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Transcript
ANDRÉ VAN DER B RAAK
ZEN SPIRITUALITY IN A SECULAR AGE II
Dōgen on Fullness – Zazen as Ritual Embodiment of Buddhahood
SUMMARY
The contemporary Canadian philosopher Charles Taylor has identified three
questionable trends in our current approach to ‘fullness’ (his term for what
constitutes the goal of spiritual practice): excarnation (fullness is seen as a
disembodied religious experience ‘in the mind’), therapeutization (selfactualization replaces self-transcendence), and a tendency towards re-affirmation
of ordinary life, rather than aspiring to fullness, which is considered damaging to
our humanity. In an earlier article I suggested that such trends could be
counterbalanced by a more inclusive Zen spirituality. This follow-up article shows
that the thought of Dōgen (1200-1253), founder of the Japanese Sōtō Zen school,
within its Japanese Buddhist context, reveals a very different perspective on
fullness: it is conceived as the ritual embodiment of buddhahood, expressed
through the meditation practice of zazen. Dōgen’s thought challenges the trends of
excarnation and therapeutization, and offers a new Zen perspective on the reaffirmation of ordinary life. It also forces us to rethink our Western dichotomies
between meditation and ritual, inner experience and outer form, and spiritual
practice and fullness.
In an earlier publication1 I questioned certain trends in the reception of the SinoJapanese Chan/Zen tradition2 in the West in the light of Charles Taylor’s work A
Secular Age, his account of the secularization process of Western culture over the
past five centuries.3 Taylor describes how the clash between believers and nonbelievers has exploded into a wide range of various positions, that all occur within
our contemporary secular context. He defines secularity not as the absence of belief
1
2
3
André van der Braak, ‘Zen spirituality in a secular age: Charles Taylor and Zen Buddhism in
the West’, in: Studies in Spirituality 18 (2008), 39-60.
In this article the term ‘Zen’ will be used to indicate the related Chinese Chan, Korean Son,
Vietnamese Thien, and Japanese Zen Buddhist traditions.
Charles Taylor, A secular age, Boston: Belknap Press, 2007.
ANDRÉ VAN DER B RAAK
2
in God, but as a context in which a belief in God or transcendence is no longer
ubiquitous and unchallenged.
At the end of this earlier publication, I suggested that a more inclusive form of
Zen spirituality could help to counteract three problematic trends that Taylor
identifies in the modern Western relationship to spirituality. The current article
follows up on this suggestion by studying the thought of Dōgen (1200-1253), the
founder of the Japanese Sōtō Zen school.
1. FULLNESS WITHIN THE IMMANENT FRAME
In our secular age, Taylor notes, the spiritual search takes place within the context of
what he calls an ‘immanent frame’: a worldview that distinguishes a self-sufficient
immanent natural order from the transcendent. Within this immanent frame there are
numerous positions being taken with regard to the answer to the question: what is it
that constitutes the goal of spiritual practice, the fulfillment of religious longing, the
ultimate value of human life? In order to avoid religious bias, Taylor uses the term
‘fullness’, which he tentatively describes as follows:
We all see our lives, and/or the space wherein we live our lives, as having a certain
moral/spiritual shape. Somewhere, in some activity, or condition, lies a fullness, a
richness; that is, in that place (activity or condition), life is fuller, richer, deeper,
more worth while, more admirable, more what it should be. This is perhaps a place
of power: we often experience this as deeply moving, as inspiring. Perhaps this
sense of fullness is something we just catch glimpses of from afar off; we have the
powerful intuition of what fullness would be, were we to be in that condition, e.g.
of peace or wholeness; or able to act on that level, of integrity or generosity or
abandonment or self-forgetfulness. But sometimes there will be moments of
experienced fullness, of joy and fulfillment, where we feel ourselves there. 4
According to Taylor, there is no escaping some version of fullness: even the
unreligious person, who shuns Christian ideas of fullness, has his own version of
what real fullness consists in. The religious person, however, usually considers such
a fullness as beyond, or independent from, ordinary human flourishing. Fullness
implies some kind of self-transcendence. This is however not per se an ontological
transcendence (such as relating to a personal God, or becoming one with the divine).
It can also refer to an epistemological transcendence, in which the world appears in a
radical new light (such as Spinoza’s perspective sub specie aeternitatis, where the
world is seen through God’s eyes).
As Taylor describes, sometimes, as we can read for example in the mystics,
such a sense of fullness comes in an experience which unsettles and breaks through
our ordinary sense of being in the world, with its familiar objects, activities and
points of reference, where something terrifyingly other seems to shine through. In
other cases, such fullness is experienced as a state of ultimate balance and harmony,
4
Taylor, A secular age, 5.
ZEN SPIRITUALITY IN A SECULAR AGE II
3
where our highest aspirations and our life energies are somehow lined up, producing
an experience of ‘flow’.5 Taylor admits the inadequacy of ‘fullness’ as a shorthand
term for the condition we aspire to, especially with regard to Buddhism, where the
highest aspiration is conceived as realizing ‘emptiness’ (sunyata). As Taylor puts it,
in Buddhism, real fullness only comes through emptiness. 6
The various debates on the question what, if anything, constitutes fullness in
our secular age take place, Taylor argues, amidst ‘cross pressures, between the draw
of the narratives of closed immanence on one side, and the sense of their inadequacy
on the other’.7
2. T HREE P ROBLEMATIC D ISCOURSES ON FULLNESS
Taylor identifies three problematic trends, resulting in certain discourses on fullness,
that have arisen out of such ‘cross pressures within the immanent frame’.
The first trend is a shift towards ‘spiritualization’ at the cost of embodiment. 8
Fullness is no longer located ‘out there’ in the objective world, but in a subjective,
inner experience. This constitutes an ‘excarnation’ of fullness: it is disembodied and
reduced to ‘religious experience’. The second tendency is to further reduce fullness
to self-actualization, rather than self-transcendence. What was formerly spiritual
transformation, realizing a fullness beyond the level of ordinary human flourishing,
is now seen as therapeutic healing.9 Fullness is located in optimal human
functioning, a shift from a religious to a therapeutic discourse. The third tendency is
to even deny the existence and/or attainability of such a sense of fullness. Many
exclusive humanists consider it dangerous to strive after a fullness beyond human
flourishing, since it sets up unrealistic standards that threaten to damage our
humanity. They plead for a reaffirmation of ordinary life, not in the religious sense
of the word where ordinary life is sacralized, but in a strictly secular sense. 10
These three problematic trends have influenced the reception of Zen Buddhism
in the West. In Buddhist soteriology, the sense of fullness has been conceptualized
as bodhi, a term that literally means ‘awakening’, but has been traditionally
translated by Western interpreters as ‘enlightenment’.11 From within the first
5
6
7
8
9
10
11
See Mihaly Czikszentmihalyi, Flow: The psychology of optimal experience, New York:
Harper, 1990.
