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Transcript
Code of Ethics
Japan Investment Advisers Association
Through managing assets of pension funds and such like, investment advisers provide
professional and high-quality services to their clients that meet their needs. Investment
advisers have a special relationship of trust and confidence with their clients and also
are expected to contribute to society.
We, members of the Japan Investment Advisers Association, hereby declare that we will
live up to the expectations of our clients and society and reconfirm our social mission.
To this end, we have established the Code of Ethics including three key principles and
we will observe this Code when carrying out our investment advisory business.
1. Fulfilling Fiduciary Responsibility
Renewing our appreciation of fiduciary responsibility, we are determined to fulfill our
duty of loyalty and duty of care in order to carry out appropriate business and live up
to our clients’ expectations. Therefore, we conduct our investment advisory business
with the greatest of care and a high level of business ethics, place the interests of our
clients first, and treat all clients fairly.
2. Enhancing Compliance
Renewing our appreciation of the importance of compliance, we observe all laws and
regulations in good faith and further enhance our compliance regime.
3. Ensuring Good Governance
We endeavor to ensure good governance by establishing an appropriate decision
making process and internal control systems in order to fulfill our fiduciary
responsibility and enhance compliance.