Survey
* Your assessment is very important for improving the work of artificial intelligence, which forms the content of this project
* Your assessment is very important for improving the work of artificial intelligence, which forms the content of this project
From the Zhou to the Han Dynasties Classical Empires What exactly is an empire? On one level, empires are simply states; political systems that exercise coercive power. The term is usually reserved for larger and more aggressive states, those that conquer, rule, and extract resources from other states and peoples. Classical Empires Empires usually encompass a considerable variety of peoples and cultures within a single political system, and they are often associated with political and cultural oppression. Classical Empires The classical empires we’re going to study shared a set of common problems… Would they try to impose the culture of the imperial heartland on their varied subjects? Would they rule conquered peoples directly or through established local authorities? Classical Empires How would they extract the wealth of empire in the form of taxes, tribute, and labor while maintaining order in conquered territories? No matter how impressive they were at their peak, they all sooner or later collapsed. Classical Empires Probably the majority of humankind before the 20th century lived out their lives in empires, where they were often governed by rulers culturally different from themselves. Classical Empires These imperial states brought together people of different traditions and religions and so stimulated the exchange of ideas, cultures, and values. Classical Empires Despite their violence, exploitation, and oppression, empires also imposed substantial periods of peace and security, which fostered economic and artistic development, commercial exchange, and cultural mixing. Classical China China’s isolation meant it wouldn’t learn much from other cultures…this created a distinctive Chinese identity. With less major disruptions from the outside, the Chinese could focus on and build upon technologies initially developed by the Huang he civilization. Classical China Probably the most important intellectual/philosophical carryover from the Shang-Zhou dynasties was the idea of harmony within nature, that everything was balanced by an opposite. Classical China Rulers and peasants alike, in order to live a good life, needed to live in harmony and balance by avoiding all excesses. When the Zhou (or Chou…pronounced joe) forcibly overthrew the Shang dynasty in the 12th century BCE, they justified it by claiming the Shang had become “morally degenerate.” Classical China Early Zhou (Chou) rulers claimed they had been given the right (or mandate) to rule by “heaven,” or the supernatural deities who oversaw earthly life (this legitimized their rule). As long as the rulers were just and fair, they retained the confidence of heaven, but if they were not, the mandate would be lost. Classical China Prosperity was seen as a “sign from heaven” that the rulers still had the mandate. But misfortunes (rebellions, floods, drought, poor harvests, insects, disease, etc) were usually interpreted as a communication from the deities that the ruler was not living up to the high expectations of the heavenly mandate. Classical China If the ruler lost the mandate, his subjects not only had the right, but the responsibility, to replace him. This was the central belief that guided Chinese dynasties up until the early 20th century (1912). Another cultural continuity was the foundation of the Chinese language and writing seen on oracle bones. Classical China The Shang-Zhou dynasties often consulted oracles when making decisions. Turtle shells or the shoulder blades of certain animals would be inscribed and a heated bronze pin would produce cracks on the reverse side. The direction and length of these cracks in relation to the characters would then be considered. Classical China Classical China The writing on these oracle bones shows a unique consistency; while other civilizations gave up on pictographic characters in favor of phonetic systems, the Chinese language grew and evolved, but remained essentially within the pictographic framework. Classical China By the classical period, the structure of the modern Chinese language was set— monosyllabic and depending on word order, not on the inflection of words, to convey meaning. Despite cultural continuity, China’s political traditions went through several changes, eventually developing into the world’s largest classical empire. Classical China Creating the classical Chinese empire was less creating something new (like Rome) and more a matter of restoring something old. The Chinese civilization under the Xia, Shang, and Zhou (Chou) that had flourished for 14 centuries (2200-800 BCE) was in shambles by the 8th century BCE. Earlier unity vanished as China faced internal pressures from various groups that wanted to replace the Zhou. Classical China From the 8th to the 3rd century BCE, this led to weakness and vulnerability from external pressures (usually northern nomadic invaders who periodically attacked China). Classical China •This led to the violent Era of