Taylor, A secular age, 780, fn. 8.
Ibid., 595.
Van der Braak, ‘Zen spirituality in a secular age’, 56; Taylor, A secular age, 554.
Van der Braak, ‘Zen spirituality in a secular age’, 57; Taylor, A secular age, 618.
Van der Braak, ‘Zen spirituality in a secular age’, 57; Taylor, A secular age, 628.
McMahan points out the ideological load of such a translation: ‘enlightenment’ invokes a
complex of meanings tied to the ideas, values, and sensibilities of the European Enlightenment:
reason, empirical observation, suspicion of authority, freedom of thought, and so on.
Translation is inevitably also transformation (David L. McMahan, The making of Buddhist
modernism, Oxford: Oxford University Press, 2008, 18).
4
ANDRÉ VAN DER B RAAK
discourse on fullness, it was only natural to conceive of enlightenment as a
disembodied religious experience.12 But under the influence of the human potential
movement, the enlightenment experience has increasingly been interpreted in the
psychological terms of the second discourse on fullness. Enlightenment came to be
understood in terms of optimal psychological functioning, as a state of psychological
health. And Western adherents of the third discourse on fullness, the re-affirmation
of ordinary life, have found plenty of support in the anti-enlightenment rhetoric that
can be found in many Zen texts, where the Zen practitioner is encouraged to stop
looking for enlightenment, and to stop attempting to transcend ordinary life:
‘ordinary mind is the way’ is a popular Zen motto.
A study of the thought of Dōgen could not only lead to a less one-sided form of
Zen spirituality in the West, but could also help to counterbalance the three
problematic discourses on fullness that Taylor mentions. Many initial Western
interpretations of Zen tended to leave the Sōtō Zen school out of the picture, due to
various reasons.13 Since the 1970s, however, Dōgen’s writings have become more
well known in the West.14 Dōgen is a complex thinker, not to be approached as one
would approach a Western philosopher, looking only for his ‘philosophical
positions’, but as a soteriological thinker who uses various perspectives on fullness
and our access to it.
Let us now turn to the three Western discourses on fullness and contrast them
with Dōgen’s thought.
3. FULLNESS AS EXCARNATED RELIGIOUS EXPERIENCE
The first, religious, discourse on fullness accepts its validity as a religious domain,
but translates it into experiential terms, in order to protect it from attacks from
science.
3.1. From Disenchantment to Excarnation
The process of disenchantment, that has led man from being an embodied,
embedded participant in an enchanted cosmos to being an isolated, individual
12
13
14
See André van der Braak, ‘Enlightenment revisited: Romantic, historicist, hermeneutic and
comparative perspectives on Zen’, in: Acta Comparanda 19 (2008), 87-97.
Thomas Kasulis notes that the Japanese popularizer of Zen in the West, D.T. Suzuki, an adept
of the competing Japanese Rinzai Zen school, boldly asserted at several public occasions in
America, when asked about Dōgen, that Dōgen was not enlightened; therefore, there was no
need to study his writings seriously. (Thomas P. Kasulis, ‘Masao Abe as D.T. Suzuki’s
philosophical successor’, in: Donald W. Mitchell (Ed.), Masao Abe: A zen life of dialogue,
Boston: Tuttle Publishing, 1998, 251-259, citation at 252.)
See Hee-Jin Kim, Eihei Dōgen – mystical realist, Tucson: University of Arizona Press, 2004,
xvi-xix for an overview of Dōgen research.
ZEN SPIRITUALITY IN A SECULAR AGE II
5
spectator of a universe built up out of dead matter, has led to a process of
‘excarnation’: fullness beyond ordinary human flourishing has been increasingly
conceived as a religious experience that takes place ‘in the mind’, rather than as an
embodied participation in a cosmos that is itself permeated with such fullness. As
Taylor puts it:
We have moved from an era in which religious life was more ‘embodied’, where
the presence of the sacred could be enacted in ritual, or seen, felt, touched, walked
towards (in pilgrimage); into one which is more ‘in the mind’, where the link with
God passes more through our endorsing contested interpretations.15
The excarnated view on fullness was related to the desacralization and
disenchantment of the world, that the Protestant Reformation and the Enlightenment
brought about. Protestant thinkers rejected the existence of sacred objects, relics and
places, and downplayed religious practices such as ritual, procession, ceremony,
church services, that used to serve as the collective embodiment of the religious life.
The genuine spirit of the religious life was to be found in the experience of the
sensible individual, much more so than much what went on in churches and
synagogues. Spirituality became the search for a specific experience, religious
experience.
The concept of religious experience, that seems so ubiquitous today, is in
reality not more than two centuries old. William Proudfoot describes the historical
genesis of the term.16 Due to the increasing secularization during the Enlightenment,
any metaphysical justification of religious belief became suspect. The German
protestant theologian Schleiermacher (1768-1834) therefore introduced the concept
of religious experience, in an effort to rescue religion from oblivion. As Proudfoot
notes, ‘the turn to religious experience was motivated in large measure by an interest
in freeing religious doctrine and practice from dependence on metaphysical beliefs
and ecclesiastical institutions and grounding it in human experience’.17 By stressing
that religion was a matter of experience, ‘Schleiermacher sought to free religious
belief and practice from the requirement that they be justified by reference to
nonreligious thought or action and to preclude the possibility of conflict between
religious doctrine and any new knowledge that might emerge in the course of
secular inquiry’.18
3.2. Dōgen – Fullness as Embodiment
In order to investigate Dōgen’s thought, it is important to note two contextual
factors. Firstly, Japanese Zen Buddhism must be viewed within the larger context of
15
16
17
18
Taylor, A secular age, 554.
Wayne Proudfoot, Religious experience, Berkeley: University of California Press, 1985,
chapter 1.
Ibid., xiii.
