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Transcript
Journal of Buddhist Ethics
ISSN 1076-9005
http://blogs.dickinson.edu/buddhistethics/
Volume 21, 2014
Compassion in Schopenhauer and Śāntideva
Kenneth Hutton
University of Glasgow
Copyright Notice: Digital copies of this work may be made and distributed
provided no change is made and no alteration is made to the content.
Reproduction in any other format, with the exception of a single copy
for private study, requires the written permission of the author. All enquiries to: [email protected].
Compassion in Schopenhauer and
Śāntideva
Kenneth Hutton 1
Abstract
Although it is well known that Schopenhauer claimed that
Buddhism closely reflected his own philosophy, this claim
was largely ignored until the mid-late Twentieth century.
Most commentators on Schopenhauer (with some recent
exceptions) since then have mentioned his Buddhist affinities but have been quite broad and general in their
treatment. I feel that any general comparison of Schopenhauer’s philosophy with “general” Buddhism would most
likely lead to general conclusions. In this article I have attempted to offer a more specific comparison of what is
central to Schopenhauer’s philosophy with what is central
to Mahāyāna Buddhism, and that is the concept of compassion.
1
University of Glasgow. Email: [email protected].
2
More recently there have been detailed comparisons with Chinese Buddhism; see App.
Conze thinks Schopenhauer does not realize that meditation is important and that he
misunderstands the relationship of craving to nirvāṇa. I am not so sure that Conze is
right about a lack of meditation in Schopenhauer (for example, see WWR1 §39, especial3
Hutton, Compassion in Schopenhauer and Śāntideva
800
In this article I focus on compassion as presented by its strongest
advocate, the Madhyamaka philosopher-monk Śāntideva, and cover four
main areas: (1) previous general comparisons between Schopenhauer
and Buddhism; (2) the specific relevant ethics of Śāntideva; (3) the
specific relevant ethics of Schopenhauer; and (4) comparisons between
Schopenhauer’s and Śāntideva’s moral philosophy. This will lead to my
conclusion that, in a detailed treatment of ethics, the two are not
compatible.
General Comparisons
Schopenhauer’s philosophy has been compared to Indian thought (both
Hindu and Buddhist) for some time.2 There is an enormous variety of
opinion and conclusion in this area. For example, Copleston and Kishnan
have seen Schopenhauer’s metaphysics as sharing only superficial features with Buddhism, whereas Muses and Dauer have seen it as the closest philosophy in the West to that of the Mahāyāna. Nanajivako thinks
that Schopenhauer is comparable in certain areas to Theravādin Buddhism and in others to Tibetan Mahāyāna. Peter Abelsen seems to suggest that all comparisons are flawed and that Schopenhauer is not compatible with Mahāyāna or non-Mahāyāna forms of Buddhism; Nicholls
specifically disagrees with Abelsen’s view and offers a general comparison with the essential teachings of Buddhism and Hinduism. Welbon
concentrates on Schopenhauer’s interpretation of nirvāṇa; Halbfass
broadly finds similarities in Schopenhauer to “Indian” ideas; and Conze
believes that Schopenhauer’s work bears “numerous, and almost miracu2
More recently there have been detailed comparisons with Chinese Buddhism; see App.
801
Journal of Buddhist Ethics
lous, coincidences with the basic tenets of Buddhist philosophy” (222). In
fact Conze, rather enthusiastically, claims that “[i]t is only on two points
that he [Schopenhauer] differs from Buddhism” (223).3
Schopenhauer himself, rather than simply stating that his philosophy and Buddhism are comparable, gives some limited examples of
where he thinks the similarities lie. For example, he is aware (by WWR2
in 1844) of the Four Noble Truths:
[In Buddhism] . . . all improvement, conversion, and salvation to be hoped for from this world of suffering, from this
Samsara, proceed from the knowledge of the four fundamental truths: (1) dolor, (2) doloris ortus, (3) doloris interitus,
(4) octopartita via ad doloris sedationem.4 (WWR2 Payne 623)
These truths, of course, are common to all Buddhist schools and cannot
be taken as anything more than evidence that Schopenhauer had a
general acquaintance with Buddhism. Even by the time he wrote WWR2
it is still highly doubtful, in my view, that he would have known of the
subtle differences between the major schools of Buddhism which later
scholarship has afforded and it is therefore very difficult to ascertain
whether or not he knew there were different schools; for example, he
Conze thinks Schopenhauer does not realize that meditation is important and that he
misunderstands the relationship of craving to nirvāṇa. I am not so sure that Conze is
right about a lack of meditation in Schopenhauer (for example, see WWR1 §39, especially pp. 203-204 in Payne’s translation).
3
(1) Suffering’s existence, (2) suffering’s cause, (3) suffering’s end, and (4) the eightfold
path to the relief of suffering (my translation). This is at least an implicit acknowledgment from Schopenhauer that in Buddhism knowledge has an impact on behavior, and
that if knowledge improves, behavior changes. He does not accommodate that view in
his own philosophy but is not critical of it in Buddhism. He thinks that knowledge can
help people to transcend suffering but does not accept that our moral character is
changeable.
