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THE JOURNAL OF CHEMICAL PHYSICS VOLUME 59, NUMBER 2 1 5 J G L Y 1 9 7 :l Porphyrins. XXVII. * Spin-orbit coupling and luminescence of Group IV complexes Martin Gouterman, Frederick P. Schwarz, and Paul D. Smith Department of Chemistry, University of Washington, Seattle. Washington 98195 D. Dolphin Department of Chemistry, Harvard University, Cambridge, Massachusetts 02138 (Received 25 September 1972) Luminescence studies are reported on compounds M(IV)X,P: M is Si, Ge, Sn, Pb; X is F, Cl, Br, I, OH, benzoate; P is etioporphyrin or octaethylporphin. (One tetraphenylporphin is reported for comparison.) We find fluorescence yields 2 X 10 1 :;, <p/ :;, 2 X 10- 4; phosphorescence yields 7 X 10- 2 :;, </>p :;, 3 X 10- 1 ; and phosphorescence lifetimes 100 msec :;, Tp :;, 1 msec. The contrasting vibronic envelopes of phosphorescence for octaethylporphin and tetraphenylporphin derivatives is explained by attributing the former to transitions 10± 1 -. 10c;"D and the latter to 10± 9 ~ 10c;ND' where ± 1 and ± 9 are pseudoangular momentum quantum numbers. The spin-orbit interaction is calculated by the extended Hiickel mode!, and it is found that the ligands have far more effect than the metal, in agreement with the data. However a simple relation between decay rates and spin-orbit coupling fails quantitatively, and the extended Hiicke! model appears to exaggerate the contribution of the ligand to the spin-orbit coupling. I. INTRODUCTION Spin-orbit coupling in organic molecules has been studied extensively over the past two decades. 1 A prototype system used in these studies has been halogen substituted napthalene molecules in an alkyl halide or alkane solvent. 2,3 Enhancement of spin-orbit coupling is indirectly observed in the shortening of the triplet state lifetime and in an increase of the phosphorescence yield upon either increasing the atomic weight of the halogen, of the external halide, or of both. These studies have been extended to the nitrogen heterocycles, 4,5 halogenated phenanthrenes 6 charge-transfer complexes' 7,8 heavy atom-aromatic molecular complexes,9 and doped crystals. 10 ,11 The results of these studies may be divided into two categories: (1) identification of those states and orbitals coupled by spin-orbit interaction 4 -6 and by the combination of spin-orbit and vibronic interactions ll - 13 ; (2) attempts to estimate the effect of spin-orbit coupling on the two radiationless transitions S l T1 and T1~~/Y- So and on the radiative tranSition T1 _SO.7,10,14-19 Results in this latter category have generally been based on assumptions: (i) All radiationless decay from the Sl state proceeds through the Sl'~' T1 route. 16-19 (ii) The radiative transition rate T 1 - So is unaffected by perdeuteration. 7,10,14 Although the first assumption is clearly questionable, the second assumption seems well founded. However, Johnson 2o has shown recently that even this second assumption fails in benzene, where perdeuteration does affect the radiative rate T 1 - So through the Franck-Condon integrals. Clearly the problem of radiationless decay is still not fully understood and can benefit from systematic studies on "V/V- other systems where the effects of heavy atom substitution can be experimentally studied and theoretically analyzed. In this paper we report some systematic studies of the heavy atom effect on radiationless transitions of Group IV metalloporphyrins. That the emission yields of porphyrins are far more affected by metal substitution than are the absorption spectra, has been clear since the pioneering studies of Becker and Allison. 21 Results of later studies in this field have been the subject of fairly recent reviews. 22,23 Metal effects can arise both because of spin-orbit coupling and because of paramagnetic effects due to unpaired metal d electrons. Ake and Gouterman24 ,25 analyzed the lowest excited state wavefunctions for the electronic and spin-orbit coupling elements for VO, Co, Ni, Cu, and Zn complexes. More recently the effect of spin, vibronic, and environmental crystal field on the zero field splitting of the zinc porphyrin triplet state has been discussed. 26,27 A growing interest in this subject can be expected as the result of recent successful studies by optically detected magnetic resonance (ODMR) of the zinc porphyrin triplet state. 26,28 Although there have been many studies on porphyrin luminescence, 21-23 the Group IV compounds have not attracted systematic study. While Becker and Allison 21 reported on Sn(IV) and Pb(II) complexes, we know of no previous reports of Si(IV), Ge(IV), and Pb(IV) porphyrin luminescences. Recently a theoretical study of the electronic structure of Group IV porphyrins 29 has clarified the effect of metal oxidation state on the spectra. In this paper we report the fluorescence and phosphorescence quantum yields of the Group IV metal complexes of octaethylporphin and etioporphyrin, two 676 Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp PORPHYRINS. XXVII skeletons whose electronic properties are essentially the same. We show the effect on luminescence not only of the central metal but of axial ligands, whieh also introduce heavy atom effects. We shall attempt to relate the observed effects on Sl-vA- T l , T l "'''" So, and T 1 - So to the revelent spin-orbit coupling matrix elements. These studies should complement the similar studies going on with the halogenated aromatics. Our findings may also have some biological relevance, for the coupling elements we uncover here may be playing a role in the funetioning of the heme enzymes. II. EXPERIMENTAL A. Apparatus The room temperature absorption spectra were recorded on a Cary 14 spectrophotometer. Low temperature and room temperature excitation and emission spectra were detected by an apparatus described previously30 with the following modifications: (i) all excitation was provided by a 1000 W G. E. type DXW tungsten-halogen lamp; (ii) both RCA phototubes 7265 and 7102 were used. Allluminescence spectra were corrected by determining the detection sensitivity with respect to the known output of a standardized Eppley spectral irradiance lamp. The room temperature and liquid nitrogen temperature quantum yields were measured with an additional instrument. A blank was inserted in the sample holder and the intensity of the excitation light transmitted through the sample was measured by either an Optics Technology Model 610 power meter or a Hewlett-Packard 8330A radiant flux detector. Then the sample was inserted and both the transmitted excitation light and the luminescence of the sample were measured. The integrated corrected luminescence spectrum was compared to the integrated fluorescence of Zn etioporphyrin I, which has a fluorescence quantum yield of 0.04. 