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RUTH MAIR CLEMENT ST08004858 CARDIFF SCHOOL OF SPORT UNIVERSITY OF WALES INSTITUTE CARDIFF ‘HOW IN THE VIEW OF EXPERTS CAN EXERCISE BE USED, IN COMBINATION WITH EMERGING TECHNOLOGIES TO IMPROVE THE QUALITY OF LIFE OF CHRONIC HEART FAILURE SUFFERERS?’ TABLE OF CONTENT ACKNOWLEDGEMENTS I ABSTRACT II CHAPTER I INTRODUCTION 1 1.1 Introduction 2 1.2 Aim of Thesis 2 CHAPTER II LITERATURE REVIEW 3 2.1 Introduction 4 2.2 Definition and Diagnosis of CHF 4 2.3 The Impact of CHF 5 2.4 The Benefits of Exercise on CHF 7 2.5 Current Treatments of CHF 2.5.1 Pharmacological Therapies 2.5.2 Surgery 2.5.3 Mechanical Support 9 9 11 12 2.6 Emerging Technologies for the Treatment of CHF 13 2.7 Rationale and Purpose of the Present Study 14 CHAPTER III METHODOLOGY 16 3.1 Introduction 17 3.2 Participants 18 3.3 The Approach 3.3.1 Interviews and the Interview Guide 3.3.2 The Focus Groups (Phases 2, 3 and 7) 3.3.3 The Pilot Study- Phase 3 19 19 21 21 3.4 Interview Procedure 24 3.5 Data Analysis, Reliability and Validity 25 CHAPTER IV RESULTS AND DISCUSSION 27 4.1 Introduction 28 4.2 Wales and Chronic Disease 29 4.3 Current Treatments of CHF 29 4.4 Exercise and CHF 31 4.5 Emerging Technologies and CHF 32 4.6 Combining Exercise and Emerging Technologies 36 4.7 Impact on QOL and the Future 39 4.8 Main Findings 43 4.9 Practical Implication 43 4.10 Strengths and Limitations 44 CHAPTER V CONCLUSIONS AND FUTURE WORK 45 5.1 Conclusion 46 5.2 Future Work 46 LIST OF REFERENCES 47 APPENDICES 64 LIST OF TABLES 4 TABLE 1: THE NYHA CLASSIFICATION OF HF. TABLE 2: SIDE EFFECTS OF ACEI’S, DIURETICS AND BETA-BLOCKERS, AHA (2009B). 10 TABLE 3: CURRENT SURGICAL PROCEDURES FOR THE TREATMENT OF CHF (NHS CHOICES, 2010 CLELAND). 11 TABLE 4: CURRENT MECHANICAL SUPPORT DEVICES FOR THE TREATMENT OF CHF (EDUARDO AND FERREIRA, 2003). 12 TABLE 5: PARTICIPANTS USED IN THE RESEARCH STUDY. 19 TABLE 6: THEMES INCLUDED IN THE INTERVIEW GUIDE. 20 TABLE 7: MODIFICATIONS AND CHANGES MADE TO THE ORIGINAL INTERVIEW GUIDE. 23 TABLE 8: PROCEDURES AND STRATEGIES USED TO ENSURE AN EFFECTIVE INTERVIEW (TAYLOR ET AL., 2006B). 24 LIST OF FIGURES FIGURE 1: COMPARISON OF A HEALTHY HEART (LEFT) WITH AN ENLARGED HEART (RIGHT), SHOWING A NOTICEABLE THINNING OF THE MUSCLE WALLS (CALON CARDIO TECHNOLOGY, 2011). 5 FIGURE 2: EMERGING LVAD (CALON CARDIO, 2011). 13 FIGURE 3: PLAN ADOPTED FOR RESEARCH STUDY. 17 FIGURE 4: A TAG CLOUD OF ALL TRANSCRIBED INTERVIEWS, USED FOR ILLUSTRATED PURPOSES ONLY (TAGXEDO, 2011) 28 ACKNOWLEDGEMENTS It is a pleasure to thank those who made this thesis possible. First of all, thank you to my supervisor Dr.Rich Neil for his guidance and support throughout the course of the study. Thank you also to Dr Mike Kiernan and Dr Daniele Doneddu for their encouragement and support from the preliminary to the concluding end. It is furthermore an honour and a pleasure to thank those who, so kindly, gave up their time and effort to participate in this study. And, last but certainly not least, thank you to my Mam and Dad for their love and support, not only through this thesis, but through the three years at UWIC. i ABSTRACT Wales has a high incidence of chronic disease and current indications suggest that this is likely to increase. Chronic heart failure (CHF) is a problem that has a direct impact on the quality of life (QOL), morbidity and mortality of the population of Wales, the UK and globally. In Wales alone, 32,000 cases of CHF are diagnosed each year. Current technology offers no cure for CHF; at best it slows down the development and progression of the disease. Scientists are developing new treatment modalities, which may cure CHF and improve the QOL of the sufferer. Traditionally, individuals with CHF would be encouraged to rest but, increasingly, researchers have observed that appropriate exercise can positively affect the physiology and psychology of CHF patients. This research seeks to answer the question ‘How in the view of experts can exercise be used in combination with emerging technologies to improve the quality of life of chronic heart failure sufferers?’ The research is a qualitative study which interviews a range of experts in the field of CHF. It allows an understanding of how experts perceive the efficacy of current treatments, the emerging treatment candidates and how those new technologies maybe combined with exercise to impact positively on the QOL of the suffers. The ten experts interviewed were a combination of practicing clinicians, technologists and research academics. Their views demonstrated a high degree of unanimity, leading to the conclusion that ‘experts believe that exercise can be used in combination with emerging technologies to improve the QOL of CHF patients, through the use of left ventricular assist devices and stem cell therapy’. However, the experts also held the unanimous view that a great deal of research was needed in this field in order to define the correct exercise programme and treatment in order to tailor to the need of individual circumstances. The project has led one group of researchers to review their plans, and incorporate the findings of this study into their future research programmes. ii “Don’t worry about your heart, it will last you as long as you live” W.C.Fields, 1880-1946 CHAPTER I INTRODUCTION 1.1 Introduction There is a reported high incidence of chronic disease within Wales, and demographic trends suggest that these are likely to continue increasing in the future (Pritchard et al., 2006). Consequently, the Royal Pharmaceutical Society of Great Britain (RPSGB, 2008) stated that the burden placed upon the National Health Service (NHS) is substantially growing and difficult to sustain, improving the way in which chronic conditions are managed in Wales is therefore vital. Among chronic disease, chronic heart failure (CHF) is a serious problem in Wales with an estimated 32,000 cases of heart failure (HF) diagnosed each year and 96,000 sufferers in need of ongoing care (Blenkinsopp et al., 2004). Approximately 10,400 people in Wales and England die each year from the condition. Not only is there a problem with morbidity rates, the annual cost of HF on the NHS, in the UK exceeds £625 million (Petersen et al., 2002; RPSGB, 2008). Several authors have highlighted the positive impact that an exercise regime could have on both the prevention of chronic disease, and the quality of life (QOL) of the chronic disease sufferers (Colberg and Grieco, 2009; Moy et al., 2009; Yung et al., 2009). In addition, new technologies are emerging for the treatment of CHF, with the aim to reduce symptoms, delay progression of the disease and extend and improve the QOL of the sufferer (Petersen et al., 2002). 1.2 Aim of Thesis Through the view of medical and technological experts, this project will investigate whether these technologies will offer new opportunities for combining emerging technologies with exercise to improve 2 the QOL of CHF sufferers. CHAPTER II LITERATURE REVIEW 2.1 Introduction The aim of this review is to critically analyse existing literature encompassing exercise/physical activity (PA), emerging technologies/treatments and their effects on the QOL of CHF patients. The chapter will be separated into six sections: Definition and Diagnosis of CHF, the Impact of CHF, the Benefits of Exercise on CHF, Current treatments of CHF, Emerging technologies for the Treatment of CHF, and the Rationale and Purpose of the Present Study. 2.2 Definition and Diagnosis of CHF Experts have defined CHF as a very complex and multi-dimensional clinical syndrome (Mann, 2004). According to Pina et al. (2003, p.2) ‘heart failure may be defined as the inability of the heart to meet the demands of the tissues, which results in symptoms of fatigue or dyspnoea.’ CHF sufferers also experience the loss of functional capacity, which is a very important marker of the prognosis. The New York Heart Association (NYHA) classification is widely used by physicians to determine the extent of this functional loss, and is also very useful in determining the best course of therapy for the CHF patient (Raju, 2003). The NYHA classified HF into four categories based upon the severity of the symptoms (see Table 1). Table 1: The NYHA Classification of HF. CLASSIFICATION PATIENT SYMPTOMS Class I (Mild) Class II (Mild) Class III (Moderate) No limitations of physical activity. Ordinary physical activity does not cause undue fatigue, palpitations, or shortness of breath. Slight limitation of physical activity. Comfortable at rest, but ordinary physical activity results in fatigue, palpitations, or shortness of breath. Marked limitations of physical activity. Comfortable at rest, but less than ordinary activity causes fatigue, palpitations, or shortness of breath. Unable to carry out any physical activity without discomfort. Symptoms Class IV (Severe) of cardiac insufficiency at rest. If any physical activity is undertaken, discomfort is increased. As indicated by the NYHA classifications, the inability to perform exercise without discomfort maybe one of the first symptoms experienced by CHF sufferers, and 4 therefore exercise intolerance is directly linked to the diagnosis of the disease (Pina et al., 2003). CHF is also characterised by symptoms such as anxiety, shortness of breath, confusion, fatigue and signs of fluid retention such as ankle swelling (Dickstein et al., 2008; Hwang et al., 2010). These symptoms are due to the ventricle enlarging as a result of the strain put on the heart, with accompanying thinning of the muscle walls and subsequent enlarging of the heart (Braunwald, 2008). Figure 1 illustrates the difference between an enlarged, congested heart (CHF) and a normal, healthy heart. Figure 1: Comparison of a healthy heart (left) with an enlarged heart (right), showing a noticeable thinning of the muscle walls (Calon Cardio Technology, 2011). 2.3 The Impact of CHF CHF is the end result of many cardiovascular disorders with a poor prognosis. This means that the disease is rapidly worsening, and the likelihood of the patient’s life coming to an end is increased (Nicholson, 2007). Several authors have reported that 30-40% of patients diagnosed with CHF die within a year, and 45-75% of individuals at 5 years are at an increased risk of sudden death (Cowie 5 et al., 2000; Marcolina, 2009; Selman et al., 2007). Dickstein et al. (2008) stated that the lifetime risk of developing CHF is 1 in 5, with incidence increasing steeply at the age of 75 years. In addition to high mortality and morbidity rates, CHF patients have a seriously impaired QOL as pain becomes an increasing and significant problem (Flynn et al., 2009; Selman et al., 2007). According to the British Heart Foundation (BHF, 2004) the QOL of individuals with CHF is very poor compared with individuals suffering from other chronic conditions. The BHF (2004) report also stated that QOL in people with CHF decreases considerably as the severity of the disease increases. Individuals cannot carry out simple activities due to the physical and social limitation caused by the disease, resulting in hospital admission becoming recurrent (Archanga and Gray, 2002). Hospital admission is increasing among CHF patients and is predicted to rise by as much as 50% over the next 25 years. The cost of CHF patient consultations has been estimated at £45 million per year, accounting for a total of 1 million inpatient bed days (The National Collaborating Centre of Chronic Conditions, 2003). Hospital and general practice (GP) visits mean that more CHF patients are absent from work and are unlikely to be employed with resulting significant associated costs to the UK economy (Petersen et al., 2002). Hypertension, atrial fibrillation, obesity and diabetes are known to be some of the more frequent aetiologies of CHF (Marcolina, 2009; Petersen et al., 2002). According to Dickstein et al. (2008) coronary artery disease is also a very common aetiology of HF, being the initiating cause in 70% of patients. In addition, many studies have recognised a relationship between a high body mass index (BMI) and the development of CHF. Horwich et al. (2001, p.789) highlighted a strong relationship between BMI and HF, stating that ‘obesity is regarded as a significant risk factor for cardiovascular disease and has also been linked to the development of heart failure.’ This relationship was again acknowledged by Lavie et al. (2004) and Poirier et al. (2006) who reported a close relationship between obesity and the development of CHF. Specifically, they stated that obesity may have many adverse effects on cardiac complications and function. 6 Patterns of today’s living have channelled Wales into an increasingly obese and sedentary existence, and, physical inactivity is the most prevalent risk factor (American College of Sports Medicine, 2006). Recent statistics from the Welsh Health Survey (2008) show that 62% of men and 53% of women are classified as being obese, with the magnitude increasing to 72% and 62% among 45 to 64 year old individuals. Statistics for children are even more worrying, with the Health Behaviour in School-aged Children Study (2006) and the Millenium Cohort Survey finding that Welsh children have among the highest obesity levels in the participating European and North American countries (Obesity Pathway, 2010). As alluded to earlier, obesity significantly increases the risk of developing CHF (Marcolina, 2009; Poirier et al., 2006; Wilmore et al., 2008). Obesity may predispose the individual to CHF through different mechanisms that include: increased total blood volume, increased cardiac output and left ventricular hypertrophy (Poirier et al., 2010). With obesity levels in Wales being unacceptably high, and the relationship between obesity and the development of CHF being so close, it is thought that levels of HF will rise dramatically over the next 25 years (Pritchard et al., 2006). 2.4 The Benefits of Exercise on CHF Despite the documented relationship between obesity and the development of CHF, it has been acknowledged that obesity, and the associated risk factors, can be improved through physical activity (PA) and the pursuit of physical fitness (Guilder et al., 2005). Studies of lifestyle interventions have found that combining moderate weight loss with increased PA reduces the incidence of chronic conditions by up to 50-58% (Obesity Pathway, 2010). Traditionally, individuals suffering from CHF were recommended to rest due to cardiac de-compensation (Hambrecht et al., 2000). This approach has however been reviewed and reconsidered by scientists and medical practitioners over the years. Guidelines developed by the American Heart Association (AHA, 2009a) advise individuals with HF to perform thirty minutes of moderately-vigorous exercise five or more times per week. There is an increasing consensus that 7 exercise training can improve the functional capacity, and improve the QOL of CHF patients, with relatively few complications (McKelvie, 2008; O’Connor 2009). Further studies have established that exercise is an effective part of CHF management. Hambrecht et al. (2000) provided evidence that exercise training has the potential to improve the QOL of CHF patients, they also suggested that exercise has the potential to improve left ventricular stroke volume and reduce cardiomegaly, ultimately decreasing the size of the heart. This view is supported by a significant number of other researchers in the field (Chien et al., 2008; Koukouvou et al., 2004; Smart and Warwick, 2004). McConnell et al. (2003) stated that patients with HF respond positively to exercise, as it increases their respiratory muscle endurance, and peak oxygen consumption (VO2peak). These improvements are possibly related to increases in the blood flow through the heart, in particular the ventricular chamber filling rate, and decreases in the peripheral resistance. Findings from Pina et al. (2003) highlighted that exercise training can improve VO2peak by as much as 12-31% by improving endothelial function and oxygen extraction in the periphery. In addition to these findings, Marcolina (2009) suggested that through exercise, HF patients can rely on improvements in pulmonary-mediated oxygen functioning. The potential influence of PA on the QOL of CHF patients was further examined by Koukouvou et al. (2004) who showed that exercise training in patients with CHF can diminish their depression and anxiety, improving QOL. The study highlighted that gains in physiological response in trained patients showed a strong positive correlation with initial levels of depression. McKelvie (2008, p.9) concluded that HF patients can improve their symptoms, and hence QOL, through the physiological effects of exercise, the authors state that through exercise; ‘there is reasonable expectation that there will be a reduction in mortality and morbidity.’ The AHA recommends that people with HF should add resistance training to their exercise program in order to improve cardiovascular health (Williams et al., 2007). Studies have shown that resistance training can improve muscle strength and VO2peak, which most importantly can improve the QOL of the patient by allowing them to breathe freely (Levinger et al., 2005; Yeh et al., 2003). There is also some evidence that a combination of strength and endurance training can improve 8 exercise tolerance, reverse skeletal muscle histochemical abnormalities, and enhance blood flow, which may ultimately lead to an increased QOL for CHF patients (Belardinelli et al., 1999; Coats et al., 1992; Degache et al., 2007). While there is currently no cure for CHF, many studies arrive at a similar conclusion, namely that exercise training is safe and deeply beneficial for the treatment and QOL of the sufferers. Smart and Warwick (2004) agreed by highlighting that exercise should be part of the standard treatment of HF patients. Therefore, exercise may play a very important role in prevention, and improving the QOL of the CHF patients as a secondary prevention. 2.5 Current Treatments of CHF Improvements in QOL and the chance of recovery for CHF patients is not something that is possible with exercise alone. Many treatments have been used to manage CHF including: pharmacological therapies, surgical intervention and mechanical support devices (Swedberg et al., 2005). 2.5.1 Pharmacological Therapies The main pharmacological therapies used by physicians for the treatment of CHF are angiotensin-converting enzyme inhibitors (ACEIs), diuretics and beta blockers (Anderson, 2001). These drug therapies have been known to help both survival and symptomatology by improving ventricular function, increasing survival rate and reducing congestion (Dickstein et al., 2008). Findings from McAlister et al. (2004) and Swedberg et al. (2005) highlighted that ACEIs improve exercise performance, QOL, and reduce hospitalization in patients with HF. Trials conducted by Degenais et al. (2006) showed a reduction in adverse outcomes related to HF through the use of ACEIs. The trials also showed that ACEIs lowered the risk of admission to hospital due to HF by as much as 14%. As well as ACEIs, diuretics are thought to be just as essential for the treatment of CHF. When an individual has CHF there is an increased risk of fluid overload, and diuretics are vital for reducing this by increasing urination. The reduction in fluid helps to relieve the hearts workload and decreases the build up of fluid in the lungs, ankles and legs (NIH, 2011; Swedberg et al., 2005). According to Faris et 9 al. (2002) diuretics decrease the symptoms of CHF and signs of pulmonary and systematic venous congestion, allowing the patient to feel slightly better. Another drug therapy used to manage CHF is beta-blockers (Dickstein et al., 2008). Beta-blockers block specific receptors, which reduce the heart’s tendency to beat faster; this lowers blood pressure, and allows the heart to beat at a slower rate (AHA, 2009b). Hjalmarson (1997) described how the drug therapy significantly decreases the risk of sudden death, data from 24 post infarction studies showed an average of 20% mortality reduction over two years. Despite previous research suggesting that these pharmaceutical treatments are beneficial for the treatment of CHF, other studies have acknowledged serious problems originating from these drugs. O’Connor (2009) stated that individuals taking these supplements may suffer from dyspnoea and fatigue, reducing their QOL. Findings by McMurray et al. (2005) showed that ACEIs occasionally cause worsening of the renal function, symptomatic hypotension, and cough, thus confirming a previous study by Rocca et al. (1999) who stated that ACEIs may reduce sympathetic activity. They also showed that the drug may lead to a potentially life-threatening complication, increasing death rate by 0.1-0.2%. Betablockers have been shown to cause worsening of HF, increase insulin resistance and predispose patients to diabetes (Bangalore et al., 2007; Dickstein et al., 2008). A large clinical trial of subjects who did not have diabetes showed the risk of new–onset diabetes in patients on beta-blockers and diuretics. (Elliott and Meyer, 2007). Other side effects of these drug therapies are shown in Table 2. Table 2: Side Effects of ACEI’s, Diuretics and Beta-blockers, AHA (2009b). MEDICATION REPORTED SIDE EFFECTS Cough, Kidney problems, Weakness, Low blood pressure and ACEI dizziness, Skin rashes, Altered sense of taste, Nausea, Headaches. Diuretics Low blood pressure and dizziness, Poor kidney function, Loss of potassium from the body (causing the individual to feel weak). Decrease amount of oxygen circulating body (people become less Beta-blockers able to handle physical activity), Nausea, Weakness, Low blood pressure and dizziness, Headaches, 10 2.5.2 Surgery Surgery is also considered a valuable option for the treatment of CHF (Conaway et al., 2003; Vaduganathan et al., 2010). Table 3 illustrates some of the current surgical procedures. However, the final fallback approach when dealing with a heart that is beyond repair is transplantation. Table 3: Current Surgical Procedures for the treatment of CHF (NHS Choices, 2010 cleland). PROCEDURE Coronary Artery Bypass Grafting Aortic Valve Surgery Mitral Valve Surgery Cardiac Resynchronization Therapy Pacemakers Implantable Cardioverter Defibrillator DESCRIPTION Blocked arteries are bypassed using transplanted arteries thereby improving the blood supply to the myocardium. The damaged aortic valve is either repaired or replaced by an alternative healthy or mechanical valve. The damaged mitral valve is either repaired or replaced by an alternative healthy or mechanical valve. Both the left and right heart walls are electrically stimulated to ensure the correct timing of the heart contraction. The electrical activity of the heart muscles is stimulated through the use of either an internal or external pacemaker. In cases where heart arrhythmia is common an implantable cardioverter defibrillator detects irregularities and uses electrical stimulation to correct the abnormalities in the beat pattern. Heart transplantation (HT) is a major surgical procedure known to increase survival, QOL and exercise capacity (Dickstein et al., 2008; Slaughter et al., 2009; Taylor et al., 2007). In patients with end-stage HF, HT is the only therapy proven to provide survival benefits (Mehra et al., 2006). Survival rates of HT candidates have significantly improved in recent times, and in selected individuals the procedure maybe considered a life-saving operation (Lietz et al., 2007; Taylor et al., 2006a). However, recently the popularity of HT has declined dramatically due to QOL problems in patients, the limited number of donors and long waiting list, which severely limits the number of HTs carried out annually (Furukawa et al., 2005; Kikugawa 2000). Lietz and Miller (2007, p. 1282) stated that ‘at the end of 2005, 48% of heart transplant candidates had spent more than 2 years on the waiting 11 list, compared with 17% in 1993.’ As of April the 1st, 2007 to March 31st 2008, there were only 65 new adult and 5 new paediatric heart donors listed on the UK donor registry (British Heart Association, 2008; NHS 2008). In 2010 there were only a 112 heart transplants carried out in the UK (NHS Blood and Transplant, 2011). Comparison of these figures with the 10,400 people in England and Wales each year dying from the disease shows the current inadequacy of the approach of HT in tackling HF on a wider scale. The limited number of heart donors is not the only problem surrounding HT. The procedure is associated with a low QOL due to several problems such as cardiac denervation which causes limited exercise capacity, right ventricular failure due to elevated pulmonary resistance, atherosclerosis and drug toxicities (Fukamachi, 2004). Transplant rejection (which is a reaction to donor antigents and can result in significant graft coronary artery disease) is also a major problem for the QOL of HT patients, causing one in four patients to die within five years post operation (Butler et al., 2009; Lindenfield et al., 2004; Usta et al., 2009). 2.5.3 Mechanical Support Mechanical support is where the function of the heart, namely the circulation of blood, is either aided or replaced by a mechanical device implanted into the patient or external to the body (Furukawa et al, 2005; Maryland, 2001). The most common mechanical support technologies currently employed are summarised in Table 4. The mechanical devices described however, are only intended for short term support of the heart function. The most exciting, and potentially revolutionary development in mechanical support is the introduction of Left Ventricular Assist Devices (LVADs) which have been widely used as a bridge to transplantation (Lahpor et al., 2010). These devices are discussed in detail in the following section. Table 4: Current mechanical support devices for the treatment of CHF (Eduardo and Ferreira, 2003). DEVICE Intra-aortic balloon pump Heart-Lung machine Total artificial heart DESCRIPTION An inflatable balloon positioned in the aorta that reduces the stress on the heart. An external device that provides circulation and oxygenation of the blood bypassing the heart. Commonly an electro mechanical device that replaces the diseased heart providing complete circulatory function. 12 2.6 Emerging Technologies for the Treatment of CHF In terms of mechanical support, the major advancement in the treatment of CHF is the LVAD. LVADs are essentially small electro mechanical pumps that support the hearts own circulatory function thereby both increasing the blood flow to the periphery and reducing the stress on the already damaged heart (Calon Cardio, 2011). Since 2000, a number of studies have shown the clear benefits of LVADs in both supporting the ‘bridge to transplant’ or in many cases, providing an elongated life time (Bourque et al., 20020; Lahpor et al., 2010; Pagani et al., 2009; Westaby, 2010). Figure 2 demonstrates an emerging LVAD currently under development in Wales. Figure 2: Emerging LVAD (Calon Cardio, 2011). In those cases where the individual does not meet the inclusion criteria for HT the use of an LVAD is the only alternative that can provide sufficient support to keep the patient alive. The use of LVADs have been shown to provide both an 13 immediate and significant improvement in cardiac output and organ functioning whilst alleviating the symptoms of CHF, thereby increasing QOL (Fukamachi, 2004; Slaughter et al., 2009). Rogers et al. (2010) showed that patients with NYHA class IV symptoms at the time of implantation had significant QOL benefits within the first month of LVAD support with between 47-59% of the patients reverting to NYHA class I or II within six months. Fan et al. (2010) reported that between 1999 and 2009, 56 paediatric patients were fitted with LVADs as a result of CHF, 12 patients showed sufficient improvement to enable the LVAD to be removed following complete recovery of the patient’s heart. The NHS in the UK and, the Centre for Medicare and Medicaid Services (CMS) in the US have both recognized the obvious clinical benefit of LVADs in providing improved QOL for CHF patients. The NHS fitted 122 LVADs to patients in 2009/10, and the CMS has recently published its rules relating to payments for LVAD implantation, essentially allowing the US government medical insurance to pay for CHF patients to have LVAD support (CMS, 2010; NHS national reference 2010). In essence, there is an emerging body of evidence supporting the use of LVADs for CHF patients. This evidence clearly shows the physical and QOL benefits for CHF patients, and both the UK and US health care providers have identified that LVADs are more likely to be an important tool for the long term management of CHF. 2.7 Rationale and Purpose of the Present Study The published literature leads to the conclusion that CHF is a serious and problematic disease that limits people’s life expectancy and QOL. Many researchers agree that exercise can play a vital and positive role in the treatment and QOL of CHF patients. Others have agreed that emerging technologies have also the potential to improve the QOL of CHF patients and also increase recovery. There is limited work however that seeks to establish the impact of the optimal combination of exercise and emerging technology on the QOL of CHF sufferers. No research has considered the views of medical and technological experts in the field of chronic disease and CHF to understand the interrelationship between exercise and emerging technologies. This is important as it will give insight into 14 how this combination could deal with CHF in the context of an increasingly obese and sedentary society, and improve the QOL of CHF patients. The purpose of this study is to review the opinions of experts in the field of medicine and healthcare innovation, with an eye to future trends, and particularly how these may impact on issues relating to the QOL of CHF patients. 15 CHAPTER III METHODOLOGY 3.1 Introduction A qualitative approach was implemented in order to address the purpose of this present study. The author’s intention was to understand and describe the views of experts in the area of CHF. A qualitative approach would allow the researcher to understand how experts interpret their experiences, how they construct their worlds and what meaning they attribute to their experiences (Merriam, 2009). A qualitative approach was deemed the most suitable (Kvale, 2007). Further, the study adopted a grounded theory approach due to its novel insight. Grounded theory involves ‘the inquirer generating a general explanation of a process, action, or interaction shaped by the views of participants’ (Creswell, 2007, p.63). Figure 3 illustrates the plan adopted for this research study. PHASE 1- Literature Review PHASE 2- Focus Group 1 PHASE 3- Pilot Study PHASE 4- Focus Group 2 PHASE 5- Semi-structured Interviews PHASE 6 - Transcription and Preliminary AnalysisSemi-structured Interviews PHASE 7- Focus Group 3 PHASE 8- Analysis and Conclusion Figure 3: Plan adopted for Research Study. 17 The following section will describe the participants, the approach, the procedure, and nature of data analysis used within the research study. 3.2 Participants Given that this research sought to establish the opinions of experts, the selection of participants was paramount to ensuring the validity and reliability of the research (Bryman, 2008). The following criteria were applied to the choice of participants: 1. The range of participants needed to be a balance of medical practitioners/clinicians and technologists in order to get a wide variety of views and opinions. 2. Participants needed to be both experienced and expert in one or more of the following fields: a) Clinical care of chronic heart patients; b) Research in a field related to CHF; c) Technology development in a field related to CHF. Participants included in this study were three females and twelve males, all with significant experience, expertise and highly qualified in fields of direct relevance to the study. Table 5 describes the experts used in each phase of the study. In phases 2, 3, 4 and 7, the same group of experts were utilized, whereas a new group of experts participated in phase 5. This allowed the formal interviews to be conducted with a truly independent group of interviewees, thus increasing the reliability and validity of the research (Bryman, 2008). A brief CV of each participant is included in Appendix A and example of the participant consent form is included in Appendix B. 18 Table 5: Participants used in the Research Study. PHASES OF RESEARCH NUMBER PARTICIPANTS Phase 2- Focus Group 1 5 Researcher Scientific A (BP) Researcher Scientific B (CA) Researcher Scientific C (PH) Academic Statistician A (TR) Clinician A (MC) Phase 3- Pilot Study 2 Clinician A (MC) Researcher Scientific A (BP) Phase 4- Focus Group 2 5 Phase 5- Formal Interviews 10 Clinician B (AR) Clinician C (CW) Clinician D (JMH) Clinician E (LJB) Clinician F (MW) Technologist A (DD) Technologist B (GF) Technologist C (KF) Technologist D (MNK) Technologist E (RMC) Phase 7- Focus Group 3 3 Clinician A (MC) Researcher Scientific B (CA) Academic Statistician A (TR) Researcher Scientific A Researcher Scientific B Researcher Scientific C Academic Statistician A Clinician A (MC) (BP) (CA) (PH) (TR) 3.3 The Approach 3.3.1 Interviews and the Interview Guide Semi-structured interviews were selected as the approach of choice due to the nature of the research question under investigation. Indeed, a fully structured interview guide would not allow an individual to develop an argument and a view of issues relating to the research question. Equally, an unstructured interview would not extract facts and views directly related to the research question, both decreasing the reliability and validity of the study (Roberts and Iiardi, 2003). Bryman (2008) described semi-structured interviews as allowing necessary flexibility, thus enabling the interviewee a greater deal of leeway in how to reply, providing more in-depth answers. This approach also took into account the 19 inexperience of the researcher since it allowed for guidance and structure in the