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The Figure shows that the open-circuit voltage V (and hence the field strength E) is proportional to compressive stress T up to a maximum of 25 kV, which occurs at a stress of 50 MPa. Induced electrical field E= g= E σ 25000V = 1.25 × 106V .m −1 0.02m = induced _ electric _ field mechanical _ stress _ applied 1.25 × 106V .m −1 V g= = = 0 . 025 50 × 106 Pa σ Pa × m E Definitions of frequent use The piezoelectric charge P Induced _ Polarization d= = constant, (d), polarization σ Mechanical _ Stress _ applied generated per unit of mechanical ε mechanical _ strain _ obtained stress (direct), or, mechanical d= = strain experienced by a E electric _ field _ applied piezoelectric per unit of electric field applied (converse). E induced _ electric _ field The piezoelectric voltage g= = σ mechanical _ stress _ applied constant, (g), is the electric field generated by a mechanical _ strain − obtained ε piezoelectric material per unit of g = = D electric _ displacement _ applied mechanical stress applied or, alternatively, is the mechanical strain experienced by a d g= piezoelectric material per unit of ε rεO electric displacement applied. Example (Piezoelectric) The piezoelectric spark generator as used in various applications such as lighters and car ignitions, operates by stressing a piezoelectric crystal to generate a high voltage which is discharge through a spark gap in air (see F (a) figure below). The breakdown field for air is 3x106V.m-1. If you consider a gap of 1mm it is about 3000V. F A L Piezoelectric Piezoelectric V Piezoelectric F F (b) Fig. 7.39: The piezoelectric spark generator From Principles of Electronic Materials and Devices, Second Edition, S.O. Kasap (© McGraw-Hill, 2002) http://Materials.Usask.Ca Additional Notes The ratio of strain to electric field is called the “d” constant for a piezoelectric. The ratio of electric field generated to stress applied is called the “g” constant (piezoelectric voltage coefficient) for a piezoelectric, where E(V/m) is the electric field, ε is the strain , σ is the stress (Pa) The “g” and “d” are related to the dielectric constant as follows: where εr is the dielectric constant and εO is the permittivity under vacuum (8.85x10-12F/m). ε strain d= = E electric _ field _ generated E electric _ field _ generated g= = σ stress g= d ε rεO Consider a piezoelectric sample in the form of a cylinder (see figure). Suppose that the piezoelectric coefficient d=250x10-12m.V-1 and εr=1000. The piezoelectric has a length of 10mm and a diameter of 3mm. The spark gap is in air and has a breakdown voltage of about 3.5kV. What is the force required to spark the gap? Is this a realistic force? Solution 250 × 10 −12 m.V −1 = g= ε r ε O (1000 )× 8.85 × 10 −12 F .m −1 d ( g = 2.8 × 10 − 2 m 2 .(V .F ) −1 V 3500V = 3.5 × 105V .m −1 E= = L 0.01m F ) A L Piezoelectric F V E 3.5 × 105V .m −1 g = →σ = = σ g 2.8 × 10 − 2 (V .F ) −1 .m 2 E σ = 1.25 ×107 V 2 .F .m −3 = 1.25 ×107 N .m − 2 Farad = F units (kg-1 m-2 s4 A2) Volts=V units (kg m2 s-3 A-1) Newton=N units (kg m s-2) Force F π 7 = → F = σ × A = 1.25 × 10 × × 0.0032 σ= Area A 4 F = 88.35N This force (about 9kg-f) can be applied by squeezing by hand an appropriate lever arrangement. The force must be applied quickly because the piezoelectric charge generated will leak away (become neutralized). The voltage generated can be increased (or the force needed reduced) by using two piezoelectric crystals back to back. Piezoelectric Constants Because a piezoelectric is anisotropic, its physical constants (elasticity, permittivity, etc.) are tensor quantities and relate to both the direction of the applied stress or electric field and the