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Chapter 9
The Biomechanics of
the Human Spine
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
McGraw-Hill/Irwin
© 2012 The McGraw-Hill Companies, Inc. All rights reserved.
Structure of the Spine
The spine is a curved stack of
33 vertebrae structurally
divided into five regions:
cervical region - 7 vertebrae
thoracic region - 12 vertebrae
lumbar region - 5 vertebrae
sacrum - 5 fused vertebrae
coccyx - 4 fused vertebrae
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-2
Thorax
12 pairs of ribs
7 pairs of true ribs (attach to sternum)
5 pairs of false ribs
-3 pairs attach indirectly to sternum
-2 floating ribs
Manubrium
Sternum
Xiphoid process
Ribs attach to vertebrae at the costal facets
Vertebral joints: motion segment
Atlanto-axial joint: pivot joint at C1 and C2.
Atlanto-occipital joint: base of skull and C1
Vertebrae
Landmarks: body, vertebral foramen, spinous
process, transverse process, articular facets,
costal facets.
Structure of the Spine
Transverse
process Posterior
Interspinous
longitudinal
ligament
ligament
Supraspinous
ligament
Vertebral
body
Intervertebral
joint and facet
Spinous
process
Ligamentum
flavum
Vertebral
canal
Posterior
Anterior
longitudinal
ligament
Cartilaginous
end-plate
Intervertebral
disc
Intervertebral
foramen with
nerve root
Anterior
The motion segment, consisting of two adjacent vertebrae
and the associated tissues, is considered to be the
functional unit of the spine.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-6
Structure of the Spine
What types of joints connect adjacent
vertebrae?
• intervertebral symphysis joints on the
anterior side
• two gliding diarthrodial facet joints on
the posterior side
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-7
Structure of the Spine
What is the function of the facet joints?
• to channel and limit the range of motion
in the different regions of the spine
• to assist in load bearing, sustaining up
to 30% of the compressive load on
the spine, particularly when the spine
is in hyperextension
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-8
Structure of the Spine
The intervertebral discs are fibrocartilaginous structures that
cushion the anterior spinal symphysis joints. The center region
is the nucleus pulposus, a colloidal gel with a high fluid
content. This is surrounded by the annulus fibrosus, a thick,
fibrocartilaginous ring that forms the disk exterior.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-9
Vertebrae
Vertebrae increase in size from superior to inferior
C1 and C2: atlas and axis
Spinal curves:
secondary: cervical and lumbar
primary: thoracic and sacral
Spinal curvature deformations:
lordosis, kyphosis, and scoliosis
Structure of the Spine
What are the primary spinal curves?
• the thoracic and sacral curves
• (concave anteriorly)
• are present at birth
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-11
Primary spinal curves (thoracic and sacral) are a result
of body position during fetal development.
Structure of the Spine
What are the secondary spinal curves?
• the lumbar and cervical curves
• (concave posteriorly)
• develop from supporting the body in an
upright position after young children
begin to sit and stand
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-13
Structure of the Spine
Vertical
alignment
Lordosis
Kyphosis
Scoliosis
Lordosis - exaggerated lumbar curve
Kyphosis - exaggerated thoracic curve
Scoliosis - lateral spinal curvature
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-14
Movements of the Spine
What movements of the spine are
allowed?
The movement capabilities of the
spine are those of a ball and
socket joint, including movement
in all three planes, and
circumduction.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-15
Movements of the trunk and spine
• Spinal flexion (lumbar, trunk, cervical flexion):
forward movement.
• Spinal extension (lumbar, trunk, cervical extension):
return movement posteriorly.
• Lateral flexion (cervical or trunk) left or right side
bending.
• Spinal rotation (trunk or cervical): left or right
rotation .
• Reduction: return movement from lateral flexion.
Movements of the Spine
The cervical spinal flexor muscles include rectus capitus
anterior, rectus capitis lateralis, longus capitis, longus colli,
and eight pairs of hyoid muscles.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-17
Movements of the Spine
The abdominal spinal flexor muscles include rectus abdominis,
the internal obliques, and the external obliques.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-18
Movements of the Spine
The cervical spinal extensor muscles include splenius
capitis and splenius cervicis, assisted by rectus capitis
posterior major and minor, and obliquus capitis superior
and inferior.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-19
Movements of the Spine
The thoracic and lumbar spinal extensors are erector spinae (spinalis, longissimus, and iliocostalis), semispinalis - (capitis,
cervicis, and thoracis), and the deep spinal muscles - (mulitifidi,
rotatores, interspinales, intertransversarii, and levatores
costarum).
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-20
Movements of the Spine
The cervical lateral flexor muscles include sternocleidomastoid,
levator scapulae, and scalenus anterior, posterior, & medius.
When developing tension unilaterally, the cervical flexors and
extensors also contribute.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-21
Movements of the Spine
The lumbar lateral flexor muscles are the quadratus
lumborum and psoas major. The lumbar flexors and
extensors also contribute when developing tension
unilaterally.
Basic Biomechanics, 6 edition
th
By Susan J. Hall, Ph.D.
9-22
Loads on the Spine
What forces commonly act on the spine?
• body weight
• tension in the spinal ligaments
• tension in the spinal muscles
• any external loads carried in the hands
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-23
Loads on the Spine
In normal standing position, body weight acts
anterior to the spine, creating a forward bending
load (moment) on the spine.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-24
Loads on the Spine
Fs
Fc
Because the spine
is curved, body
weight, acting
vertically, has
components of
both compression
(Fc) and shear (Fs)
at most motion
segments.
wt
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-25
Loads on the Spine
During lifting, both
compression and
anterior shear act on
the spine. Tension in
the spinal ligaments
and muscles
contributes to
compression.
Muscle
tension
Shear
reaction
force
Joint
center
Compression
reaction
force
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-26
Loads on the Spine
tension
compression
Lumbar hyperextension can create a bending load
(moment) in the posterior direction.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-27
Loads on the Spine
Lumbar
hyperextension
produces
compressive loads
at the facet joints.
hyperextension
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-28
Loads on the Spine
Superior view
Lateral view
Spinal rotation generates shear stress in the intervertebral discs.
Basic Biomechanics, 6th edition
By Susan J. Hall, Ph.D.
9-29
Vertebral disks: annulus fibrosus and nucleus
pulposus.
Herniated disks: protrusion of nucleus pulposus