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CLINICAL EXPERT SERIES We have invited select authorities to present background information on challenging clinical problems and practical information on diagnosis and treatment for use by practitioners. 17 Hydroxyprogesterone for the Prevention of Preterm Delivery Paul J. Meis, MD, for the Society for Maternal–Fetal Medicine The recent publication of 2 large randomized trials of 17 alpha hydroxyprogesterone caproate (17P) and progesterone suppositories, respectively, for the prevention of premature labor have renewed interest in the use of progesterone to prevent preterm birth. The results of these trials have reinforced the positive results of earlier smaller trials of 17P to prevent preterm delivery. A large body of evidence attests to the lack of teratogenic effects of 17P in pregnancy. Although progesterone is known to have many actions beneficial to the maintenance of pregnancy, the exact mode of action of 17P therapy in preventing preterm labor and delivery is not known. Current evidence supports the use of 17P treatment, begun early in the second trimester of gestation and continued weekly until 36 weeks, for women with a history of a previous spontaneous preterm delivery. At present no evidence exists for the use of 17P to prevent preterm delivery in women with multiple gestation, a short uterine cervix, or other high-risk conditions. The use of 17P or other progestins should not be encouraged for these indications outside of randomized trials. At present no evidence exists for the efficacy of any oral progesterone compound in preventing preterm labor. Four trials reporting the use of a progestational drug in patients with symptoms of preterm labor found no efficacy in prolonging pregnancy, and the use of 17P or other progestational drugs as tocolytic therapy should not be encouraged. (Obstet Gynecol 2005;105:1128 –35. © 2005 by The American College of Obstetricians and Gynecologists.) The concept that progesterone therapy may improve pregnancy outcome has been under consideration for over 50 years. Early studies of this therapy examined the use of progesterone in women with threatened abortion or as a treatment for women with a history of repeated From the Department of Obstetrics and Gynecology, Maternal–Fetal Medicine, Winston-Salem, North Carolina. The editor’s thank the following individuals who, in addition to members of our Editorial Board, will serve as referees for this series: Dwight P. Cruikshank, MD, Ronald S. Gibbs, MD, Gary D.V. Hankins, MD, Philip B. Mead, MD, Kenneth L. Noller, MD, Catherine Y. Spong, MD, and Edward E. Wallach, MD. 1128 VOL. 105, NO. 5, PART 1, MAY 2005 © 2005 by The American College of Obstetricians and Gynecologists. Published by Lippincott Williams & Wilkins. early pregnancy loss. The results of randomized controlled trials of progesterone for these indications have failed to show efficacy, and progesterone treatment is not currently recommended for the treatment of threatened abortion. However, other studies of progesterone examined whether this treatment might be effective in preventing preterm birth; the first of these was by Papiernik in 1970.1 Since that time, a number of trials of progesterone for prevention of preterm delivery have been reported. In this review, we will discuss historically important trials of progesterone for the prevention of preterm delivery, including 2 meta-analyses and more recent trials of progesterone, 17 alpha hydroxyprogesterone caproate (17P), and medroxyprogesterone. In preparation for this review, we performed a search of all literature in English from 1966 to February 2005 in MEDLINE for the terms “progesterone” and “preterm birth,” which yielded 150 citations. The most successful of these early trials employed 17P. Although most of these trials reported efficacy for progesterone therapy in reducing the rate of preterm delivery, the trials had relatively small numbers of subjects, and the treatment never achieved wide acceptance. Recently, the publication of 2 large randomized trials, one of 17P2 and the other of progesterone vaginal suppositories,3 have stimulated renewed interest in the use of this treatment modality and have also stimulated basic research about the mechanisms of progesterone function. Preterm birth, that is, delivery before 37 completed weeks of gestation, is the major determinant of infant mortality in developed countries.4 The rate of preterm birth is greater in the United States than in most developed countries and is the factor most responsible for the relatively high rate of infant mortality in the United States.4 In addition, the rate of preterm birth in the United States has increased progressively over the past 2 decades, from 9% to 12% of all births (Fig. 1).5 The rate of preterm delivery is particularly high for African- 0029-7844/05/$30.00 doi:10.1097/01.AOG.0000160432.95395.8f ACTIONS OF PROGESTERONE Fig. 1. Rates of preterm birth in the