4
Hutton, Compassion in Schopenhauer and Śāntideva
802
tends to refer to Buddhism as it existed geographically (in Burma,
Ceylon, China, Japan and Tibet) but it is not at all clear that he had a
good grasp of the differences.5 He is aware of the Perfection of Wisdom
(prajñāpāramitā), and although (in this context) he mentions the
Mahāyāna, there is no clear evidence that he knew what made it distinct
from non-Mahāyāna forms of Buddhism or even if he knew that
Buddhism was anything other than Mahāyāna even in Burma and
Ceylon. In fact, he mentions the prajñāpāramitā as though it were
generally Buddhist rather than specifically Mahāyāna Buddhist:
. . . to those in whom the will has turned and denied itself,
this very real world of ours with all its suns and galaxies,
is—nothing . . . . This is also the Prajna-Paramita of the
Buddhists, the “beyond all knowledge,” in other words,
the point where subject and object no longer exist. See I. J.
Schmidt, Ueber das Mahajana und Pradschna-Paramita.
(WWR1 Payne 412)
By the time he wrote WWR2 twenty six years later, he does not
seem to have advanced his knowledge of the idea or the school from
which it comes, nor does he mention that it is related to the Noble Eightfold Path (of which he knows by this time too; see WWR2 Payne 623), nor
does he mention it in context with the other five Perfections (pāramitās)
of bodhisattvas. In fact his source for the prajñāpāramitā is exactly the
same in both volumes and is not supplemented by any other references
to the pāramitās at all. The reference, twenty-six years later, again is to
Schmidt:
He does not refer to Christianity by geographical area but talks about Protestant and
Catholic. He also talks about “the Mohammedans” as though it were a collective without differentiation. These do not give any real clues, I feel, as to what he understood of
the differences between the schools of Islam or of Buddhism or if he was even aware
that there were any more than regional variations of one thing in the case of the latter.
5
803
Journal of Buddhist Ethics
. . . knowledge and plurality, or individuation, stand and
fall together, for they condition each other. It is to be concluded from this that, beyond the phenomenon, in the
true being in-itself of things, to which time and space, and
therefore plurality, must be foreign, there cannot exist
any knowledge. Buddhism describes this as Prajna Paramita, i.e., that which is beyond all knowledge. (See I. J.
Schmidt, On the Mahayana and Prachna- Paramita). (WWR2
Payne 275)
This might tell us that he was unaware of the other pāramitās or their
relationship to the Eightfold Path, or it might tell us that he did not consider the other pāramitās important enough to mention. Any conclusion
on this would be a matter of conjecture.
Returning to the Four Noble Truths, comparisons can be made
with Schopenhauer’s idea that (1) the world is a place of suffering and all
sentient creatures experience that suffering in it; (2) suffering is caused
by a kind of desire or craving; (3) it might be possible to overcome this
suffering; and (4) that the way of overcoming involves a path of
knowledge and certain kinds of action.6 Regarding other general comparisons, both Conze and Dauer go so far as to say that the similarities between Schopenhauer and Buddhism are so obvious that a comparison
should only point out the differences (see Conze 222ff and throughout
Dauer’s short commentary).
However, despite this claim, I believe there is at least one major
area of detailed comparison that has been largely overlooked by other
commentators: the centrality of compassion to both Mahāyāna BudCf. Nicholls, who believes that “what can be compared is a general [my italics] outline
of Schopenhauer’s philosophy and what is commonly taken to be the essential teaching
of Buddhism” (in Janaway 188).
6
Hutton, Compassion in Schopenhauer and Śāntideva
804
dhism and to Schopenhauer’s ethics. According to Schopenhauer, ethics
is the most important part of his philosophy and the bulk of his major
work is preparation for his treatment of it (WW1; Payne 271) in his final
chapter. Compassion is the most important constituent part of Schopenhauer’s ethics and it finds an analog in Mahāyāna Buddhism. Śāntideva,
to me, embodies the central idea of compassion in the Madhyamaka and
my central emphasis is therefore on Schopenhauer’s ideas in relation to
Śāntideva’s.
The Specific Relevant Ethics of Śāntideva
Little of Śāntideva’s life is known with certainty; however, there are
some features of it that find broad agreement amongst scholars. For example, of three works attributed to him, although there is dispute surrounding the authorship of one (the Sūtrasamuccaya), there appears to be
none of any note with regard to his composition of the Śikṣā Samuccaya
and his authorship of the Bodhicaryāvatāra (although the authenticity of
parts of the latter have been questioned; Crosby and Skilton xxx-xxxiv).
For our immediate purposes, I will focus on the Bodhicaryāvatāra.
The Bodhicaryāvatāra
The Bodhicaryāvatāra is a guide to the path of awakening for a
bodhisattva. Bodhicitta is the awakening mind and the first chapter is
concerned with adopting the kind of attitude (bodhicitta-parigraha) that is
conducive to becoming a bodhisattva. Bodhicitta comes in two forms: (1)
an initial intention to work for the welfare of others (all the way to
complete Buddhahood) and (2) actually working for their welfare (BCA
1:15, 24, 26-27, 29, 35).
