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11. I/O Systems 11.1 Basic Issues in Device Management 11.2 A Hierarchical Model 11.3 I/O Devices 11.4 Device Drivers – Memory-Mapped vs Explicit Device Interfaces – Programmed I/O with Polling – Programmed I/O with Interrupts – Direct Memory Access (DMA) 11.5 Device Management – Buffering and caching – Error Handling – Disk Scheduling Operating Systems 1 Basic Issues • I/O devices: – Communication devices • Input only (keyboard, mouse, joystick, light pen) • Output only (printer, visual display, voice synthesizers…) • Input/output (network card…) – Storage devices • Input/output (disk, tape, writeable optical disks…) • Input only (CD-ROM…) Operating Systems 2 Basic Issues • Every device type/model is different – input/output/both, block/char oriented, speed, errors, … • Main tasks of I/O system: – Present logical (abstract) view of devices • Hide details of hardware interface • Hide error handling – Facilitate efficient use • Overlap CPU and I/O – Support sharing of devices • Protection when device is shared (disk) • Scheduling when exclusive access needed (printer) Operating Systems 3 Hierarchical Model of the I/O System Operating Systems 4 I/O System Interface Operating Systems 6 I/O System Interface • Block-Oriented Device Interface – direct access – contiguous blocks – usually fixed block size – Operations: • Open: verify device is ready, prepare it for access • Read: Copy a block into main memory • Write: Copy a portion of main memory to a block • Close: Release the device • Note: these are lower level than those of the FS – Used by File System and Virtual Memory System – Applications typically go through the File System Operating Systems 7 I/O System Interface • Stream-Oriented Device Interface – character-oriented – sequential access – Operations: • Open: reserve exclusive access • Get: return next character of input stream • Put: append character to output stream • Close: release exclusive access • Note: these too are different from those of the FS but some systems try to present a uniform view of files and devices Operating Systems 8 I/O System Interface • Network Interface – key abstraction: socket – endpoints of a “line” between two processes – once established, use protocol to communicate • Connection-less protocols – send messages, called datagrams – Operations: send, receive (to/from sockets) • Connection-based protocols – establish a connection called virtual circuit – Operations: connect, accept, read, write Operating Systems 9 I/O Devices Operating Systems 10 I/O Devices – Output • Display monitors – character or graphics oriented – Different data rates: • 25 x 80 characters vs 800 x 600 pixels (1B allows 256 colors) • Refresh 30-60 times/s for video • Printers (ink jet, laser) • Interface – write to controller buffer – wait for completion – handle errors Operating Systems 11 I/O Devices – Input • Keyboards – most common: “QWERTY” • Pointing devices – Mouse – Trackball – Joystick • Scanners • Interface – device generates interrupt when data is ready – read data from controller buffer – low data rates, not time-critical Operating Systems 12 I/O Devices – Storage • Disks – Surface, tracks/surface, sectors/track, bytes/sector – All sectors numbered sequentially 0..(n-1) (device controller provides mapping) Operating Systems 13 I/O Devices – Storage • Track skew – Account for seek-to-next-track to minimize rotational delay Operating Systems 14 I/O Devices – Storage • Double-sided or multiple surfaces – Tracks with same diameter = cylinder – Sectors are numbered within cylinder consecutively to minimize seek time Operating Systems 15 I/O Devices – Storage • Optical disks – CD-ROM, CD-R (WORM), CD-RW – Originally designed for music – Data stored as continuous spiral, subdivided into sectors – Higher storage capacity: 0.66 GB/surface – Constant linear speed (200-530 rpm), high data rate Operating Systems 16 I/O Devices – Storage • Critical issue: data transfer rates of disks – Sustained rate: continuous data delivery – Peek rate: transfer once read/write head is in place • depends on rotation speed and data density • Example: 7200 rpm, 100 sectors/track, 512 bytes/sector. What is the peak transfer rate? – 7200 rpm: 60,000/7200=8.3 ms/rev – 8.3/100 = 0.083 ms/sector – 512 bytes transferred in 0.083 ms: ~6.17 MB/s What is the Sustained rate?–Depends on file organization Operating Systems 17 Hierarchical Model of the I/O System Operating Systems 19 Device Drivers • accept command from application – get/put character – read/write block – send/receive packet • interact with device controller (hardware) to carry out command • driver-controller interface: set of registers Operating Systems 20 Device Drivers: Interface to Controller • How does driver read/write registers? • Explicit: special I/O instruction: io_store cpu_reg, dev_no, dev_reg • Memory-mapped: CPU instruction: store cpu_reg, n (n is memory address) Operating Systems 21 Programmed I/O with Polling • Who moves the data? • How does driver know when device is ready? • CPU is responsible for – moving every character to/from controller buffer – detecting when I/O operation completed • Protocol to input a character/block: Operating Systems 22 Programmed I/O with Polling • Driver operation to input sequence of characters or blocks: i = 0; do { write_reg(opcode, read); while (busy_flag == true) {…??...}; //waiting mm_in_area[i] = data_buffer; increment i; compute; } while (…) Operating Systems 23 Programmed I/O with Polling • Driver operation to output sequence of characters or blocks: i = 0; do { compute; data_buffer = mm_out_area[i]; increment i; write_reg(opcode, write); while (busy_flag == true) {…??...