Ibidem
6
ANDRÉ VAN DER B RAAK
Mahāyāna Buddhism, that operates from a worldview that differs radically from our
currently prevalent Newtonian preconceptions of time and space. Secondly,
Japanese notions of body and mind differ radically from Western Cartesian mindbody dualism.
(1) Mahāyāna Buddhism knows the trikaya doctrine of the three bodies of the
Buddha. According to this theory, the Buddha manifests himself in three bodies,
modes or dimensions. Firstly, in his historical manifestation as Shākyamuni, the
Buddha has a nirmanakaya, a created body which manifests in time and space.
Secondly, as an archetypical manifestation, the Buddha can manifest himself as a
sublime celestial form in splendid paradises, where he teaches surrounded by
Bodhisattvas, using a sambhogakaya or body of mutual enjoyment. Thirdly, as the
very principle of enlightenment, the Buddha manifests himself as a dharmakaya, the
reality body or truth body, also interpreted as ultimate reality. 19
According to the Mahāyāna Buddhist worldview, reality (the dharmakaya)
should not be seen as a collection of lifeless objects, but as a vital agent of
awareness and healing. Reality itself is continually co-active in bringing all beings
to universal liberation. The sacred is immanent in space and time. Such a worldview
has great soteriological consequences for spiritual practice. Rather than aiming at
achieving higher states of personal consciousness, or therapeutic calm, the point of
spiritual practice becomes to embody, or appreciate, or participate, achieve a
liberating intimacy with, reality itself.
In early Buddhist soteriology, the way to liberation was conceived as a path
(marga) from bondage (samsāra) to liberation (nirvāna). The aim of spiritual
practice is for the individual practitioner to dispel ignorance, greed and aversion. In
Mahāyāna Buddhism, however, liberation is realized through the ultimate insight
(prajñāpāramitā; literally: the wisdom beyond all wisdom) that nirvāna is not a goal
to be attained. As the famous Mahāyāna philosopher Nāgārjuna (ca. 150 A.D.)
expressed it: there is not the slightest difference between samsāra and nirvāna.20
Karl Potter has made a useful distinction between ‘path philosophies’, that
consider liberation to be the result of continued spiritual practice, and ‘leap
philosophies’, that stress liberation as an immediate realization.21 Early Buddhist and
some Mahāyāna Buddhist schools can be characterized as path philosophies,
whereas the branches of Mahāyāna that consider themselves as esoteric Buddhism
can be characterized as leap philosophies. They view all path-like approaches to
liberation as indicative of exoteric Buddhism: preliminary teachings that ultimately
19
20
21
Damien Keown. ‘trikāya’, in: A dictionary of Buddhism (2004). Downloaded from
Encyclopedia.com (January 13, 2009). http://www.encyclopedia.com/doc/1O108-trikya.html
Jay L. Garfield (transl. & comm.), The fundamental wisdom of the middle way: Nāgārjuna’s
Mūlamadhyamakakārikā, New York-Oxford: Oxford University Press, 1995, 331 (section
25.19).
Karl Potter, Presuppositions of India’s philosophies, Englewood Cliffs, NJ: Prentice Hall,
1963.
ZEN SPIRITUALITY IN A SECULAR AGE II
7
have to be superseded by prajñāpāramitā. The point is not so much to attain
enlightenment, but to realize it.
Especially in the esoteric Vajrayāna tradition, and its tantric practices, such a
worldview has led to the development of practices of transcendent faith and ritual
enactment of buddhahood, dependent not on lifetimes of arduous practice, but rather
on immediate, unmediated, and intuitional realization of the fundamental ground of
awakening.22 The replacement of spiritual cultivation by a leap is expressed in the
Zen tradition by ‘sudden enlightenment’, and in more devotional Buddhist traditions
by a ‘leap of faith’.
In the context of medieval Japanese Buddhism, this ‘leap paradigm’ was
represented by the immensely influential Tendai Buddhist discourse of ‘original
enlightenment’ (hongaku), the assertion that all beings are Buddhas inherently. 23
Since Dōgen grew up in the Tendai school, this hongaku discourse also functioned
as the intellectual matrix out of which his thought emerged (even though he was also
critical of it).24
According to Dōgen, all of existence is grounded, or embedded, in the ultimate
reality of the dharmakaya. The dharmakaya should not be interpreted ontologically
as a transcendent cosmic Being that contains or projects the world, but should be
seen as the fundamental activity of the world itself. In this sense, all of existence is
itself buddhahood, and therefore lacks any value beyond itself. What is ultimately
valuable (fullness beyond ordinary human flourishing) is built into existence itself,
whether this is recognized and appreciated or not.
Fullness is constituted by what Dōgen calls ‘the rightly transmitted teachings
of the Buddha’ (shōden no buppō), which doesn’t refer to either a body of creeds,
the content of certain experiences, any Absolute, or a return to the letter of the
teachings of the historical Shākyamuni Buddha: it is the symbolic expression
(dōtoku) or activity (gyōji)25 of Buddha’s spirit (not only the historical Shākyamuni
Buddha but also the cosmic dharmakaya). In different historical and cultural
circumstances this spirit needs to be continually re-expressed and re-enacted. This
involves a thorough demythologization and a subsequent remythologization. In his
work, Dōgen demythologizes many traditional doctrines and oppositions that had
come to define classical Chinese Zen, 26 not in order to arrive at ‘true Zen’, but to
make room for a subsequent remythologization.
22
23
24
25
26
Taigen Dan Leighton, Visions of awakening time and space: Dōgen and the Lotus Sutra,
Oxford: Oxford University Press, 2007, 7.
For an extended discussion of hongaku thought in medieval Japanese Buddhism, see Jacqueline
I. Stone, Original enlightenment and the transformation of medieval Japanese Buddhism,
Honolulu: University of Hawai’i Press, 1999.
See Kim, Eihei Dōgen – mystical realist, xx for an overview of Dōgen’s relationship to
hongaku thought.
Dōgen tends to use both terms interchangeably, see Kim, Eihei Dōgen – mystical realist, 67.
For example, such notions as ‘The five houses of Zen’, Linji’s ‘Three mysteries and three
essentials’, Yunmen’s ‘Three phases’, and Dongshan’s ‘Five ranks’. See Kim, Eihei Dōgen –
mystical realist, 52.
