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3 3.1 Radiation processes Atomic and molecular structure The binding energy of the hydrogen atom is IH = 1 2 e4 me 2 2 = α me c = 13.6 eV, 2 2h̄ (3.1) where α = e2 /h̄c = 1/137 is the fine structure constant. The energy levels are given by Bohr’s formula IH (3.2) Ei = 2 . i The Bohr radius is h̄2 re aH = 2 (3.3) = 2 = 0.5 · 10−8 cm, e me α where re = e2 /me c2 = 2.8 · 10−13 cm is the classical electron radius. In the Coulomb field, the average kinetic energy is equal to the binding energy so that the electron velocity at the i-th level could be estimated as v = αc/i. For hydrogen-like ions, IZ = Z 2 IH , aZ = aH /Z. In all atoms, the energy of the first ionization is of the order of IH , from 4-5 eV for alkalis up to 24 eV for He. The binding energy of molecules is also of the order of IH , the distance between the atoms being of the order of aH . The energy of the basic electron transitions is of the same order. The atoms in the molecule can vibrate about the equilibrium position; transitions between the vibrational energy levels may occur as a result of the emision/absorption of photons. Let us consider a case of a diatomic molecule. The characteristic vibrational frequency may be estimated taking into account that if the vibration amplitude approaches the equilibrium interatomic distance, the vibration energy approaches the binding energy. This condition is written as 1 2 2 µω a ∼ IH , 2 v H where µ is the reduced mass of the molecule. Then one finds r me IH ∼ 0.1 eV, εv = h̄ωv ∼ µ (3.4) (3.5) so that this radiation is in the IR. The corresponding temperature is kT = εv ∼ 1000 K therefore at the room temperature, the vibrational levels are not excited. But absorption/emission at vibrational transitions is important even at the room temperature because the spectrum reaches maximum at 3kT . Dipole molecules could also emit/absorb photons at the transitions between rotation energy levels. The characteristic energy of these photons is εrot ∼ h̄2 me ∼ IH ∼ 10−3 eV, 2 µaH µ which corresponds to the mm band. 7 (3.6) 3.2 Radiation in classic and quantum theory The particle radiates if it is accelerated. Radiation power of a non-relativistic particle is given by Larmor’s formula 2 e2 a2 . (3.7) P = 3 c3 In the simplest case circular motion with the velocity v and the period T , the particle radiates at the frequency ν0 = 1/T , the power being 8π 2 e2 ν02 v02 P = . 3 c3 (3.8) If the particle performs periodic motion with the period T , it radiates at the frequencies ν = n/T , where n = 1, 2, . . . . The power of each harmonics is given by Eq. (3.8), where one has to substitute v0 by the corresponding Fourier harmonics of the velocity. In the case of non-periodic motion, the particle radiates continuous spectrum, which could be found by performing the Fourier transform of the acceleration Z ∞ aν = a(t)e2πiνt dt. (3.9) −∞ The total radiated power may be presented making use of Parseval’s theorem as Z Z Z ∞ 4e2 ∞ 2e2 ∞ 2 a dt = 3 |aν |2 dν. E= P dt = 3 3c 3c −∞ 0 −∞ (3.10) This yields the spectral power (the energy radiated per unit time and per unit frequency interval) Pν = 4 e2 |aν |2 . 3 c3 (3.11) In the quantum theory, the radiation implies transition between the energy levels, hνij = Ej − Ei . (3.12) The transition rate j → i due to spontaneous emission is determined by the Einstein coefficient for spontaneous emission, Aji , as dNi = Aji Nj . (3.13) dt em In the presence of the radiation field, the emission rate increases due to the induced emission. Namely, the photon emission probability is proportional to 1 + n, where n is the occupation number of photons already available in the state to which the new photon is emitted. Therefore the total downward transition rate should be written as h i dNi = Aji 1 + n (νij ) Nj , (3.14) dt em where νij = Ej − Ei )/h and the overline denotes averaging over the angles. 