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WORKING DOCUMENT Swedish efforts concerning implementation Sustainable Development Goals, Target 14.a: Increase scientific knowledge, develop research capacity and transfer marine techno logy, taking into account the Intergovernmental Oceanographic Commission Criteria and Guidelines on the Transfer of Marine Tech nology, in order to improve ocean health and to enhance the contri bution of marine biodiversity to the development of developing countries, in particular small island developing States and least developed countries. Target 14.c: Enhance the conservation and sustainable use of oceans and their resources by implementing international law as reflected in UNCLOS, which provides the legal framework for the conservation and sustainable use of oceans and their resources, as recalled in paragraph 158 of The Future We Want Executive summary The Swedish Agency for Marine and Water Management (SwAM) was created to increase the integration of relevant policies to achieve a unified and coherent management of the aquatic resources in rivers, lakes and the sea. Sweden believes that efficient and well-designed monitoring is fundamental to the management of marine resources, and stakeholders must be involved in preparing and implementing the international regulatory framework in order to achieve a higher level of compliance. Sweden is engaged in several international initiatives to strengthen marine research and innovation. Sweden works in several global, international and regional organizations in order to strengthen the protection of marine environments. Sweden is a well-regarded and respected country in multilateral cooperation. Sweden is involved in ongoing consultation with the EU regarding support to 15 Pacific ACP states (PACPs) on stronger regional economic integration and the sustainable management of marine and coastal natural resources most likely to be launched by the EU and Sweden at the UN conference. Publisher: Swedish Agency for Marine and Water Management Date: 2017-02-13 Authors: Fredrik Arrhenius (Main Author), Peter Funegård, Pia Norling, Lennart Sorby, Johanna Egerup Photo: unescobkk.org Swedish Agency for Marine and Water Management Box 11 930, 404 39 Gothenburg Sweden www.havochvatten.se Swedish efforts concerning implementation Introduction The cumulative effects of multiple stressors, including climate change, marine pollution, coastal erosion and over-fishing, are key issues in marine ecology today. Developing countries are at greatest risk from the global environmental change impacts on the ocean: low situated coastal states (such as Bangladesh, Vietnam and Indonesia) are at risk from sea level rise. This includes some of the world’s Least Developed Countries (LDCs), the most populated countries and some Small Island Developing States (SIDS). Especially in the Pacific Ocean, climate change is a question of the states’ very existence. Challenges Sustainable management of the coastal and marine ecosystems, including protection of key areas for ecological production and biological diversity, needs to be addressed and regulated by each nation within their national jurisdiction. Scientific understanding is essential to forecast, mitigate and guide the adaption of societies to the ways oceans affects human lives and infrastructures on different spatial and temporal scales. There is an urgent need for the global community to address overlapping threats through sustainable management schemes and developing strategic planning approaches that allow for the optimisation across scales of more than one goal at a time. The legal framework for the ocean is complex and its effective implementation will have a critical impact on progress in all target areas of SDG14. A wide array of international legal instruments exists, covering many aspects of ocean management such as the United Nations Law of the Sea (UNCLOS) and its implementing agreements. The lack of efficiency in international ocean governance is the absence of domestic regulations and policy ensuring a sustainable management of the oceans together with the lack of implementation of existing frameworks and obligations in international law. Improving domestic regulations and implementation ought to be the top priority in any endeavour to improve international ocean governance. The implementation of environmental policy and legislation and other environmental measures is often quite weak in many developing and transitional countries. This is often related to envi-ronmental institutions with weak capacity, and which often lack political support and financial resources. There is a growing consensus underlining that good governance, in terms of the rule of law, citizen’s rights of access to justice and information, people’s participation, accountability issues etc. are piller stones for good environmental performance and sustainable development. Awareness of the need for sustainable marine management and protection of marine areas is increasing. Marine issues have therefore played a clearer role in several international organiszations and conventions such as IUCN, CBD, UNEA, etc. The fact that most countries could agree to begin negotiations on an implementing agreement to the UNCLOS for the protection of marine biodiversity in areas beyond the jurisdiction of any state is further evidence of the realisation of the importance of long-term sustainable ocean management. There is already an implementing agreement to UNCLOS field of fisheries (UNFSA), so in some areas this knowledge has already resulted in agreements being in place. At the regional level, a number of instruments (such as regional fisheries management organisations and arrangements and regional seas conventions) complement the global ones. The level of implementation of these protocols is insufficient and needs to be improved in many different areas. The absence of total understanding and global agreements must not delay the implementation of proven techniques and methods to enhance ocean ecosystem resilience and the effectiveness of governance strategies. Financing is a key issue for the conservation and sustainable use of the oceans, seas and marine resources for sustainable development. The challenge is not to finance external relations or provide assistance in the traditional sense, but that the international dimension must be managed effectively as a national issue, including capacity-building initiatives. National efforts For more than 60 years, Sweden has developed national