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Meeting Seven (Wednesday, May 27, 19:30-21:30) Classics of the psycho-social approach Among social sciences, political science has had the hardest time to find a place for “culture” among its canonical concepts. While anthropologists, sociologists or historians developed powerful “culturological” approaches, many political scientists - ever enamored by the rational choice models derived from microeconomics - fret and often relegate “cultural” approaches to the margins of their discipline. The unit investigates this intriguing tension. The students read a major introduction to the field and three articles by the classics of the discipline: Almond and Verba, Inglehart, and Klingeman. Required readings: Almond, Gabriel A. 1989 (1980). “The Intellectual History of the Civic Culture Concept,” in Almond, Gabriel A. and Sidney Verba, eds. The Civic Culture Revisited. Newbury Park: Sage, pp. 1-36. Inglehart, Ronald. 1988. “The Renaissance of Political Culture,” American Political Science Review 82(4), (December): 1204–30. Inglehart, Ronald. 2000. “Modernization, Cultural Change and the Persistence of Traditional Values,” American Sociological Review, Vol, 65 (February), 19-51. Klingemann, Hans-Dieter. 1995. “Party Positions and Voter Orientations,” In Citizens and the State. Edited by H-D. Klingemann and Dieter Fuchs. Oxford: Oxford University Press, pp. 183-205. Recommended readings: Harrison, Lawrence E. and Samuel P. Huntington. Eds. 2000. Culture Matters. How Values Shape Human Progress. Basic Books. Inglehart, Ronald. 1999. “Globalization and Postmodern Values,” The Washington Quarterly 23(1):215-28. http://www.twq.com/winter00/231Inglehart.pdf Fuchs, Dieter and Hans-Dieter Klingemann. 2002. ”Eastward Enlargement of the European Union and the Identity of Europe,” West European Politics 25 (2), April 2002 (Special Issue edited by Peter Mair and Jan Zielonka), pp. 19-54. Gamson, A. William. 1992. Talking Politics. Cambridge: Cambridge University Press. Dryzek, John S. and Leslie Holmes. 2002. Post-communist democracies. Political Discourse across Thirteen Countries. Cambridge: Cambridge University Press. Classical studies of political culture. 1. The traditionally understood field of political culture is dominated by psychosocial approaches (attitudes accessed through surveys). Among the classical studies belonging to this genre perhaps the most famous and influential is The Civic Culture. Political Attitudes and Democracy in Five Nations by Gabriel Almond and Sidney Verba (1963): Culture: “we employ the concept of culture in only one of its meanings: that of psychological orientations toward social objects” (1963:14). Psychological orientations = attitudes “Attitude is a propensity of an individual to perceive, interpret and act toward a particular subject in particular ways” (1963:13) “The term political culture … refers to the specifically political orientations – attitudes toward the political system and its various parts, and attitudes toward the role of the self in the system” (1963:14-15) “Political culture of a nation is the particular distribution of patterns of orientations toward political objects among the members of the nation” (1963: 14-15) Civic culture is a political culture of stable democracies in which: A substantial consensus on the legitimacy of political institutions and the direction and content of public policy A widespread tolerance of a plurality of interests and beliefs A widely distributed sense of political competence and mutual trust in the citizenry (1989:4). Gabriel A. Almond, “The Intellectual history of the Civic Culture Concept.” 1. Six (in the article Almond lists five) sources of this concept. 1.1. The classics: The Bible, - Plato (The Republic) on the significance of family socialization; - Aristotle (on moderation): (In Politics: “The best attainable form of government is the mixed form in a society in which middle classes predominate: ‘the middle classes are the least inclined to shun office and to covet office, and both of these tendencies are injurious to states’” (p.3) - Machiavelli in Discourses on Livy (on the role of religion): “Roman citizens were more afraid of breaking an oath than of breaking the law, since the held in higher esteem the power of God than the power of man” (p.4-5 in Almond). Also: Montesquieu, Rousseau, de Tocqueville (“habits of the heart”). 1.2. The Enlightenment: the role of education and the vision of the human being as the “right-bearing” creature. 1.3. European sociology (the classics): - Emile Durkheim on “collective representations” - Marx on ideology - Max Weber: Versehende Sociologie, three types of authority (traditional, rational-legal, and charismatic), and the four types of human action: - traditional - affectual - instrumental - rational - goal – rational 1.4. Modern social psychology: instinct, habit, sentiment, and attitude (BUT: today: the significance of cognitive psychology (as well as cognitive anthropology and sociology): see Naomi Quinn and Claudia Strauss in the syllabus. 1.5. Psycho – anthropology: leads to the concept of national character (in the 1940s), which is later criticized. Ralph Linton introduces the concepts of subculture, role and status. 1.6. Survey research methodology. 2. The model of civic culture: 2.1. From the Enlightenment and liberal political theory: the model of a successful democracy required that all citizens be involved and active in politics, and that their participation be informed, analytic, and rational” (page 16). [Is it an analytical statement or normative? What about Lukes’ second and third “faces of power”?] 2.2. From Aristotle, Polybius and Cicero: mixed government and the separation of powers (both highly desired) are “most likely sustained” by “moderation, interpersonal trust, and even certain diffidence regarding political participation” (page 17-18). 2.3. From de Tocqueville: “restraint,” “tranquility,” temperance, moderation.” (p. 19). 2.4. John Stuart Mill: again mixed government: fear of the “tyranny of majority” [compare our today’s insistence (normatively) on liberal democracy and concern with “illiberal” democracies]. 2.5. Joseph Schumpeter: Conditions for the success of democracy. 