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Tamoxifen-resistant breast cancer cells possess cancer stem-like cell properties Liu Hui1, Zhang Heng-wei2, Sun Xian-fu2, Guo Xu-hui2, He Ya-ning2, Cui Shu-de2, Fan Qing-xia1 1 Department of oncology, First Affiliated Hospital, Zhengzhou University, 1 Jianshe East Road, Zhengzhou 450052, China. 2 Department of Breast, He’ nan Tumor Hospital, 127 Dongming Road, Zhengzhou 450008, China Corresponding author: Fan Qingxia, E-mail: [email protected], Tel: 86371-66862243, Fax: 86371-65615797 Word count: 3624 Number of figures: 3 Number of tables: 1 Running title: CSCs in tamoxifen resistance 1 Key Words: Breast cancer; tamoxifen resistance; cancer stem cells; epithelial-mesenchymal transition Background Cancer stem cells (CSCs) are the cause of cancer recurrence because they are resistant to conventional therapy and contribute to cancer growth and metastasis. Endocrinotherapy is the most common breast cancer therapy and acquired tamoxifen (TAM) resistance is the main reason for endocrinotherapy failure during such therapy. Although acquired resistance to endocrine treatment has been extensively studied, the underlying mechanisms are unclear. We hypothesized that breast CSCs played an important role in TAM-induced resistance during breast cancer therapy. Therefore, we investigated the biological characteristics of TAM-resistant (TAM-R) breast cancer cells. Methods Mammosphere formation and tumorigenicity of wild-type (WT) and TAM-R MCF7 cells were tested by a mammosphere assay and mouse tumor xenografts, respectively. Stem cell markers (SOX-2, OCT-4 and CD133) and epithelial-mesenchymal transition (EMT) markers were tested by quantitative real-time (qRT)-PCR. Morphological observation was performed to characterize EMT. Results After induction of TAM resistance, TAM-R MCF7 cells exhibited increased proliferation in the presence of TAM compared with that of WT MCF7 cells (P<0.05), indicating enhanced TAM resistance of TAM-R MCF7 cells compared with that of WT MCF7 cells. TAM-R MCF7 cells showed enhanced mammosphere formation and tumorigenicity in nude mice compared with that of WT MCF7 cells (P<0.01), demonstrating the elevated CSC properties of TAM-R MCF7 cells. Consistently, qRT-PCR revealed that TAM-R MCF7 cells expressed increased mRNA levels of stem cell markers including SOX-2, OCT-4 and CD133, compared with those of WT MCF7 cells (P<0.05). Morphologically, TAM-R MCF7 cells showed a fibroblastic phenotype, but WT MCF7 cells were epithelial-like. After induction of TAM resistance, qRT-PCR indicated that MCF7 cells expressed increased mRNA levels of Snail, vimentin and N-cadherin, and decreased levels of E-cadherin, which are considered as EMT characteristics (P<0.05). Conclusions TAM-R MCF7 cells possess CSC characteristics, and may be responsible for TAM resistance during breast cancer therapy. 2 It is well known that estrogen plays a major role in the development and progression of breast cancers because of the stimulating effect of estrogen on the growth of breast tissues via the estrogen receptor (ER). ER expression is observed in most breast cancer tissues. Therefore, blocking the ER pathway by endocrine therapy is a safe and effective therapeutic option for all stages of breast cancer. Although bilateral ovariectomy described in 1896 was the first method for endocrine therapy of breast cancer,1 the ER antagonist tamoxifen (TAM) has been the most widely used drug for endocrine therapy of breast cancer.2 However, endocrine resistance in patients with breast cancer is a serious therapeutic problem. One-third of breast cancer patients fail to respond to endocrine therapy and most patients with endocrine-responsive breast cancer will eventually develop resistance to anti-hormone treatment and undergo tumor progression.3,4 Although the acquired resistance to endocrine therapy has been extensively studied, the underlying mechanisms are not yet clear. There are several potential mechanisms for endocrine resistance including altered ER expression, increased growth factor signaling, altered expression of