805
Journal of Buddhist Ethics
The bodhisattva is one who, at some point, has recognized that
attempts to find happiness for oneself only will result in more suffering.
This occurrence is the generation of the seed of bodhicitta. The bodhisattva determines to leave behind all negative or unwholesome thoughts
and deeds (2:29-31, 34, 37, 38, 42, 47, 49, 53, 63-65) and vows to devote all
his or her energy to the protection and assistance of all sentient beings
(2:49, 54). Śāntideva then explains what this practice will entail (3:7-15,
17-24), how to become a bodhisattva through generating bodhicitta (3: 2328), and then how to begin doing so (4:1-6, 12, 17, 23, 38-44, 47, 48).
Equality of self and others (BCA 8:90- 119)
Compassion does not come naturally to everyone and varies in intensity
from person to person. It must be cultivated and be given special attention. It occupies a position of highest importance for Śāntideva because
(1) it is done in emulation of the Buddha, who is taken to be the purest
expression of compassion, and (2) it is not possible to be a fully enlightened Bodhisattva without developing and understanding compassion
proper.
With regard to the second point, the example of the Pratyekabuddha (cf. Crosby and Skilton 86) who has achieved a form of solitary
enlightenment shows that it is possible to be enlightened but not compassionate enough to teach others the Dharma. This is unlike Śākyamuni
Buddha, who was enlightened and compassionate in that he taught the
Dharma instead of keeping it to himself, and it is his example that the bodhisattva wants to follow. There is a third reason we need to cultivate
compassion and that is because, for the Madhyamaka, true compassion
does not arise automatically from the realization that there is no meta-
Hutton, Compassion in Schopenhauer and Śāntideva
806
physical difference between self and other.7 Because it does not occur
automatically on this realization, it has to be cultivated separately. This
cultivation is central to BCA chapter eight.
To give a brief summary of this section: Śāntideva concentrates
on our strong attachment to the physical form in various ways. In an attempt to break this attachment, he focuses on how disgusting this object
of desire can be, whether as a dead and rotting corpse (8:30) or in some
of the natural bodily functions which are commonly held to be repellent
(8:58 and 59). He then turns the focus inward to show that the things he
has just identified also apply to our own bodies and not just to others.
This is one point where a comparison of equality is made with others and
he wants us to see that there is no difference between ourselves and another creature which, like us, is temporal (8:30, 31, 45, 63, 70, 82), comes
from “filth” (8:56, 57, 59, 60, 63), generates excreta (8:49, 58), and is essentially an animated bag of skin-covered bones (8:30, 31, 32, 43, 48, 51,
52, 57, 63, 70), only briefly separated from death and the various stages
of decomposition and which is nothing but putrefying meat on its way to
being turned into more excrement by vultures (8:45, 47, 53, 54, 56).
The deconstruction of a desired one into a temporal body and a
mind which cannot be properly apprehended (8:55) serves to illustrate
that the strong carnal desires most humans experience are for something idealized rather than ultimately real. The object of our desire is a
temporary physical form which, when analyzed, turns out to be disgusting when alive, repulsive when dead and not substantially existing. Meditating on this is intended to turn our thoughts away from this strong
urge and remove this distraction in order to allow the mind to concentrate with greater purity.
This is not the case for the other major branch of mainstream Mahāyāna—the
Yogācāra (also known as Cittamātra and Vijñānavāda).
7
807
Journal of Buddhist Ethics
Śāntideva also tries to neutralize desire by showing that a man
(the perceived audience is male) is prepared to put himself in danger
(8:40, 42, 77, 78), risk appearing foolish (8:77), and waste money (8:71, 72,
79) and effort (8:72, 73, 74, 80, 82) to satisfy this desire for what turns out
to be something at best temporary and at worst disguised foulness. In
fact, even if the man manages to satisfy these desires, he will be disappointed because he will find that the enjoyment is nothing but a small
moment in his life, which itself is temporary: “For those prey to passion
such misery is abundant, whereas enjoyment is paltry, like snatches at
bits of grass made by a beast as it draws a cart” (8:80; Crosby and Skilton
95). As far as Śāntideva is concerned, because such desires are simply not
worth the effort, it would make more sense to concentrate on something
more productive. (See BCA 8:82-83.)
Śāntideva turns to the tranquility and calmness of the forest,
where the trainee bodhisattva, alone and unvexed by internal or external considerations, can begin the meditation “proper” on equality of self
and others (BCA 8:89-119). Śāntideva begins this meditation by asking
the now calm and undistracted practitioner to consider the fact that because suffering and happiness are experienced by all (including animals),
others should be looked after as we would look after ourselves (8:90). He
explains that if part of our own body is in pain, we will automatically,
and without thinking, cover it and protect it with our hand. If we consider all sentient creatures collectively to be one vast organism, it would
seem strange if the “hand” did not protect another part of the organism
that was suffering. The reason this does not happen, of course, is that we
tend to individualize rather than collectivize our bodies and mental activities. Śāntideva says that because another’s suffering is just like ours,
we should help them as we would ourselves (8:93-96).