context of interviewing the elite (Lodico et al., 2010). The interviewer had a list of questions and specific themes to be covered, referred to as the interview guide, which structured the course of the interview relatively tightly, whilst allowing for the possible exploration of topics of relevance as they might have been raised by the interviewees (Kvale and Brinkmann, 2009). The themes included are illustrated in Table 6. Table 6: Themes Included in the Interview Guide. THEMES INCLUDED IN THE INTERVIEW GUIDE 1.General views surrounding the prevalence of chronic disease and CHF in Wales 2.Current treatments of CHF 3.The potential effect of emerging technologies for the treatment of CHF 4. The effect of exercise on CHF 5. The effect of a combination of exercise and emerging technology on the QOL of CHF patients/NHS. The interview guide was initially developed by information gained from the literature review and focus group 1 (phases 1 and 2) which allowed for a comprehensive analysis of the literature , encompassing exercise/physical activity, emerging technology/treatments and their effects on the QOL of CHF patients (e.g. Dickstein et al., 2008; McAlister et al., 2004; O’Connor 2010). There is limited literature surrounding the impact of the combination of exercise and technology on the QOL of CHF patients. This allowed the author to design an interview guide that would explore new concepts and directions. The output of this process was then shared with the academic supervisor at the School of Sport of University of Wales Institute Cardiff (UWIC) who made valuable suggestions for improvement. The refined guide was then tested in a series of pilot interviews leading to a second focus group before fixing the guide and moving into the formal interviews. Certain fundamental principals were applied to the design of the interview guide. Although the subjects were elite, the interviewer’s questions were designed to be brief and simple in order to gain a specific and honest answer (Kvale and Brinkmann, 2009). Introductory questions were included to set the tone of the interview and for the information to be collected in an effective manner (e.g. ‘how long have you been in the field of chronic disease? And, what is your experience 20 in the field of chronic disease?’). This would allow the researcher to build a rapport with the interviewee before asking more specific questions (e.g. can you give me an example of how exercise and emerging technology could be combined?) (Taylor et al., 2006b). 3.3.2 The Focus Groups (Phases 2, 3 and 7) This project represents the first entry of the author into the research world. Therefore, the design of the interview study was critical and needed careful planning. Focus groups were not only used as a source of valuable research information, but also as a resource of much needed advice, guidance and support (Bryman, 2008). The first focus group (containing five participants) was held prior to the development of the interview guide. The purpose of this focus group was to enable the author to gain a degree of knowledge surrounding emerging technologies and CHF and to gain confidence in the content of the interview guide. Opinions from the experts varied widely highlighting the innovative nature of the study, thus demonstrating the non-trivial nature of the research question. This led to the drafting of questions which were to be the subject of consultation with the project supervisor, and subsequent testing via a small-scale pilot study. Following the completion of the pilot study a refined interview guide was presented to a second focus group of the same individuals as those involved in focus group 1. The outcome of this second focus group reassured the researcher regarding the suitability of the interview guide. Following the formal interviews and analysis of the results a third focus group was held to debate the outcomes of the research in order to validate the findings of the study. In order to capture the content of the focus groups appropriately, an audio recording device (iPad, from Apple, Inc.) equipped with commercial recording software (IproRecorder) were used. 3.3.3 The Pilot Study- Phase 3 The interview guide was tested in a small-scale pilot study, before being applied in the formal interviews. The pilot study would allow the interviewer to gain confidence in an interviewing environment, establish effective communication and 21 practice building a rapport with the participants (Denzin and Lincoln, 2000). In order to capture the interviews appropriately, the interviews were recorded and subsequently transcribed. Conducting a pilot study was crucial to assess the feasibility and effectiveness of the method, and in detecting any problems within the interview guide (Mackey and Gass, 2005). Feedback was obtained from each interviewee regarding their perception of the content of the interview guide. Modifications were made, with some questions being rephrased and others being added. Probes were also included in order to build a rapport and to gain further knowledge from the interviewees (Bryman, 2008). Detecting problems early meant that issues could be addressed before the conduct of the main study. Table 7 demonstrates the changes made to the original interview guide between focus group 2 (phase 4) and the semi-structured interviews (phase 5). The final draft of the interview guide is included in Appendix C. 22 Table 7: Modifications and changes made to the original Interview Guide. FIRST DRAFT QUESTIONS REFINED DRAFT QUESTIONS How long have you been in this field and what is your experience? How long have you been in the field of chronic disease? What is your experience in the field of chronic disease? Do you think that Wales is a ‘hot spot’ for chronic disease and what has led you to this conclusion? Do you think that Wales is a ‘hot spot’ for chronic disease? If yes what has lead you to this conclusion? If not, why do you think people have this perception? Do you think that the people of Wales exercise as much as the people of other countries and what has led you to this conclusion? Do you think that the people of Wales exercise as much as the people of other countries? What has led you to this conclusion? What do you know about CHF and incidents of CHF in Wales? What do you know about CHF? What do you know about the incidence of CHF in Wales? Are you involved in the treatment of CHF, and if so what is being done to help the patients? Are you involved in the treatment of CHF? If so, what is being done to help the patients? If not, what do you know about the treatment of CHF? Do you think that current treatments of CHF are adequate? Do you think that current treatments of CHF are adequate? What has led you to this conclusion? REASONS FOR CHANGE Questions needed to be separated in order to gain two answers and added information. The ‘field’ needed to be defined. Questions needed to be separated so that participants would provide an answer to each one, also a question needed to be added in preparation for a ‘no’ response. Questions needed to be separated so that participants would provide two answers and added information. Questions needed to be separated in order to get two answers and added information. Questions needed to be separated to get two answers. A question needed to be added in preparation for a ‘no’ response. A ‘why’ follow up question was needed in order to fully understand the opinion of the interviewee. Have you been involved in a project combining treatment of chronic disease and exercise? Have you been involved in a project combining treatment of chronic disease and exercise? Can you elaborate on that? Can you describe a little more about this? Probes where needed after the question in order to fully develop participant’s responses. What in your view are the emerging medical technologies and therapies, and which of these are relevant to the treatment of CHF? What in your view are the emerging medical technologies and therapies? Which of these are relevant to the treatment of CHF? Questions needed to be separate to get two answers and added information. Do you think that exercise has a role to play in the prevention and treatment of CHF? Do you think that exercise has a role to play in the prevention of CHF? Do you think that exercise has a role to play in the treatment of CHF? Questions needed to be separated to get two answers and added information. Do you think that combining current treatment and exercise would be beneficial for CHF patients? Do you think that combining current treatment and exercise would be beneficial for CHF patients? Can you give me an example of how a combination of emerging technologies and exercise could be combined? Asking the interviewee for an example of this combination gave practical merit to the findings of the research. What could the impact of the optimal combination of treatment and exercise be on the quality of life of CHF patients and the health service? What could the impact of the optimal combination of treatment and exercise be on the quality of life of CHF patient? What could the impact of the optimal combination of treatment and exercise be on the health service? Questions needed to be separated to get two answers and added information. How would you measure the impact of treatment on CHF patients? An additional question was added in order to give practical merit to the research. 23 3.4 Interview Procedure The author attempted to ensure that all interviews were as effective as possible by addressing certain standard interview procedures and strategies (See Table 8). Table 8: Procedures and strategies used to ensure an effective Interview (Taylor et al., 2006b). PROCEDURES STRATEGIES Provide a comfortable and quite environment Every interview took place in a comfortable and quiet location (e.g. home, office) to ensure silence and privacy. Mobile phones were switched off in order to build a rapport with the individual. Interview commenced with a briefing in which the interviewer defined the situation for the subject. The research study was something that had never been done before and this gave much reason to participate in a new and exciting project. Gaining as much knowledge as possible in the field of chronic disease, exercise and emerging technology showed the interviewees that the researcher was taking a genuine interest. Introductory questions allowed for a rapport to be build. Explain purposes of the research and give the interviewee a reason to participate Show interest in the interviewee and build a rapport Great care was taken to thank the individuals who had generously given up their time. Ask questions in a predetermined order and professional manner Check with interviewee where you have any doubt about a response Each interviewee was debriefed and will be provided with a copy of the ultimate conclusions of the study on a later date. The sequence of the questions were the same for everyone, however at times the interviewee had a chance to head in a new direction and a few extra questions or probes would be included (e.g. can you elaborate on that point please?) Probes were added in case of any confusion about a response (e.g. can you repeat that please?, or Can you elaborate on that please?) In this particular study the interviewees were experts in the field. Given that the researcher was an undergraduate and therefore less qualified and experienced than the participants being interviewed, there was a danger that the interviewees would be too kind to the researcher and tolerate the potential naivety, thereby reducing the research impact of the interview. Elite individuals are used to being asked about their thoughts and opinions. This meant that there was a danger that they would repeat the information contained in their normal day to day ‘talk tracks’. 