8 The upward transitions occur via absorption of photons with the frequency νij so that the rate of the upward transition is proportional to the photon density at this frequency: dNi = −Aij n (νij )Ni . (3.15) dt abs According to the principle of detailed balance, which in fact follows from the time reversibility of quantum mechanics, gi Aij = gj Aji , where gi is the statistical weight of the i-th state. Finally the evolution of atomic level population due to radiative transitions is described by the equation (the master equation) dNi gj = Aji Nj (1 + n) − nNi . (3.16) dt gi Now one sees that if the energy levels are populated according to the Boltzmann distribution, Nj /Ni = (gj /gi ) exp[−(Ej − Ei )/kT ], and the photon occupation number is Plankian, n = [exp(−hν/kT ) − 1]−1 , the system is in equilibrium, dN/dt = 0. The correspondence principle implies that for highly excited levels, j, i 1, the transition rate could be found from the classical theory. Making use of Eq. (3.8) for the classical rate of spontaneous emission, one gets an estimate for the Einstein coefficient A= 4π v 2 P = αν 2 . hν 3 c (3.17) This relation provides a rough estimate even for the transitions between low levels, j, i ∼ 1. As an example, let us estimate the probability of the transition 2 → 1 (Lyman-α line) in the hydrogen atom. The line frequency is ν21 = 3IH 3 c = α2 = 2.5 · 1015 Hz, 4h 8 λC (3.18) where λC = h/me c = 2.4 · 10−10 cm is the electron Compton length. The electron velocity at the second level is v = (1/2)αc. Now one gets A21 = π 3 π c α ν21 = α5 = 109 s−1 . 3 8 λC (3.19) A precise quantum calculation yields A21 = 4.7 · 108 s−1 . 3.3 Induced emission as negative absorption When discussing the equation of radiation transfer (2.22), we have not mentioned the induced scattering. According to the basic principles, the total rate of emission in the direction Ω should be presented in the form jν (1 + n(ν, Ω)) so that the radiation transfer equation should have a form dIν (Ω) = jν [1 + n(ν, Ω)] − κ0ν Iν (Ω). ds (3.20) Taking into account the relation (2.9) between n and I, one can reduce this equation to the standard form (2.22), where κν = κ0ν − (c3 /2hν 3 )jν . (3.21) 9 Therefore stimulated emission may be considered as negative absorption, which just modifies the absorption coefficient. Note that Kirchhoff’s law (2.21) follows from the basic principles of thermodynamics therefore it implicitly takes into account negative absorption. Therefore one can safely find the absorption coefficient from the the spontaneous emission coefficient and Kirchhoff’s law. However, if one finds the absorption cross-section straightforwardly (e.q., from quantum mechanical consideration of the absorption process), one gets the absorption coefficient κ0ν = σν Nj not corrected for stimulated emission. In this case, one could find κ making use eq. (3.21) and Kirchhoff’s law: 0 κ0ν −hν/kT = 1 − e κnu . (3.22) κν = (1 + (c3 /2hν 3 )Bν One sees that the correction for stimulated emission is small at hν > kT . 3.4 Thomson scattering In the radiation field, the free electron oscillates, me a = eE. For the monochromatic wave, one finds a = (eE0 /me ) cos ωt. The oscillating electron radiates so one can say that the incident radiation is reradiated by the electron; the process is called Thomson scattering. One finds from Larmor’s formula that the average radiation power is 2 e4 1 e4 2 2 P = E0 hcos ωti = E02 . 2 3 2 3 3 me c 3 me c (3.23) The scattering cross-section is defined as the ratio of the scattered energy to the incident energy flux, σ = P/S. Here S = hE 2 ic/4π = cE02 /8π is the Poynting flux. Now one finds the Thomson cross-section as 8π 2 8π e4 = r = 6.65 · 10−25 cm2 . (3.24) σT = 2 4 3 me c 3 e 3.5 Bremsstrahlung Bremsstrahlung (free-free emission) occurs when an electron moving in the Coulomb field of an ion emits photons. The electron motion could be considered in the scope of classical mechanics if the deviation angle of the electron (we consider the hydrogen plasma, Z = 1), θc ∼ ∆v 1 F ∆t 1 e2 b e2 ∼ ∼ = , v v me v b2 me v me bv 2 (3.25) where b is the impact parameter, exceeds the quantum diffraction angle, θq ∼ ň/b ∼ h̄/me vb. This yields the condition on the electron velocity v < αc. (3.26) For the thermal plasma this means that the classical treatment is valid at kT < IH . Let us assume for simplicity that the trajectory remains nearly straight, which implies mv 2 /2 ≥ e2 /b. (3.27) Since the particle motion is not periodic, the continuous spectrum is emitted. The spectral radiation power is given by Eq. (3.11). The acceleration is determined by the equations of the electron 10 motion in the field of the ion. The function a(t) smoothly varies at the time-scale ∼ b/v therefore the Fourier transform (3.9) is exponentially small at ν v/2πb. This yields the