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Stanisław Kubielas
Warsaw University
Strategic RTD policy for
regional catching up in the
ERA
“Building the future in an enlarged and more integrated Europe”
the Trentino Foresight Exercise as a contribution to the European Research Area
8^ Provincial R&D Institutional Conference
Trento, 6. October 2003
Barcelona Target and the Era in an Enlarged
Europe
Further falling behind
Increasing regional divergence
Dilemma – concentrate or diffuse RTD
effort in the Era (duplication vs returns?)
Supply or demand forces at play?
(Creating demand – absorption)
Spatial and temporal clustering of innovations
– principle of insularity
 Because - not in spite of - the lack of correlation
between innovations;
 Barriers to diffusion, limited transmissibility
 Low spillover, clustering, time and place
specificity of technical know-how
 Rationale for regional RTD policy – silicon chips
or potato chips?
 Focus on microeconomic environment, not too
aggregated, support regions rather than countries
Conditions for diffusion crucial to regional catchup
 Transmissibility – dissemination policies
 Capacity to absorb – infrastructure, education and
training
 Matching demand for innovations with R&D
supply push
 Demand factor of special relevance for accession
countries
Barcelona objective can not be viewed purely as a supply
push of diverting more resources to R&D. Any supply
push has to be coupled with equal efforts to generate a
demand pull for such R&D.
Solow paradox of decreasing returns to R&D for
countries close to world technological frontier might be
repeated in catching up countries with R&D effort not
matched by corresponding increases of demand for that
new technology.
The indirect cost of the Barcelona objective – that of
creating the absorption framework conditions – might
be much higher than raising R&D by 1%.
Multi-layer strategic RTD policy
– ERA, nations, regions
 Overcome fragmentation, duplication, scale effects,
concentration
 Adjustment of research priorities (easy in absence of
priorities)
 Creating supranational linkages/networking, support for
infrastructure
 RTD for innovative or absorptive capacities
 Regional differences: mission vs dissemination oriented
policies
 Regional specificity of innovation systems – open method
of coordination instead of harmonization since Lisbon
 Crowding out (revenue trap) or crowding in
(additionality)?
 Mobility of researchers – a way to spillover
Use of modern tools for regional
strategic intelligence
 Identify comparative advantage – benchmarking
(SWOT, taxonomy)
 Identify demand for R&D and innovations –
foresight
 Setting local priorities – evaluation, technology
assessment
 Analytical search for priorities (not voting) as
against available competences
Conditions for regional strategic intelligence to
emerge
 Awareness of common (encompassing) interest
 Relative autonomy of regions – moderate level of
centralisation
 Threshold level of funding – reasonable
management costs
 Size and relative integrity of the region
Experience from an accession country - Poland
 Ample evidence of demand pull mechanism (however insufficient)
 Inverse relationship between GERD/GDP and GDP growth (Solow
paradox)
 Great challenge – to match RTD supply and demand at the micro level
 Need to identify demand for innovations (both in enterprises and local
communities)
 Important step to couple structural funds with foresight (obligatory?)
 Structural funds to realign domestic to foreign technology systems
 Strategy for less advanced to grow: coupling traditional products with
inputs of advanced technology; no need to be technology leader to grow
 Twining, foreign consultancy, pooling of EU experts, aid from EU funds
 University as a champion for regional development in poorly developed
infrastructure
Debated issues - suitability of modern tools
 Performance monitoring trap – procedures vs
essentials (Columbus syndrome)
 Foresight for advanced, imitation for less
advanced regions, Poland A, B, C
 Benchmarking: Barcelona target and equilibrium
level of R&D (Warsaw contra the provinces)
 Foresight or capabilities of system adaptation
(abstract science, high culture, human capital)
Major examples of emerging regional
strategic intelligence
 Warsaw district – strategic development plan
 Motorway A4 (agreement of four voivodships) –
silicon valley
 Association Aircraft Valley in South-East Poland
 Integrated Operational Programme for Regional
Development
 Pre-accession programme: Improving institutional
cohesion for innovativeness (consultancy of
MERIT).