24 The aim of the project was to produce a meaningful research output, and making sure that the author gained as much knowledge as possible about the topic of concern was vital. The knowledge developed through a literature review allowed the interviewer to gain a sound knowledge which was used to gain the respect of the interviewees and to follow up the arguments (Kvale and Brinkmann, 2009). 3.5 Data Analysis, Reliability and Validity The transcribed interviews were printed and read multiple times in order to become familiar with the content. As a grounded theory approach, open coding was utilised to some extent. Open coding assumes no initial list of codes or categories; it involves starting the analysis with an open mind and with only some broad initial ideas of the main research theme (Gibbs, 2007). A software-based approach would give researchers the advantage of saving time. However a paperbased approach was adopted, providing the researcher with an opportunity to develop a robust methodology (Bryman, 2008). The initial focus group (carried out in order to explore the field) benefited from the open coding approach, as it allowed the identification of themes within the main research question to be identified (e.g. CHF in Wales, CHF and exercise and current treatments of CHF). Having identified these themes, a thematisation was then used for the formal interviews. In this regard, the author used a hybrid approach; initially open coding to identify the interview guide, followed by the pursuit of themes in the interview process (Gibbs, 2007). It is essential to provide validity and reliability in qualitative research (Creswell, 2007). Extracts from the interviews were compiled and common opinions identified. There is always the risk that findings from qualitative research could suffer from lack of robustness (Bryman, 2008). Indeed, as the research theme is of novel nature, the lack of similar studies prevented the author from adopting a cross-case analysis with comparable studies. In order to ensure reliability, a number of techniques were used, namely transcription checking and an innovative use of experts. Respondents were offered the opportunity to view the transcribed 25 interviews in order to provide confirmation that the transcription was faithful to their views and experiences; this provided a means of checking the accuracy of the transcription (Bryman 2008; Creswell, 2007). Focus groups served the dual purpose of supplying authoritative feedback, and validation of the work. This allowed a neutral and un-bias view of the research, and its dynamic findings. In addition, internal reliability and credibility of the conclusions of the data was met by a review from an external innovative expert (focus group 3). Throughout the study, the principal of reflexivity has been applied. Given that the researcher had no exposure to this field prior to the study, and taking into account the limited experience in comparison to the experts, it is reasonable to state that biasing approaches to research has been minimised (Suchan and Brewer, 2000). 26 CHAPTER IV RESULTS AND DISCUSSION 4.1 Introduction The aim of this research study was to identify if a combination of exercise and emerging technology could benefit the QOL of CHF patients. This was achieved by interviewing ten experts in the field of chronic disease. The research outcomes are detailed in the following chapter (sections 4.2 to 4.7) and these findings will be discussed in relation to previous research. Finally, the strengths, weaknesses, limitations, future directions and practical implications of the study will be provided. Figure 4: A tag cloud of all transcribed interviews, used for illustrative purposes only (Tagxedo, 2011) 28 4.2 Wales and Chronic Disease In general all participants agreed that Wales is a ‘hot spot’ for chronic disease, a clinician stated that, ‘if you look at the districts of Great Britain you’ll find that Wales is there with parts of Northern England and Western Scotland with the worst there is in Britain [for chronic disability in the chest].’ Some of the causes of this ‘hot spot’ were described by a second clinician as, ‘obesity, lack of exercise, smoking, poor diet…’ The views of the experts reflect the findings of Pritchard et al. (2006) who also agreed that Wales is a ‘hot spot’ for chronic disease and Poirier et al. (2006) who reported a close relationship between chronic disease and obesity. 4.3 Current Treatments of CHF All ten participants were in agreement regarding current treatments of CHF being inadequate. A clinician stated that, ‘current therapy for heart failure is not a treatment because a treatment would be defined as something that would actually have a permanent benefit, and all current therapies do is to reduce the decline in heart function.’ A chest physician agreed by reflecting that: For many patients [current treatments] can be [adequate], those people with some left ventricle disorder, the results can be very good. …the prognosis for people with severe heart failure remains awful …the likelihood of death in the next two or three years is really high …there is room for other kinds of treatment. The technologists were also of a unanimous view, typical responses were, ‘I think current treatments are targeting [and] managing the side effects, but do not target reversing the problem. I think current technology is all about management rather than cure’ and: No, [they are] absolutely not [adequate]. You’re on long term drug therapy, you’re on diaphoresis, your lifestyle is significantly curtailed, and if you’re 29 one of the lucky ones ...to get a heart transplant you get the extra life, but it’s a very small percentage… These finding were consistent with the published literature. Specifically, Cleland et al. (1999) reported that whilst there was a slight improvement in survival rates with improvement in treatment, the mortality rate in HF sufferers range from 41% to 66%. MacIntyre et al. (2000) agreed by reporting a median survival of 1.47 years in men and 1.39 in women following a principle diagnosis of HF. Friedrich and Bohm (2007, p.630) referred to the management of end-stage HF, they stated that ‘...the progressive course of heart failure leads to death and the treatment of end stage heart failure leads palliation.’ In addition to the efficacy of current treatments, issues of finance and practicalities also emerged. HT for example was viewed as being expensive and complicated, one technologist when referring to HT commented: Number one the expense, obviously we being a social state the government funds the treatment...even if the numbers of donors do increase, the government have to be willing to fund the additional operations, which they just can’t. The cost associated with HT is significant. In 2009/10 the basic cost of the procedure itself was reported to be £22,500 without taking into account the prolonged hospitalization and on-going medication required (NHS Choices, 2010). Taking into account the relatively short survival rate reported by McIntyre et al. (2000) and Lietz and Miller (2007) that almost half of HT candidates are on the waiting list for more than two years, the likelihood of prolonged survival following HF diagnosis is severely limited. In conclusion, current treatments of CHF are limited to dealing with symptoms rather than giving permanent relief. The costs and availability of HT procedures prohibits their uptake, leading to high mortality rates. There is a need for new treatments that are efficacious, cost effective and available to all. 30 4.4 Exercise and CHF There was unanimity of opinion as to the preventative role of exercise in the development of CHF with all interviewees concluding that it has a positive benefit. A clinician stated: Absolutely, I think there huge amounts of evidence that supports the fact that exercise can have a very positive effect on heart function... Essentially it trains the heart to better cope with under variability… A GP provided a similar response: …your heart is a muscle, a pump, you have to exercise the muscle to keep it working as best as it can. Your heart muscle does not stop from the day you are born until the time you die. Common sense tells you you’ve got to keep it going.. The technologists also agreed with a typical response along the following lines: There’s ample evidence to suggest that undertaking relatively modest levels of exercise gives you an overall improvement in your circulation system, in the performance of your heart…I think [exercise] is critical. This view was similar to that of Kruk (2007) who concluded that there is evidence that PA is associated with enhanced health and decreased risk of several chronic diseases. Nusselder et al. (2009) showed that high levels of PA were associated with approximately 3.5 years gain in life expectancy and up to 1.3 year delay in the onset of cardiovascular disease. The views regarding the role of exercise in the treatment of CHF were again consistent amongst the interviewees. A cardiologist stated: Groups…have studied skeletal muscle metabolism and blood flow in patients with heart failure randomly allocated to exercise programs. It appears that in heart failure the more you do physically, the more you become able to do …for those who have moderate symptoms, physical activity seems to improve the symptoms. 31 The response from a chest physician was ‘in terms of the exercise for people with established heart failure …they’ve got real benefits to gain and I think there are both physical and psychological benefits of major importance to be derived.’ Ironically, the one demurring opinion was that of a technologist who stated ‘difficult to say [exercise is] probably not [beneficial]. Most ...people who have got chronic heart failure are pretty ill...you have no aspirations to be training them up, your pleased that their alive.’ This view was however an isolated opinion, with another technologist stating: I think [exercise] does [play a role in the treatment of CHF], but I think it has to be personalised to the individual …I think every case has to be taken in isolation, understand what the patient is going through, understand what the treatment regime is and then prescribe the exercise programme in combination with other factors. Interestingly a GP suffering from CHF responded with a resounding ‘yes’ to both questions, agreeing that exercise can play a role in both prevention and treatment of CHF. The experts views correlates to Koukouvou et al., (2004) who analysed both the physical and psychosocial effects of exercising. They concluded that there were gains in both physical and psychosocial wellbeing of the patients. O’Connor et al. (2009) also showed that patients with CHF who participated in an exercise programme had a modest reduction in hospitalization and cardiovascular mortality. In conclusion, exercise has a clear role to play in the prevention and treatment of CHF. However, there is a need for further research, in particular the nature of the exercise and the individuals need, which may result in a more personalised and tailored treatment approach. 