United States. (National Center for Health Statistics. Final natality data. Available at: www.marchofdimes.com/peristats. Retrieved February 10, 2005.) Meis. 17 Hydroxy Progesterone. Obstet Gynecol 2005. American women, who experience rates of low birth weight and preterm delivery twice as high as those for white women in the United States.4 Preterm birth is hazardous to the surviving children. Preterm birth increases the risk for developmental problems, and preterm birth is the largest single cause of cerebral palsy.4 In addition, the financial costs of preterm birth are high. In 2001, the total national bill for premature babies was estimated at $13.6 billion.6 For these reasons, preterm birth is a very significant public health problem for the United States. Many attempts have been made to find ways to reduce the incidence of preterm birth. Beginning in the 1970s, drug therapy for the prevention of preterm delivery became widely used and focused mainly on the use of tocolytic drugs to halt preterm labor after it had begun. Although trials of various tocolytic drugs have shown effectiveness in halting labor for up to several days, the use of these drugs has not reduced the incidence of preterm delivery and has not resulted in any improvement in perinatal outcome.7 Cervical cerclage has long been employed for women thought to have a weakness of cervical integrity, but randomized trials of cervical cerclage have generally not shown effectiveness.8 Although vaginal infections are known to be associated with an increased risk of preterm delivery, the largest and best controlled trials in low-risk women have found no improvement in rates of preterm birth as a result of screening for and treating vaginal infections.9,10 Despite many trials of reduced physical activity, the use of tocolytic drugs to halt labor, antibiotic therapy, and other strategies for prevention, no effective and reproducible method of preventing preterm birth has been discovered.11 Thus, the enigma of preterm birth is widely considered to be the greatest problem in obstetrics in the developed world. VOL. 105, NO. 5, PART 1, MAY 2005 Progesterone, produced by secretion from the corpus luteum and the placenta, is known to be essential for the maintenance of pregnancy early in gestation.12,13 In addition, progesterone is known to have actions that maintain pregnancy later in gestation. Progesterone acts to relax smooth muscle in many organs, including the pregnant uterus. Progesterone has immunosuppressive activity against the activation of T lymphocytes and blocks effects of oxytocin on myometrium.13,14 Perhaps most importantly, progesterone is a potent inhibitor of the formation of gap junctions between myometrial cells.15 These intercellular communications are essential for the propagation of coordinated uterine muscle activity leading to labor. In addition to actions of progesterone for general maintenance of pregnancy, evidence exists from data obtained from both animals and humans, that changes in local or systemic concentrations of progesterone may play a role in the initiation of labor. The importance of progesterone in regulating the onset of labor is supported by the observation that, in sheep, goats, and many other mammalian species, a decrease in plasma progesterone and an increase in estrogen precedes the onset of labor.16 These findings of changes in the progesterone/estrogen ratio are consistent with the concept of “progesterone block,” which was advanced and championed by Csapo17 in the 1950s, based on his extensive and pioneering experiments in pregnant rabbits. The role of progesterone or of changes in the progesterone/estrogen ratio in human beings and other primates is less well known. Although investigators have described low progesterone concentrations or low progesterone/estrogen ratios in the plasma of women destined to deliver prematurely,18,19 no consistent evidence exists of changes in plasma progesterone or the progesterone/estrogen ratio before the onset of labor at term or before term. Nonetheless, some evidence exists that local changes in progesterone or the progesterone/estrogen ratio in the placenta, decidua, or fetal membranes may be important in the initiation of labor in human beings.20,21 Several investigators have reported the effects of administering progesterone antagonists to women at term. The results were an increased rate of spontaneous onset of labor and, in the women whose labor was induced with oxytocin, an increased sensitivity to oxytocin compared with placebo-treated controls.22–24 Although these data support the concept that progesterone plays a role in maintaining gestation in human beings, the actual mechanisms by which progesterone therapy may avert preterm labor and delivery are not known. Meis 17 Hydroxyprogesterone 1129 EARLY TRIALS OF 17 ALPHA HYDROXYPROGESTERONE TO PREVENT PRETERM DELIVERY Among the earliest prophylactic trials of 17P for the prevention of preterm delivery was the study