8
ANDRÉ VAN DER B RAAK
For Dōgen, the rightly transmitted teaching of the Buddha consists in ‘the
samādhi of self-fulfilling activity’ (jijuyū-zammai), which is concerned with the selfenjoyment of the dharmakaya. The notion of samādhi usually refers to a
concentrated state of awareness, but Dōgen uses it to refer to a state of mind that at
once negates and subsumes self and other; a total freedom of self-realization without
any dualism or antitheses. This does not mean that oppositions or dualities are
obliterated or transcended, but that they are realized. Such a freedom realizes itself
in duality, not apart from it.27
‘For playing joyfully in such a samādhi’, Dōgen writes, ‘the upright sitting
position in meditation is the right gate’.28 He refers here to the sitting practice of
zazen. For Dōgen, zazen is not so much a psychological training aiming at particular
states or experiences, but the ritual expression, embodiment and enactment of
buddhahood. In his Fukanzazengi (Universally Recommended Instructions for
Zazen), Dōgen stresses that the zazen that he speaks of is not meditation practice,
and admonishes the practitioner to not try to become a Buddha. 29 Zazen is not about
attaining a mental state of liberation, but about an ongoing transformation that is as
much physiological as it is psychological, in which one ‘realizes’ one’s own
buddhahood, in the sense of fully participating in it. It is not a state but an activity.
Zazen is a communal ritual and ceremonial performance that expresses
ultimate reality (the dharmakaya). Dōgen stresses that all practitioners should
practice zazen together: ‘standing out has no benefit; being different from others is
not our conduct’.30 In such a way, he radically demythologizes standard Zen views
on meditation, and remythologizes it as a liberating expression and activity of
Buddha nature. Zazen does not lead to enlightenment, zazen itself is enlightenment.
Dōgen uses the term practice-realization (shusho) in order to indicate how the two
notions are mutually interwoven. For Dōgen, practice-realization is seen not as a
psychological state, but as a liberating activity, liberating intimacy. The enactment
of the sacred in ritual takes prime importance.
Since zazen is seen as a ritual enactment of the enlightenment of the Buddha, it
should not be practiced in order to gain therapeutic or religious benefits. Rather, for
Dōgen, zazen is the prototype of ultimate meaninglessness. According to the
twentieth-century Sōtō teacher Kōdō Sawaki (1880-1965), the practice of zazen
requires leaving behind a means-end rationality: ‘Zazen is an activity that comes to
nothing. There is nothing more admirable than this activity that comes to nothing.
27
28
29
30
Kim, Eihei Dōgen – mystical realist, 55.
Dōgen, Shōbōgenzō, ‘Bendōwa’, quoted in: Ibidem.
Dōgen, ‘Fukanzazengi’, in: Taigen Dan Leighton & Shokaku Okamura, Dōgen’s extensive
record: A translation of the Eihei Kōroku, Boston: Wisdom Publications, 2008, 532-535.
Citations at 534 and 533.
Taigen Dan Leighton, ‘Zazen as an enactment ritual’, in: Steven Heine & Dale S. Wright
(Eds.), Zen ritual: Studies of Zen Buddhist theory in practice, Oxford: Oxford University Press,
2008, 167-184, citation at 170.
ZEN SPIRITUALITY IN A SECULAR AGE II
9
To do something with a goal is really worthless. (…) Because it takes you out of the
world of loss and gain, it should be practiced’.31
Zen philosopher Dale Wright comments, however, that some sense of purpose
remains in spite of such disclaimers:
If you lack the purpose of Zen, you will also lack everything else about Zen,
including zazen. This is so because the purpose of casting off all purposes in an
exalted state of no mind still stands there behind the scenes as the purpose that
structures the entire practice, enabling it to make sense and be worth doing from
beginning to end.32
(2) The excarnated discourse on fullness, in which the connection with the sacred
takes place ‘in the mind’, explains why Zen enlightenment has been interpreted as a
state of mind, a state beyond thought, beyond subject and object, a pure,
disembodied experience. However, Cartesian dualism differs in several respects
from Japanese notions of body and mind. Firstly, although mind and body may be
conceptually distinguishable from some perspectives, they are not seen as
ontologically distinct.33 Secondly, Japanese thought, and Eastern philosophies
generally, treat mind-body unity as an achievement, attained by a disciplined
practice, rather than as an essential relation. This undercuts the Western dichotomy
between theory and praxis. 34 In Japanese thought, the notion of shinjin-ichinyō
(oneness of body and mind) has been developed in order to overcome a dualistic
approach to body and mind. Such a unity between body and mind is also expressed
in Dōgen’s work: ‘Because the body necessarily fills the mind and the mind
necessarily fills the body, we call this the permeation of body and mind’.35
The ninth-century Japanese Buddhist thinker Kūkai (774-835), founder of
Shingon (mantra) Buddhism, stressed the role of the body. The crucial point for
Kūkai is not only that enlightenment is not a final redemptive state to be achieved
over many lifetimes, but also that it is not some other-worldly truth to be grasped via
a mystical experience. The central idea in Kūkai’s philosophy is to ‘become a
Buddha in this very body’ (sokushin jōbutsu).36 Realizing fullness is therefore not
about attaining a mystical experience, it is about increasing the body’s ability to
31
32
33
34
35
36
Arthur Braverman, Living and dying in zazen: Five Zen masters of modern Japan, New York:
Weatherhill, 2003, 58f.
Dale S. Wright, ‘Introduction: Rethinking ritual practice in Zen Buddhism’, in: Heine &
Wright, Zen ritual, 3-19, citation at 15.
Thomas P. Kasulis, ‘Editor’s introduction’, in: Yasuo Yuasa, The body: Towards an Eastern
mind-body theory, Albany: State University of New York Press, 1987, 1.
Ibid., 2.
Dōgen, Shōbōgenzō, ‘Juki’, quoted in: Kim, Eihei Dōgen – mystical realist, 101.
Sokushin jōbutsu (‘this very’ + ‘body’ + ‘attain’ + ‘Buddha’) literally means ‘this very body
attaining Buddha’. According to Kūkai, esoteric practice enabled one to be enlightened here
and now. See David Edward Shaner, The bodymind experience in Japanese Buddhism: A
phenomenological study of Kūkai and Dōgen, Albany: State University of New York Press,
1985, 75f.