4.5 Emerging Technologies and CHF The researcher investigated whether the NHS could cope with the stress put on it by the prevalence of CHF in Wales. Consistent views on this matter were 32 expressed by the participants. A clinician felt that,’...unless there’s fantastic preventive medicine around certain areas such as obesity, diabetes and heart disease that the system will become…stretched.’ A technologist expressed a similar view, ‘…[the health service has]been over stressed …but science has to develop a way of dealing with issues such a chronic disease…’. A technologist also stated that: One of the things that National Service could do is to support more developments of personalised treatments which are more tailored to specific groups of people, genetic groups and therefore can be much more specific. ...certainly it will play a big part in future developments and the way we will benefit from the health service as well. In conclusion, chronic disease in Wales, including CHF, is placing increasing pressure on the NHS. New sciences and technology has to play its part in easing this pressure. However, the process by which new technologies are taken up within the NHS can be a barrier to adoption as it is a lengthy process. Take for example the NICE (2007) guidelines on the use of Cardiac resynchronization therapy for the treatment of HF. The process to approve this guideline included both a full clinical and financial review of the treatment with numerous participants, committee reviews, and input from both industry and professional organizations over a period of two years. The next question sought to identify what the emergent technologies might be. Two generic technologies emerged from the discussions. Firstly the role of mechanical devices, more specifically LVADs, and secondly stem cell technology. A clinician stated: …Is it possible that stem cell technology could develop in the next fifty years to the point where you could make a heart in a laboratory? Make it well enough that it could go in as a muscular pump with a blood supply …It might be easy just to say I don’t believe it now, but it’s always a question of who knows, we have been to the moon. 33 A technologist speculated ‘for Chronic Heart Disease its mechanical support which is a miniature heart pump that sits inside the heart to provide blood circulation.’ Continuing on the same theme another technologist stated: We live in an age where devices are smaller than ever before…we live in the world of …tailored treatments for the genetic makeup of the individual and stem cells may well become very major sources of new treatments, and prevention. In conclusion, two novel approaches are emerging as candidate solutions for the treatment of CHF. They are miniature implantable pumps (LVADs) and stem cell therapy. The literature on the use of LVADs shows a benefit in both physical function and QOL. Pagani et al. (2009) reported the findings from a study on patients urgently requiring HT who were fitted with LVADs. Of the 281 patients enrolled, 222 survived to HT over a period of up to 3.1 years on LVAD support. In turn, there was a dramatic improvement in QOL of the patients. If, as this study shows, and as reported earlier by MacIntyre et al. (2000) the period of life expectancy for CHF patients can be increased with LVAD support, the probability of surviving to HT is doubled. Whilst there is ample evidence on the benefits of LVADs, the case to support stem cell therapy is not so clear cut. Pre-clinical trials have shown positive benefits in suitable models used to represent genetic HF (Yamada et al., 2008). However, the clinical evidence is less than conclusive, a review by D’Alessandro and Michler (2010) on stem cells highlighted limitations to date. They did however conclude that there is evidence to support the basic safety and efficacy of stem cell therapy. With respect to timescales for implementation of these technologies there was a general consensus as to the urgency required. With 96,000 people with CHF needing on-going care in Wales the clinical need is urgent (Blenkinsopp et al., 2004). A senior research academic noted that: We are on the verge of seeing these treatments coming to the market…medication is very rigorously regulated… it takes years to get that medication approved maybe ten years. ...if you take your own biological 34 material, and you give your own biological material back to yourself then that isn’t medication, that’s transplant…autologous treatments…the world of devices [and]...stem cells were I’m involved, both can come to the market much quicker. A research professor took a slightly more pessimistic view stating, ‘implantable pumps, I suppose at the right scale that would happen in the next five years. Stem cells…I suppose there’s a potential in the next ten years’. Therefore, implantable pumps (LVADs) for the treatment of CHF may be established within a five year time scale. Sharples et al. (2006) evaluated the financial impact of LVADs, however their use is still not approved under the National Institute of Clinical Excellence (NICE) framework. Stem cells may take up to ten years unless they are autologous, in which case time scales may be significantly reduced. Morgan et al. (2010) quoted ‘the cost of drug development would be in the order of $883.6 million’. Even if the optimum approach does focus on autologous treatment there are still complex regulatory considerations to be taken into account. Wilson-Kovacs et al. (2009) highlighted the variations is regulatory approaches adopted by countries within Europe. It was interesting to observe that the question ‘When do you think that these therapies have an impact on the treatment of CHF?’ was interpreted differently amongst the interviewees. Approximately half of the participants took this to mean when these technologies would mature to be used in patients. The other half interpreted the question as meaning when in the progression of the disease in the individual patient would the intervention best be placed. Both interpretations gave valuable information. The ambiguity had not been identified during the pilot phase and the questions were left unchanged for the full interviews. A GP stated, ‘well it would be nice if they started quite early on in heart failure really so that you don’t get to that grade which is no quality [of life] at all.’ A technologist agreed: [The] earlier the better, once you get to chronic heart failure, there’s four classifications. If you can get mechanical support when they’re class one there’s a high probability that they will never ever get to class two, or revert 35 back to normal. If you take stress off the heart they may recover. …it’s pointless waiting till the end before they die to put it in, you’ve got to attack earlier. A technologist specializing in cardiac devices stated that, 'a pump obviously, as soon as you switch it on this person’s got their blood flow back, so the [pump is] work straight away’. These views were confirmed by a third technologist who stated ‘you could treat that patient at a stage were the damage is still very limited and there would be potentially more chances for the patient to recover completely or to a higher level at least’. These findings were in agreement with the firm opinions of the leadership of Calon Cardio (2011) who shortly before the completion of this work were awarded the UKTI –IBIZ award for the best emerging technology of 2011. This is an independent validation of the potential impact of LVADs in the field. It was apparent that the sooner the future technologies are introduced to the treatment protocol of the CHF patient the better. For the first time heart damage may be reversible. 4.6 Combining Exercise and Emerging Technologies Nine out of the ten interviewees were in agreement that combining current and emerging technologies with exercise would be beneficial for CHF patients. A technologist stated that: …there are safety issues, there’s a need to make sure that the exercise is tailored to the individual, and that the individual must be educated to watch for irregular events …I think current technologies can be combined with exercise to treat chronic heart failure. This view was confirmed by a second technologist who commented: Yes [this combination would be beneficial]. Exercise has such a benefit overall in terms of weight loss, in terms of blood pressure, in terms of stress on the heart, all of these factors will have an impact on the quality of life, and obviously the length of life. 36 However, one technologist took a more pessimistic view regarding this combination quoting that: It’s all about prevention from the exercise point of view, it’s about preventing the cardiovascular disease that then could go on to become heart failure….but once someone’s developed heart failure I think forget it, you’re just trying to keep them alive. Therefore, combining exercise and emerging technologies can benefit CHF patients. However, exercise must be tailored and personalised to each individual. The participants came up with a variety of different ideas and suggestions as to how emerging technologies and exercise could be combined. The response from a clinician was: …If a patient with serious heart failure was to get an implantable pump what should result is a substantial increase or significant recent cardiac output and then the potential for exercise tolerance. ...all of a sudden they work hand in hand. As soon as that increase in cardiac output is achieved, the possibilities of taking more exercise [is] there, and .benefits come from that psychologically and then physically…as the heart improves and the patient is able to take more exercise they become fitter in general, their respiratory systems are in better shape, their muscles are in better shape… A second clinician commented: …I think that what you would do is treat the patient with our therapy (stem cells) and then immediately as their heart begins to regenerate you would take very strict control of their ...cardiovascular exercise ...I think you have to be quite careful, what you’re looking for here is not exercise where your taking the heart rate above 60% of the vo2 max ...what you want to do is to do exercise with the patients in to range of about 60% of their peak [Vo2 max]. Essentially then you’d be looking at exercise for 45 or 35 minutes of walking or very slow jogging….you’ve got an 84% benefit in that and then you’ve also got a 13% reduction in mortality, it shows significant benefit. A third clinician stated: 37 ..by pumping blood back from the legs up in to the thorax, or by doing something to the skeletal muscles it makes people who’s hearts are ischemic, lacking in blood better. ...you’re doing something physical to the patient’s legs that makes the heart better. That’s not like going to the gym, but it wouldn’t be surprising if the same sort of thing happens when you do go to the gym. A technologist suggested that: ...if you can get class two heart failure patients, fit them with a device, they can do the exercise, they can increase their overall level of health and who knows three, six, nine months of a good physical regime …you could take the heart device out …so if you can treat people with a pump, let them exercise, take the pump back out, they may