31 In addition the number of photons absorbed by the standard was also determined and compared to that of the unknowns. The unknown Group IV octaethylporphins and etioporphyrins and the Zn etioporphyrin were excited by 530 nm light. A check was made against another standard, Pt etioporphyrin I, which has a quantum yield of 0.9 at 77 OK. 32 All quantum measurements were reproducible to within 10% error. Lifetime measurements were made on the same apparatus as previously described. 30 A gated photomultiplier mode was used in all the lifetime determinations. B. Synthesis I Dichlorooctaethylporphinatosilicon (IV) [Si(IV)CI 2 0EP)33 Octaethylporphin (500 mg) was placed in a Carius tube (100 ml capacity) and covered with 30 ml of 677 dry pyridine (distilled from barium oxide). Argon was passed over the surface of the mixture and the tube was cooled in liquid nitrogen until the pyridine froze. Silicon tetrachloride (2 g) was then added and the tube sealed after cooling in liquid nitrogen. The cold tube was then placed in a Carius oven, allowed to warm to room temperature and then heated at 170 for 12 h. After cooling to room temperature the contents of the tube were poured into cold water. The aqueous phase was extracted with methylene dichloride and the methylene dichloride was washed with IN HCl until all the pyridine had been removed. After a further wash with water the organiC phase was dried over CaC1 2, filtered, and the product (310 mg) crystallized from hot CH2 C12/ cyc1ohexane. An analytical sample was recrystallized from chloroform/ cyc1ohexane. Analysis: Calculated for C36H44N4C12Si: C, 68.43; H, 7.03; N, 8.87; CI, 11.22. Found: C,68.01; H, 7.27; N, 9.15; Cl, 11.64. 0 2. Dichlorooctaethylporphinatogermanium (IV) [Ge(lV)CI 2 0EP)33 This compound was prepared as above using germanium tetrachloride (2 g) and octaethylporphyrin (500 mg). An analytical sample was recrystallized from chloroform/ cyc1ohexane. Analysis: CalCUlated for C36H44N4C12Ge: C, 63.93; H, 6.57; N, 8.29; CI, 10.48. Found: C, 64.36; H, 6.52; N, 8.07; CI, 10.70. .1. Dichlorooctaethylporphination (IV) [Sn(IV)CI 2 0EP) Octaethylporphin (500 mg) was placed in a Soxhlet extractor, and extracted with boiling glacial acetic acid (200 ml) which contained sodium acetate (5 g) and stannous chloride (1 g). After 24 h the mixture was cooled, filtered, and the filtrate washed with hot water and then methanol. The residue was dissolved in a minimum amount of chloroform and this solution was washed with ION HCI, and then dried over CaCI2. The dry solution was filtered and the product (480 mg) recrystallized from chloroform/ cy c10hexane . Analysis: Calculated for C36H44N4C12Sn: C, 59.85; H, 6.15; N, 7.76; Cl, 9.81. Found: C, 60.21; H, 6.06; N, 8.17; Cl, 10.15. Thethreedimension structure of this sample has been measured by x-ray diffraction. 34 4. Octaethyiporphinatolead (II) [Pb(II)OEP) 33 Octaethylporphin (500 mg) was suspended in refluxing DMF (100 ml). Lead acetate (2 g) was added and the mixture was refluxed for 10 min. The hot solution was then filtered into ice cold water (500 ml). The preCipitate was collected by filtration and washed with cold water. The solid was then dissolved in a minimum of methylene dichloride and dried over sodium sulfate. The mixture was Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 678 GOUTERMAN, SCHWARZ, SMITH, AND DOLPHIN filtered and the product (410 mg) precipitated by adding pentane to the refluxing methylene dichloride solution. Analysis: Calculated for CS6H44N4Pb: C, 58. 68; H, 6.03; N, 7.61. Found: C, 59.02; H, 6.44; N, 7.68. 5. Dichloroetio (I) porphinatotin (IV) [Sn(lV)(OHhEtio]35 This compound was made from the free base etioporphyrin I and stannous chloride using a Soxhlet extraction procedure in glacial acetic acid, similar to that described for Sn(IV)ClzOEP. Analysis: Calculated for CszHssN4ClzSn: C, 57.69; H, 5.45; N, 8.41; Cl, 10.64. Found: C, 57.94; H, 5.60; N, 8.27; Cl, 11.00. 6. Dihydroxoetio (l) porphinato tin (IV) [Sn(IV)(OHh Etio] Approximately 10 mg of Sn(IV)ClzEtio prepared above was dissolved in 100 ml of refluxing methanol, followed by the addition of tml of saturated aqueous NaOH. Examination with long wave uv light shows a dramatic increase in the orange fluorescence indicating the successful displacement of the chloride by the hydroxide. Ten ml of water was then added, and the methanol removed by rotary evaporation. The precipitated porphyrin was suction filtered, washed with hot water, and recrystallized from CH2 Clz• Analysis: Calculated for C32HssN40zSn: C, 61. 07; H, 6.09; N, 8.90. Found: C, 60.4; H, 6.1 (assumed); N, 7.3. 7. Dibenzoatoetio (I) prophinatotin (IV) [Sn(lV)(BzhEtio] A 100 ml solution of 10- 4M Sn(IV)(OH)2Etio in chloroform was refluxed with 50 ml of a saturated aqueous solution of benzoic acid for several hours. The two solvent layers were then separated and the chloroform layer was washed several times with hot water to remove the last traces of benzoic acid and finally dried over anhydrous NazS04. 8. Difluoroetio (l) prophinatotin (IV) [Sn(lV)F 2Etio] A 100 ml solution of Sn(IV)(OH)zEtio in chloroform was shaken with 50 ml of freshly prepared 6M HF (aq) until examination by long wave uv light showed no further decrease in the orange fluorescence. The two layers were then separated and the chloroform layer dried over anhydrous NaZS04. 9. Dibromoetio(l)prophinatotin(IV) [Sn(lV)Br2Etioj. Diiodoetio (l) porphinatotin (IV) [Sn(IV)I2Etio] These samples were prepared by the procedure described for Sn(IV)FaEtio except 6M HBr and 6M HI, respectively were shaken with the chloroform solution of Sn(IV)(OH)aEtio. The reactions were assumed complete when examination with long wave uv light showed no further decrease in the orange fluorescence. The layers were separated and dried over anhydrous NazS04 as described above. Unlike the other stannic etioporphyrin derivatives mentioned, the bromide and iodide derivatives are quite labile and are easily displaced as axial ligands by most any nucleophile. Basic solvents or solvents containing alcohol or ether groups will dissociate the compounds. Attempts at direct synthesis from stannous bromide and stannous iodide and free base etioporphyrin (1) resulted in the formation of the dihydroxide complex. Dichloromethane seems to be the best solvent for spectroscopic studies of these compounds. 