10
ANDRÉ VAN DER B RAAK
process, to ‘digest’ our ordinary experience, to incorporate the world. In this way, it
reverses the way we understand the world in ordinary experience.
Dōgen inherited from Kūkai the tradition of giving precedence to the body over
the mind. He maintained that in spiritual practice, the body plays the most important
role:
The human body, in Dōgen’s view, was not a hindrance to the realization of
enlightenment, but the very vehicle through which enlightenment was realized (…)
Dōgen claimed that we search with the body, practice with the body, attain
enlightenment with the body, and understand with the body.37
Dōgen’s notion of reality as inherently liberating, and his radically immanent
embodied discourse on fullness reveals a rather different perspective on Zen and Zen
practice than has been common in the West: not so much a universal spirituality that
leads up to a transcendent mystical religious experience ‘beyond the mind’, but an
immanent affirmation and even sacralization of ‘this very mind’ and ‘this very
body’. Such a perspective could perhaps help to bring about a ‘re-incarnation’ of
fullness.
4. FULLNESS AS T HERAPEUTIC SELF-ACTUALIZATION
Apart from the problematic religious discourse on fullness as excarnation, Taylor
identifies a second problematic trend. This second, psychological discourse on
fullness can be seen as a further implication of the psychologization of religion. The
transcendent quality of mystical religious experience is relativized, and the notion of
a fullness beyond human flourishing is brought closer to human flourishing itself. In
a trend which is related to the first one just discussed, the process of spiritual
transformation itself is increasingly therapeutized and psychologized.
4.1. The Triumph of the Therapeutic
Traditionally, a radical conversion experience was deemed necessary in order to be
able to embark on a path towards fullness. Such an experience, that involved a
radical reorientation of perspective and a break with the past, was labeled as
metanoia.38 Within the immanent frame, however, there seems to be no room
anymore for such radical breaks. Access to fullness no longer takes place through a
religious conversion experience, where the old form of life is radically replaced by a
new direction, but is seen as the optimum point in a continuum of psychological
health, the result of steady spiritual practice. Spiritual transformation is interpreted
not as realizing a fullness beyond the level of ordinary human flourishing, but as a
37
38
Kim, Eihei Dōgen – mystical realist, 101.
In Mahāyāna Buddhism, the same notion can be found in the Lankāvatāra Sūtra as paravritti.
ZEN SPIRITUALITY IN A SECULAR AGE II
11
therapeutic healing within ordinary human flourishing. The religious goal of
transcending our humanity moves towards the more secular goal of realizing our
humanity – but only at the psychological level.
Carrette and King describe this development as part of a general process of the
psychologization of human experience. 39 The discourse of mysticism increasingly
gives way to a discourse of ‘altered states of consciousness’ and ‘peak experiences’.
Whereas the first discourse on fullness reduces it to a religious experience ‘in the
mind’, its therapeutization constitutes a further reduction of the content of that
experience, that threatens to erodes its religious character altogether. Transpersonal
psychologists conceive of religious practice as a means towards self-actualization,
rather than an attempt at self-transcendence. Peter Sloterdijk has spoken of ‘the
Americanization of the religious’, in which God is transformed into a transcendent
sponsor of immanent successes in the world.40
As another example of such a therapeutization, Taylor describes the polemic
between religion and secular humanism, whose aspiration to rehabilitate the body
and desire often is connected with an accusation against faith, and its notions of guilt
and sin. As a result, Taylor notes, many issues which used to be considered moral
are transferred into a therapeutic register. What was formerly sin is often now seen
as sickness.41 The spiritual search for religious fullness is moved to a therapeutic
search for health. Taylor notes that one of the factors associated with this triumph of
the therapeutic is ‘to reject the idea that our normal, middle-range existence is
imperfect. We’re perfectly all right as we are, as “natural” beings’.42 At most we
need some healing which, however, doesn’t involve any radical conversion, a
growth in wisdom, a new higher way of seeing the world. 43
4.2. Dōgen – Casting Off Body and Mind
Although Dōgen’s discourse of fullness as universal buddhahood points to a radical
ontological immanence, he does also speak about the realization of fullness in terms
of a radically transformed new relationship to the world, indicating the possibility of
an epistemological transcendence. It is possible to transcend our ordinary ways of
experiencing the world. But such a transformation is not a matter of selfactualization but self-transcendence, expressed as self-forgetting:
To study the Way is to study the self. To study the self is to forget one’s self. To
forget the self is to be enlightened by all things of the universe. To be enlightened
39
40
41
42
43
Jeremy Carrette & Richard King, Selling spirituality: The silent takeover of religion, London:
Routledge, 2005, 78.
Peter Sloterdijk, Kansen in de gevarenzone: Kanttekeningen bij de variatie in spiritualiteit na
de secularisatie, Kampen: Agora, 2001, 29,50.
Taylor, A secular age, 618.
Ibid., 620.
Ibid., 619.
12
ANDRÉ VAN DER B RAAK
by all things of the universe is to cast off the body and mind of the self as well as
those of others.44
Dōgen speaks about the realization of fullness as ‘casting off body and mind’
(shinjin totsuraku). According to the Japanese philosopher Nagatomo, this phrase
should not be interpreted as any kind of ‘Zen enlightenment’ experience, in the
sense of a Unio Mystica, an emancipation from delusion or an epistemic state of
‘seeing things as they are’, but as a switching of perspectives: body and mind are
suddenly no longer dualistically experienced as two separate entities, but body-mind
is experienced as a nondual unity. What is cast off, is the dualistic everyday
perspective on body and mind.45 Although from the everyday perspective, body and
mind are experienced as two separate things, a higher perspective is possible where
body-mind is experienced as a continually changing configuration of dharmas, that
doesn’t contain any ‘I’. Such a higher perspective is called ‘samadhic awareness’ by
Dōgen:
The ‘oneness of the body-mind’ cannot be understood from the perspective of our
everyday existence. Epistemologically, this means that the function of external
perception as it is directed towards the natural world, is incapable of experiencing,
much less understanding, the oneness of the body-mind, and hence is useless in
articulating the meaning of the oneness of the body-mind. (…) There must
necessarily be an epistemological apparatus that operates in samadhic awareness
quite distinct and different from the order that is operative in the everyday
perceptual consciousness.46
Such an epistemic shift from a relative, provisional dualism that operates in our
everyday existence, to the nondualism that operates in samadhic awareness, is not
the result of some psychological breakthrough, but connected with a transformation
of the body. ‘Casting off body and mind’ can be seen as the realization of what
Dōgen calls a ‘true human body’ (shinjitsu nintai): the body that has been
transformed through self-cultivation.47 The true body is a practical, experiential
consequence of ‘casting off body and mind’.48 For Dōgen, this notion of ‘true human
body’ has cosmic connotations. The Japanese philosopher Arifuku notes that for
Dōgen, body and mind are not only interwoven with each other, they are also united
with the world as a whole, and quotes the following passage:
The whole earth is the true body of the Buddha, the whole earth is the gateway to
liberation, the whole earth is the eye of Vairocana Buddha, and the whole earth is
the dharmakaya of the Buddhist self.49
44
45
46
47
48
49
Dōgen, Shōbōgenzō, ‘Genjokōan’, quoted in: Kim, Eihei Dōgen – mystical realist, 125.