co-regulators, estrogen hypersensitivity, and altered metabolism caused by endocrine therapy.5-8 In addition, there is increasing evidence that cancer stem cells (CSCs) might play a major role in endocrine resistance. CSCs are defined as a subpopulation of cancer cells that have the ability to self-renew and produce daughter cells that lead to the generation of bulk tumor cells.9,10 Breast CSCs (BCSCs) have a high resistance to chemotherapy and radiotherapy, and contribute to breast cancer growth and metastasis.11-13 Unfortunately, the involvement of BCSCs in endocrine resistance is not supported by substantial evidence. Although the role of BCSCs in endocrine resistance is less studied, the effect of BCSCs on acquired TAM insensitivity of breast cancer cells can be explained by acquired resistance of BCSCs to chemotherapy and radiotherapy.11-13 To determine whether BCSCs are involved in acquired TAM resistance of breast cancer after TAM treatment, our study established a TAM-resistant (TAM-R) cell line using wild-type (WT) MCF7 cells and investigated whether TAM-R MCF7 cells developed CSC properties. MATERIAL AND METHODS Materials 3 The breast cancer cell line MCF7 was purchased from the American Type Culture Collection (Manassas, VA, USA). RPMI medium, fetal calf serum, penicillin-streptomycin (10 IU/ml-10 μg/ml) and fungizone were obtained from Life Technologies Europe Ltd. (Paisley, UK). 4-hydroxytamoxifen (4-OH-TAM), epidermal growth factor (EGF), and insulin were obtained from Sigma-Aldrich (St. Louis, MO, USA). Trypsin (0.25%) was purchased from GIBCO-BRL (Grand Island, NY, USA). Culture plasticware were purchased from Nunc (Roskilde, Denmark). Glutamine and B27 supplement was purchased from Invitrogen Life Technologies (Carlsbad, CA, USA). Ultra-low attachment plates were purchased from Corning Life Sciences (Amsterdam, the Netherlands). Matrigel was purchased from BD Biosciences (Mississauga, ON, Canada) Cell culture WT MCF7 cells were cultured in phenol red-free RPMI medium containing 5% fetal calf serum, penicillin-streptomycin (10 IU/ml-10 μg/ml) and fungizone (2.5 μg/ml). Cells were cultured at 37°C in a humidified atmosphere with 5% CO2. At 80% confluence, the cells were passaged by trypsinization. Establishment of the TAM-R MCF7 cell line TAM-R MCF7 cells were established using WT MCF7 cells as described previously.14,15 After washing thoroughly with PBS, MCF7 cells were transferred to phenol red-free RPMI medium supplemented with 5% charcoal-stripped steroid-depleted fetal calf serum, penicillin-streptomycin (10 IU/ml-10 μg/ml), fungizone(2μg/ml), glutamine (200 mM) and 4-OH-TAM (0.1 μM). Cells were continuously exposed to this treatment regimen for 6 months. The medium was replaced every 3–4 days. At 80% confluence, the cells were passaged by trypsinization. MCF7 cell growth rates decreased initially, and then increased after 2 months of culture, demonstrating MCF7 cell resistance to 4-OH-TAM. This cell line was cultured for a further 4 months in 4-OH-TAM-containing medium, and was then regarded as TAM resistant. Cell counting WT and TAM-R MCF7 cells were seeded at 1.5 × 104 cells per well in six-well plates. After 1, 3, 5, 7, 9 and 11 days, the cells were harvested, re-suspended in 1 ml RPMI medium, and then counted. The growth rates were calculated as the ratio of 4-OH-TAM-treated and 4-OH-TAM-untreated cell numbers at 7 days. 4 Quantitative real-time polymerase chain reaction (qRT-PCR) Total RNA was extracted from WT and TAM-R MCF7 cells using an RNeasy Kit (Qiagen, Crawley, UK). qRT-PCR was performed using an ABI 7700 sequence detection system (Applied Biosystems, Foster City, CA, USA). The primer sequences are list in Table 1. The expression of SOX-2, CD133, OCT-4, E-cadherin, N-cadherin, vimentin and Snail transcripts were normalized to the mRNA expression of GAPDH, which was calculated using the ΔΔCt method. Mammosphere assay Cells were seeded in ultra-low attachment plates at a density of 10,000 cells/ml in serum-free medium containing 1× B27 supplement, 20 ng/ml EGF, 5 µg/ml insulin, 5 µg/ml β-mercaptoethanol and 1 µg/ml hydrocortisone. After 