10. Dichlorooctaethylporphinatolead(IV) [Pb(IV)CL,OEP] This compound, previously unreported in the literature, was prepared by oxidizing the Pb(II)OEP with chlorine gas. Approximately 5 mg of Pb(II)OEP was dissolved in 10 ml of dry 3-methylpentane. A chlorine solution was made by bubbling chlorine gas through 10 ml of dry 3-methylpentane until a distinctly yellow solution was obtained. The chlorine solution was then added dropwise (stirring after each drop) to the Pb(II)OEP solution, causing immediate color change and preCipitation of Pb(IV)ClzOEP. After the addition of 5-10 drops of the chlorine solution the reaction mixture was allowed to stand for 15 min and was then centrifuged, the 3-methylpentane decanted and the ppt washed several times with cold 3-methylpentane and three times with acetone. The bright red microcrystal Pb(IV)ClzOEP ppt seemed to be quite stable to air. The mass spectrum showed a molecular ion for Pb(IV)ClzOE P. In some solutions the initial reddish pink color gradually fades to green, suggesting reduction back'to Pb(II)OE P. Good luminescence and excitation spectra were obtained by the following technique. A small amount of the bright red Pb(IV)ClaOEP preCipitate was dissolved in a O. 01M solution of sodium methoxide in methanol and frozen in liquid nitrogen immediately. The red -pink color typical of the other members of the Group IV octaethylporphyrins was maintained. Samples prepared this way give luminescence and excitation spectra (Fig. 5) as well as the other luminescence data (Table II) that are consistent with the assignment of these spectra to a Pb(IV)OEP species. However, it is possible that in these solutions methoxide replaced chloride as the axial ligand. C. Solvents The CHaCla was either Mallinkrodt spectra AR or MCB spectroquality grade. CHCls was Merck reagent grade. The CHsOH was MCB spectroquality grade. EPAF was fluormetric grade from Hartman-Leodon Co. The 2-MeTHF was MCB chrom- Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 679 PORPHYRINS. XXVII rather large metal effect reported for the Group ill series Ga(III)CI, In (III)CI, THill)CI38 : Along this series there is a significant red shift and decrease in the Q(O, O)/Q(1, 0) intensity ratio. As seen in Table I, we have found a similar trend with change of ligand on Sn(IV)X2Etio along the series X= F-, OH-, benzoate, CI-, Br-, r. Figure 4 gives the near uv absorption spectrum for SnClzOEP beyond the B(O, 0) band. A distinct B(1, 0) is observed approximately 1200 cm-1 to the blue of B(l,O). There is also a distinct N band as expected38 further to the blue. No other peaks are ooserved down to 250 nm. The spectra for Si(IV)ClzOEP and Ge(IV)ClzOEP are essentially the same as that of Fig. 4. An interesting spectral feature is the broadening of the B(O, 0) band along the series SnF2 < SnClz < SnBr2 < SnIz. This first caught our attention as a decreasing ratio of B(O, 0) over N(O, 0) peak molar extinction coefficients. Absolute molar extinction were not measured. But as shown in Table I, the ratio of Q(l, 0) over N(O, 0) peak molar extinction coefficients remains constant. Since most absorption intensity is in the B band, conservation of oscillator strength suggests that the changing ratio of B(O,O) over N(O, 0) peak molar extinction arises from the broadening of the B(O, 0) band rather than any intensity redistribution among Q, B, and N bands. The Pb(IV) spectra do not seem to have previously been reported. As discussed in Sec. II B, Pb(IV)OE P was made but was only stable at low temperature. An excitation and an emission spec- oquality reagent grade. All of the solvents were used without further purification. At 77 oK the EPAF and 2-MeTHF formed glasses whereas the other solvents formed snows. We might note that there is little solvent effect expected, and we found that the CHzClz snow and 2-MeTHF glass gave the same values (within experimental error) for if!p/if!, and 'Tp for Sn(IV)ClzEtio and Sn(IV)ClzOEP. In general oxygen is not expected to affect results in rigid media at 77 OK, and so the solutions were not degassed. The concentrations of the solutions were on the order of 10-5M, thereby excluding dimer formation and concentration quenching. III. RESULTS A. Absorption and Excitation Spectra Figures 1-3 give the absorption spectra of the molecules Si(IV)ClzOEP, Ge(IV)ClzOEP, Sn(IV)CI20EP. All show a normal porphyrin spectrumZ3 • 36 : a relatively weak visible Q band showing a vibrational progression of apprOximately 1200 cm -1 and a very intense B band in the near uv. The wavelength and intensity of the peaks is given in Table I. The metal has some effect on the spectra: there are very slight shifts in wavelength and slight changes in the ratio of intensity Q(O, 0) to intensity Q(l,O). Similar spectra were reported by stern and Dezelic37 for Ge(IV)CI2 and Sn(IV)CI2 mesoporphyrin in benzene, although their molar extinction coefficients were some 30% higher than those reported in Table I. This rather small metal effect for the Group IV porphyrins contrasts with the IDt >- 08 I i w CL I , I I I 0 I 06 I I 05 / 0 I 04 > i= <l 03 w I I I -' W , a:: 02 / I I I I I I I I I I I J I / I I I I \ I I I I I I \ I I \ " ..... -450 .., .- ." >- l7 z w I- I 6 I I I \ \ / I 5 4 I I \/' ~ w u z w u (/] w z :2' 3 ..J => " W 2 ? l<l .., -' ..J W , " 500 0 I CL (j, \ \ I I- I- I \ 400 8 I \ \ 01 005 I I \ I, x 1\ '\ : I I \ I I z 07 f- 1\ I 9 I • x 30 'I I (j, u I 1\ l- ..J <l 0 ,I 09. 10 (/] z Si (IV) CI20EP ,I 550 ~~.L- 600 a:: , 750 WAVELENGTH (NANOMETERS) FIG. 1. Si(IV)C120EP: absorption spectrum in dichloromethane at 298 OK (dashed line). Emission spectrum in 2-Me-THF at 77 ~ (solid line). Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 680 GOUTERMAN, SCHWARZ, SMITH, AND DOLPHIN Molecule TABLE I. Wavelength and intensity of principal maxima for group IV porphyrins. a Solvent N(O,O) B(l,O) B(O,O) Q(2,0) Q(l,O) ================== ~ Q(O,O) N(O,O) B(O,O) N(O,O) 0.513 13.40 0.488 14.42 B(O, 0) Ll. Al/2(nm) Absorption b Wavelength (nm)/optical densityc SiCl 20EP CH2 Cl z GeCl 20EP CH 2 Cl z SnCl 20EP CH 2 Cl 2 337 d 1.54 340d 2.02 348 d 2.98 Sn(Bz)2 Etio CHCl 3 Sn(OH)2 Etio CHCl 3 SnI'2 Etio CHCl 3 SnCl 2Etio CHCla SnBr2Etio CHCl 3 SnlzEtio CHCl 3 PbX 2OEp· CHaOH 350 1. 78 359 2.00 368 3.63 385 5.07 385 4.61 383 5.60 403 26.7 404 26.9 403 40.0 387 3.44 377 3.05 383 3.92 393 3.27 407 24.1 397 25.7 403 28.0 412 15.3 410 11.80 500 0.13 500 0.16 501 0.19 500 0.09 500 0.10 495 0.10 501 0.13 503 0.12 505 0.25 ~500 534 0.80 535 1. 21 538 1. 53 535 0.90 537 1. 04 533 0.87 538 1. 07 543 1. 07 543 1. 77 ~535 0.93 Pb(II)OEpf CHCl 3 SnClzTPP CH z Cl 2 367 6.59 460 14.6 418 GO.O 397 6.74 521 0.33 560 1. 80 571 0.83 571 1.16 575 1.43 572 1. 00 574 1. 00 569 1. 00 575 1. 00 578 1. 00 581 1. 00 8 8 0.534 7.G5 11 0.487 3.25 24 ~570 1. 