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Reducing Recidivism Reducing the Rate and Use of Incarceration What Works and Best Practices Implementing Effective Correctional Management “What Works” in Corrections • Not a single reviewer of studies on the effects of official punishment (e.g. custody, mandatory arrests, increased surveillance, etc.) has found consistent evidence of reduced recidivism • At least 40% (and up to 60%) of the studies of correctional treatment services reported reduced recidivism rates relative to various comparison conditions, in every published review Criminal Sanctions vs. Treatment 0.2 0.15 Reduced Recidivism 0.1 0.15 0.05 0 Increased -0.05 Recidivism -0.07 Criminal Sanctions Treatment -0.1 Andrews, D.A. 1994. An Overview of Treatment Effectiveness. Research and Clinical Principles, Department of Psychology, Carleton University. Behavioral vs. Non-Behavioral 0.35 0.29 0.3 0.25 Reduced Recidivism 0.2 0.15 0.1 Increased Recidivism 0.07 0.05 0 Nonbehavioral (N=83) Behavioral (N=41) Andrews, D.A. 1994. An Overview of Treatment Effectiveness. Research and Clinical Principles, Department of Psychology, Carleton University. Principles of Effective Intervention • RISK – Who to target • NEED – What to target • RESPONSIVITY– How to target Principles of Effective Intervention • Assess and identify higher risk offenders • Target higher risk offenders for more intensive treatment, services and supervision • Avoid including lower risk offenders in higherend programs; it may increase their risk and failure rates Major Risk/Need Factors 1. Antisocial/pro-criminal attitudes, values, beliefs and cognitive emotional states 2. Pro-criminal associates and isolation from anti-criminal others 3. Temperamental and personality factors including: – – – – – – – – psychopathy weak socialization impulsivity/self control restless/aggressive energy egocentrism below average verbal intelligence weak problem-solving/self regulation skills adventurous pleasure seeking Major Risk/Need Factors 4. A history of anti-social behavior: – – – Evident from a young age In a variety of settings Involving a number and variety of anti-social acts 5. Family factors including criminality in the family of origin including: – – – Low levels of affection, caring and cohesiveness Poor parental supervision and discipline practices Neglect and abuse Major Risk/Need Factors 6. Low levels of personal education, vocational or financial achievement 7. Little involvement in anti-criminal leisure and recreational pursuits 8. Substance abuse Minor Risk/Need Factors Minor risk factors have some correlation with criminal conduct, but less correlation than major risk factors: – Lower intelligence – Personal distress • Low self esteem • Anxiety • Depression – Psychopathology • Major mental illness – Lower class origins – Biological anomalies • Head injury • Hormonal disturbance – Fear of official punishment Principles of Effective Intervention • NEED PRINCIPLE – Identify and target criminogenic needs: • Attitudes, values, beliefs • Peer associations • Personality • Education/employment • Family • Substance abuse • Leisure/recreation Principles of Effective Intervention Individual studies and meta-analyses have indicated that targeting non-criminogenic needs can lead to: – No effect on recidivism – Increased recidivism Principles of Effective Intervention RESPONSIVITY PRINCIPLE • Specific responsivity – Remove barriers to treatment – Match style and mode of service delivery to key offender characteristics • General responsivity – Use cognitive behavioral interventions Responsivity Factors • Internal Factors – Motivation – Personality characteristics (anxiety, psychopathy, self-esteem) – Cognitive deficiencies – Demographics (age, race, gender, ethnicity) – Strengths • External Factors – Counselor characteristics – Settings • Institutional • Community – Type of treatment – Support network Principles of Effective Intervention INEFFECTIVE APPROACHES Drug prevention classes focused on fear and other emotional appeals Shaming offenders Drug education programs Non-directive, client centered treatment approaches Bibliotherapy Talking cures Self-Help programs Vague unstructured rehabilitation programs Fostering self-regard (self-esteem) “Punishing smarter” (boot camps, scared straight, etc.) Cognitive-Behavioral Model • Anti-Criminal Modeling • Effective Reinforcement • Effective Disapproval • Problem Solving Techniques • Structured Learning for Skill Building Effective Use of Authority • Focus message on behavior, not the person • Staff are direct and specific concerning their demands • Staff use their normal voices • Staff specify choices with attendant consequences • Staff give encouraging messages • Staff support words with actions Effective Use of Authority (cont.) – Staff are firm but fair – Staff provide respectful guidance toward compliance – Staff are not just monitoring for noncompliance and introducing negative sanctions – Staff reward/praise compliance Characteristics of Effective Correctional Programs • Based of theory and research • Have effective leadership • Are implemented as designed • Assess offenders • Are based on effective treatment models • Are based on cognitive behavioral approaches Characteristics of Effective Correctional Programs • Have structured aftercare • Deliver treatment and services consistently • Have qualified staff • Evaluate what they do • Have sufficient resources and support