14 days, mammospheres containing more than 50 cells were counted. Mouse tumor xenografts After harvesting by trypsinization, 5 × 105 WT or TAM-R MCF7 cells were re-suspended in 250 μl RPMI medium containing Matrigel. The cell suspensions were injected into nude mice subcutaneously. After 60 days, tumors were harvested and weighed. All animal experiments were conducted according to the guidelines for the care and use of laboratory animals. Statistics The unpaired Student’s t-test was used for inter-group comparisons. A P value of less than 0.05 was considered as statistically significant. RESULTS Resistance of TAM-R MCF7 cells to 4-OH-TAM To test whether the TAM-R MCF7 cell line was established successfully, we investigated the proliferation of TAM-R MCF7 cells. In the presence of 4-OH-TAM (0.1 μM), the growth rates of TAM-R MCF7 cells were higher than those of WT MCF7 cells at 5, 7, 9 and 11 days (Fig 1A, P<0.05, n=5), although there were no significance difference in the growth rates between TAM-R and WT MCF7 cells at 1 and 3 days. The growth curve also showed that TAM-R MCF7 cells treated with 4-OH-TAM had a growth rate similar to that of WT MCF7 in the absence of 4-OH-TAM. Furthermore, TAM-R MCF7 cells treated with 5 4-OH-TAM (0.0001–1 μM) showed no reduction in proliferation compared with that of WT MCF7 cells in the absence of 4-OH-TAM (shown as the % of untreated controls). However, WT MCF7 cell proliferation decreased in a concentration-dependent manner in the presence of 4-OH-TAM (0.0001–1 μM) and significant differences between TAM-R and WT MCF7 cell proliferation were observed in the presence of 0.01, 0.1 and 1 μM 4-OH-TAM (Fig 1B, P<0.001, n=5). Properties of BCSCs derived from MCF7 cells Because BCSCs are characterized by mammosphere formation, the mammosphere assay is widely used for characterization of BCSCs. As shown in Figure 2A and B, TAM-R MCF7 cells generated more mammospheres than WT MCF7 cells (Fig 2A and B, n=3, P<0.01). qRT-PCR revealed that the mean mRNA expression levels of stem cell markers16-18 SOX-2, OCT-4 and CD133 in TAM-R MCF7 cells were significantly higher than those in WT MCF7 cells (Fig 2C, n=3, P<0.05). The degree of tumorigenicity of WT and TAM-R MCF7 cells was assessed by injection of these cells into nude mice. After 60 days, the size and weight of TAM-R MCF7 cell-derived tumors in nude mice were almost 5-fold greater than those of WT MCF7 cell-derived tumors (Fig 2D, E and F, n=3, P<0.01). EMT induction in TAM-R MCF7 cells Because EMT is regarded as an important characteristic of CSCs, 19-21 EMT phenotypes were observed by investigating morphological alterations and testing EMT marker expression of MCF7 cells. WT MCF7 cells had highly organized adhesion between cells, whereas TAM-R MCF7 cells developed a refractive and elongated appearance (Fig 3A). Moreover, scattered TAM-R MCF7 cells indicated the loss of cell-cell adhesion (Fig 3A), which is regarded as a characteristic of EMT.22 Furthermore, cobblestone-like morphology was observed in WT MCF7 cell cultures, whereas TAM-R MCF7 cells showed a spindle-like fibroblastic morphology (Fig 3A). After induction of TAM resistance, qRT-PCR showed that TAM-R MCF7 cells expressed higher mRNA levels of Snail, N-cadherin and vimentin, three kinds of mesenchymal proteins, but expressed lower levels of E-cadherin compared with that in WT MCF7 cells (Fig 3B, n=3, P<0.05). DISCUSSION TAM, a non-steroidal anti-estrogen, is regarded as the first-line anti-estrogen agent for the treatment of ER-positive breast cancer, from which around 50% of patients benefit. However, almost all tumors responsive to TAM ultimately become 6 resistant to TAM treatment.23,24 We hypothesized that BCSCs were involved in the acquired resistance of breast cancer to TAM because BCSCs possess higher resistance to chemotherapy and radiation therapy than that of other cancer cells in breast cancer tissue.11-13 Compared with other cancer cells, the increased tumorigenicity and invasiveness of BCSCs in breast tumors provides support for our hypothesis.25 To test our hypothesis, we first established a