At this point an imaginary objection is made that because others
are, in fact, not you, their suffering does not need to affect you; there-
Hutton, Compassion in Schopenhauer and Śāntideva
808
fore, there is no need to care about their suffering (8:97-98). Śāntideva
responds that the hand protects the foot even though the hand is not in
pain (8:99); if we remember his previous analogy of all beings as one organism (8:91), it would seem strange if one part did not protect another
part from suffering. The only reason not to see it this way is because of
the mistaken idea of an independently existent self. Furthermore, suffering should be removed simply because it is there. Regardless of whom it
affects (8:102), no one would question its removal and the applicability of
this principle to every sentient being: “If one asks why suffering should
be prevented, no one disputes that! If it must be prevented, then all of it
must be” (8:103; Crosby and Skilton 97).
He has not yet said that self and other are exchangeable, only that
because they are equal, one should not be motivated by a self-interest
that ignores the plight of others or that assists them only in order to attain glory or good karma for oneself. In fact, he is moved to remind us at
this point that others should be as accepted as self (8:110-115). He explains that if you accept the equality of self and others, you should extend your wish for your own freedom from duḥkha to others and that
“compassion should be practiced towards the world” (8:117, 98).
Exchanging self and others (BCA 8:120-173)
In the next section of chapter eight, Śāntideva moves from equalizing self
and others to exchanging self and others. Near the start of this section he
explains that some people are so self-centered that they use other beings
for their own selfish ends by killing them (animals, 8:122; close relatives,
809
Journal of Buddhist Ethics
8:123), robbing them (8:122), and/or stealing from the saṅgha.8 Then he
moves from considerations of the shortsightedness of selfishness to the
rewards9 of working for the welfare of others (8:125-127).
Śāntideva examines the “self” to which the selfish person is so attached and sees that a strong identification with the idea of self is the
source of the recurring duḥkha of the world and it is not difficult to see
that the person who kills animals10 causes duḥkha for animals; the person
who kills humans causes duḥkha for humans; the person who steals and
lies for self advancement causes duḥkha for those from whom he has stolen and to whom he has lied. All such suffering occurs because selfish
persons cling strongly to the idea of their own separate selves and the
separate selves of others. If they did not think this way, they would not
act in ways that cause the kinds of duḥkha Śāntideva identifies.
The calamities which happen in the world, the sufferings
and fears, many as they are, they all result from clinging
onto the notion of self, so what good is this clinging of
mine?
If one does not let go of self one cannot let go of suffering,
as one who does not let go of fire cannot let go of burning.
(8:134-135; Crosby and Skilton 100)
Śāntideva then argues that the way to relieve all suffering—that
of myself and of other sentient beings—is to recognize there is no differAnd more figuratively, from the Buddha or the Dharma—Batchelor’s translation is the
“Triple Gem” (119), Crosby’s and Skilton’s is the “Three Jewels” (99), and Kelsang’s is “a
spiritual community” (133).
8
9
Although rewards should not be the motivation for selfless acts: see 8:109.
Including using them for food or medicine, v. 122. This is clearest in Kelsang’s translation (133) and Batchelor’s translation (119).
10
Hutton, Compassion in Schopenhauer and Śāntideva
810
ence between the two: “Therefore, in order to allay my own suffering
and to allay the suffering of others, I devote myself to others and accept
them as myself” (8:136).
He then invites us to meditate on the way the world appears to
someone who has a strong identification with a “self” which they pit
against “others.” Considering others as inferior, superior, or both, is a
result of self-thinking and self-striving and leads to duḥkha and rebirth.
It is shortsighted and ultimately pointless. If we understood that self and
other should be exchanged so that there were no longer feelings of “self”
and “others,” suffering would not exist (8:157). When someone is attached strongly to a notion of self, they forget that they did not spontaneously appear in this world but came into being as a product of the union of their parents. There is no independent origination; to imagine that
you are an autonomous self is illusory. To be more in tune with reality,
you should acknowledge, as a first step, that you are born of two others
and are not entirely and independently distinct from them. Just one
more leap of the imagination could lead you to accept that you have a
connection to other beings too. Śāntideva puts this in a slightly different
way (although the outcome is the same) when he says (8:158) that just as
you have no problem identifying with yourself despite the fact that it
took the semen and blood11 of others to create you, you should not find it
too difficult to imagine that others are you. It follows that if others are
you, anything you do should be for others and not this imaginary isolated “self” (8:159):
Therefore, just as you’ve placed the sense of a “me”
Onto drops of the semen and blood of others,
Likewise, make it a habit (of placing it)
Onto those of others as well. (8:158; Berzin)
11
Blood refers to the mother.
811
Journal of Buddhist Ethics
Non-attachment to self does not means despising self; rather, we
should exchange anything good about it to alleviate the sufferings of
others. In that way, we would make the best contribution we can to the
ending of existing duḥkha and to ensuring that we do not contribute to
the creation of duḥkha in the future. Freedom from duḥkha is achieved by
living a moral life; morality is the development of compassion, which for
Śāntideva is wisdom in action.