Warring States (475-221 BCE), which featured the endless rivalries of seven competing dukedoms fighting for the control of China. Classical China The Warring States Period was a time of political turmoil, with regional warlords (dukes) constantly challenging the authority of the Zhou. To many Chinese, this was an unnatural and unacceptable condition, so rulers in various states tried to reunify the country. Classical China By the Warring States Period, China had scores of cities, and their prevalence implies an increasingly varied society. Many cities had three well-defined areas: a small enclosure where the aristocracy lived, a larger one inhabited by specialized craftsmen and merchants, and the fields outside the walls which fed the city. Classical China A merchant class was an important development during the Zhou dynastic period (and though not well regarded by the landowners, a currency of cowry shells showed economic complexity). Classical China By the Warring States Period Chinese cities had commercial districts selling food, clothing, curios, and jewels (as well as taverns, gambling houses, and brothels). Bronze wine vessels of the Zhou Dynasty. Classical China The heart of Chinese society remained tied to the land. Ownership of estates— theoretically all granted by the king— extended not only to land, but to carts, livestock, implements, and above all, people. Laborers could be sold, exchanged, or left by will. Classical China By the Warring States Period, the privileged landowning class had grown increasingly independent of the king. Landowners/nobles originally had the responsibility of providing soldiers to the king, but as they became more independent, they increased their monopoly of arms. Classical China Only the nobles could afford the expensive weapons, armor, and horses which increasingly came into use. Classical China During the Period of the Warring States there was a burst of speculation about the foundation of government and ethics. This era was to remain famous as the time of the “Hundred Schools,” when wandering scholars moved about from patron to patron, expounding their teachings. Classical China The appearance of Confucianism, Daoism, and Legalism during the late Zhou period is part of what German philosopher Karl Jaspers (1883-1969) called the “Axial Age.” This intellectually fertile period was when “the spiritual foundations of humanity were laid down simultaneously and independently in China, India, Persia, Palestine, and Greece.” Classical China This period was characterized by a dramatically changing social environment so a key feature of the Axial Age was the relatively sudden appearance of intellectuals engaged in a similar search for human meaning; the near simultaneous emergence of new religions and philosophical elites; and the advent of itinerant (traveling) scholars who roamed from city to city as teachers and religious figures. Classical China But the search for universal ethical and philosophical principles was not uniform; for some it was associated with gods/religion and for others it was rational thought. Classical China The debate over how to solve China’s many problems led to the origins of three influential philosophical systems: Confucianism, Daoism, and Legalism. Classical China I. Confucianism (philosopher K’ung fu Tzu 553-479 BCE) argued that education was the key to producing ethical leaders and thus good governance. Classical China K’ung fu Tzu argued that the superior individual was not necessarily one born into a superior class, but someone who had attained the rank of junzu (princeling) through pursuing high levels of intellectual and ethical cultivation. Men who attained the rank of junzu would have the intellectual and ethical capacity to lead by example and restore order and harmony to Chinese society. Classical China K’ung fu Tzu believed that real reform, such as was needed in the dukedom of Lu, came about because the ruler himself was moral and just. He believed in order, and he believed that true justice flowed downward. “The ruler is a wave of wind and it will blow over the people and they will bend in obedience if that ruler is just.” Classical China Confucius came from a family of lesser nobility and spent some time as a minister of state and an overseer of granaries. When he could not find a ruler who would put into practice his recommendations for a just government, he turned to meditation and teaching, spending 13 years in a selfimposed exile. He tried to revive personal integrity and disinterested service in the governing class. Classical China Somewhere in the past, he thought, lay a mythical age when each man knew his place and did his duty. Everyone had a place in society, from the ruler to his lowliest subject, and all had responsibilities in their relationships with others. Classical China Confucius emphasized the importance of virtuous behavior (moral excellence) and hierarchal, harmonious relationships (respect for one’s social superiors) as necessary for the creation of an orderly society. These principles of order were to be the foundation of Chinese government and ethics (that lasted into the 20th century). Classical China Confucianism saw the