of Papiernik in 1970.1 This trial enrolled women identified as being at risk of preterm delivery by using a risk-scoring system. Ninety-nine women were randomly assigned to receive 17P or placebo injections. Preterm delivery occurred less frequently in the treated group (4%) than in the placebo group (18%). In 1975, Johnson reported the results of a trial of 17P for women who had a history of 2 spontaneous abortions, 2 preterm deliveries, or a combination of these outcomes in the pregnancies immediately preceding the index pregnancy.25 Of the 43 women in the trial, 18 were randomized to weekly injections of 250 mg 17P, and 22 were randomized to placebo injections. The treatment was started as soon as the patients registered for care and were continued to 37 weeks of gestation. Three patients in the placebo group and 4 patients in the treatment group also received a cervical cerclage. The primary outcome was delivery at less than 36 weeks of gestation. The rate of preterm delivery in the placebo group was 41% (9 women), whereas none of the treatment group delivered before 36 weeks. The treatment group showed significant differences from the control group in mean duration of pregnancy, mean birth weight, and perinatal mortality rate. The publication of this trial in a major medical journal stimulated considerable interest in the use of this drug to prevent preterm birth. Johnson concluded that large-scale trials were needed to demonstrate the efficacy of this treatment. Johnson wished to pursue a larger, more definitive trial, but no support for a larger trial was available, and the funding agency for this trial indicated that, in view of the positive results of the trial, a further placebo-controlled trial could not be supported ethically.19 The results of these early reported trials of progesterone for prevention of preterm labor and delivery were evaluated by 2 different meta-analyses. Goldstein et al26 in 1989 published the results of a meta-analysis of randomized controlled trials involving the use of progesterone or other progestational agents for the maintenance of pregnancy. Fifteen trials of variously defined high-risk subjects were felt to be suitable for analysis. The trials employed 6 different progestational drugs. The pooled odds ratios for these trials showed no statistically significant effect on rates of miscarriage, stillbirth, neonatal death, or preterm birth. The authors concluded that “progestogens should not be used outside of randomized trials at present.”26 In response to this publication, Keirse27 in 1990 presented the results of an analysis of a more focused 1130 Meis 17 Hydroxyprogesterone selection of trials. This meta-analysis was restricted to trials that employed 17P, the most fully studied progestational agent, and included all placebo-controlled trials that used this drug. Pooled odds ratios found no significant effect on rates of miscarriage, perinatal death, or neonatal complications. However, in contrast to Goldstein’s review, the odds ratio for reduction of preterm birth was significant, 0.5 (95% confidence interval 关CI兴 0.30 – 0.85), as was the odds ratio for birth weight ⬍ 2,500 g, 0.46 (95% CI 0.27– 0.80). Keirse commented that the results demonstrated by these trials contrast markedly with the poor effectiveness of other efforts to reduce the occurrence of preterm birth, but that since no effect was demonstrated to result in lower perinatal mortality or morbidity, “further well-controlled research would be necessary before it is recommended for clinical practice.”27 Although most of these trials employing 17P showed positive results for the prevention of preterm birth, 2 trials did not show efficacy. Hartikainen-Sorri et al28 in 1980 reported the results of a trial in twin pregnancies. Seventy-seven women were identified as having twin gestations at 28 –33 weeks of gestation and were then randomly assigned to receive weekly injections of either 250 mg 17P or a placebo injection until 37 weeks of gestation. No significant differences were seen for rates of preterm delivery (30.8% in the treatment group versus 23.7% in the placebo group), mean duration of pregnancy, mean birth weight, or rates of perinatal mortality. To date, this remains the only reported trial of 17P or other progestogen in multiple gestation. Hauth et al29 in 1983 reported the results of a trial of 17P in a relatively low-risk group of pregnant women. The selection of subjects for this trial was of women on active duty in the military. The women were randomly assigned at 16 –20 weeks of gestation to receive weekly injections of 1,000 mg 17P (80 subjects) or a placebo injection (88 subjects), continuing until 36 weeks of gestation. No difference was seen for any pregnancy outcome studied. The rate of low birth weight birth for the treatment group was 7.5%, compared with 9% for the placebo infants. The results of this trial are notable for the low rate of preterm and low birth weight delivery in the