The Specific Relevant Ethics of Schopenhauer
Morality and the world as idea
If we accept Schopenhauer’s argument that our world exists at the level
of ideas and the Madhyamaka view that the conventional world does not
exist in the way it appears (a view shared by Schopenhauer), it may seem
that compassion cannot be the basis of morality because compassion
does not appear to deal with reality but only with its representations in
the conventional “dreamlike” world. However, that illusory/dreamlike
world is the world unenlightened beings take to be reality. Whether or
not it is ultimately real, morality must operate within it.
Neither Madhyamaka Buddhism nor Schopenhauer claim that the
conventional world does not exist, just that it does not exist as we assume. Śāntideva discusses this when he talks about the ignorant and the
wise (9:5), where the ignorant think that conventional things are true
and the wise understand that the conventional world is not ultimately
real. Moreover, both Śāntideva and Schopenhauer offer to wake us up
through helping us understand our situation.
This distinction between the world as it is and the world as it appears to us as representation is the core of the metaphysical superstructure in Schopenhauer’s philosophy. It is what underpins his ethics,
Hutton, Compassion in Schopenhauer and Śāntideva
812
which are on the whole pessimistic since they identify a world of suffering from which it is difficult to escape. This pessimism can be contrasted
with the optimism in Buddhism about our ability to find salvation from
suffering. Schopenhauer is pessimistic, I believe, largely as a result of his
belief that people cannot morally “improve,” which in turn he believes is
because there is a core will that cannot be changed.
Obviously at this point there is an important difference between
Buddhist ethics and Schopenhauer’s. Schopenhauer’s thesis of an unchangeable core is a quasi-Platonic idea that forecloses the possibility of
escaping suffering. It shows that what he learned from Buddhism was
incomplete. Because of it, it is difficult to agree with anyone who contends that his conclusions are remarkably similar to those found in Buddhism.
Schopenhauer is also mistaken in drawing a comparison between
his philosophy and Buddhism when it comes to the role of compassion
on the path to liberation from suffering. Schopenhauer (rightly, in my
view) thinks that it is not possible to examine his compassion-centric
moral system in isolation from the underlying metaphysical superstructure. It is worth briefly summarizing that metaphysical system in order
to illuminate the role of compassion.
Summary of Schopenhauer’s metaphysics
For Schopenhauer the world exists in two ways, as it really is and as it is
revealed to us in perception, which he calls the World as Will and World as
Representation respectively. Animals and ordinary humans readily know
only the “world as representation.”12 Sentient creatures see the world as
This is no advance on Kant so far, except that the world as will, for Schopenhauer, is
not plural.
12
813
Journal of Buddhist Ethics
dependent on three dimensions of space, linear time, and causality that
together appear to give us empirical reasons for justifying our view as
“real.” Were any or all of these elements missing (or added to with, say,
an apprehension of a quadridimensional world), our view of the world
would be radically different. Our view is not the correct view; it is merely
a possible view, and is incomplete: “This actual world of what is knowable, in which we are and which is in us, remains both the material and
the limit of our consideration” (WWR1 Payne 273).
The world as it actually is (beyond our experience), the “world as
will,” has manifestations as phenomena, and the will can be seen as a
force or property of energy which exists in all phenomenal things. The
wish to procreate is an example of the underlying will, as is the wish to
stay alive, both being very strong in all animals. The will is also manifested in less significant things such as the wish to move one’s arm, turn
one’s head or even in the form of gravity found in inanimate objects.
Influenced by our perception of reality as one that resides within
space, time and causality, we readily identify with a “self” which we distinguish from “others.” Being driven on by the relentless force of will,
and believing there are differences between ourselves and others, contributes to the sufferings of the world because we are self-absorbed and
less interested in others than in ourselves. This world as representation
is one of suffering, fear and death (see PP2, Payne 291-30513). However,
the primary source of suffering is not the activities of others but our own
will which drives us ever onward with three possible outcomes: (1) the
possibility of temporarily satisfying the will; (2) the disappointment of
failing to temporarily satisfy the will; and (3) the disappointment of failing to permanently satisfy the will. In the first case, imagine the craving
This is just a summary of his explanation of suffering. There are references too numerous to mention throughout WWR1 and 2 and in OBM.
13
Hutton, Compassion in Schopenhauer and Śāntideva
814
for a cigarette; smoking gives you the possibility of temporary satisfaction. In the second case, being denied a cigarette when you want one
causes (at least) disappointment since the will is not satisfied. In the
third case, all the small cravings such as the wish for cigarettes and all
the larger cravings such as not wishing to get old, ill, or to die, combine
to create a greater form of suffering. In humans to this is added the realization of this and the fact that we are impotent in terms of finding a
way out. Being born, then, is the “crime” for which we suffer, but Schopenhauer thinks he has found two solutions, which I would term his minor and major solutions to the problem of the sufferings of the world,
and we can compare and contrast them with what is relevant in Śāntideva.