family as the foundation of society. It should serve as a model for benevolence, duty, and courtesy. Classical China For this great thinker and teacher, the most important path to wisdom was the study of history, literature, and ritual. Confucian teachings were designed to produce men who would respect the traditional culture, emphasize the value of good form and consistent behavior, and seek to realize their moral obligations in the scrupulous discharge of their duties. Classical China It would be K’ung fu Tzu that would play the same pivotal and fundamental role in Chinese thought as the Buddha in India, as Jesus did in the history of Europe, and as Socrates did in the intellectual life of Greece. Classical China In China, Confucian teachings became official government policy in the 2nd century BCE under the Han Dynasty, in Korea, Confucianism replaced Buddhism in the 14th century, and in Japan, Confucian ideals influenced the emperors from the 17th to the 19th centuries. Classical China II. Daoism (philosopher Lao zi which literally means “Old Master”) reacted to the constant warfare and chaos by encouraging people to avoid useless struggles by following the Dao (“the Way” or the path). Classical China Legend has it that he was conceived when his mother gazed upon a shooting star, stayed in her womb for 62 years, and was born when his mother leaned against a plumb tree. He accordingly emerged a grown man with a full grey beard and long earlobes, which are the symbols of wisdom and long life. Classical China He shunned military or political ambitions as lacking morality and meaning, and guided his followers toward nature for comfort and understanding. “The world is ruled by natural harmony and letting things take their natural course. It cannot be ruled by going against nature or arrogance.” Classical China Nature is stabilized by order, and humans along with all other natural phenomena existed within nature. Attempting one’s own path was arrogant, futile, and selfdestructive. All of mankind’s troubles were caused by having forgotten the “Way.” Remembering the “Way” is an awareness of our connection with Nature within the entirety of creation. Classical China Daoism urged submission to a conception already important in Chinese thought and familiar to Confucius, that of the Dao or the ‘way,’ the cosmic principle that ran through and sustained the harmoniously ordered universe. In many ways, Daoist thinking ran counter to Confucianist thought. Classical China Daoism emphasized acceptance and individual retreat from society (lack of political involvement— and thus embraced by anti-authoritarian movements), while Confucius believed in education, moral improvement, and good government. Classical China The practical results of Daoism were likely to be political quietism and non-attachment; the idea that a village should know that other villages existed (because they could hear the roosters crowing in the mornings), but should have no further interest in them, no commerce with them and no political order binding them together. This idealization of simplicity and poverty was the opposite of empire and prosperity Confucianism upheld. Classical China Confucius focused on the world of human relationships, Daoists turned to the realm of the mysteries of nature. An old Chinese saying was “Confucius roams within society while Lao zi roams beyond it.” Classical China III. Legalism—Those that advocated a third political philosophy called Legalism were pragmatists. They believed the Confucian idea of educating men and cultivating wisdom and virtue was unrealistic. Legalist thought stressed that humans were naturally evil, required restraint, and would only obey authority and rules through force. Classical China Legalism advocated strict, well-known laws, harsh punishments, and the sacrifice of personal freedom for the good of the state (all exercised by a strong central government). In a proper state, the army would control (under a powerful emperor), and the people would labor; the idea of pleasures in educated discourse or courtesy was dismissed as frivolity. Sound familiar? Classical China It would not be Confucianism that succeeded in reuniting China but Legalism. By the 3rd century BCE, one of the “warring states,” the powerful Qin (Chin) adopted the authoritarian ideology of Legalism, which attempted to achieve social cohesion through strict laws and harsh punishments. Classical China The Qin originally were horse breeders for the ruling Zhou. After the Zhou gave them land for the task, they began to organize themselves and developed political skills. By the 3rd century BCE they had developed an effective bureaucracy, had subordinated their aristocracy, had equipped their army with iron weapons, had rising agricultural output, and a growing population. Classical China They gradually assumed power over the weak Zhou, giving their leaders the title of ‘Duke of Qin’ and then in 325 BC raising it to ‘King of Qin’. For the Qin, the foundations of their state’s strength were the military and agrarian sectors, and they tried to channel as many men into those occupations as possible and away from socially “useless” professions like