 2012. The art of metal whisker appreciation: A practical guide for electronics professionals. [2] National Institute of Standards, and Technology, 2015. Stopping-power and range tables for electrons, protons, and helium ions. [3] Brusse, J. A., Ewell, G. J., and Siplon, J. P., 2002. Tin Whiskers: Attributes and Mitigation. [4] Panashchenko, L., 2009. Evaluation of environmental tests for tin whisker assessment. [5] Umalas, M., Vlassov, S., Polyakov, B., Dorogin, L. M., Saar, R., Kink, I., Lohums, R., and Romanov, A. E., 2014. “Electron beam induced growth of silver nanowhiskers.” Journal of Crystal Growth. [6] Vasko, A. C., Warrel, G. R., Parsai, E., and Karpov, V. G.and Shvydka, D., 2015. Evidence of rapid tin whisker growth under electron irradiation. 25 26 BIBLIOGRAPHY