00 580 1.40 599 1.30 Emission g Wavelength (nm)/relative No. of photons Molecule Solvent h SiCl 2 0EP l\ITIII' GeCl 20DP 1\1 TlI I' SnCl 20EP l\TTHI' Sn(Bz)zEtio CHCI} Sn(OI-!)2 Etio EPAF SnI'zEtio l\TTHI' SnCl 2 Etio SnBr2Etio l\JTHF CHCl 3 SnI2Etio CnCI:; PbX 2OEp· l\IcOH Pb(II)OEpf SnCl,TPP ;Jl\leP l\TTHF Q(O,O) Q(O,l) T(O,O) 575 G35 710 1. 00 0.50 0.02 575 630 703 1. 00 1. 00 0.77 575 638 703 1. 00 15.8 1.14 579 635 712 1. 00 1.13 5.88 570 625 700 1. 00 0.91 3.70 570 620 700 1. 00 0.80 5.70 Essentially the same as SnCl 20EP 575 G30 715 1.00 0.94 15.0 575 630 712 1. 00 0.94 23.0 580 620 705 1. 00 1.27 15.2 795 605 655 705 1. 00 1.12 0.08 T(O,l ') 755 0.009 745 0.018 740; 1.20 750 1 0.4 735 0.12 735 0.1 T(O,l) 750; 1. 82 750; 3.40 740 1. 74 8GO 792; 4.92 790 0.007 780 0.020 785; 5.38 775 1. 56 aAll metals are valence IV except where indicated. bAbsorption data taken at room temperature except for PbX20EP. "When OD of Q (0,0) is not 1.00, then the measurements were done for a 1 x 10-4M solution in a 1 cm cell. dAbsorption in CH30H determined relative to Q(I, 0). ·"Absorption" data determined from the excitation spectrum in a methanol snow including Na methoxide. X is probable methoxide. fVery broad Q (0,0) band; emission taken from Becker and Allison (Ref. 21). 'Emission data taken at 77 "K. MTHF, EPAF, 3MeP form glasses at 77 "K while CHela and CHaOH form snows. lIgolvent abbreviations: MTHF (2-methyltetrahydrofuran); EPAF (12 ether: 10 isopentane: 6 ethanol: 1 N, N-dimethylformamide); 3 MeP (3-methylpentane). IThese measurements made with a RCA 7102 phototube. Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 681 PORPHYRINS. XXVII Ge (IV) CI 10 >- , 09 " 0.8 " 'I f- 0 -..J <! ~ f- n. 0.6 05 0 ::: f- -J w a: /, ,,11'I, , 1 ,,, 1I ,, ,, II ," 1 , 6 , I I I I 1 I , \ I \ 450 500 ~ w , 4 ~ 1 1 3 w ,, 2 t-J w \ z :::l -J > W a: ,, 0 600 550 zw I I \ ' ........ ~-_/ , 400 W f- u (/) , ,,- ) , z 5 ,, I \: I \ >f- u I , \ 01 7 I \ ~ 0 J: iJi , ,, ! ,, , \ \ I •i 1 1 I I I I ,. 0.2 8 , I x 20 ,, 03 <! 10 175 Cl. " I w 04 OEP 9 " iJi 07 z w 2 WAVELENGTH (NANOMETERS) FIG. 2. Ge(IV) ClzOEP: absorption spectrum in dichloromethane at 298 oK (dashed line). Emission spectrum in 2 Me-THF at 77 oK (solid line). trum are given in Fig. 5. The spectra are similar to Sn(IV)Cl20EP but there is a red shift and the intensity ratio Q(O, O)/Q(1, 0) is reduced. The spectrum of Pb(n)OEP is given in Fig. 6 and is distinctly different from Pb(IV)OEP. The Soretband is strongly red shifted and is anomalously weak; the N band is red-shifted and is anomalously strong; the Q band lacks the customary vibronic structure. Excitation spectra in the region of the Q bands were taken for all the emission spectra. In all 1.0 " 0.7 0.6 Cl. 0 w 0.4 -..J I , I r I I I ,,I I , I I I I I \ \ \ 01 \ 400 ~ I , I ............ " 450 ___ / ", ...... / 500 I , 0 I n. >- 8 f- 7 iJi z w x 12 I ,' ,, > .:; 03 I , 1, I II I I I I I I I I ;:::: 0.5 02 x 22 ,' I I I <t W ,, ,, I II U a: ,I ,, 0 -J f- II II f- w 0 9 ,I >- 0.8 Z 10 Ul z Sn(IV)C'20 EP • 0.9 (/) cases the agreement between excitation of the fluorescence and phosphorescence was very good. Comparison of the excitation and absorption spectra showed a systematic error in the ratio of Q(1, 0)/ Q(O,O) of 10% which could easily be attributed to a solvent effect in going from CCl2H2 to 2MeTHF or EPAF. In fact the Sn(IV)Br2Etio and Sn(IV)(Bz)2Etio excitation spectra agreed with the absorption spectra, where the solvent was unchanged. The peak maxima in all cases show suffiCiently good agree- f- ?; 6 w u z I 1 I 5 uw I 4 z (/) w \ ~ I 3 \ I \ , ? 2 V 550 :::l -J W f- <! -..J W a: 600 650 700 750 800 850 WAVELENGTH (NANOMETERS) FIG. 3. Sn(IV)C120EP: absorption spectrum in dichloromethane at 298"K (dashed line). Emission spectrum in 2 Me-THF at 77 "K (solid line). Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 682 GOUTERMAN, SCHWARZ, SMITH, AND DOLPHIN Sn (IV)CI r l.., z w Cl 0 OEP 2 7- 06, FIG. 4. Absorption spectrum of Sn(IV)Cl 20EP in methanol in the near uv at 298 oK. 3 05~ 6: 04~ c N I 03'02r- oil i ! I L_~ _______ - L _ _ _ _ ..._ _ _L_ 250 _ ____ ._ .. ~_~ _ _ ~ _____ .J._~~ 300 350 400 WAVEI_ENGTH (NMJOMETERS) trast to the absorption spacing of ~ 1200 cm-1 • The triplet emission T(O, 0) begins - 3200 cm-1 to the red of the Q(O, 0). One or more vibrations of the triplet are observed and some have been listed in Table I. In most cases the lowest energy T(O, 1) peak is not accurately known because it was measured on a RCA 7265 phototube. In the case of Sn(IV)CI20EP, the phosphorescence peaks were observed with a RCA 7102 phototube and due to the more uniform photosensitivity of this tube in the ment with the absorption spectra that we could conclude that the emission was from the principal absorbing species. B. Luminescence Spectra Typical luminescence spectra are given in Figures 1-3 and 5. The peaks are listed in Table I. We see that a Q(O, 0) and Q(O, 1) emission spectra is mirror image to the Q(O, 0) and Q(l, 0) absorption. The emission spacing is ~ 1500 cm-1 in con- ~ U; 'W 1---- 10 w 11:: 8 tl 7 If) ,__ \ I I I I I I 1 / I o ~ :t! I Q / ~ I o 3 w I I I I I I \: \ I I I I I / x5 / / f \ \I \ \ \ r\ 1\ / \ \ / I J : I I (j) ,/ t5z \, 4 ~ w z , 3 5 2 ~ w -.J f- <! _J \ ..,,/ W 11:: ' .... , 500 550 z 5 \\ /// f- ~ I 1--- 450 7 w -"--_-"--_L-L---'-_-"--_--'-__ ---'--<_L_~~ _ 400 I tl 6 , I 1- 8 \ \,\ I 2 o >- x 12 1/ I / \ I I I I \ ...J: 9 \ ! ! \ \ 11:: ::J { \ g 2~ Z I (j) z /\ I \ S x 4~/ W Pb (IV)OEP \ I 8 : I it 8I I 9 o 10 ------r- 600 _'____'''''___ 650 _'_~ __ L _ _ _L__.L"''"___ 700 750 800 WAVELENGTH (NANOMETERS) FIG. 5. Uncorrected excitation and corrected emission spectra of Pb(IV)OEP in methanol at 77 "K. Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 683 PORPHYRINS. XXVII 10 Pb (II)OEP 0.9 08 >- I- x 0.1 x2 m 07 z w 0 06 FIG. 6. Absorption spectrum of Pb(IT)OEP in dichloromethane at 298 oK. w > I- « --.J ~ 0;: 01 ~~_ _- L_ _~~~_ _ _ _L -_ _~_ _~~-L 350 400 450 _ _~._ _ ~----L~~~~~_ 550 600 650 WAVELENGH (NANOMETERS) near IR, an accurate wavelength value was obtained. In this case the energy gap between Q(O, 0) and Q(O, 1) and between T(O, 0) and T(O, 1) agreed to 20 cm-I, well within our error of measurement. Table n gives quantum yields for fluorescence and phosphorescence, <Pf and <PI>, and observed phosphorescence lifetimes 71>' It is interesting to contrast the behavior of these measurable over the series M(IV)Cl20EP, where M = Si, Ge, Sn and Sn(IV)X2Etio, where X= Cl, Br, I. The change in TABLE II. nuclear charge-14 to 50 in the one series and 17 to 53 in the other-is quite similar. We see along the metal series that <PI>/<Pf increases a factor of 100, <PI> increases a factor of 4, and 71> decreases a factor of 3. Along the halide series <PI>/<Pf increases a factor of L 6, <PI> decreases a factor of 20, while 71> decreases a factor d 30. Naively it would seem that along the metal series there is a greater enhancement of Tl -SI than of T('VvY-SI while along the halide series the reverse is true. A fur- Luminescence yields and lifetimes for Group IV porphyrins a• TI>(N.T.) (msec) Solventb <I>fCIt. T.)C MTHF 2.0 x 10-1 2.0 10-1 1,8x10-2 9.0 X 10-2 95 MTHF 7.8x10-2 7.4 X 10-2 4.2 X 10-2 5.5 X 10-1 42 SnCl 20EP MTHF 7.8x10-3 7.3 x 10-3 6.8X 10-2 9.7 30 Sn(Bz)2Etio CHCl 3 8.2 x 10-3 [8.2 x 10-3]d [1. 