Shigenori Nagatomo, Attunement through the body, Albany: State University of New York
Press, 1992, 131.
Ibid., 129.
Ibid., 165.
Ibid., 166.
Dōgen, Shōbōgenzō, ‘Yuibutsu Yobutsu’, quoted in: Kōgaku Arifuku, ‘The problem of the
body in Nietzsche and Dōgen’, in: Graham Parkes (Ed.), Nietzsche and Asian thought,
ZEN SPIRITUALITY IN A SECULAR AGE II
13
The individual psycho-physical constitution is extended to a cosmic dimension.
Dōgen uses phrases as ‘the body-mind of Dharma’, ‘the body-mind of the Buddhas
and ancestors’. Therefore, understanding is only possible when we participate in this
totality. Then, what Dōgen calls ‘the true human body’ functions freely and
authentically in harmony with the entire universe.50
Everything which comes forth from the study of the way is the true human body.
The entire world of the ten directions is nothing but the true human body. The
coming and going of birth and death is the true human body. 51
The realization of such a true human body can occur in zazen, which is described by
Dōgen as first and foremost a somatic practice.
5. T HE REAFFIRMATION OF O RDINARY LIFE
5.1. The Danger of Attempting to Transcend our Humanity
The two discourses of excarnation and therapeutization of fullness are primarily
used by believers in transcendence, and can be seen as attempts to hold on to a
meaningful notion of a fullness independent of human flourishing amidst the various
cross pressures within today’s immanent frame. But, as Taylor notes, some
exclusive humanists draw the final consequence of the processes of disenchantment
and desacralization, and deny the existence and/or attainability of such a sense of
fullness beyond ordinary human flourishing. They even consider it dangerous or
harmful to strive after such fullness, and charge that
religion actuated by pride or fear sets impossibly high goals for humans, of
asceticism, or mortification, or renunciation of ordinary human ends. It invites us
to ‘transcend humanity’, and this cannot but end up mutilating us; it leads us to
despise and neglect the ordinary fulfillment and happiness which is within our
reach.52
An example of this would be, according to such critics, the Christian ascetic denial
of human desires and neediness, in order to pursue a transcendent fullness beyond
ordinary human flourishing, either in this life or the next. The exclusive humanist
therefore argues for a reaffirmation of ordinary life, for a this-worldly art of living
that involves a care of the self. 53
50
51
52
53
Chicago: University of Chicago Press, 1991, 214-225, citation at 223. Vairocana Buddha is
seen in Mahāyāna Buddhism as the embodiment of dharmakaya.
Kim, Eihei Dōgen – mystical realist, 104.
Dōgen, Shōbōgenzō, ‘Shinjingakudō’, quoted in: Kazuaka Tanahashi (Ed.), Moon in a
dewdrop: Writings of Zen master Dōgen, New York: North Point Press, 1985, 91.
Taylor, A secular age, 623f.
Often Nietzsche’s radical critique of Christianity, his declaration of the death of God, and his
plea for ‘remaining faithful to the earth’ is invoked by such exclusive humanists. But Nietzsche
didn’t deny fullness, he merely relegated it from ‘the Crucified’ to the Greek God Dionysus, in
14
ANDRÉ VAN DER B RAAK
Taylor points out, however, that such a trend towards a re-affirmation of
ordinary life started within Christianity itself: it began in the Reformation and
continues to our time. Taylor contrasts this attitude with premodern ones such as the
medieval warrior ethic of honor and glory, the monastic ethic of self-denial and
asceticism, and the Platonic philosophy which saw work and family as profane. 54
In early Reformation theologies, everyday activities such as dish-washing were
seen as sacred. During the Enlightenment, this affirmation was pushed further into
the secular realm, relating it to the pursuit of happiness. Human happiness, and the
proper means to it, became a dominant theme in the Enlightenment and the postEnlightenment. In today’s exclusive humanism, fullness has almost been made
synonymous with happiness.55 ‘Life, liberty and the pursuit of happiness’ are listed
as the inalienable rights of man in the United States Declaration of Independence. 56
5.2. Mindfulness as a Resacralization of Ordinary Life
Not only the first two discourses on fullness have found a place for Buddhism.
Interestingly, and perhaps surprisingly, also for those who use the third discourse on
fullness, Buddhism has had considerable appeal. In an attempt to reaffirm ordinary
life, without falling prey to either a crude materialism or some kind of religiosity,
many secular humanists have embraced Buddhism as providing a non-religious
access to fullness, without any need for notions of transcendence. The various ways
in which Buddhism has adapted to the needs and expectations of the West, also
include an answer to this need for a resacralization of ordinary life, in the form of
the Buddhist practice of mindfulness (being aware of the present moment).
Originally a meditation technique developed by monks that ostensibly renounced
ordinary life, in order to aim for a fullness beyond ordinary flourishing, mindfulness
has found its way into current Western society as a means towards greater
affirmation and appreciation of ordinary life.
In contemporary Buddhism, it is commonplace to find exhortations to perform
the tasks of life with mindfulness and care. In this way, one can realize fullness in
the most mundane things and activities. The Vietnamese Zen teacher Thich Nhat
Hanh recommends mindful housework, walking, eating, and dish washing (‘taking
my time with each dish, being fully aware of the dish, the water, and each movement
of my hands’): the Buddhist practitioner is advised to bring calm, alert, and non-
54
55
56
an attempt to resacralize life. See André van der Braak, ‘Nietzsche, Christianity and Zen on
redemption’, in: Studies in Interreligious Dialogue 18 (2008) no. 1, 5-18.