education, philosophy, or business. Classical China In 246 BCE, with a large army (including one of the first uses of cavalry), a young warrior/king named Ying Zheng (a 13 year-old known as “the tiger”) launched a military campaign to reunify the country. Within 10 years, he had defeated the other “warring states” and brought unification and order to much of China. According to a writer from the 1st Century CE, Zheng had 400,000 soldiers from a rival state buried alive. Classical China Qin Shi Huangdi Believing that he had created a universal and eternal empire, he grandly proclaimed himself Qin Shi Huangdi “The First Emperor” of “the Empire of Ten Thousand Generations” and “First August and Divine Emperor of Qin.” Qin Shi Huangdi ‘First’ because he planned a long line of successors… ‘August and Divine’ as he was now equal to a god… ‘Emperor’ to separate himself from his ancestors who were only kings and dukes, and align himself with mythical emperors of the past. Qin Shi Huangdi Qin Shi Huangdi (r. 221-210 BCE). Shi Huangdi ruled his empire through a centralized bureaucracy that replaced the regional nobility from his capital city (near present day Xi’an). Qin Shi Huangdi Xi’an would be China’s capital for more than 1,000 years. Qin Shi Huangdi Considered a brutal and unpopular ruler under Shi Huangdi, the state exercised absolute control over the people (he was essentially a dictator). The tenets of Legalism served him well as he stripped the nobility of power and divided China into administrative provinces governed by administrators, chosen by Shi Huangdi, who served at his pleasure. Qin Shi Huangdi Most nobles were transplanted from their homes to the capital as a means of exercising control over them. The E’Pang Palace of the Qin. Qin Shi Huangdi But despite his harshness, Shi strengthened China through numerous achievements. Qin Shi Huangdi A unified China needed a consistent, standardized language, so Shi mandated that the language and writing of China become uniform. • Even though many dialects remained, the common script enabled people throughout the empire to communicate effectively through writing. Qin Shi Huangdi Shi had laws and currency standardized (copper coins were minted) so they were the same throughout the country. Qin Shi Huangdi Axle lengths were also made uniform. This was done because the cartwheels made ruts in the road, and the ruts had to all be the same width, or carts with a different axle length could not travel on them. Qin Shi Huangdi Shi ordered China’s first national census (for tax and labor reasons). Weights and measurements were standardized. Shi also promoted the manufacturing of silk cloth. Roads and irrigation canals were built throughout the country to increase trade and agricultural production. Qin Shi Huangdi Hundreds of thousands of laborers were forced to build the 1500+ mile long Great Wall. It was built in the north, to protect against invasions from “barbarians.” Qin Shi Huangdi Shi Huangdi also had a huge palace built for himself. This was what ½ of it looked like. It was supposed to mirror paradise. Qin Shi Huangdi But the public works projects and taxes were too great a burden on the population. Those who died on construction projects were often buried underneath them. The Confucian scholars who disagreed with Shi’s policies were executed and their books burned. Shi banned any books that advocated forms of government other than his. Qin Shi Huangdi Shi Huangdi grew increasingly paranoid (not without reason), and banished all foreign scholars from his court as spies. The king's fears were well-founded; in 227, the Yan state sent two assassins to his court, but he fought them off with his sword. A musician also tried to kill him with a lead-weighted lute. Qin Shi Huangdi Shi Huangdi craved longevity, so he sent his ministers to go on quests seeking the mythical “elixir of immortality.” However he died while traveling in 210 BCE (before an elixir of immortality could be found). It is believed he died of mercury poisoning (thought to be part of the elixir of immortality). Qin Shi Huangdi Next to the Great Wall, Shi was most famous for his mausoleum, which included over 7,500 life-sized terra cotta soldiers. The terra cotta soldiers of Shi Huangdi Qin Shi Huangdi It was said that over 700,000 workers from every province toiled unceasingly to build Shi’s tomb at the foot of Mount Li. It was designed to be a scale model of Shi’s palace, the empire, and the world. Its treasures were safeguarded by automatically triggered weapons designed to thwart tomb robbers. Qin Shi Huangdi After Shi’s death, the craftsmen of the tomb were walled up upon an order of his son, the second emperor, as a precaution that they not betray their secrets. Qin Shi Huangdi Artists conceptual view of Shi Huangdi’s tomb. The Qin The Qin His son, who was not as brutal nor as capable, became emperor. He was quickly deposed in a revolt. Even though he was known as a brutal ruler, Shi laid the foundations for a unified Chinese state, which has endured, with periodic interruptions, to the present. The Han Dynasty The brutality of the Qin dynasty caused its collapse, and few mourned its demise. After Shi’s son was deposed, a