9 x 10-2] 2.3 31 EPAF 1. 0 x 10-2 [1.0 f2.2 x 10-2] 2.2 39 8.9x 10-3 3.8 x 10-2 SiCl 20EP GeCl 20EP Sn(OH)2Etio <I>f(N.T.)C X X <I>I>(N.T.) 10-2]d <I>P/<I>f SnF 2Etio MTHF 8.9 x 10-3 4.3 50 SnCl 2Etio MTHF 7.8x10-3 7.3 x 10-3 6.8 X 10-2 9.7 28 SnBr2Etio CHCl 3 3.1 x 10-3 [3.1 x 10-3] [3.5 x 10-2] 11.3 6 SnI2Etio CHCl 3 2.2x10-4 [2.2 x 10-4] [3.5 x 10-3] 15.8 PbX2OEp· MeOH SnCl 2Tppb MTHF 1.1 x 10-2 2.5x10-2 2.4x10-2 1.0 ± 0.02 4.0 aAlI metals are valence IV. Ils e e footnotes, Table I. crt.T., N.T. are room temperature and liquid nitrogen temperatures. 0.96 2.8 12/2 d[ ], absolute <I>f(N. T.) not measured but set equal to <I>f CIt • T .). "Phosphorescence decay shows double lifetime. Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 684 GOUTERMAN, SCHWARZ, SMITH, ther discussion of these results is given below. Three other points can be noted: In comparing Sn(IV)F2Etio and Sn(IV)(OH)2Etio we see that although iJ>p / iI>f is larger for the fluoride, the lifetime is not smaller as expected. Except for Sn(IV)CI2TPP, all fluorescence quantum yields measured at liquid N2 temperature were within experimental error of being identical to the yield measured at room temperature. Finally we might note that Pb(II)OEP has an altogether different emission from Pb(IV)OEP. Pb(II)OEP has been reported to show no fluorescence and a very weak phosphorescence at 790 nm with lifetime under 0.5 msec. 21 IV. THEORY A. Spin·Vibronic Coupling Here we shall attempt to conSider the over-all vibronic states for the lowest triplets of porp.hyrin. Some previous work along this line has been done, 23-27,39 but we shall here attempt a more complete theory. On this basis, then, we can attempt to account for the radiative and radiationless rates responsible for the luminescence and for the vibronic envelopes of the luminescence spectra. It is useful to follow Perrin et al., 39 who considered vibronic coupling among porphyrin singlet states USing a cyclic polyene model. In this model, porphyrin is considered to be a 16 membered polyene with 18 electrons. The orbitals have quantum numbers 0, ± 1, ••• ± 7, + 8. The zeroth order excited electronic states will be constructed from transitions between the top filled and lowest empty orbitals: 1,30 +1 = 2-1/ 2 ¢-4 ¢-4¢4¢51 'f ¢-4¢-4¢4¢5Il , [I I 1 3 - - I'f I¢4¢4¢-4¢-5 - I] , , 0 -1 = 2-112 [ I¢4¢4¢-4¢-S (1) 1 1,30 +9 = 2- / 2 [ I¢4¢4¢-4¢51 'f I¢4¢4¢-4¢51 ] , 1,30 -9= 2-112 [I ¢-4¢-4¢4¢-51'F I¢-4¢-4¢4¢-51] • Here we list the triplet states with Sz = 0. We shall take up the triplet states with SI! = ± 1 later. Let us first conSider the vibronic coupling among these states. This is a spin independent term and will not couple states with different values of Sand Sz. Moreover the spin degeneracy cannot be lifted by vibronic effects. The result is that there is the same vibronic coupling among the various spin manifolds as among the singlet states. The latter were discussed by Perrin et al. , 39 who showed that the 7T, 7T* states are only vibronically coupled by a set of normal modesq". (}J.=O, ±1, •.• ±7,8)that depend on the C-C bond stretches. These modes couple the excited states as shown in Table III, where A6 and As are constants evaluated earlier. 39 Let us now consider spin-orbit coupling among this manifold. We follow earlier work on Zn etio- AND DOLPHIN TABLE III. Spin-vibronic coupling in porphyrins. a, b ,@, ,@, ,@., 'EB ,@., 'EB 1@9 Asqt AGfJ(, [email protected] AGq~ A,qB 3@, Z/2 '@8 [email protected] As,!, A{jqG Ac'!t Agrd 3@, o Z/2 -Z/2 ' EQ Z/2 'EQ -Z/2 AS'!8 [email protected] -Z/2 3@, 0 ABIJIl Z/2 -Z/2 [email protected] A61J~ 3EB A (/llr A,;r/r: 3EQ As'!s AI/il; A8 rd 3EQ aFor definition of A 6q6' A6q~, Asqs see text and Ref. 39. bpor definition of Z see Eq. (4) and Ref. 24. porphyrin 26 and write Hso =6b(i)s(i) , (2) i where b(i) is the one electro'} spin-orbi.t operator and sri) is the one electron spin operator. Symmetry arguments show that Hso can couple the singlets and triplets of Eq. (1) through the following one electron terms: (¢4Ib z l¢4)=- (¢_4I bzl¢_4)"'0, (3) (¢5I bzl¢5)=-(¢-slb z l¢-5)=-Z. (4) The fact that the term of Eq. (3) is negligible compared to that of Eq. (4) was shown earlier. 24 The orbitals CP"4 can be related to the porphyrin orbi.tals 2-1/2 [a2U(7T)± ia1U(7T)]. 36 As a result the integral of Eq. (3) is i(a2u I bz Ia1U), which depends only on small three-center terms. 24,40 The orbitals ¢"5 can be related to the porphyrin orbitals 2-1/2 [e gX ± ie gy ], 36 and Z defined in Eq. (4) agrees with an earlier definition (e gX Ibz Ie gy ) =iZ. 24 This integral has one center contributions that will be evaluated below. The spin-orbit matrix element Z enters the spinvibronic matrix as shown in Table III. Let us consider the vibronic pattern for triplet luminescence expected from the coupling of Table III. (The vibronic pattern for singlet luminescence was considered in Ref. 39.) We see that 36±9 couples to 10 ±9 through Z. However the emission 10±9 - 10 GND is forbidden. 39 To gain intensity 30 ±9 must borrow intensity from the allowed transition 10±1 _1(3 GND. The second order borro-.ving path is diagrammed in Fig. 7 along with the resulting transitions. We see that transitions from 36 ±9 to the vibrationally unexcited ground state are forbidden, while transitions to the vibrationally excited ground state-with one mode of q 8, q 6, or q: -are allowed in second order. Thus the vibronic envelope for phosphorescence from 38 ±9 will be rather like that for fluorescence from 10 ±9 or absorption to this state. These electronic transitions do not show a normal Franck-Condon envelope but sho',v a strong Q(l, 0) (absorption) or Q(O, 1) (fluorescence) Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 685 PORPHYRINS. XXVII FIG. 7. Spin-vibronic coupling paths for intensity borrowing by 3®-9 _1 ®GND transitions. The symbols 8 o, 8f, etc., refer to vibration q8 with 0, 1, etc. quanta of a vibration. (See text.) relative to Q(O, 0).36,39 However, the degree of forbiddenness of Q(O, 0) depends on the extent that the actual molecule is like the 16-membered polyene with 18 electrons. In the lower symmetry D4h of porphyrin all the states of Eq. (1) are of symmetry E u , and there can be some mixing of ± 9 with ± 1. Thus Q(O, 0) may gain some intensity. 