policies and regulations for a more sustainable use and protection of the environment. The main actions are through a successive development of the environmental and planning laws in combination with authorities for environmental permissions, enforcement and control, and nature protection. The planning authorities have to meet the environmental objectives. Governance is the key issue for Sweden to reach the sustainable development goals, from national to local administration, management, regulation, enforcement and control. Examples The Swedish Agency for Marine and Water Management (SwAM) was created in 2011 to increase the integration of relevant policies to achieve a unified and coherent management of the aquatic resources in rivers, lakes and the sea. In Sweden, co-funding is an important tool to provide better ownership of the projects as well as gearing up grants, and provides more action on a local level. In Sweden, efficient and well-designed monitoring is fundamental for the management of marine resources. Sound scientific knowledge of the oceans, data collection and marine monitoring systems are crucial for following up on effectiveness of measures and ensuring that resources are used sustainably. In Sweden, stakeholders such as the private sector, researchers and civil society organisations are involved in preparing and implementing the international regulatory framework in order to achieve a higher level of compliance. Regional efforts The sea and coastal areas are a continuum and do not stop at national borders, neither in terms of the ecosystems and biological diversity, nor when it comes to fishing and pollution. Sweden and neighbouring countries, with whom we share our surrounding seas, have for decades developed joint planning for pollution reduction, marine protection and marine spatial planning. OSPAR, HELCOM, the Nordic Council of Ministers and the regional fisheries organisations are important tools for Sweden to build and respond to the global marine environmental processes. Examples For Sweden, the EU Strategy for the Baltic Sea Region it is an important tool to deepen cooperation between the countries around the Baltic Sea to meet the common challenges that countries in the region are facing today. The Baltic Sea Action Plan (BSAP) is one of the major programmes to improve the marine environment. Sweden is engaged in the Baltic Sea Fisheries Forum (BALTFISH), which is a regional body providing a platform for discussion on important fisheries issues among fisheries administrations (including Sweden) and other key stakeholders in developing sustainable fisheries in the Baltic Sea region. Sweden has been active in influencing other Member States and the EU to impose the Common Fisheries Policy in order to develop the collaborative work, i.e. between NEAFC or ICCAT with OSPAR, to secure the protection and sustainable management of living marine resources. The Arctic is an area where Sweden’s work on the protection of marine areas coincides with the increasing knowledge about the effects on the marine environment from climate change. In the preparation of positions within the EU for the review conference of the Fish Stocks Agreement (UNFSA) in 2016, Sweden focused especially on Chapter VII, which covers Articles 24-26 regarding specific conditions and needs for developing countries. Sweden is engaged in several international initiatives to strengthen marine research and innovation, for example the joint programming initiative Healthy and Productive Seas and Oceans (JPI Oceans), the Joint Baltic Sea research and development programme (BONUS) and the EU Framework Programme for Research and Innovation (Horizon2020). International efforts The resources in the seas contribute to global food security and contribute to sustainable growth. This is important for many poor countries and people who depend on coastal fisheries and aquaculture. The state of coastal waters and the seas very serious. Ecosystems and thus the ocean’s ecosystem services are adversely affected by, among other things, climate change, ocean acidification, mining and bottom trawling, marine litter and pollutants. The ocean’s resilience and ability to absorb and break down nutrients and toxins, regulating the climate, etc. is deteriorating. Many fish stocks are decreasing drastically, and there is a risk that some species will become extinct. Working to combat unsustainable fisheries subsidies and overfishing is central. Developing and implementing science-based management plans to restore stocks to at least the levels that can produce maximum sustainable yields is necessary to secure food resource in developing countries and to contribute to sustainable economic development. Contributing to the process of sustainable seas requires cooperation across national borders and coherent action between several policy areas such as environmental, agricultural, fisheries, nutrition education and foreign policy. Actions need to be taken by each country within their national jurisdiction. Regulations need to be agreed by the international community for the open seas beyond national jurisdiction. Examples Sweden works in several global, international and regional organisations in order to, inter alia, strengthen the protection of marine environments, including in areas beyond national jurisdiction (BBNJ), and to promote an ecosystem-based approach in marine spatial planning and reduce marine litter and pollutants. Sweden is a well-regarded and respected country in multilateral cooperation. Our longstanding role as a credible donor and important policy actor has resulted in many opportunities to influence developments that are far greater than our country’s size would merit. Important programmes include support to Africa, Asia and the Pacific. This includes actions supported by the World Bank and GEF. An important focus is on increasing capacity for coastal communities’ involvement in establishing sustainable livelihoods and building improved resilience, as well as mainstreaming gender and equality perspectives in supplementary livelihood frameworks. Some particularly interesting examples: Mangroves for the Future (Southeast Asia), SEAFDEC, research cooperation in Tanzania (and Mozambique), WIOMSA, several marine regional programmes in Africa to support Nairobi and Abidjan conventions. At present, Sweden is involved in ongoing consultation with the EU regarding support to 15 Pacific ACP states (PACPs). The proposed programme (PEUMP) is based on stronger regional economic integration and