population studied. Because of the low prevalence of the outcome studied in this population, the trial did not have sufficient power to detect a difference in rates of low birth weight birth. To show a 40% reduction in the treatment group compared with placebo in the rate of the outcome measured, ie, low birth weight, would have required a total sample of 1,540 subjects. The results of this trial suggest that progesterone therapy is not useful in women at low risk for preterm delivery. OBSTETRICS & GYNECOLOGY RECENT TRIALS da Fonseca et al3 reported the results of a randomized, placebo-controlled trial of progesterone vaginal suppositories in 142 women. The subjects were selected as being at high risk for preterm birth. The risk factor in over 90% of the subjects was that of a previous preterm delivery. The patients were randomly assigned to daily insertion of either a 100-mg progesterone suppository or a placebo suppository. The treatment period was 24 –34 weeks of gestation. All patients were monitored for uterine contractions once weekly for 1 hour with an external tocodynamometer. Although 81 progesterone and 76 placebo patients were entered into the study, several patients were excluded from analysis because of premature rupture of the fetal membranes or were lost to follow-up, leaving 72 progesterone and 70 placebo subjects. The rate of preterm delivery at less than 37 weeks of gestation in the progesterone patients was 13.8%, significantly less than the rate in the placebo patients of 28.5%. The rate of preterm delivery at less than 34 weeks in the treatment group was 2.8%, compared with 18.6% in the placebo group. These differences were statistically significant. The rate of uterine contractions measured by the weekly hour-long recording was significantly less between 28 and 34 weeks in the progesterone patients compared with the placebo patients. Analysis of the results by intent to treat showed smaller differences between the groups, but these differences remained statistically significant. Meis et al2 reported the results of a large multicenter trial of 17P conducted by the Maternal–Fetal Medicine Units Network of the National Institute of Child Health and Human Development. The study enrolled women with a documented history of a previous spontaneous preterm delivery, which occurred as a consequence of either spontaneous preterm labor or preterm premature rupture of the fetal membranes. After receiving an ultrasound examination to rule out major fetal anomalies and to determine gestational age, the subjects were offered the study and given a test dose of the placebo injection to assess compliance. If they chose to continue, they were randomly assigned, using a 2:1 ratio, to weekly injections of 250 mg 17P or a placebo injection. Treatment was begun between 16 and 20 weeks of gestation and was continued until delivery, or 37 weeks of gestation, whichever came first. The study planned to enroll 500 subjects, a sample size estimated to be sufficient to detect a 37% reduction in the rate of preterm birth. However, enrollment was halted at 463 subjects, 310 in the treatment group and 153 in the placebo group, following a scheduled evaluation by the Data Safety and Monitoring Committee, which found that the evidence of efficacy for the primary outcome was such that further entry of patients VOL. 105, NO. 5, PART 1, MAY 2005 Fig. 2. Percentages of births at less than 32 weeks of gestation in the treatment (17P) and placebo groups. Meis. 17 Hydroxy Progesterone. Obstet Gynecol 2005. would not be ethical. In this study, delivery at less than 37 weeks was reduced from 54.9% in the placebo group to 36.3% in the treatment group. Similar reductions were seen in delivery at less than 35 weeks, from 30.7% to 20.6%, and delivery at less than 32 weeks, from 19.6% to 11.4% (Fig. 2). Rates of birth weight less than 2,500 g were reduced. All of these differences were statistically significant. Although the sample size of the study was not powered to examine effects on neonatal morbidity and mortality, a strong trend was found for reduction in rates of neonatal death, transient tachypnea, respiratory distress syndrome, bronchopulmonary dysplasia, need for ventilatory support, supplementary oxygen, intraventricular hemorrhage, necrotizing enterocolitis, patent ductus arteriosis, and retinopathy. These differences were statistically significant for rates of intraventricular hemorrhage (but not for grades III–IV), necrotizing enterocolitis, and need for supplemental oxygen and ventilatory support (Fig. 3). Fig. 3. Rates of respiratory distress syndrome (RDS), bronchopulmonary dysplasia (BPD), retinopathy of prematurity (ROP), intraventricular hemorrhage (IVH), and necrotizing enterocolitis (NEC) in the treatment (17P) and placebo groups. * P ⬍ .05. Meis. 17 Hydroxy Progesterone. Obstet Gynecol 2005. Meis 17 Hydroxyprogesterone 1131 The women enrolled in this study had unusually high rates of preterm birth. This could be