36,39,41 The borrowing of 30 ±1 is altogether different. It has a direct spin-orbit coupling to 10 ±1 and so will show a very strong origin band and should have a vibronic envelope like a B band. Moreover it . should have a Significantly shorter radiative lifetime than 30 ±9' Table III then predicts two distinct types of vibronic envelopes depending on whether the lowest triplet is 30 ±9 or 30 ±1' Now it has been pointed out earlier24 that there is no direct e2 /riJ coupling between triplet states constructed from transitions a2u-eg and those constructed from a1"-eg. If such pure configurations did describe the triplets, they are equivalent to linear combinations 36 ±1 ± 36 ±9 and would have vibronic patterns intermediate between the two types just described. However, Roos and Sundbom 42 found that the two pure configurations strongly mix because e2/ri} couples both to a third state. Thus the question how best to describe the lowest triplet remains unsettled. As we shall discuss in Sec. V, the phosphorescence envelopes suggest that for Group IV TPP compounds 36 ±9 is the best description, while for Group IV OEP compounds it is 36 ±1' Finally let us consider triplet states with Sz = ± 1. These are given in Eqs. (5) along with their energy including first order spin-orbit effects due to Z: 36'±9,1= 1<P±4¢±4<PT4<P±sl; E=3EQ 'f.Z/2, 36 ±9,_1= I<P±4¢±4¢l'4iii±sI; E=3E Q ±Z/2. (5) In Eqs. (5) the eigenvalue of Sz is given as the second subscript. These states do not couple by Hao to the Singlets defined in Eq. (1) because of symmetry.24,26 However they can mix by Hao with singlet transitions UIT* or rru* and gain z polarized intensity in the 0-0 vibronic band. These singlet transitions can, in turn, mix vibronically with the intense 16±1 transitions through vibrations perpendicular to the porphyrin ring in a pattern similar to that of Fig. 7. The vibrations that make the Sz = ± 1 levels allowed would be different from those that make 36 ±9 (Sz=O) allowed. The vibrations are perpendicular to the ring, and the transitions remain rr, rr* polarized. There is considerable limitation on the type of urr* or 1TU* states from which the states of Eqs. (5) can borrow z polarized intensity: (i) The states must differ from those of Eq. (5) by one orbital; (ii) there must be a strong one-center spin-orbit coupling term between the orbitals that differ; (iii) the state must be of A 2" symmetry and be strongly allowed. With these limitations, from the top filled and ION est empty orbitals of Group IV porphyrins (Fig. 3, Ref. 26) the most likely source of z polarized intensity for the triplet states of Eqs. (5) are transitions e"(ligand) - eg(rr*). The spin-orbit coupling will have a one-center term (nPx Iby Inpz) =(npz Ibx Inpy) located on the ligand and may be strongly affected by changes among ligands F-, CI-, Br-, C However these U1T* transitions should not have much z polarized intensity to give to the triplet. Hence spin-orbit coupling of the 3(rr, rr*) states to 1A 2"(u, 11"*) cannot provide much intensity to the 0-0 band. The coupling with e"(ligand)-eg(rr*) can, however, provide several important physical effects. The mixing in of singlet states can provide a mechanism for radiationless decay for all the Sz =± 1 sublevels. In D4h the sublevels 3E" (Sz =± 1) have spin-orbital symmetries A 1", A 2 ", B lu , ~". 26 While only A 2 " can gain z polarized radiative intensity, the others can gain singlet components that make for radiationless decay. Moreover, U1I"* singlet states of any symmetry can serve as an intermediate state for mixing 10 ±1 into the 3E" (Sz = ± 1) states through Vibrations perpendicular to the plane. studies of optically detected magnetic resonance (ODMRj26,28 monitoring different vibronic peaks can show whether such spin-vibronic interactions are occurring. B. Size of the Spin-Orbit Integral In an earlier discussion of the spin-orbit coupling integral Z defined in Eq. (4),24 it was pointed out that there are two types of one-center contribution: Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 686 GOUTERMAN, SCHWARZ, SMITH, AND DOLPHIN I I , (nd xz I~M(r)l: Ind~z) '" ~M/i (nPx ~L(r)l~ np~) '" ~di (6) (7) • Here ~L(r)l~ is the spin-orbit interaction on the ligand atom and ~M(r)l: is that on the metal. The result is that (8) where CM and cLare the coefficients of the eg orbital on metal and ligand. [Since the bra and ket atomic orbitals of Eqs. (6) and (7) have zero overlap, we neglect the contribution of the overlap charge density.] The molecular orbital coefficients have been calculated for the series SHOH)2, SiClz, GeClz, Sn(OH)2, SnF2, SnCI2, SnBr2, and SnI2 derivatives of porphin by the extended Huckel method. 29 ,43 The ~M and ~L constants were obtained from Charlotte Moore's tables. 44 (See the Appendix for details.) In Table IV we present the CM, CL, ~M' and ~L values for this series along with the calculated Z values. The results of the calculation are that the main contribution to Z arises from the ligand terms (6) rather than the metal terms (7). In Sec. V we discuss how well these calculated Z values compare to experiment. C. Effect of the Spin-Orbit Coupling on the Transition Rates The emission pattern of molecules is determined by three radiationless rates k(Sc""'-"-So), k(Sl~ T l ), k(Tl~SO) and two radiative rates k(Sl-SO) and k(Tl-S O)' For the Group IV OEP and Etio molecules, the singlet energy and absorption intensities are sufficiently similar that it is reasonable to set (9) i. e., the same for all cases. [We expect that k f - (60 nsec)"l. 31] As discussed below, the vibronic envelopes for the molecules suggests that all are luminescing from a 30 ±l level. Then according to Table TIl the luminescing state can be written (10) TABLE IV. Compound M(1V)X2 Si(OH) 2 SiC1 2 GeC12 GeC12 Sn(OH)2 SnF2 SnCl 2 a SnCl 2 SnBr2 Sn12 R(M-X) R(M-N) (A) (A) 1.64 2.046 2.10 2.10 2.12 2.10 2.418 2.31 2.55 2.73 1.90 1.95 2.042 1.98 2.101 2.101 2.101 2.06 2.101 2.101 (11) Radiationless rates are more difficult to calculate. The present accepted theory sets 45 (12) Here we consider a transition i-I, PE is the density of final states, and H is the Hamiltonian caUSing the transition. H is composed of terms omitted from the Hamiltonian that determines i and I. In the present case it would be higher order vibronic coupling terms and Born-Oppenheimer correction terms, for the main spin-orbit terms are already included. Because all these molecules are so similar in structure and have such similar spectra, it does not seem unreasonable to set k(Sl~SO)=Af , (13) k(Sl-vvy..T l ) =Aisc Z2 , (14) k(Tl-'Vv¥-So) = BiscZ2 • (15) Thus in Eqs. (11)-(15) we take kj, Aj, A lse , B p , B lse as constants for the series of Group IV OEP and Etio compounds studied. We take this as a working hypothesis for examining our results, for it is the simplest way to handle radiationless decay theory. V. COMPARISON OF THEORY AND EXPERIMENT A. Absorption Spectra Among the Group IV compounds studied, change in either metal or ligand causes very little spectral change. Some years ago a correlation between red shift and a decrease of the intensity of Q(O, 0) was proposed. 