Comparisons between Schopenhauer and Śāntideva
Schopenhauer’s minor solution to suffering
Schopenhauer believes that we can find a minor form of liberation from
suffering through aesthetic contemplation. Since phenomenal existence
is marked by identification with self, and the natural condition of that
self is one of suffering,14 it follows that any way we can “forget” the self
will result in non-suffering. Contemplation which is deep enough to allow one to forget oneself results in freedom from suffering, which is es-
This might seem strange from the perspective of the Twenty-first century first world,
but at the time he wrote, Schopenhauer’s developed world was one where life was incomparably harder and shorter than today. He takes suffering to be the natural state of
things and for humankind it has always been, on the whole until recently (and even
then only in some parts of the world), disease, hunger, war and want.
14
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Journal of Buddhist Ethics
sentially freedom from willing. This can be achieved by reflecting on
works of art, poetry, philosophy and music.15
In fact, I cannot see Schopenhauer disagreeing with the idea that
anything that produces a contemplative experience would result in freedom from willing and with it freedom from suffering. The point is that
we are detached from identification with self and object, with perceiver
and perceived, and in this way the will is made quiet. However, even
though we have temporarily transcended it by overcoming the principle
of sufficient reason as found in space, time and causal relationships, it is
still there in the background. The distinction between subject and object
no longer exists in the contemplator and s/he no longer suffers. The only problem with aesthetic contemplation as a solution to suffering is that
it is temporary.16 Schopenhauer was well aware of this and now offers his
major solution to the sufferings of existence.
Schopenhauer’s major solution to suffering
Although Schopenhauer does not, in the strict sense, offer a path to liberation from suffering (in contrast to Śāntideva), he does identify what
we might take to be a gradation of moral behavior that has similarities
Music is a special case. He thinks it is not a representation of a representation (say in
the way a painting of a landscape might be) but is a representation of the will itself.
Regardless, it does the same job here as the other objects of, and means to, contemplation.
15
There appears to be special dispensation for the genius, someone who is able to maintain contemplation longer than others: “genius is the capacity to remain in a state of
pure perception” (WWR1 Payne 185). The result of this longer freedom from our
skewed view of reality appears to be the production of works of art. Cf. the Buddha’s
dissatisfaction with his first two meditation teachers. Meditation provided only a temporary escape from suffering.
16
Hutton, Compassion in Schopenhauer and Śāntideva
816
with elements of the path found in the Bodhicaryāvatāra. This gradation
can be seen as threefold. The first types are pure egoists, who identify
strongly with their own selves and are therefore most comprehensively
under the influence of the will. These persons demand the satisfaction of
all of their desires and are not interested in the desires of others unless
they can benefit from them. In fact, such persons would have no qualms
about using others (people and animals) to satisfy their own wants.
The second type are persons in whom the barriers between self
and other are beginning to break down; they can see beyond what Schopenhauer calls the principium individuationis, or the principle of individuation. Such persons begin to do exactly as Śāntideva does in 8:90-119,
equalizing self and others. They recognize that others are victims of the
power of will-driven craving, and as a result, suffer in the same way:
But now how is it possible for a suffering which is not
mine and does not touch me to become just as directly a
motive as only my own normally does, and to move me to
action? As I have said, only by the fact that although it is
given to me merely as something external, merely by
means of external intuitive perception or knowledge, I
nevertheless feel it with him, feel it as my own, and yet
not within me, but in another person; and thus there occurs what is expressed by Calderon . . . “that there is no
difference between suffering and seeing suffering.” (OBM
§18, Payne 165-166)
Schopenhauer thinks that it is in fact rather obvious that apparent differences between creatures are only superficial; we might assume,
then, that the egoist’s view is defective: “One must be really quite blind
or totally chloroformed . . . not to recognize that the essential and principal thing in the animal and man is the same” (§19, p. 178). Compassion-
817
Journal of Buddhist Ethics
ate persons do not seek to exploit others nor have they any wish to harm
them, but instead seek to help them as much as possible:
Boundless compassion for all living beings is the firmest
and surest guarantee of pure moral conduct . . . Whoever
is inspired with it will assuredly injure no one, will wrong
no one, will encroach on no one’s rights; on the contrary,
he will be lenient and patient with everyone, will forgive
everyone, will help everyone as much as he can, and all
his actions will bear the stamp of justice, philanthropy,
and loving-kindness . . . . Tastes differ, but I know of no
finer prayer than the one which ends old Indian dramas . .
. “May all living beings remain free from pain.” (171-173)
Schopenhauer’s compassionate persons cannot be explained: they just
are. Schopenhauer is not concerned with explaining how someone naturally comes to be compassionate, that is, how someone is imbued by nature with the ability to see beyond the principium individuationis, but just
takes it as a fact of life which I think is no stranger than the fact that
some people are just born more intelligent than others and we, to this
day, have no comprehensive explanation as to why this is the case.