new dynasty arose in China; the Han. Rather than fall into chaos at Shi’s death, the Han dynasty’s rule lasted over 400 years, from 207 BCE to 220 CE (roughly paralleling Rome). The Han Dynasty Liu Bang, the first Han emperor. The Han Dynasty Political developments: Like their contemporaries the Romans, the Han organized and controlled China through a strong bureaucracy. The Han kept and maintained the centralized features of the Qin, but they were considerably less harsh in their policies. The Han Dynasty The Han de-emphasized legalism in favor of a government based on Confucian ideals. The family hierarchy became the basis for government structure, with subjects owing the emperor the same obedience that children give their fathers. The Han Dynasty The Han believed in “the Mandate of Heaven” and merged it with Confucian values. The Han promoted the Confucian ideal of benevolent rule to replace Qin strictness and reliance on brute force. The Han Dynasty The Han had several able rulers who were able to expand China’s borders even more than Shi Huangdi. The most famous, Han Wudi (140-87 BCE) expanded the frontier west, north and south. The Han Dynasty While the Qin ruled an area of about 1 million sq miles (Alaska, Texas, and California) under Wudi the Han extended Chinese control to over 2.5 million square miles (the entire United States is 3.8 million sq miles). The Han Dynasty These conquests brought the Chinese into contact with other civilizations, including the Romans, although probably through intermediaries. Other trade contacts included India, northeast Asia (part of Korea was conquered), and Southeast Asia (Vietnam). The Han Dynasty The nomadic groups to the north were a threat to Han stability as they had been to the Qin (these skilled horsemen constantly got around the Great Wall and attacked settlements to the south). Han Wudi’s forces eventually defeated the nomads and annexed their pasturelands, and he added to the Great Wall. The Han Dynasty Economic/Social Developments: Like Rome, Han China was an urban empire that ruled a rural and peasant population. Xi’an had a population of several hundred thousand within the city walls and thousands more outside the walls in neighboring communities. The Han Dynasty One of the most important manifestations of Han imperial order was architecture: vast palatial complexes, towered gateways, and city walls were built as symbols of power and prestige as well as for defense. The Han Dynasty The Han Dynasty The emperor lived in the Forbidden City, so named because only his family, servants, and closest advisors were permitted within its boundaries. The Han Dynasty The Forbidden City was surrounded by administrative buildings and houses of the aristocrats and scholar-gentry. The streets bustled with commerce. Several other urban areas also grew so that as much as 30% of the population lived in towns and cities. The Han Dynasty Canals were built, and the road system expanded to improve communication and commerce. The most important export was silk, and its production from cocoons on the leaves of mulberry trees was a closely guarded secret that gave the Chinese a silk monopoly. The Han Dynasty The Han Dynasty A scholar-bureaucrat (shi) during the Han Dynasty. The Han Dynasty The Han rulers increasingly promoted Confucianism, and thorough knowledge of Confucian teachings became essential for promotion in the Han government. The Han Dynasty One of the world’s first universities was founded in Xi’an to educate young (male) scholars to prepare them for jobs in the bureaucracy. An examination system (based almost solely on Confucian texts) was set up in the last century BCE to help the Han government identify the best candidates for their bureaucracy. The Han Dynasty Theoretically, any Chinese man could take the exams, but only the sons of the wealthy had the leisure time to study for them. As a result, the bureaucracy was mostly filled from aristocratic and scholar-gentry families. The Han Dynasty The importance of social class was reinforced by the fact that most bureaucratic jobs were still hereditary, and passed from father to son. Even though most positions within the government were hereditary, the Chinese were the first to experiment with the idea of filling important offices based on merit and effort. The Han Dynasty There were three main social classes in Han China: 1). The aristocrats and scholar-gentry: This class was linked to the shi. Their status was based on their control of large amounts of land and bureaucratic positions within the government. These families tended to have homes in both the city and countryside, and they passed their wealth and status down to their children, sometimes for many centuries. The Han Dynasty The Han Dynasty 2). Ordinary, but free, citizens: the common people included a broad range, with the majority being peasants. Some peasants had decent-sized plots of land and lived well. Others were forced to work for landlords, and still others were barely able to survive. All peasants were required to work a designated number of days each year on public works, and they could also be forced to join the army. The Han Dynasty The Han Dynasty 3). The