41 It was related to decreasing electronegativity of the metal. 41 From a chemical point of view one might expect the series M(IV)X20EP to have increased charge in the ring for M going Si Contributions to the spin-orbit coupling. cLx 10 6 2.9 4.8 12 46 46 55 29 19 The transition dipole depends only on the second term, in which only Z varies substantially in this series. Thus we set ~M x 10-3 1.8 1.8 3.46 3.46 3.46 3.46 3.46 3.46 C~~M (cm-!) c1x 10 2 0.005 0.008 0.041 0.16 0.16 0.19 0.10 0.066 4.9 0.73 0.33 0.58 6.7 0.28 0.27 0.27 2.2 4.8 ~L x 10-3 (cm-!) 2~LdL (cm-!) (cm-!) 0.15 0.587 0.587 0.587 0.15 0.269 0.587 0.587 2.46 5.07 15 8.6 4.6 6.8 20 1.5 3.2 3.2 108 490 15 8.6 4.6 6.8 20 1.7 3.4 3.4 108 490 Z aExperimental geometry from R. Scheid (private communication). Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 687 PORPHYRINS. XXVII to Pb with X fixed and X going F to I with M fixed. Table V shows the results of calculations on net charge distributions for MX2 porphins and a comparison with wavelength for Q(O, 0) and the intensity ratio Q(O, O)/Q(O, 1). There is a fairly good correlation of red shift and decreaSing intensity ratio with increaSing negative charge on the ring. Interestingly, the calculated numbers show a clear tendency for charge to shift from the ligands to the porphin ring with net metal charge remaining more stable. The extended Huckel calculations also provide a rationale for the striking difference between the absorption spectra of Pb(IV)Cl20EP and Pb(II)OEP~9 The Pb(II) has in addition to the usual top filled orbitals alU(lT) and azu(lT) an orbital al (pz). (We label this orbital with the C 4V label to highlight the fact that the metal is most likely out of plane.) There is considerable mixing between azu(lT) and al (pz) according to the EH calculations, which gets higher as the metal moves out of plane. Thus the three banded Pb(II) spectrum can be attributed to transitions involving five orbitals: azu(lT), alu(lT), al(pz) - e,(lT*). The transitions azu(lT), alu(lT) - e,(lT*) are calculated to be red shifted compared to normal porphyrin bands. It then seems reasonable to attribute the two lower energy bands primarily to these transitions and the near uv band primarily to a1 - e, • This is consistent with the Sn(II)TPP spectrum reported by Edwards et al., 33 that shows a spectrum that suggests a1 - e, is now further red, as would be expected from a charge transfer transition. The three transitions generated by the five orbital model would be subject to extensive configuration interaction. A detailed understanding of their relative role in determining the spectrum requires calculations, such as those based on the "peel" approximation,42 that include two electron terms. The EH calculations show the possibility of low energy ligand to porphyrin transitions. 29 We have found no clear peaks attributable to these transitions. However the broadening of the Soret band TABLE V. Electron densities a for Group IV porphyrins and spectra. Compound M(IV)X2 SiCl, GeCI, SnF, SnCI, SnEr, SnI, M Net charges (calc) Porphin X 0.61 0.61 0.87 0.71 0.71 0.67 -0.29 -0.29 -0.66 -0.39 -0.30 -0.16 -0.03 -0.03 0.45 0.07 -0.11 -0.35 Spectral properties Q(O, O)/Q(l, O)"A(nm)C 1.04 0.96 1.15 0.93 0.95 0.58 571 571 569 575 578 581 aBased on the extended Huckel method, Refs. 29 and 43. "'Ratio of peak molar extinction coefficients from Table I. 'Wavelength of Q(O, 0) from Table I. along the series SnCl2 , SnBr2 , Snl2 (see Table I and Results) may be due to the presence of charge transfer bands in the Soret region. B. Emission Spectra The fluorescence bands in Figs. 1-3 and 5 are essentially mirror image to the absorption bands except that gap between Q(1, 0) and Q(O, 0) is substantially less than that between Q(O, 0) and Q(O, 1). This can be explained by the vibronic terms of Table ill, which act to lower the excited state spacing. 39 The phosphorescence spectra have an entirely different shape from the fluorescence bands showing a very strong T(O, 0) compared to T(O, 1). Thus they resemble a mirror image to the B bands. By the theory given above this suggests they be identified as 3E>±1-1E>GND. We have been studying the spectra of Group IV tetraphenylporphin (TTP) compounds. While our studies are not complete, it is clear that the vibronic envelope for the Group IV TPP compounds is altogether different from Group IV OEP. We give some data for Sn(IV)ClzTPP in Fig. 8, Table I, and Table II. The weakness of T(O, 0) with respect to T(O, 1) suggests, by the theory given above, that these bands be identified as 3 0 ±9 - Ie GND. Moreover, since this transition is weakly allowed compared to 3e±I-1 0oND we expect lower phosphorescence yields for the TPP case. This is, in fact, the case as shown in Table II. We thus have a fairly good interpretation for the striking difference between the phosphorescence spectra of the two porphyrin compounds. The difference is not, of course, fully understood as we have no good theoretical reason why the lowest triplet should differ for the two molecules. Moreover, the Group IV TPP compounds sho\V double lifetimes at 77 0 K. (Note added in proof. Double lifetimes §eem to arise from solvent effects.) C. Luminescenc Yields Calculated Spin-Orbit Coupling In Sec. IV above we gave in Eqs. (9), (11), and (13)-(15) expressions for the five radiative and radiationless decay constants of these systems in terms of five constants characteristic of all systems and the spin-orbit coupling parameter Z. This is based on the notion that the energy gaps, density of states, and coupling terms are all quite similar. In this way we can derive expressions for the various experimental observables: <I>;t -1 = ki1 [Aj + Z 2A iSC ] 7;1 = Z2[Bp+ B iSC ] , , (16) (17) <I>p/<I>j=Z2AiSCBp/kj(Bp+BiSC) , (18) (<I>p/<I>,)7p =Atsc Bp/k j (Bp+B1SC)Z. (19) In Table V we have listed values for the experimen- Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp 688 GOUTERMAN, SCHWARZ, SMITH, AND DOLPHIN lor ~\ I, I, 08 II 09 II ~ Olr I \ -.J I ~ 05 CL 0 w I I I , I I I I I I <[ 04 > I I I I I I 01 r-" / r-/ 400 I I \ I~ I I I , \ I I I \ I I 7 , I \ J 6 - ~----/- 450 5 w u w u w 4 z L ~ 3 \ f 2 'J _J W 2: ~ -l \ \ 550 z W I- (f) / 500 Qc >Iiii z I I 0 I0 I ;; I I f / '" \.,JI \ \ 8 I I I I I : I I I ~ 03 -.J w n: 02 9 I I I I I \ I I x66 I I . o 06 10 U) z ~ 1\ 1\ 1\ I \ I , 600 W n: \ ..... 