Every purely beneficent act, every instance of wholly and
truly disinterested help, which as such has another’s distress as its motive, is, if we probe the matter to the bottom, really a mysterious action. It is practical mysticism
insofar as it ultimately springs from the same knowledge
that constitutes the essence of all mysticism proper. In no
other way can it be truly explained. (§114, 212)
Altruists, despite alleviating the sufferings of other sentient creatures,
do not find full liberation from suffering themselves through being compassionate. That comes in the form of the third kind of person who can
Hutton, Compassion in Schopenhauer and Śāntideva
818
permanently transcend suffering (the ascetic), and this is where I think
Śāntideva and Schopenhauer part company in quite a significant way.
Śāntideva at this point takes the equality of self and others further, to
the point of exchanging them and seeing no difference between the two.
Schopenhauer claims that the way to permanently transcend the sufferings of the world caused by the will is to deny the will completely. This
means transcending everything given to us in perception by space, time
and causality, transcending our entire world view and negating it completely so that the world as representation no longer exists (to us—it will
exist for those who do not undergo this transcendence): “Absolute freedom consists simply in there being something not at all subject to the
principle of sufficient reason” (WWR2 Payne 530). The means to that end
is the very unBuddhist life of the ascetic. The ascetic goes beyond all willing and is impervious to the workings of the will:
The will now turns away from life; it shudders at the
pleasures in which it recognizes the affirmation of life.
Man attains to the state of voluntary renunciation, resignation, true composure, and complete willessness . . . . We
would like to deprive desires of their sting, close the entry
to all suffering, purify and sanctify ourselves by complete
and final resignation . . . the man who sees through the
principium individuationis, and recognises the true nature
of things-in-themselves . . . withdraws. His will turns
about; it no longer affirms its own inner nature, mirrored
in the phenomenon, but denies it. The phenomenon by
which this becomes manifest is the transition from virtue
to asceticism [Schopenhauer’s italics]. (WWR2 Payne 379380)
This is a denial of life, at least as it is conventionally taken to be,
entailing giving up on it altogether; it requires “the euthanasia of the
819
Journal of Buddhist Ethics
will” (WWR2 Payne 637). Schopenhauer seems to think that this is in
tune with Buddhist thinking (the most pertinent examples being in his
later works, especially at WWR2 560, 604, 628, 623, 643, 645), but it is
clearly not, because radical asceticism was specifically identified by the
Buddha as a false way of trying to attain liberation from duḥkha. In fact,
in Buddhism there is no conflict between virtue (or morality) and liberation—a view that Schopenhauer misunderstands.
Since Schopenhauer’s ascetic aims for an end to the will entirely,
some may jump to the conclusion that he may not experience any impulses or act in any way whatsoever. I do not believe Schopenhauer is
saying this. When he says that the ascetic “. . . tries to establish firmly in
himself, the greatest indifference to all things” (WWR2 Payne 380), it
seems the ascetic has to continue to make an effort of denial and, I assume, once he has perfected that, he conquers the principle of individuation. It appears, then, that he still exists in some way since we must assume that unless he disappears into thin air, he will need to eat, drink
and breathe. However, he no longer differentiates between subject and
object. Since the ascetic is beyond the Principle of Individuation and
does not distinguish between self and other, his will is negated; but if he
is to exist, we can assume there must be some “acts” occurring, even if
that entails little more than thinking and, we must imagine, basic bodily
functions.
Schopenhauer at times seems almost to make the step Śāntideva
does, by exchanging self and others (for Śāntideva ‘s treatment of this
see 8:120-173), but in the end does not attribute sufficient strength to
this to suggest it as a means of permanent liberation:
But this [feeling another’s suffering as your own] presupposes that to a certain extent I have identified myself with
the other man, and in consequence the barrier between
the ego and non-ego is for the moment abolished; only
Hutton, Compassion in Schopenhauer and Śāntideva
820
then do the other man’s affairs, his needs, distress, and
suffering, directly become my own. I no longer look at
him as if he were something given to me by empirical intuitive perception, as something strange and foreign, as a
matter of indifference, as something entirely different
from me. On the contrary, I share the suffering in him, in
spite of the fact that his skin does not enclose my nerves.
Only in this way can his woe, his distress, become a motive
for me; otherwise it can be absolutely only my own. I repeat that this occurrence is mysterious, for it is something
our faculty of reason can give no direct account of, and its
grounds cannot be discovered on the path of experience.
And yet it happens every day . . . . (OBM Payne 165-166)
Had Schopenhauer lived long enough to gain knowledge of Madhyamaka
philosophy, he might well have seen that the exchange of self and other
in itself could be enough to negate the will rather than making the step
to asceticism as he does.17
Perhaps we could conclude that Śāntideva’s path is intended to
offer a long-term solution to duḥkha which will take (almost) endless
amounts of time until all sentient creatures are free, whereas Schopenhauer’s permanent solution is only for certain human beings in the here
and now with the compassionate person alleviating the sufferings of unfortunate humans (he gives examples such as slaves and child mill workers (WWR2 Payne 578)) and animals, through not harming them and
through helping them as much as possible. The best way to reach salvation from suffering, according to Schopenhauer, is by following:
Another option, of course, is to dispute that Śāntideva’s exchange is actually possible
and to suggest that Buddhists could learn from Schopenhauer.