Underclass: This broad category included many different groups, including unskilled labor and non-Han Chinese on the fringes of the empire. Often these people were forced from their land by the growing Han population and were variously described as “mean”: bandits, beggars, and vagabonds. Slavery existed, but was far less prevalent than in Rome. Most slaves served as domestic servants. The Han Dynasty The Han Dynasty Even though they were not given high status by the scholar-gentry, the artisan/manufacturing classes grew during the Han period because of numerous inventions and technological innovations. The Han Dynasty The Han Dynasty The introduction of the brush-pen and paper greatly facilitated the work of the scholar-gentry, and the demand for their production increased. The Han Dynasty Before paper, turtle shells, animal bones, stones, bamboo, wood and cloth were used for recording and remembering things. None of these were easy or practical. It is believed that paper was invented (approx 105 CE) after much trial/error using twine, old cloth, and unused netting. The Han Dynasty One of the highest art forms was calligraphy (or artistic drawing of the written word). Calligraphy is still a skill highly prized in Chinese society. The Han Dynasty The first primitive form of (wood) block printing was invented, making the copying of official communications into written word available to the Imperial Administrations. The Han Dynasty Math and science in Han China reflected practicality (empirical science) over theoretical. Other innovations included using water mills for agriculture, hydraulics, rudders for ships, and new mining techniques for iron and copper. From the 1st century CE. The Han Dynasty Han scholars studied mathematics in music to develop better acoustics. They developed the idea of negative numbers. Han scholars had a calendar of 365.5 days (actually from the Warring States Era). Han astronomers correctly calculated the movements of Jupiter and Saturn 1,500 years before the Europeans could do it. The Han Dynasty Han astronomers also “discovered” that the moon shines because of the sun’s light. Han astronomers were also among the first to record the movements of comets (what the Han called “broom” stars). The Han Dynasty Han scientists also developed the compass (they found that the ore in lodestone causes it to line up along a north/south axis because of magnetism). The Chinese believed that good luck would be achieved if their homes, temples, and even graves were correctly positioned along the north/south axis. The Han Dynasty Han scholars designed and built an early seismograph to predict earthquakes. This early seismograph dropped a ball in the direction of the earthquake, sometimes felt several hundred miles away. The Han Dynasty Han science also focused on medical research. They had knowledge of blood circulation 1,500 years before the Europeans. The Han also studied personal hygiene as a way to increase life expectancy. Anesthesia was supposedly used for the first time during a medical operation. The Han Dynasty Acupuncture was mentioned for the first time during the Han period. The Han Dynasty Han farmers developed the triple plow and they invented the seed drill which led to much higher yields. The Han Dynasty Chang'an (also called Xi’an—the capital of the Han) in present-day Shaanxi Province—a large urban center laid out on a north-south axis with palaces, residential wards, and two bustling market areas—was one of the two largest cities in the ancient world (Rome was the other). The Han Dynasty Chang’an (Xi’an) The Han Dynasty Like other ancient civilizations, China was a patriarchy. Marriages were arranged according to family ties, and neither young men nor young women had much say about who their partners would be. The Han Dynasty Women from upper-class families were often educated in writing, the arts, and music. But women at all social levels were subordinated to men. Families were controlled by the older men, and younger men were favored over their sisters. The Han Dynasty Political positions were reserved for the men, and only boys could sit for the Confucian examinations. Women from peasant families played traditional roles as cooks, house cleaners, and support for the men in the fields. All were legally subordinated to their fathers and husbands. The Han Dynasty The Han were known for their interest in decorative arts and for the quality of workmanship in everything they made. The Han Dynasty The famous Han “Flying Horse.” The Han Dynasty Earthenware funerary jar. Earthenware model of a watchtower. The Han Dynasty Han pottery. The Han Dynasty The Han Dynasty Even though the Silk Roads enabled the Han to have limited contact with other peoples, China’s relative isolation caused it to look at itself as the center of the universe surrounded by uncivilized barbarians. As a result, the Chinese never felt the need to learn from other societies. The Han Dynasty The Han Dynasty The Han dynasty established China's lasting model of imperial order and imposed a new national consciousness that survives today among the Chinese, who still refer to themselves as the "Han people“ or “the sons of Han.” The Han Dynasty