fully recover. Another technologist came to a similar conclusion, stating that: ...a fitment of the pump …helps the heart to pump oxygenated blood around the body. Providing your heart can take it, the combination of regular exercise plus the pump has to be a good thing in theory. It should be done and it’s been proven that we can do it, but the extent of how much exercise I couldn’t comment on. A third technologist described his suggestions on the combination: ...an example for me of how exercise could be combined, let us say that the world of autologous stem cell treatment of heart failure emerges were if you had heart failure you receive stem cells that are designed to correct that heart failure, …which then has a direct impact on the activity of the heart, which could have a direct impact on how stem cells imbed themselves in the heart and how they grow in the heart. I think there is a lot to be learned about how exercise and stem cell therapy link, and there’s a lot to be learned about how to tailor the exercise to the specific case of the specific individual. In conclusion, exercise and emerging technologies could be combined in several different ways. This study has shown that the two emerging candidate 38 technologies are implantable pumps (LVADS) and stem cell therapy. In the case of LVADs, researchers have shown that resting the heart can result in an improvement of the condition of the heart. Therefore, inserting a miniature LVAD in a non-invasive approach, for a defined period can result in therapeutic benefits. The vision for stem cell therapy is one were stem cells are extracted from the patient and grown in a bio-incubator, cardio regenerative stem cell separated and returned to the patient in an autologous approach. In principal this could lead to improving, if not curing CHF.. Both of these approaches could benefit for being combined with an exercise protocol. Emerging technologies offer additional opportunity for combining exercise with the treatments of CHF delivering benefits for the patient. A third question was asked to all participants regarding the combination of current and emerging technologies and exercise. As to whether or not the development of emerging technologies would offer new opportunities for combining treatment and exercise, all ten participants were in agreement. A technologist stated, ‘…most definitely. Exercise does, I believe benefit the heart and combining this with a pump or new technologies would only be beneficial for all patients…’ This view was further extended by a clinician who stated: There’s a very interesting study that was done at Harvard which showed that exercise increases the body’s ability to produce stem cells… if you exercise your body produces more stem cells, and therefore you can regenerate your body better…we haven’t found it yet, but I think we’re going to find that exercise increases the number of heart stem cells and as a consequence you have better ability to regenerate the heart. New technologies therefore, require different approaches for the combination of exercise and treatment, and there is both a need and opportunity for further research. 4.7 Impact on QOL and the Future CHF has a dramatic negative impact on the QOL of a large number of patients across Wales, the UK and indeed globally (Flynn et al., 2009; Selman et al., 2007). 39 It goes without saying that any new technology and treatment must have a measurable and positive impact on that QOL. The final series of questions sought to identify the potential impact of a combination of emerging technologies and exercise on the QOL of CHF sufferers. A GP responded, ‘Well it could have an amazing effect on the quality of life…it could be as normal. It’s important to the person, if they can have a good quality of life, that’s the most important thing, you’re health is number one.’ A clinician shared this view and added, ‘if you include the psychological as well as the physical [the impact could be] really substantial I think …and worthwhile pursuing.’ This view was reinforced by a cardiologist who noted: ...you’ve got heart failure and you think bloody hell my life is over, failure, it’s going to stop at any time. To show improvement in your condition, you might have a heart that is failing, yet how can you’re exercise capacity be improving, it can’t be that bad if you’re improving. You get peace of mind by demonstrating what you can still do, and I think that awful feeling of lethargy and tiredness might in some way improve, and if you can achieve those two things you’ve done probably more than any tablet can do. A technologist confirmed this conclusion with the statement: Well heart failure has a dramatic impact on the quality of life of an individual as your ability to breath freely…deteriorates and then your less… physically active, you can less participate in activities and it becomes a downward spiral. If you can slow down that progression, from phase one to...four, or indeed reverse that, then you can reduce the discomfort, you can improve the quality of life ...and you could actually force them up in a positive spiral. I think it could have a dramatic effect on the physiological and psychological wellbeing of individuals. In conclusion, exercise can have a positive impact on the feeling of wellbeing, hence the QOL of the CHF sufferer. In terms of how the health service would adapt to the combination of emerging technologies and exercise, a consultant clinician stated: 40 … the most important thing is that it will reduce the amount of cost the health service would have because less people would have heart disease in the first place. I think the value of public health measures is so profound because it means that you can really start to see a massive return early from your investment. The health service the more people you can prevent from getting the disease in the first place, the better. Again with a high degree of unanimity a technologist stated: I think it could have a dramatic impact on the financial model of the health service. If you can start to reduce the side effects, improve the quality of life, and even partially or wholly cure some of these people, then the financial impact and the reduction of burden on the health service could be dramatic. Waiting times could be reduced, bed occupancy could be reduced, but there are other impacts on the economy, impacts of lost time in work… A cardiologist agreed by stating: …the impact might be positive in the sense that people can feel better and less likely to go and see their doctors and use health service resources. There’s a down side to all this, if by any chance it makes people live longer that’s more years of tablets, more years of treatment, more cost…I think most of us would say if you can make people feel better, and feel more healthy then its worth some extra resource. A clinician agreed adding that: Its’ an interesting question and I think there might be two sides to it. First of all I think it will demand more effort, more work, so you might say that’s more of a burden on the NHS. If we get to the point afterwards that patients are fitter, secondary prevention is more effective …prevention of further events of the cardiovascular system like myocardial infarction in another vessel. There should be gains in there for the health service,… your spending and making the effort now to get people better and once they’re in that better shape, they should be doing …better over that next set of years in terms of the demand for admissions with worsening of the heart failure… 41 Therefore, the introduction of a combination of exercise and emerging technology for CHF would introduce a new challenge for the NHS, but could deliver a significant benefit to patient outcomes and service efficiency. Finally, if these benefits are to be delivered then how could they be quantified in easily measurable terms? The participants continued to come up with a variety of different ideas with two clinicians stating, ‘I think I would do it through a quality of life questionnaire’ and ‘by asking the patient how do they feel. That’s the most important [thing] they will tell you straight; I feel great, I feel awful.’ A cardiologist speculated: I would do it by asking them generally to describe their life before the diagnosis of heart failure, immediately after the diagnosis of heart failure, before the exercise program and during or after it. I would want to ask their partners ...the people that really know about their quality of life [are]…you can have a person come back and say I’m doing a lot better, I feel marvellous, and talk to the partner and they’ll say this person has become a real pain to live with ... frankly he’s not the man I married. We’re not just dealing with one person, we’re dealing with families. A senior academic added: You can measure their ability to undertake exercise, you can undertake physical measurements you can scan the heart, you can measure blood pressure, you can measure resting pulse, flow rates. But then there is a whole spectrum of psychological benefits as well…state of mind, the optimism, the happiness of these individuals…you can measure the impact on their families. You must not forget that if a dear member of the family is unwell, that has an impact on everybody in the family, and that in itself could create a positive spiral of benefits. The current common practice focuses the attention on the patient itself using standardised QOL questionnaires such as EQ-5D and the Minnesota Living with Heart Failure (Dyer et al., 2010; Calvert et al., 2005). However, neither of these approaches take into account the impact of CHF on those close to the sufferer, as 42 suggested by the expert responses. Therefore, a holistic approach should be taken to measure the impact of these treatments on the QOL of CHF patients. 4.8 Main Findings The main findings of the study are: Wales is a ‘hot spot’ for chronic disease and CHF; Current treatments of CHF are inadequate; Exercise can benefit the prevention and treatment of CHF; Emerging technologies are developing for the treatment of CHF; Exercise and emerging technologies could be combined for the treatment of CHF, increasing the QOL of the patients. Experts were in a high level of agreement on these five key findings, however they were also of the view that there is a need for new research in this field, that research should focus in particular on the tailoring on the exercise regime to match the particular needs of the individuals and their treatment protocol. 4.9 Practical Implication This research study is ambitious and carries great aspirations towards offering an initial platform for further research and thinking, as it deals with issues that are of a regional, national and global scale. CHF is a global problem, and a significant one to the NHS in Wales. Although it seems, at first, to be difficult to imagine that an undergraduate project could have any practical impact on future clinical, technical and policy-related research directions, it has nevertheless vividly brought the topic to the attention of international researchers and research-led organisations. As a result of being exposed to this research topic in their capacity as participants, a number of these research leaders, with associated teams, are now planning to develop this project and incorporate it into their own research agendas. Therefore, main practical implications can be identified in its faceted role as, but not limited to: a trigger for further basic as well as applied research on the subject topic; an initial 43 tool to inform methodologies and design of related ‘mixed’ (combining technology with medicine and exercise) clinical and non clinical trials. This is in accordance to the identified need for developing new methodologies in health research, as identified by the UK’s Medical Research Council (MRC, 2011); a basis upon which to carry out further patient-focused qualitative research studies, for example on the views of chronic disease sufferers towards, and experiences of, exercise and all the related implications. Section 5.2 in chapter 5 will expand on future research directions. 