explained in part by the fact that the mean gestational age of their previous preterm delivery was quite early, at 31 weeks. In addition, one third of the women had had more than one previous spontaneous preterm delivery. Despite random allocation, more women in the placebo group had had more than one preterm delivery. Adjustment of the analysis controlling for the imbalance found that the treatment effect remained significantly different from that of the placebo. A majority of the women were of African-American ethnicity, and the treatment with 17P showed equal efficacy in the African-American women and the non–African-American subjects. SAFETY OF 17 ALPHA HYDROXYPROGESTERONE CAPROATE The evidence for the safety of the use of 17P in pregnancy consists of theoretical considerations, animal studies, and clinical studies. 17 Hydroxyprogesterone is a naturally occurring metabolite of progesterone. Progesterone and 17 hydroxyprogesterone are produced in large amounts in human pregnancy.30 The quantities produced in pregnancy, mainly by the placenta, exceed pharmacologic doses employed in clinical use. 17 Hydroxyprogesterone has no androgenic activity.31 Logically, it is not reasonable to expect ill effects of a nonandrogenic progestin, naturally found in large quantities, upon human gestation. The effects of 17P upon pregnancy in experimental animals has been studied in rats, rabbits, mice, and monkeys (Macaca mulatta).32–35 These studies found no evidence of androgenic or glucocorticoid activity, no virilizing effects upon female fetuses, and no teratogenic effects. A number of authors have reported the results of well-controlled clinical studies that examine the safety of 17P in human pregnancy. Varma and Morsman36 examined the outcome of 150 pregnancies treated with hydroxyprogesterone because of threatened abortion and compared them with 150 patients who experienced early pregnancy bleeding but were not treated with the drug. No evidence was found that the drug had any adverse effect on the fetus or the outcome of the pregnancy. Michaelis et al,37 in a cohort study of 13,643 pregnancies in West Germany, found no increase in malformations in infants exposed in utero to 17P, compared with controls. Resseguie et al38 examined a cohort of 24,000 pregnancies delivered in Olmstead County, Minnesota, 1936 –1974, and found that the 649 offspring exposed to 17P showed no increase in congenital anomalies or other ill effects compared with controls. Check et al39 per- 1132 Meis 17 Hydroxyprogesterone formed a follow-up study by questionnaire of 382 women treated with progestins during pregnancy and found no increase in anomalies compared with control offspring. Katz et al40 studied 1,608 infants exposed to progestins in utero and compared them with 1,146 control infants. No difference was found in rates of all malformations (120/1,000 and 123.9/1,000, respectively) or in rates of major malformations (63.4/1,000 and 71.5/ 1,000, respectively). Kester41 examined a group of adolescent males who were exposed in utero to 17P and performed a battery of psychological tests on the subjects and on matched control subjects. They found no significant differences between the groups in psychological testing. Longer-term evaluations of any possible effects of in utero exposure to 17P are important and are currently in progress. Several extensive reviews of the literature have been published regarding the safety of the use of progestins in pregnancy. Schardein,42 in an extensive review, found “no justification (exists) for undue concern over the induction of nongenital malformations through hormone use in pregnancy.” This review found that, although some androgenic compounds have the potential for masculinization of the female fetus, progesterone and 17P have no such potential. Raman-Wilms et al43 performed a meta-analysis of the literature after review of 186 published articles. The meta-analysis showed no association between first-trimester exposure to sex hormones and external genital malformations. In the current REPROTOX17 computer database, supported by Micomedex, the review of hydroxyprogesterone concludes that “There is no available evidence that the administration of this agent (17P) during pregnancy is harmful.”44 In summary, the safety of 17P administration in pregnancy is well documented by animal and clinical studies. Reviews of this topic by knowledgeable authors have uniformly concluded that no evidence exists that administration of 17P in pregnancy represents a significant risk to mother, fetus, or newborn. CHOICE OF DRUG At present, the greatest body of evidence for efficacy in preventing preterm delivery in women at high risk exists for 17P, with 5 reported successful trials of this compound.1,2,25,45,46 One trial of progesterone suppositories has found efficacy for this preparation.3 No other progestational drugs have been shown to have efficacy in randomized trials, but insufficient data are available for these