2.5.1. Skilled, professional politicians 2.5.2. Political process not overloaded with too many projects 2.5.3. Professional bureaucracy, strong and confident to instruct the politicians. 2.5.4. Democratic self-control (cultural condition): “voters must not withdraw confidence too easily between elections”. [Today’s voters are better informed, active, and mobilized than during the initial wave of democratrization in the 19th century; they demand more and they are more impatient. However, the critical “error” came during the second wave: extreme, illiberal and non-democratic parties undermined democracy. The third wave: at least the elites are aware of this failure and the dangers of extreme politics]. 2.5.5. Tolerance of difference of opinions. 3. Research design (study critical points) 4. Political culture and political theory (page 50: see the criticism of rational self-interest as an explanatory device). Ronald Inglehart: economic development, culture and postmaterialism. “The Renaissance of Political Culture,” APSR, December, 1988 1. Rational choice models based on economic variables do not explain the observed variation in economic performance very well; nor do they explain well the variations in political phenomena. 2. “The political culture literature argues that the evolution and persistence of mass-based democracy requires the emergence of certain supportive habits and attitudes among the general public” (1204). 3. Variables: 3.1. Interpersonal trust (later Robert Putnam: Making Democracy Work. Civic Traditions in Modern Italy. Princeton: Princeton University Press). IMPORTANT: leads to the very prominent research tradition today: SOCIAL CAPITAL 3.2. Satisfaction with one’s life as a whole (strong cross-cultural differences). What explains them? Short-term fluctuations in economic situations are not sufficient (Danes versus Italians). “Democratic institutions seem to depend on enduring cultural traits such as life satisfaction and interpersonal trust more than on relatively fluctuating variables such as political satisfaction” (1209). [This propositions needs to be tested in the postcommunist world: the third wave of democratization may have a different dynamic than the first or second]. Syndrome of positive attitudes toward the world we live in: Life satisfaction Political satisfaction Interpersonal trust Support for the existing social order All four contribute to adoption and maintenance of democracy 4. Cultural change and economic development. 4.1. Testing Max Weber: the link between Calvinist Protestantism and rise of capitalism. 4.2. Observes strong correlation between a nation’s level of economic development and “civic culture:” - Interpersonal trust - Life satisfaction - Support for revolutionary change (negatively correlated) 4.3. Protestant ethic contributed to the rise of capitalism 4.4. Capitalism (rapid economic growth) increased prosperity POSTMATERIALIST VALUES slower economic growth “Prosperity engenders a cultural shift toward postmaterialist values, which eventually leads to a less intense emphasis on economic growth” (1226) 4.5. Significance of the opposition between materialist and post materialist values. 4.6. Growth-inducing potential of Confucianism. “Globalization and Postmodern Values,” The Washington Quarterly, 1999, 23 (1): 215-28. (http://www.twq.com/winter00/231Inglehart.pdf) 1. Again Inglehart poses the question of the possible correlation between attitudes and stable democracy. 2. Having done the World Values Survey since the 1980s, Inglehart states that deep-rooted changes in worldviews are taking place. He observes a strong positive correlation between economic development and: - the rise of human life expectancy - the subjective well being of individuals 3. SO: the correlation is curvilinear. A threshold divides the world population into two social, geographical and age categories: - where basic individual needs are secured and where postmodern values are developing; - where physical survival is still uncertain and no values change is expected 4. TWO HYPOTHESES: A scarcity hypothesis: a sort of one-to-one relationship between economic level and the prevalence of modern and post-modern values. The greatest subjective value on those things that are in short supply: lower levels of economic development concern with “material things;” higher level of economic development concern with “quality of life issues.” A socialization hypothesis relationship between socioeconomic environment and a set of values is not automatic. There is a time lag: values learned early on in life do not change easily [culture as a constraint]. Subjective well-being plays an important role in legitimacy of power institutions (mostly democratic) and thus, democratic stability. The old democracy formula ‘Get the institutions right and people will follow’ does not work for the majority of the cases. Specific culture and social conditions do matter. They change slowly; economic development influences this change. Increased material standard eventually produces the increase in the subjective sense of security. The next step in the scheme is formation of specific values which will legitimize a given regime and eventually will lead to stability of democracy. My comments: Strengths: 1. Empirical validity 2. Large bodies of comparative data 3. The best approximation of existing trends we have Problems: 1. Conceptualization of culture: only psycho-social (attitudes); nothing or very little on the semiotic dimension. 2. Generalizations are based on the analysis of aggregate of individual data points. To claim that we thus gain knowledge of the “whole culture” (national character) is dubious. Danger of reification. 3. Working with the concept of “national culture” makes it difficult to study subcultures and their competition. 4. Insufficient awareness that this is a study of DISTRIBUTION of individual features in a given moment in time (in the best case in several time points). Very little on actual MECHANISMS of the formation of certain distributions of attitudes in a society. Abstraction from the process (time flow) and mechanisms. BUT: see “Party Positions and Voter Orientations,” by Hans-Dieter Klingemann, in Citizens and The State, edited by Klingemann and Dieter Fuchs, Oxford University Press, 1995.