Charles Taylor, Sources of the self: The making of the modern identity, Boston: Harvard
University Press, 1992.
For Nietzsche, this is the emergence of his dreaded Last Man, who has lost all passion for
fullness.
American Zen teacher and psychoanalyst Barry Magid has described the purpose of Zen as
‘ending the pursuit of happiness’ (Barry Magid, If it ain’t broke, don’t fix it: A Zen guide to
ending the pursuit of happiness, Boston: Wisdom Publications, 2008).
ZEN SPIRITUALITY IN A SECULAR AGE II
15
evaluative attention to the flow of present moments, letting go of thoughts,
memories, and anxieties about the past and future. Such meditative awareness to any
activity brings greater awareness, skill and appreciation to every aspect of life. It is a
way to learn to cherish and reaffirm ordinary life. 57
The popularity of Buddhist mindfulness is one of various modern attempts to
resacralize the everyday world, without a return to premodern modes of
sacralization, such as the veneration of relics, common to both Christianity and
Buddhism.58
5.4. Dōgen on Fullness and Ordinary Life
Western Zen seems, therefore, to fit perfectly within this trend towards a
reaffirmation of ordinary life. Many Western Zen practitioners have been relieved to
find a form of spirituality that advocates simply being natural. Zen has become
famous in the West for its radical view that in order to realize awakening, there is
nothing special that one could or should do. A famous Zen dictum tells the
practitioner just to eat when he’s hungry, and to sleep when he’s tired, following his
natural inclinations, without running around looking for enlightenment.
But Dōgen is critical of such rhetoric that he calls ‘Zen naturalism’. For him,
Zen practice is ‘the practice of buddhahood’ (butsugyo): an active recognition of
one’s own buddhahood, and an engagement with it. Practicing buddhahood is for
Dōgen not just doing whatever one pleases, but refers to very specific activities
modeled on the practice of Shākyamuni Buddha. Such activities include sitting in
zazen, but also extend to one’s daily activities. As Dōgen scholar Dan Leighton
explains:
The point is to enact the meaning of the teachings in actualized practice, and the
whole praxis, including meditation, may thus be viewed as ritual, ceremonial
expressions of the teaching, rather than as a means to discover and attain some
understanding of it. Therefore, the strong emphasis in much of this approach to
Zen training is the mindful and dedicated expression of meditative awareness in
everyday activities.59
The presentation of Zen meditation to the West as a method for attaining
enlightenment has reactivated the very same tension between ‘spiritual practice’ and
‘ordinary life’ that Taylor has described as such a persistent issue in the Western
Christian tradition over the past five centuries, and that both Christian and humanist
pleas for a reaffirmation of ordinary life have attempted to overcome. The current
Western fascination with mindfulness in everyday life, a spiritual exercise that can
57
58
59
See McMahan, The making of Buddhist modernism, 215-240 for an extensive and also critical
discussion of mindfulness in modern Buddhism and its connection to an affirmation of ordinary
life.
Ibid., 221.
Leighton, ‘Zazen as an enactment ritual’, 169.
ANDRÉ VAN DER B RAAK
16
also be practiced in ordinary life, can be seen as an attempt from within Western
Buddhism to reunite those two dimensions.
But ironically, it is precisely when meditation is no longer instrumentally
conceived as a means to religious experience, but as ‘the expression or function of
Buddhas’, that an emphasis on meditative awareness in everyday life, and therefore
a true re-affirmation of ordinary life, is made possible. 60
Dōgen attempts to rethink the dualistic opposition itself between ordinary life
on the one hand, and a transcendent fullness beyond ordinary human flourishing on
the other hand. In his view, nonduality is not about overcoming duality, but about
fully realizing it. This implies the continual uncovering and manifesting the fullness
that is already there. Not in the sense of ‘seeing into one’s true nature’ (Buddha
nature as buried within us), but in the sense of ‘all of existence is Buddha nature’
(the fundamental interrelatedness of all of existence). ‘The endeavor to negotiate the
Way, as I teach now, consists in discerning all things in view of enlightenment, and
putting such a unitive awareness into practice in the midst of the revaluated world’.61
Dōgen’s expression of self-forgetting, as quoted earlier, is at the same time a
radical affirmation of ordinary life, as the necessary (and only) habitat in which we
live and are enlightened:
To forget the self is to be enlightened by all things of the universe. To be
enlightened by all things of the universe is to cast off the body and mind of the self
as well as those of others. Even the traces of enlightenment are wiped out, and life
with traceless enlightenment goes on forever and ever.62
All traces of enlightenment are wiped out when the dichotomy between ‘ordinary
life’ and ‘fullness’ has disappeared. Then ordinary life becomes itself the location of
sacrality, and Zen comes to be understood not as a way to a pure enlightenment
experience but as, in the words of modern Japanese Zen teacher Taizan Maezumi
(1931-1995), a way to ‘appreciate your life’.63
D ISCUSSION
The discourses on fullness discussed in this article have greatly contributed to the
popularity of Zen in the West. The view on fullness as an excarnated experience ‘in
the mind’ led to a fascination with the Zen enlightenment experience. The
therapeutization of fullness led to an instrumentalization of Zen meditation practice,
a way to self-actualization ‘beyond good and evil’. And the call for a reaffirmation
60
61
62
63
Wright, ‘Introduction: rethinking ritual practice in Zen Buddhism’, 18.
Dōgen, Shōbōgenzō, ‘Bendōwa’, quoted in: Hee-Jin Kim, Dōgen on meditation and thinking: a
reflection on his view of Zen, Albany: State University of New York Press, 2007, 21.
Dōgen, Shōbōgenzō, ‘Genjokoan’, quoted in: Kim, Eihei Dōgen – mystical realist, 125.
Taizan Maezumi Roshi, Appreciate your life: The essence of Zen practice, Boulder:
Shambhala, 2001.
ZEN SPIRITUALITY IN A SECULAR AGE II
17
of ordinary life led to a preference for Zen naturalism, and an idealization of Zen
‘ordinary mind’.