other compounds. The dose of 17P used in most of the reported trials has been 250 mg/wk. Little data exist from pharmacokinetic or pharmacotherapeutic studies to argue for or against this dose. The rate of adverse OBSTETRICS & GYNECOLOGY effects from this drug or from the inert oil vehicle (castor oil) appears to be small, even with higher doses. Hauth et al29 used 1,000 mg/wk of the drug and comparable volumes of the placebo oil, and Sherman47 used up to 2,000 mg of 17P with no reported maternal or fetal adverse effects. Without doubt, new studies of the pharmacokinetic and pharmacotherapeutic characteristics of 17P would be of significant value. At the time of this writing, 17P is available in the United States only from compounding pharmacies. We anticipate and hope that the U.S. Food and Drug Administration will approve its manufacture by pharmaceutical companies for the indication of preventing recurrent preterm birth. Little information exists for the potential efficacy of oral progestational agents. The only drug submitted to a large prophylactic trial to prevent preterm delivery is medroxyprogesterone. This drug has been shown to have effective anti-inflammatory and pregnancy-preserving properties in a rat model of uterine infection in pregnancy.48 However, in the clinical trial of Hobel et al,49 no evidence of efficacy was seen by intent-to-treat analysis. The possible reasons for the failure of prevention of preterm delivery in this trial include the fact that the subjects were at fairly low risk for preterm delivery, and the rate of compliance was very low. INDICATIONS FOR TREATMENT Currently, the group of patients who have been found to benefit from prophylactic treatment with progesterone to prevent preterm delivery are women at high risk for preterm delivery because of a history of a prior spontaneous preterm delivery caused by spontaneous preterm labor or preterm premature rupture of the fetal membranes. Treatment with progesterone for other high-risk conditions, such as multiple gestation or short uterine cervix, should not be encouraged outside of randomized trials. Several such trials are in progress or in development at the time of this writing. The only published trial of progesterone therapy for twin pregnancy failed to show efficacy, although this failure may have been related to the fact that therapy was begun at 29 weeks of gestation or later.28 Although 17P treatment is effective in preventing recurrent preterm delivery in women at risk, this treatment can have only a modest impact on the rate of preterm birth in the general population.50 More trials are urgently needed to determine whether 17P treatment is effective for women with other high-risk pregnancy conditions. In addition, improved methods of screening for risk and subsequent prophylactic treatment are needed for women in their first pregnancy. VOL. 105, NO. 5, PART 1, MAY 2005 The timing of initiation of progesterone therapy is likely to be important for its effectiveness. Successful trials have started treatment at no later than 24 weeks of gestation. It is reasonable to wait until 16 weeks of gestation to start treatment, and we recommend beginning as soon after this time as possible. Four published trials have used a progestational drug for patients in preterm labor, and one trial, in an attempt to prolong pregnancy in patients close to term, used a progestational drug.51–55 Although the design of these trials and the drugs they used varied, none of these studies have demonstrated any efficacy in prolonging pregnancy. Thus, the use of progesterone as a tocolytic drug, or as an adjunct to tocolytic agents for patients in preterm labor, is to be discouraged outside of randomized trials. It is likely that, once the physiologic or pathologic processes that precede labor (such as the formation of gap junctions or activation of the inflammatory cascade) have occurred, treatment with progesterone is not effective in halting this process. In summary, evidence is sufficient for clinicians to choose to use progesterone therapy to prevent recurrent preterm delivery in women at risk. The greater body of evidence of efficacy at this time is for treatment of 17P at 250 mg/wk beginning as soon as possible after 16 weeks of gestation and continuing to 36 weeks. The safety of the use of this drug has been clearly documented. Some evidence exists to support the use of daily progesterone suppositories. Further research will be necessary to support the use of progesterone for other high-risk conditions. In addition, further research is needed to elucidate the mechanism of action of 17P and progesterone in preventing preterm labor and delivery. REFERENCES 1. Papiernik E. Double blind study of an agent to prevent pre-term delivery among women at increased risk. In: Edition Schering, Serie IV, fiche 3. 1970;65– 8. 2. Meis PJ, Klebanoff M, Thom E, Dombrowski MP, Sibai B, Moawad AH, et al. 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