4.10 Strengths and Limitations There are some inherent strengths to this study. Firstly, it gained access to true experts, who were clinical practitioners, medical researchers and technologists, and in many cases ‘world class’. This allowed reflection of the most recent thinking in the field of emerging technology and captured rich insight into the field of CHF, which allowed a multi and inter disciplinary context to be achieved. The remit of this work was to serve as the final project for an undergraduate degree and has therefore been limited by the resources available (research budget), the length of the report required and the time available to be allocated on the project. This piece of work can (in the view of the researcher) be expanded and leveraged upon to serve as the basis for a further research work, by expanding and focusing on a number of topics originating from it. In Chapter 5, a number of these research strains are suggested. 44 CHAPTER V CONCLUSIONS AND FUTURE WORK 5.1 Conclusion The aim of this research study was to answer the question ‘How in the view of experts can exercise be used in combination with emerging technologies to improve the quality of life of chronic heart failure patients?’ The research question has been answered in large part, ‘experts believe that exercise used in combination with emerging technologies will offer a significant improvement to the QOL of CHF sufferers’. This view was held by the vast majority of experts interviewed. However, the experts also held the unanimous view that a great deal of research was needed in this field in order to define the correct combination of exercise and treatment tailored to the need of individual circumstances. Indeed, the project has led one group of researchers to review their plans, and incorporate the findings of this study in their future research programmes. 5.2 Future Work As new technologies emerge for the treatment of CHF, combination of these new approaches with an appropriate exercise regime could benefit QOL, morbidity and mortality of sufferers. It is therefore critically important that researchers engage with this agenda to insure optimal outcomes. Based on a fundamental understanding of the impact of new treatments on the physiology, new exercise regimes must be designed. These regimes should be tested in ethically approved, clinical studies. Patient cohorts undergoing treatments combined with exercise should be compared with similar cohorts experiencing treatment alone. Building on these results refined exercise regimes should be tested in combination with treatment methods. This reflects a comprehensive and resource intensive series of studies. 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Sports Medicine, 39(1),45-63. 63 APPENDICES APPENDIX A – Participants’ Curricula Vitae Participant AR Qualification: Medical Doctor MBA PhD Field: Medicine and Surgery Biotechnology Business Medical Devices Business Position: CEO and Company Director Entrepreneur Experience: 10yr+ medicine and surgery 10yr Corporate business development 5yr Biotechnology business 2yr assistive medical device business BP Qualification: Field: Position: Experience: BSc (Biochemistry and Cell Biology) Drug Development Researcher 6yr cell biology 4yr pharmacokinetics, drug development 2yr personalised medicine and biotechnologies CA Qualification: Field: Position: Experience: BA (Product Design) Personalised Medical Assistive devices Researcher and Designer 2yr assistive technology product design 2yr User-centred design and ethnographic research CW Qualification: Medical Doctor PhD Field: Clinical medicine focussing on cardiology 65 Research on the care provided to patients during acute coronary syndromes Position: Consultant Physician and cardiologist Senior Academic Experience: 30yr+ Medical Experience 15yr Clinical expertise in management of patients with heart diseases 15yr+Cardiac Patients care DD Qualification: MSc+ (Electronics Engineering) PhD (medical device technology) Field: Medical Devices Biotechnology business Position: Research Manager and Entrepreneur Experience: 5yr Medical Technologies businesses 2yr Biotechnology and personalised medicine business GF Qualification: Field: Position: Experience: BSc (Mechanical Engineering) Assistive Medical Devices Technical Director 10yr+ in Mechanical Design 4yr+ medical devices JMH Qualification: MB BCh , University of Wales, 1972 MRCP (UK), Royal College of Physicians, 1974 MSc (Human Genetics), University Edinburgh, 1978 MD (Wales) University of Wales, 1980 MA, University of Oxford, 1992 Field: Position: Experience: Clinical and Experimental Medicine Consultant Physician, Senior Academic (Professorial) 35yr+ in: Genetic epidemiology Functional biology Allergic diseases Acute internal / emergency medicine KF Qualification: HND 66 Field: Position: Experience: Mechanical Engineering Managing Director 25yr engineering 5yr medical devices business LJB Qualification: Field: Position: Experience: Medical Doctor Medicine General Practitioner 33yr medical experience 27yr general practitioner MC Qualification: MSc+ Clinical Psychology PhD Psychology Field: Position: Experience: Clinical Psychology Researcher 7yr clinical psychology 3yr chronic fatigue research 2yr psychotherapy MNK Qualification: Field: Position: PhD (medical device technology) Medical device technologies Company Director Technologist and Entrepreneur Experience: 20yr medical devices technologies, assistive devices 5 yr assistive medical technologies 5yr drug development and biotechnology businesses MW Qualification: Field: Position: Experience: Medical Doctor General Medicine General Practitioner 35yr medical experience 33yr general practitioner 67 PH Qualification: Field: Position: Experience: MSc+ in Business, focus on Management and Applied Microeconomics Biotechnology business Researcher 3yr Financial Management 2 yr+ commercial experience in Biotech and personalised medicine businesses and Medical Device business RMC Qualification: BSc (Physics) PhD (Laser Physics) Field: Medical Devices Technologies Biotechnology business Position: Entrepreneur Company Director/Chair Senior Academic (Professorial) Experience: 25yr+ medical device technology 5yr pharmaceutical business 5yr Assistive medical devices business TR Qualification: BSc (Business Administration, Industrial and Financial Management) MSc in Intellectual Capital Management Field: Position: Experience: Business and IP relating to Personalised Medicine and Biotechnology Researcher 2 yr in Biotechnology and Medical Devices business and IP 68 APPENDIX B – Participant Consent Form UWIC PARTICIPANT CONSENT FORM UWIC Ethics Reference Number: Participant name or Study ID Number: Title of Project: ‘How in the view of experts can exercise be used in combination with emerging technologies to improve the quality of life of chronic heart sufferers?’ Name of Researcher: Ruth Mair Clement Please initial each box. 1. I confirm that I have read and understand the information sheet for the above study. I have had the opportunity to consider the information, ask questions and have had these answered satisfactorily. 2. I understand that my participation is voluntary and that I am free to withdraw at any time, without giving any reason. 3. I agree to take part in the above study. 5. I agree to the interview / focus group / consultation being audio recorded 6. I agree to the use of anonymised quotes in publications Name of Participant Date Signature of Participant…………………………………………. Name of person taking consent………………………………… Signature of person taking consent………………………………… 69 Date APPENDIX C – Interview Guide INTRODUCTORY/GENERIC QUESTIONS 1) How long have you been in the field of chronic disease? 2) What is your experience in the field of chronic disease? 3) Are you, or have you been involved in research or clinical study’s relating to chronic disease? 4) Do you think that Wales is a hot spot for Chronic Disease? 5) If yes, what has led you to this conclusion? 6) What do you think are the causes of this hot spot? 7) If not why do you think that people have this perception? 8) Do you think that the people of Wales exercise as much as the people of other countries? 9) What has led you to this conclusion? 10) Have you been involved in a project combining treatment of chronic disease and exercise? Can you elaborate on that? Can you describe a little more about this? SPECIFIC QUESTIONS 11) What do you know about Chronic Heart Failure? 12) What do you know about the incidence of Chronic Heart Failure in Wales? Can you describe a little more about this? 13) Are you involved in the treatment of Chronic Heart Failure? 14) If so, what is being done to help the patients? / If not what do you know about the treatment of CHF? 15) Do you think that current treatments of CHF are adequate? Can you elaborate on this please? 16) Do you think that a sedentary lifestyle combined with obesity is a factor in the development of Chronic Heart Failure? 70 17) What has led you to this conclusion? 18) Why do you think that this is the case? 19) How could the health service improve its service using current and emerging technologies and therapies? Can you elaborate on that point? 20) What in your view are the emerging medical technologies and therapies? 21) Which of the technologies that you know about are relevant to the treatment of chronic heart failure? 22) When do you think that these therapies have an impact on the treatment of chronic heart failure? Can you describe this a little more please? 23) Do you think that exercise has a role to play in the prevention of chronic heart failure? Can you explain what you mean by this? 24) Do you think that exercise has a role to play in the treatment of chronic heart failure? Can you elaborate on this point please? 25) Do you think that combining current treatments with exercise would be beneficial for Chronic Heart Failure patients? Can you elaborate on this please? 26) Can you give me an example of how this combination of emerging technologies and exercise could be combined? Can you describe a little more about this..? 27) Do you think that emerging technologies might offer new opportunities for combining treatment and exercise? Can you explain this a little more please? 28) What could the impact of the optimal combination of treatment and exercise be on the quality of life of chronic heart failure patients? Can you elaborate on what you said about this..? 29) What could the impact of the optimal combination of treatment and exercise be on the health service? Can you describe a little more about this..? 30) How would you measure the impact of treatment on Chronic Heart Failure Patients? 71