650 WAVELENGTH (NANOMETERS) FIG. 8. Sn(IV)CI 2TPP: absorption spectrum in dichloromethane at 298 oK (dashed line). Emission spectrum in 2 Me-THF at 77 oK (solid line). tal quantities of Eq. (16) and calculated values for Z2. Let us first consider the absolute magnitude of Z. The triplet quantum yield for Sn(IV)Etio has been measured as <I>t =O. 57 by the flash calorim- eter. 46 ,47 The ligand was either chloride or hydroxide and from the data of Table II we can estimate that the natural radiative lifetime is - 0.5 sec. From the perturbation expansion of Eq. (10), the measured molar extinction coefficient of the Soret band, and the equations relating natural radiative lifetime to absorption we can estimate Z - 4 cm-1 • This value is roughly that expected for either SnCl2 or Sn(OH)2' Thus the value calCulated for SnCl2 in Table IV is reasonably correct while that for Sn(OH)2 is too high. An examination of the eg (1T*) orbital [Table 7, Ref. 29] shows an anomalously high delocalization onto OR" ligands. We then conclude that OH- is not too accurately calculated by the EH method. What about the experimental trends over this series? As shown in Eqs. (16)-(18) the quantities <I>i1 -1, 7;1, and <I>p/<I>, should rise with Z2. As can be seen in Table VI, we can arrange the systems studied in a series so that all these quantities tend to rise. However, by Eq. (18), (<I>p/<I>,)Tp shOUld be constant, but Table VI shows this is not the case. Therefore, in spite of the great Similarity in these systems, our simplifying assumptions about radiationless decay do not appear to be valid. Because the theoretical dependence on Z2 given in Eqs. (16)-(19) is only qualitatively exhibited by the data, we have no accurate Z(experimental) with which to compare Z(calculated). However, from the trends in the data we can make several general conclusions. We shall assume, as' stated above, that Z - 4 cm -1 for SnCI2• The data trends in Table VI show that Z increases along the series SiCl2 , GeCI2, and SnCI2. However our calculated Z values decrease due to decreasing delocalization of eg (1T*) into the chlorine. This is clearly in error. Another error would seem to be the very large values of Z calculated for SnBr2 and SnI2• The trends in the data suggest these are large by a factor of perhaps as much as 10. The metal d orbitals are calculated to give very little contribution to spin-orbit coupling. While the data trends show that the ligand gives a larger contribution to spin-orbit coupling than the metal, in agreement with the calculations, the relative contribution of the metal may be underestimated. If in SnCl2 the metal contributes about half of the Z value, instead of 5% as TABLE VI. Compound M(IV)X,P Variation of luminescence parameters with Z2 (calc). <!>i-1 ,._1p <!>p/<!>f (<!>p/<!>f)Tp SiCl,OEP 4 10.5 GeCl,OEP 12 24 0.55 23 32 Sn(OH),Etio 100 25 2.2 87 580 SnF,Etio 110 20 4.3 215 SnCl,Etio 130 36 9.7 270 SnBr,Etio SnI,Etio 8.6 Z'(cm-') 0.09 320 167 11.3 68 4540 1000 15.8 15.8 74 2.9 12 12000 240000 Downloaded 10 Oct 2008 to 142.103.92.58. Redistribution subject to AIP license or copyright; see http://jcp.aip.org/jcp/copyright.jsp PORPHYRINS. XXVII shown in Table IV, then an increasing Z value over the series SiCI2 , GeCI2 , SnClz is understandable. CONCLUSION We have reported here the luminescence of Group IV porphyrins and considered the theory that explains this data. We find that the shifts in spectra with change in ligand F, CI, Br, I can be nicely explained by a shift of electron density from the halogen to the ring. We find that the phosphorescence band envelope for the etioporphyrins can be explained as emission from 3 0 ±1 _ l e GND while that for the tetraphenylporphins is 30 ±9 - 10 GND. For the former, theory predicts that there is direct spin-orbit coupling to the strong Soret band while for the latter intensity borrowing requires both spin and vibronic coupling. The spin-orbit coupling both theoretically and experimentally depends much more on the ligand than on the metal. The ligand effect arises through the mixing of the ring eg (1f*) with ligand nPx, np y orbitals; the metal effect arises through the mixing of eg {1T*) with metal nd,w ndyz • The size of the spin-orbit coupling can be calculated by the extended Huckel model. The results are none too accurate: The calculations seem to underestimate the metal contribution and often overestimate the ligand contribution. A simplified model for radiationless decay is developed according to only which spin-orbit coupling varies among the molecules in this series. The model only qualitatively accounts for the luminescence parameters. Measurement of triplet yield will be needed to establish what assumptions of the Simplified theory are invalid. ACKNOWLEDGMENTS The extended Huckel program used for some of our calculations was written by Professor Ernest R. Davidson. Some of the runs were carried out by Mr. Donald Silver. Advice and help were given by Drs. James B. Callis and Arnold M. Schaffer. Ms. Louise Karle Hanson supplied some Sn(IV)ClzEtio. APPENDIX The constants ~L and ~M defined in Eqs. (6) and (7) turn out to be identical to (AI) defined by Condon and Shortley. 46 It follows from their analysis that for an (np)5 2p term the magnitude of the J = ! to J = ! splitting is ! t n ,l; for an {nd)9 2 D term the magnitude of the J = ~ to J = ! splitting is (~)bn,2; for an (np)4 3 P term the magnitudes 689 of two splitting J = 2 to J = 1 and J = 1 to J =0 is l:n,l and !l:n,l' For the halogens F, CI, Br, I the 2p splittings are 404, 881, 3685, and 7603 cm-1 , respectively. For the Group IV atoms we used the d 9 s 2 configuration for the trications; the 2D splittings for Ge+ 3 , Sn+ 3 , Pb+ 3 are 4503, 8655, 21316 cm -t, respectively. For oxygen the two splittings of 3p are 158 and 68 cm-1 • All values from Ref. 44. *Paper XXYI: J. B. Callis, J. M. Knowles, and M. Gouterman, J. Phys. Chern. 77,154 (1973).). IS. P. McGlynn, T. Azurni, and M. Kinoshita, Molecular Spectroscopy of the Triplet State (Prentice-Hall, Engelwood Cliffs, NJ, 1969). <D. S. McClure, J. Chern. 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