directions perpendicular to these. Each constant generally has two subscripts that indicate the directions of the two related quantities, such as stress and strain for elasticity. Piezoelectric Ceramics: The direction of positive polarization is made to coincide with the Z-axis of a orthogonal system of X, Y, and Z axes. Direction X, Y, or Z is represented by the subscript 1, 2, or 3, respectively, and shear about one of these axes is represented by the subscript 4, 5, or 6, respectively. P Induced _ Polarization Piezoelectric Charge d = σ = Mechanical _ Stress _ applied Constant (d): d ab Example: ε mechanical _ strain _ obtained d= = E electric _ field _ applied a indicates the direction of induced polarization of the material when the electric field is zero or the direction of the applied electric field b indicates the direction of the applied stress or the direction of the strain. d13 induced polarization voltage measured in the direction 1 (perpendicular to the poling direction) when a stress is applied in a direction 3 or or induced strain in the direction 3 when an electric field is applied in the direction 1 (perpendicular to the poling direction). d ab d33 induced polarization in direction 3 (parallel to direction in which ceramic element is polarized) per unit stress applied in direction 3 or induced strain in direction 3 per unit electric field applied in direction 3 d15 induced polarization in direction 1 (perpendicular to direction in which ceramic element is polarized) per unit shear stress applied about direction 2 (direction 2 perpendicular to direction in which ceramic element is polarized) or induced shear strain about direction 2 per unit electric field applied in direction 1 Piezoelectric Voltage Constant (g) g ab E induced _ electric _ field g= = σ mechanical _ stress _ applied ε mechanical _ strain − obtained g= = D electric _ displacement _ applied a indicates the direction of the induced electric field on the material or the direction of the applied electric displacement. b indicates the direction of the applied stress or the direction of the obtained strain. Example: g31 induced electric field in direction 3 (parallel to direction in which ceramic element is polarized) per unit stress applied in direction 1 (perpendicular to direction in which ceramic element is polarized) or induced strain in direction 1 per unit electric displacement applied in direction 3. g ab g33 induced electric field in direction 3 (parallel to direction in which ceramic element is polarized) per unit stress applied in direction 3 or induced strain in direction 3 per unit electric displacement applied in direction 3 g15 induced electric field in direction 1 (perpendicular to direction in which ceramic element is polarized) per unit shear stress applied about direction 2 (direction 2 perpendicular to direction in which ceramic element is polarized) or induced shear strain about direction 2 per unit electric displacement applied in direction 1 If Tj is the applied mechanical stress along some j direction and Pi is the induced polarization along some i direction, we relate them via Pi = dij Tj where dij are called piezoelectric coefficients and T can represent either tensile or shear stresses. An equivalent relation between the strain Sj along the j direction and the electric field Ei along the i direction is given by Sj = dij Ei Effect of Stress on Tetrahedral groups in Piezoelectrics (e.g. Quartz) Piezoelectric crystals are essentially electromechanical transducers as they convert electrical signals to mechanical signals, strain or vice versa. Typical engineering applications: ultrasonic transducers, microphones, sonar detectors, accelerometers, frequency