Meditation, as a spiritual practice aimed at an inner spiritual transformation,
came to be seen as a way to make contact with fullness, conceived as either some
kind of religious experience or as a process of self-actualization, that allows the
individual to transcend the prevailing social norms and attitudes. As Robert Sharf
points out, such a view of meditation makes it appear to be the very antithesis of
ritual, which is often seen as precisely instilling those very same prevailing social
norms and attitudes by means of outward scripted and stylized activity. Such an
opposition, Sharf notes, is however more Western than Asian: a precise Asian
Buddhist analogue to our distinction between ritual and meditation cannot easily be
found.64 The Western dichotomy between meditation and ritual corresponds with
other Cartesian dichotomies, such as inner/outer, subjective/objective, and
mind/body.
In their presentation of Zen to the West, Japanese (Rinzai) Zen scholars
therefore stressed the antiritual character of Zen. The Zen school (the name literally
means ‘the meditation school’) was, more than any other form of Buddhism, all
about meditation rather than ritual, and therefore perfectly relevant to the modern
age.65
Just as Dōgen’s emphasis on embodiment of buddhahood can serve to
counterbalance the tendency of excarnation, his view on zazen as the ritual
enactment of buddhahood can counteract the tendency to separate meditation from
ritual. As Taylor notes, we need to enlarge our palette of points of contact with
fullness. Too often we conceive of this in a limited way in terms of individual,
subjective experience only.66 In collective ritual, however, another kind of
experience can occur, that can open the participants of the ritual to fullness. Such
forms of access to fullness have however been marginalized in modern Western
approaches to religion.67
In Dōgen’s incarnated spirituality, ritual and practice are tightly interwoven,
which can help to overcome the Western dichotomy between authentic inner
individual experiences, and constricting outer communal ‘churchy’ rituals and
ceremonies. This can not only correct some Western misinterpretations of Zen, but
also question the validity of Western discourses on fullness that have arisen within
our immanent frame. If those discourses have contingently arisen due to various
historical circumstances, the contemporary encounter with Dōgen and Sōtō Zen
constitutes another historical influence, that could facilitate the development of a
new discourse on fullness that includes embodiment, self-transcendence and reaffirmation of ordinary life.
64
65
66
67
Robert H. Sharf, ‘Ritual’, in: Donald S. Lopez Jr. (Ed.), Critical terms for the study of
Buddhism, Chicago: The University of Chicago Press, 2005, 245-270, citation at 260.
T. Griffith Foulk, ‘Ritual in Japanese Zen Buddhism’, in: Heine & Wright, Zen ritual, 21-82.
Taylor, A secular age, 729.
Ibid., 730.
18
ANDRÉ VAN DER B RAAK
But is Dōgen Zen actually capable of offering a new access to fullness for
modern Westerners? As Taylor notes, ‘there is a condition of lived experience,
where what we might call a construal of the moral/spiritual is lived not as such, but
as immediate reality, like stones, rivers and mountains’.68 It is perhaps precisely
indicative of the process of secularization that such direct experiences of fullness,
such forms of ‘naïve’ immediate certainty have become very difficult in our age.
Although some would argue that Dōgen’s perspective on fullness as the embodiment
of universal buddhahood could help to re-establish such a condition of immediate
certainty,69 various objections could be raised. Isn’t Dōgen’s universal buddhahood
simply another version of a premodern, outdated Western cosmos? And how could it
be possible for us moderns to return to a pre-modern direct apprehension of an
enchanted universe? To speak with Nietzsche: God is dead, and he remains dead. 70
However, Dōgen’s notion of universal buddhahood is not simply a return to a
premodern naïve framework, leaving behind our modern reflective framework. For
Dōgen, the way we construct our experience in thinking and language is not
excluded from universal buddhahood – the latter is not a metaphysical notion of
some supreme Being, but rather describes an ongoing activity that is intrinsic to the
temporality of all phenomena.71 Although it could be described as a form of
‘immanent transcendence’, it also differs from Western notions of immanence, for
example the notion of an immanent order in nature that can be understood and
explained on its own terms, regardless of the existence of a transcendent,
supernatural creator beyond it.72 Dōgen’s view of nature differs substantially from
our modern Western understanding of nature. As Ōkōchi notes, the Japanese notion
of shizen (nature) does not refer to anything objective or objectified that takes place
in front of or outside of human beings, but is rather an expression of the spontaneous
way of being of all things. It was originally used in an adjectival or adverbial form comparable to the Western notions of ‘naturally’ or ‘by nature’.73
Rather than present a new version of ‘the Zen experience’ as a new attempt at
radical transcendence, or a new conception of religious experience, Dōgen’s
immanent transcendence, his radical phenomenalism, can serve to overcome the
68
69
70
71
72
73
Ibid., 12.
One of Dōgen’s essays is called ‘The Sutra of Mountains and Rivers’, where he describes
mountains and rivers as manifesting the same buddhahood as we ourselves.
Nietzsche, Sämtliche Werke: Kritische Studienausgabe, hrsg. Giorgio Colli & Mazzino
Montinari, Berlin: De Gruyter, 1967, ‘Die fröhliche Wissenschaft’, §125.
Kim notes that, although Dōgen could be described as a ‘mystical realist’ (Kim, Eihei Dōgen –
mystical realist), his mysticism is a far cry from Western and Eastern forms of apophatic
mysticism where God, Dao, Brahman are said to be ineffable, only to be known by
systematically negating language and thought. For Dōgen, the embodiment of universal
buddhahood takes place precisely through language and thought (Kim, Dōgen on meditation
and thinking, 90).
Taylor, A secular age, 15.
Ryōgi Ōkōchi, ‘Nietzsche’s conception of nature from an East-Asian point of view’, in: Parkes,
Nietzsche and Asian thought, 200-213, citation at 204.
ZEN SPIRITUALITY IN A SECULAR AGE II
19
implicit dichotomies in Western modes of thought between inner and outer, mind
and body, meditation and ritual, individual and society, spiritual and secular, and
‘religious life’ and ‘ordinary life’. Dōgen’s enactment ritual approach to zazen may
serve as a helpful antidote to Western approaches to fullness, and may also
illuminate certain materialist and consumerist orientations to spirituality (fullness as
a religious experience or a condition of self-actualization to be attained). The very
distinction itself between spiritual practice and fullness is radically problematized by
Dōgen. In this way, the development of a Dōgen Zen in the West, which is in full
swing since the 1970s, could perhaps lead not so much to some kind of resolution,
but to a renewed exposure to the various cross pressures within the immanent frame.
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