the sustainable management of marine and coastal natural resources. It is most likely that the PEUMP programme will be launched by EU and Sweden/Sida at the UN conference on 5-9 June 2017. Sweden undertakes bilateral cooperation to develop effective environmental administration for mutual strategic benefit such as implementation of commitments under international environmental conventions. Currently focusing on Brazil, Chile, Georgia, India, China, Palestine, Russia, Serbia, South Africa and Ukraine. The new Common Fisheries Policy (CFP), including the external dimension, ensure in particular that Union fishing activities outside Union waters are based on the same principles and standards as those applicable under Union law in the area of the CFP. This is an important tool to strengthen the consistency of actions taken in the context of development cooperation. It is always important for Sweden that distant fishing fleets only fish on the surplus fishery resources and should be based on fair allocation of fishing quotas. An important aspect for Sweden is transparency and public access to decisions, processes, data and other information, and the participation of interested groups. Sweden has also been active in the Fisheries Transparency Initiative (FITI) – a global multi-stakeholder initiative that aims to enhance responsible and sustainable fisheries through principles of good governance. In addition, the EU has the potential to provide benefits in several international negotiations regarding fishing, shipping, research, etc. The Commission has an important role to play together with the EU, Sweden and other Member States, depending on the relevant international and regional fora and organisations. Gaps There are areas where legal gaps in the international framework constitute the main challenge for sustainable management of the oceans. Most evidently, the high seas and the sea floor beyond the extended continental shelf (collectively often referred to as the area beyond national jurisdiction (BBNJ)) remain a global common resource with limited rules. The ongoing negotiations for a new implementation agreement under the UNCLOS will be able to close some important regulatory gaps. One legal gap, which should be a priority area in upcoming negotiations, is rules on how different marine sectors and sectorial organisations should work together in order to safeguard the sustainable management of the oceans. It is also of high importance to find modalities for collective arrangements between the regional and global levels such as between OSPAR and IMO or the International Seabed Authority (ISA). The UNESCO convention on underwater maritime heritage is another necessary action that is needed by a number of sectors such as fishing, tourism and exploration of the sea bed. Failure to address the issue in one sector might make actions taken in other sectors superfluous. Local governments should act to reduce stressors wherever possible, including through promoting the need for inter-sectoral coordination, especially across land-based and waterbased ministries that do not normally work together. Ocean management should be based on sound scientific research and knowledge. There is a need to strengthen international co-operation on ocean research and data exchange. Increased coordination or integration of research programmes is needed to tackle common problems on the regional (for example, through the JPI Oceans and BONUS) and global (for example through the Belmont forum) levels. We also see the need to work for better, easier and comparable [open] access to data for implementation and monitoring of sustainable development and research. Since open data improves the availability, comparability and transparency of data, which in turn leads to commitment, innovation, better knowledge and decision-making, it is important that these various partnerships fully support the implementation of Agenda 2030 in an effective manner. As for international activities outside the EU, the ocean’s responsibility and the possible scope of activities is sometimes not as clear as for national activities, including the EU. There is a need to promote and build capacity for better ocean governance, conservation and restoration of marine ecosystems and biodiversity, and the sustainable use of marine resources (blue economics). There is no global mechanism for facilitating a transfer of marine technology, and most developing states are inadequately equipped to deal with this and other ocean activities and resources. About this document This document is one of eight documents that together constitute preliminary underlying support for the work in connection with the Ocean Conference. The documentation has been drawn up on behalf of the Swedish Ministry of the Environment. The work has been carried out in close cooperation between the Swedish Agency for Marine and Water Management and the Swedish Environmental Protection Agency. Contributions to this work have b een collated from several national agencies (SEPA, SIDA, SMHI, Swedish Board of Agriculture, Swedish Chemicals Agency and Swedish Transport Agency) and educational institutions. The time frame for coordination has however been limited, so not all contribut ors have had the chance to give a final approval. The documentation focuses on a situation assessment, divided up into eight areas, and refers to Swedish work to achieve SDG 14. In particular, national and regional initiatives are dealt with. The operational areas of the Swedish Agency for Marine and Water Management and the Swedish Environmental Protection Agency have been taken as a starting point, and have been expanded to include more significant aspects based on existing contacts and knowledge. The do cumentation does not thus constitute a complete picture of the Swedish initiatives being carried out in order to achieve the targets. Continued analysis support for the Government Offices of Sweden ahead of the conference is planned, in dialogue with involved authorities. The analyses should be developed with more international, future-oriented aspects, according to Swedish priorities ahead of the conference. This work will take place with the support of new contacts and new combined knowledge. In this, the Swedish Agency for Marine and Water Management will be supported by the Swedish Institute for the Marine Environment in connection with contact with Swedish educational institutions, and by IVL Swedish Environmental Research Institute for compiling good e xamples from industry.