17
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Journal of Buddhist Ethics
. . . the narrow path of the elect, of the saints, and consequently is to be regarded as a rare exception. Therefore
without that first path [compassion and aesthetic contemplation], it would be impossible for the majority to
hope for any salvation. (WWR2 Payne 638)
He recommends equalizing self and others, acting compassionately and seeing through the principium individuationis, all of which can
be compared to what Śāntideva advocates. However, the problem in the
comparison comes with Schopenhauer’s recommendation of asceticism;
Schopenhauer’s ascetic is not anywhere near as compatible to a Buddhist
solution as he took it to be. In fact, it seems that, for Schopenhauer,
there are several ways to limit suffering: experiencing temporary aesthetic contemplation; experiencing extended periods of aesthetic contemplation (the genius); benefiting from acts of compassion from those
who can see beyond the principium individuationis; or denying the will altogether through asceticism. This sounds rather unlike what Śāntideva
taught. The perfected bodhisattva (or Buddha) is free from attachment,
but Schopenhauer’s ascetic saint is free from willing altogether, which
makes Schopenhauer’s enlightened person one who is beyond morality
and therefore very unlike the bodhisattva or even the Arhat18; in that
respect, Schopenhauer’s ethics do not chime with Śāntideva’s. It seems
that the ascetic saint finds salvation in a different way to Śāntideva’s bodhisattva.
The question may arise as to what exactly is meant by the idea
that the ascetic transcends “willing.” Transcending willing and transcending suffering are congruent. One does not exist without the other.
It seems that King’s and Spiro’s misinterpretations of the Arhat might be more applicable to Schopenhauer’s ascetic saint. See Aronson for a refutation of King and Spiro’s
views on Theravāda Buddhism.
18
Hutton, Compassion in Schopenhauer and Śāntideva
822
As to the practicalities of this, Schopenhauer does not elaborate. Had he
done so we might have been in a position to probe further about whether or not the ascetic wills or acts at all. My interpretation of Schopenhauer’s thinking is that the ascetic will still be alive in some way but no
longer driven by any form of self-interest, and that lack of self-interest
constitutes “freedom from willing.” The picture becomes blurred at this
point, as it does when seeking an exact and detailed account of the functioning of an enlightened one in Buddhism. Since the ascetic is beyond
willing, according to Schopenhauer, but still lives, I take it that he is not
beyond acting but perhaps acts in a minimal way.
Schopenhauer thinks the ascetic is an advance on the compassionate person and in that respect is not compatible with what Śāntideva
believed to be the focus of morality:
. . . it is no longer enough for him [the ascetic] to love others like himself, and to do as much for them as himself,
but there arises in him a strong aversion to the inner nature whose expression is his own phenomena, to the willto-live, the kernel and essence of that world recognized as
full of misery. He therefore renounces precisely this inner
nature . . . [and] . . . tries to establish firmly in himself, the
greatest indifference to all things.19 (WWR2 Payne 380)
Those lesser beings in Schopenhauer’s scheme, who are unable to be ascetic saints, are the ones who can (if inclined) practice equalization of
self and other, but they do not have the prajñāpāramitā. Schopenhauer
claims that the ascetic does, and sees that “this very real world of ours
with all its suns and galaxies, is—nothing” (WWR1 Payne 412). CompasAgain this sounds more like the kind of claim King and Spiro (mistakenly) make in
relation to Theravāda Buddhism. It also sounds unlike the Mahāyāna bodhisattva who
lets go of the world but chooses to “stay” in it in order to help sentient creatures find
liberation from suffering. They are not “indifferent” to all things.
19
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Journal of Buddhist Ethics
sion, then, plays a less important role in Schopenhauer’s philosophy
than in Śāntideva’s. It does not offer liberation from suffering in any significant way: no matter how altruistic one is to other people and to animals, the fact remains that they all experience unsatisfied craving which
comes in the ultimate form of wishing to avoid illness and death and
which no amount of compassion can stop. For Schopenhauer, our sufferings are only diluted by compassion but are not ended.
Compassionate people are regarded by Schopenhauer as beings
with a grasp of what unites creatures rather than what divides them—
the principium individuationis which the egoist (wrongly) takes to be reality. In Schopenhauer’s view, were they to understand the prajñāpāramitā,
they would be beyond good and evil, and as life-denying ascetics would
have no further use for compassion because they would have completely
renounced the world. Clearly this is at odds with Śāntideva’s account of
compassion and its significance in his philosophy, and in this respect
compassion in this specific form of mainstream Buddhism and in Schopenhauer’s philosophy are incompatible.
Abbreviations
BCA
Bodhicaryāvatāra
OBM
On the Basis of Morality
PP2
Parerga and Paralipomena, Vol. II
SS
Śikṣā Samuccaya
WWR1
The World as Will and Representation Vol. I
WWR2
The World as Will and Representation Vol. II
Hutton, Compassion in Schopenhauer and Śāntideva
824
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