maximal impact parameter at which the elctron with the velocity v could emit at the frequency ν: bmax = v/2πν (3.28) R∞ In the opposite limit, ν v/2πb, one can substitute exp(2πiνt) by unity so that aν = −∞ adt = ∆v is independent of ν. Since the interaction mostly occurs at the minimal distance from the ion, the velocity variation could be estimated as ∆v = 1 e2 2b . me b2 v Then the spectral power of a single electron could be roughly presented in the form ( 16 e6 ν v/2πb; 2 c3 b 2 v 2 ; 3 m e Pν = 0; ν v/2πb. (3.29) (3.30) In order to obtain the emission coefficient (the energy radiated by the unit plasma volume per unit time, unit solid angle and unit frequency interval), one has to multiply the obtained expression by the electron flux, integrate Pν over the impact parameters, average the result over the electron velocity distribution and multiply by the ion number density. For hydrogen plasma Ni = Ne = N , one can finds Z N2 v Pν · 2πbdb . (3.31) jν = 4π The integral over the impact parameters, which is the radiation power from a unit flux of electrons with the velocity v, could be presented as Z bmax 32π e6 ln . (3.32) Qν = Pν 2πbdb = 3 m2e c3 v 2 bmin The minimal impact parameter is determined by the condition (3.26) as bmin = e2 /me v 2 . According to the obtained expression, the radiation spectrum is practically flat. The condition bmin < bmax implies that this expression is valid at ν < me v 3 /4πe2 , which could be written as hν v < , E αc (3.33) where E = me v 2 /2 is the electron energy. Higher frequency photons are emitted when the condition (3.27) is violated so that when the electrons closely approach the ions. In this case, even photons with hν > E could be emitted, so that the electron remains bound (recombination). This process will be considered later on. In the limit opposite to (3.26), the quantum treatment of the scattering process is necessary, which yields in the Born approximation √ √ 32π e6 ( E − E − hν)2 Qν = ln . (3.34) 3 m2e c3 v 2 hν 11 One sees that the quantum result coincides with the classical one to within a logarithmic factor, but according to the quantum formula, Qν vanishes at hν = E automatically. p Averaging Qν over the Maxwell distribution may be roughly performed by substituting vT = kT /me for v and adding a multiplier exp(−hν/kT ), which takes into account that Qν = 0 at me v 2 /2 > hν. The result of detailed calculations is presented in the form jνff 8 = 3 2π 3kT me 1/2 hν e6 N 2 e− kT g(kT /hν); 3 me c (3.35) where g is the Gaunt factor, which is only logarithmically dependent on the parameters. The total emission power is r 1/2 Z 6 2πkT e 32π πkT IH N2 = 2 σT cN 2 . (3.36) J ff = 4π jν dν = 3 3 3me me c h 3 Having found the emission coefficient, one finds the absorption coefficient from Kirchhoff’s law (2.21): κffν 4 = 3 2π 3kT me 1/2 hν e6 1 2 − kT N 1−e g = 3/2 3 hme cν 2π IH 3kT 1/2 3 σT λ N 2 1−e hν − kT g. (3.37) In gaseous nebulae, the free-free absorption occurs in the radio band so that hν kT . In this case the absorption coefficient is written as κffν 1 = (6π)1/2 me c2 kT 3/2 σT re λ2 N 2 g. (3.38) The free-free Rosseland mean (2.38) is estimated as κffR = 7 · 1022 ρ2 cm−1 , T 3.5 (3.39) where ρ is in g/cm3 , T in degrees. 3.6 Radiation properties of dust The interstellar and interplanetary medium contains dust (roughly 1% by mass) composed of small particles (a ∼ 0.1 µ and less), which absorb and emit light. At short wavelengths, ň < a, the dust particles absorb a significant fraction of the radiation therefore one can roughly take the absorption cross section σ ∼ πa2 (dust particles become transparent in X- and γ−ray bands but here we interested only in optical-IR radiation). In the long wavelength limit, ň > a, the absorption cross-section is roughly presented as a σ = πa2 . ň (3.40) The dependence of the absorption cross-section on the wavelength results in the observed reddening of distant stars. 