control of oscillators and filters, monitoring of thin film deposition. Eg. In phonographic pick-ups; stylus traverses grooves of record pressure variation imposed on a piezoelectric material located in cartridge transformed into electrical signal amplified and broadcasted through speaker. Efficiency of conversion between electrical and mechanical energy is given by the electromechanical conversion factor K defined in terms of K2 by K2 = mechaniucal _(electrical ) _ energy _ output electrical _(mechanical ) _ energy _ input Characteristics: Light weight and compact. Inexpensive Relative linear field-strain relations at low drive levels. Broadband drive capabilities Very high set-point accuracy Actuator and sensor capabilities Due to the non-centrosymmetric nature of ferroelectric materials they exhibit hysteresis and constitutive non-linearities at all drive levels. For low drive regimes these effects can be mitigated through feedback mechanisms. For high drive regimes, it is necessary to employ charge or current control. Electrostatic transducers constructed from relaxors ferroelectric materials are advantageous due to the fact that they exhibit minimal hysteresis. Unlike piezoelectric materials, electrostrictive compounds are not poled and hence exhibit few aging effects. Direct piezoelectric effect: In this effect an electric polarization “P” arises as a result of an applied stress σ. The applied stress is in reality a stress tensor given by Then, the polarization in the i direction (axis), is related to the stress σjk by the coefficient dijk . For example: ⎡σ xx τ yx τ zx ⎤ ⎥ ⎢ σ = ⎢τ xy σ yy τ zy ⎥ ⎢τ xz τ yz σ zz ⎥ ⎦ ⎣ D (C/m2) ∝ Εο (electric field V/m) D = εΕο+P D=dielectric displacement Pi = ∑ d ijk × σ jk jk P1 = d111σ 11 + d112σ 12 + d113σ 13 + d121σ 21 + d122σ 22 + d123σ 23 + d131σ 31 + d132σ 32 + d133σ 33 P2 = d 211σ 11 + d 212σ 12 + d 213σ 13 + d 221σ 21 + d 222σ 22 + d 223σ 23 + d 231σ 31 + d 232σ 32 + d 233σ 33 P3 = d 311σ 11 + d 312σ 12 + d 313σ 13 + d 321σ 21 + d 322σ 22 + d 323σ 23 + d 331σ 31 + d 332σ 32 + d 333σ 33 The 27 dijk are the piezoelectric moduli and form a third rank tensor. As dijk = dikj, there are up to 18 independent moduli. ⎛ P1 ⎞ ⎡ d111 ⎜ ⎟ ⎢ ⎜ P2 ⎟ = ⎢d 211 ⎜ P ⎟ ⎢d ⎝ 3 ⎠ ⎣ 311 d122 d 222 d 322 d133 d 233 d 333 2d123 2d 223 2d 323 2d113 2d 213 2d 313 ⎛ σ 11 ⎞ ⎟ ⎜ ⎜ σ 22 ⎟ 2d121 ⎤⎜ ⎟ σ 2d 221 ⎥⎥⎜ 33 ⎟ ⎜ σ 23 ⎟ 2d 321 ⎥⎦⎜ ⎟ σ ⎜ 13 ⎟ ⎜σ ⎟ ⎝ 21 ⎠ P1 = d111σ 11 + d112σ 12 + d113σ 13 + d121σ 21 + d122σ 22 + d123σ 23 + d131σ 31 + d132σ 32 + d133σ 33 Converse piezoelectric effect: In this effect a strain arises as a result of an applied electric field. The moduli are the same as for the direct effect. ε jk = ∑ dijk × Ei i ε11 = d111E1 + d 211E2 + d 311E3 ε 22 = d122 E1 + d 222 E2 + d 322 E3 ε 33 = d133 E1 + d 233 E2 + d 333 E3 ε12 = d112 E1 + d 212 E2 + d 312 E3 ε13 = d113 E1 + d 213 E2 + d 313 E3 ε 23 = d123 E1 + d 223 E2 + d 323 E3 ε 21 = d121E1 + d 221E2 + d 321E3 ε 31 = d131E1 + d 231E2 + d 331E3 ε 32 = d132 E1 + d 232 E2 + d 332 E3 In a matrix form ⎛ ε11 ⎞ ⎡ d111 ⎜ ⎟ ⎢ ⎜ ε 22 ⎟ ⎢d122 ⎜ ε ⎟ ⎢d ⎜ 33 ⎟ = ⎢ 133 ⎜ ε 23 ⎟ ⎢ d123 ⎜ ⎟ ⎢d ⎜ ε13 ⎟ ⎢ 113 ⎜ ε ⎟ ⎢d ⎝ 12 ⎠ ⎣ 112 d 211 d 222 d 233 d 223 d 213 d 212 d 311 ⎤ ⎥ d 322 ⎥ ⎛ E1 ⎞ d 333 ⎥⎜ ⎟ ⎥ ⎜ E2 ⎟ d 323 ⎥⎜ ⎟ E3 ⎠ ⎝ d 313 ⎥ ⎥ d 312 ⎥⎦ Crystal Orientation The direction in which tension or compression develops polarization parallel to the strain is called the piezoelectric axis. In quartz, this axis is knows as the "Xaxis", and in poled ceramic materials such as PZT the piezoelectric axis is referred to as the "Z-axis". From different combinations of the direction of the applied field and orientation of the crystal it is possible to produce various stresses and strains in the