}; } while (data_available) Operating Systems 24 Programmed I/O with Polling • What to do while waiting? – Idle (busy wait) – Some other computation (what?) • How frequently to poll? – Give up CPU • Device may remain unused for a long time • Data may be lost Operating Systems 25 Programmed I/O with Interrupts • CPU is responsible for moving data, but • Interrupt signal informs CPU when I/O operation completes • Protocol to input a character/block: Operating Systems 26 Programmed I/O with Interrupts • Compare Polling with Interrupts: i = 0; do { write_reg(opcode, read); while (busy_flag == true) {…}; //active wait mm_in_area[i] = data_buffer; increment i; compute; } while (…) i = 0; do { write_reg(opcode, read); block to wait for interrupt; mm_in_area[i] = data_buffer; increment i; compute; } while (…) Operating Systems 27 Programmed I/O with Interrupts • Example: Keyboard driver do { block to wait for interrupt; mm_in_area[i] = data_buffer; increment i; compute(mm_in_area[]); } while (data_buffer != ENTER) • Note: – there is no write_reg command, pressing a key generates interrupt – compute depends on type of input: raw/cooked • E.g. trying to type “text” but with typos raw: t e s t ← BS x → cooked: t e x t Operating Systems 28 Programmed I/O with Interrupts • I/O with interrupts: more complicated, involves OS • Example: sequence of reads • More overhead (OS) but better device utilization Operating Systems 29 Direct Memory Access (DMA) • • • • CPU does not transfer data, only initiates operation DMA controller transfers data directly to/from main memory Interrupts when transfer completed Input protocol: Operating Systems 31 DMA • Driver (CPU) operation to input sequence of bytes: write_reg(mm_buf, m); // give parameters write_reg(count, n); write_reg(opcode, read); // start op block to wait for interrupt; – Writing opcode triggers DMA controller – DMA controller issues interrupt after n chars in memory • Cycle Stealing – DMA controller competes with CPU for memory access – generally not a problem because: • Memory reference would have occurred anyway • CPU is frequently referencing data in registers or cache, bypassing main memory Operating Systems 32 Device Management Operating Systems 34 Device Management • Device-independent techniques: – Buffering/caching – Error Handling – Device Scheduling/Sharing Operating Systems 35 Buffering • Reasons for buffering – Allows asynchronous operation of producers and consumers – Allows different granularities of data – Consumer or producer can be swapped out while waiting for buffer fill/empty Operating Systems 36 Buffering • Single buffer operation • Double buffer (buffer swapping) – Increases overlap – Ideal when: time to fill = time to empty = constant – When times differ, benefits diminish Operating Systems 37 Buffering • Circular Buffer (bounded buffer from Ch. 2) – Producer and consumer each use an index • nextin gives position of next input • nextout gives position of next output • Both are incremented modulo n at end of operation – When average times to fill/empty are comparable but vary over time: circular buffer absorbs bursts • Buffer Queue – Variable size buffer to prevent producer blocking – Implement as linked list – needs dynamic memory management • Buffer Cache: pool of buffers for repeated access Operating Systems 38 Error Handling • Types of error – Persistent vs Transient – SW vs HW – Persistent SW error • Repair/reinstall program – Transient SW/HW errors: • Error detecting/correcting codes – e.g., Hamming code (separate lecture) • Retry operation, e.g. disk seek/read/write – Persistent HW errors: • Redundancy in storage media Operating Systems 39 Bad block detection/handling • • • • Block may be bad as a manufacturing fault or during use Parity bit is used to detect faulty block The controller bypasses faulty block by renumbering A spare block is used instead Two possible re-mappings: a) simple b) preserves contiguity of allocation Operating Systems 45 Stable storage • Some applications cannot tolerate any loss of data (even temporarily) • Stable storage protocols: – Use 2 independent disks, A and B – Write: write to A; if successful, write to B; if either fails, go to recovery – Read: read from A and B; if A!=B, go to Recovery – Recovery from Media Failure: A or B contains correct data (parity); remap failed disk block – Recovery from Crash: • if while reading, just repeat the read • if while writing A, B is correct; if while writing B, A is correct; recover from whichever is correct Operating Systems 46 RAID • RAID = Redundant Array of Independent Disks – Increased performance through parallel access – Increased reliability through redundant data – Maintain exact replicas of all disks • most reliable but wasteful – Maintain only partial recovery information • (e.g. error correcting codes) Operating Systems 47 Device Management • Disk Scheduling – Requests for different blocks arrive concurrently from different processes – Minimize rotational delay: • re-order requests to blocks on each track to access in one rotation – Minimize seek time: – Conflicting goals: • Minimize total travel distance • Guarantee fairness Operating Systems 48 Device Management • Algorithms – FIFO: requests are processed in the order of arrival • simple, fair, but inefficient – SSTF (Shortest Seek Time First): always go to the track that’s nearest to the current positions • most efficient but prone to starvation – Scan (Elevator): – maintain a direction of travel – always proceed to the nearest track in the current direction of travel – if there is no request in the current direction, reverse direction • fair, acceptable performance Operating Systems 49 Device Management Example: assume moving from 0 to 5; then 12,4,7 arrive Operating Systems 50