12 Close to hot, luminous stars, the dust is heated by the stellar light up to dozens K and therefore emits in the IR band. The emission from the heated dust could be found from the Kirchhoff law: if one puts a dust particle with the temperature T into a box filled by the blackbody radiation with the same temperature, the energy emitted by the particle at any frequency should be equal to the energy absorbed at this frequency. Therefore the spectral power emitted by the particle is ν4 16π 3 a3 h . qν = 4πσBν = c3 exp(hν/kT ) − 1 (3.41) One sees that at small frequencies, the spectrum grows as ∝ ν 3 , faster than the Rayleigh-Jeans. Dust clouds are typically transparent in the IR band therefore a cloud of the volume V heated to the temperature T emits Lν = N V qν , where N is the density of particles. The temperature of the dust is determined by heat balance of a single particle, q + = qR− , where the heating is determined by the absorption of the light from external sources, q + = σFν dν, whereas cooling is due to the thermal radiation of the particle itself, 5 Z 16π 3 a3 h kT − A, (3.42) q = qν dν = c3 h R ∞ x4 dx R∞ where A = 0 exp(x)−1 ≈ 0 x4 e−x dx = 24 (one can neglect unity in the denominator because the maximum of the integrand is at x ≈ 4). 3.7 Bound-bound transitions (line spectrum) Radiative transitions between discrete energy levels produce the line spectrum. The transition probabilities for dipole transitions are well described by the semiclassical formula (3.17). Because the life-time of the excited state is finite, the width of the line is also finite, ∆ν ∼ Γ, where Γ is the decay probability of the energy level. At the classical language, the line widening occurs because oscillations are not strictly harmonic. Let us consider a harmonic oscillator with the frequency ν0 and the energy E = mhv 2 i. If the oscillator is isolated, the lifetime is determined by the radiation losses. The decay rate may be presented making use of Larmor’s formula (7.7) as 8π e2 ν02 2 dE = hP i = hv i = −γE; dt 3 c3 (3.43) where 8π 2 e2 ν02 8π 2 re = ν0 (3.44) 3mc3 3 λ0 is the decay constant. Therefore the actual motion is described as decaying oscillations, x = x0 exp(−γt/2) cos 2πν0 t. Making Fourier transform, one finds the radiation spectrum from Eq. (3.11) as (in the range |ν − ν0 | ν0 ) γ= Pν = E0 φ(ν − ν0 ); φ(ν − ν0 ) = γ 1 ; 2 2 4π (ν − ν0 ) + (γ/4π)2 (3.45) R∞ where E0 is the initial energy. The function φ represents the Lorentz profile. Note that −∞ φ(x)dx = R∞ R∞ 1 therefore 0 Pν dν = 0 P dt = E0 . The full width at half maximum, which is called the natural line width, is δν = γ/2π. (3.46) 13 In wavelength units, the natural line width is independent of the frequency, δλ = cδν/ν02 = (4π/3)re . In quantum systems, the upper layer could decay through different channels; then the profile of each line is also described by the Lorentz profile with an appropriate ν0 but the line width γ is determined by the total decay probability for the level. If only radiation transitions are possible, P γi = i0 Aii0 . If the level could be deactivated by collisions with other particles, γ should be substituted by γ + 2/τ , where τ is the mean collisional deactivation time. Thermal motion of the atoms results in the Doppler broadening of the lines, ν − ν0 = (v/c)ν0 . The Doppler profile is gaussian, ( 2 ) ν − ν0 1 exp − , (3.47) φ(ν − ν0 ) = √ ∆νD π∆νD p where the characteristic line width is ∆νD = ν0 2kT /mc2 . The emission coefficient due to the radiative transitions i → i0 is presented as hν Aii0 φ(ν − ν0 )Ni . (3.48) 4π With account of the induced emission, the total emission rate is (cf. Eq. (3.14)) jν (1 + nν ). The reverse transitions i0 → i are described by the absorption coefficient κν = σν Ni0 . The absorption cross-section is found from the condition that in the thermodynamical equilibrium, the absorption and emission are balanced, jν = hν Aii0 φ(ν − ν0 )Ni (1 + nν ) = σν Ni0 Iν . 4π Substituting nν = [exp(hν/kT ) − 1]−1 and Ni /Ni0 = (gi /gi0 ) exp(−hν0 /kT ) yields σν = λ20 gi Aii0 φ(ν − ν0 ). 8π gi0 The cross section in the center of the line is now estimated as λ2 gi Aii0 σmax ≈ 0 . 2π gi0 δν (3.49) (3.50) (3.51) Specifically in the case of natural broadening, γ ∼ Aii0 , therefore σmax ∼ λ20 . A relation independent of the line widening mechanism may be presented as: Z λ20 gi σν dν = Aii0 . (3.52) 8π gi0 Substituting the estimate (3.17) for the Einstein coefficient, on can write Z 2πgi E σν dν = re c , 3gi0 hν where E is the electron energy at the upper level. The radiation transfer equation in the line could be written as dIν 2hν 3 gi0 gi0 = σν Ni − Ni0 − Ni Iν . ds c2 g i gi (3.53) (3.54) One sees that in the case of a reverse level population, Ni > (gi /gi0 )Ni0 , the radiation intensity grows exponentially along the ray - maser effect. 14