crystal. For example, an electric field applied perpendicular to the piezoelectric axis will produce elongation along the axis as shown. If, however, the electric field is applied parallel to the piezoelectric axis, a shear motion is induced. Neumann’s Principle This is the most important concept in crystal physics. It states; ……………... the symmetry of any physical property of a crystal must include the symmetry elements of the point group of the crystal. This means that measurements made in symmetry-related directions will give the same property coefficients. Example: NaCl belongs to the m3m group . The [100] and [010] directions are equivalent. Since these directions are physically the same, it should be expected that measurements of permittivity, elasticity or any other physical property will be the same in these two directions. Piezoelectric Symmetry Groups In 20 out of the 21 acentric point groups (only the 432 is excluded) the application of a stress (σhk ) along a suitable direction generates an electric dipole (P). The relationship between the dipole Pi and the stress (σhk) is Pi = ∑ d ihkσ hk h, k The dihk are the components of a third rank tensor known as piezoelectric tensor. 27 components are expected for a third rank tensor dihk. However, the stress tensor is symmetrical so dihk=dikh and the number of components reduces to 18 (triclinic crystals). Crystal symmetry constrain the 18 components in triclinic crystals to 10 or 8 in monoclinic crystals, 9 in orthorhombic, 7-6 in tetragonal, 6-4 or 2 in trigonal, 4-2 or 1 in hexagonal and 1 in cubic. Quartz (Point Group 32) ⎡d11 − d11 0 d14 ⎢0 0 0 0 ⎢ ⎢⎣ 0 0 0 0 0 − d14 0 0 ⎤ − 2d11 ⎥⎥ 0 ⎥⎦ Applications of ferroelectrics The world market for ferroelectric materials and devices is in the range $20-30billion per annum. Capacitors The widest application of ferroelectrics (not making use of ferroelectricity but simply the high dielectric constant) is in capacitors. BaTiO3 has cornered more than 50% of the ceramic capacitor market. For a given volume, a BaTiO3 capacitor has 100-1000 times the capacitance of a linear dielectric. Ferroelectric memories (FeRAM) Ferroelectrics exhibit bi-stable polarization (±Pr when Ε = 0). Hence, binary memory systems can be designed based on the different polarization states, +Pr =0, -Pr = 1. e.g. computer RAM. In FeRAM data (in the form of polarization state +Pr = 0, -Pr = 1) is “recorded” on the material and is non-volatile (NV-RAM) – it is retained when the voltage is turned off. Square hysteresis loops are required for memory devices since it is easier to distinguish between the 2 remanent polarization states of the material ± Pr. Hysteresis loops have different shapes. Psat ≠ Ps for a strongly sigmoidal loop, whereas Psat = Ps = Pr for a “square” loop. The applied field (i.e. read / write operations) is controlled by field effect transistors (millions on a chip). They address the ferroelectric cells and isolate them from their neighbors. Switching occurs by domain wall motion – must be fast to compete with Si-based memories where switching occurs by electron motion. The materials requirements for FeRAM are high κ, high Psat (and Pr), small and high Tc (operable at RT and slightly above). Examples are LiNbO3, PbTiO3, Pb(ZrxTi1-x)O3 (PZT) SrBi2Ta2O9 (SBT). The materials need to be made in thin film form (few hundred nm) in order to minimize switching voltage. The wide scale application of FeRAM devices will depend on the successful materials science, namely optimization of composition, microstructure, interface quality with the electrodes, and controlling the nano-scale domain wall pinning defects. Target applications of FeRAM include cell phones, smart cards, video games.