TAM-R MCF7 cell line and its resistance to TAM was investigated by evaluating the growth curve. Our results demonstrated that, in the presence of 4-OH-TAM, TAM-R MCF7 cells exhibited a higher growth rate compared with that of WT MCF7 cells, which was similar to TAM-R and WT MCF7 cells in the absence of 4-OH-TAM. Thus, the results indicated that we successfully established a TAM-R MCF7 cell line, a breast cancer cell line resistant to TAM. CSCs have the ability to self-renew symmetrically or differentiate asymmetrically. Tumors are organized hierarchically, and CSCs are the only cells that play a central role in tumor growth and progression by unlimited proliferation. Until the 1990s, the remaining tumor cells after anti-cancer therapy were regarded as a result of selection through a random mechanism. However, the idea that remaining tumor cells after anti-cancer therapy had a distinct phenotype described by therapeutic resistance was widely accepted with the progression of CSC research.25,26 There are several different approaches for identification of CSCs in tumors, including the mammosphere assay. CSCs possess the unique ability to survive and grow in serum-free suspension. Based on this property, dispersed BCSCs can be induced into mammospheres under certain conditions. A mammosphere is a spherical cell cluster without cell-cell adhesion, which is regarded as a characteristic of BCSCs and is widely used for their identification.27-29 In the present study, TAM-R MCF7 cells produced a significantly higher number of mammospheres than that of WT MCF7 cells, demonstrating the enhanced CSC phenotype after induction of TAM resistance. In our study, qRT-PCR showed that the expression of stem cell markers in TAM-R MCF7 cells was significantly higher compared with that in WT MCF7 cells, demonstrating the CSC phenotype after induction of TAM resistance. Additionally, BCSCs are characterized by their ability to differentiate into all cells of the tumor, which is called tumorigenicity. The generation of tumors in immunodeficient mice is considered as a gold standard for testing the tumorigenicity of CSCs. Our results showed that TAM resistance enhanced the tumorigenicity of breast cancer cells by TAM-R MCF7 cells producing larger and heavier tumors in nude mice compared with that of their non-resistant counterpart. 7 Because EMT is regarded as an important characteristic of CSCs,19-21 we investigated the EMT phenotype of MCF7 cells. During the acquisition of EMT, morphological and molecular alterations representing mesenchymal differentiation are observed in tumor cells. Morphological changes are defined as the transition of cobblestone morphology to an elongated, spindle-shaped morphology, which improves the invasion of tumor cells by limiting their contact with neighboring cells.30,31 Our results indicated that TAM-R MCF7 cells developed an elongated appearance and loss of cell-cell contacts. Molecular changes include the loss of E-cadherin expression, which is a specialized epithelial cell adhesion molecule, and the acquisition of mesenchymal marker expression including Snail, vimentin and N-cadherin. Because of the loss of E-cadherin, tumor cells become more mobile and subsequently dislodge from their original location.32 Compared with WT MCF7 cells, the greatly reduced E-cadherin expression and elevated expression of Snail, vimentin and N-cadherin in TAM-R MCF7 cells confirmed their EMT phenotype, a characteristic of CSCs during induction of TAM resistance. Although our study indicated that TAM-treated MCF7 cells developed the properties of CSCs, we failed to demonstrate that TAM resistance was due to the generation of CSCs. Therefore, further study should be performed to resolve this issue. REFERENCES 1. Beatson GT. On the treatment of inoperable cases of carcinogen of the mamma: suggestions for a new method of treatment with illustrative cases. 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Type 2 epithelial mesenchymal transition in vivo: truth or pitfalls? Chin Med J (Engl) 2012; 125: 3312-3317. 32. Han L, Zhang HW, Zhou WP, Chen GM, Guo KJ. The effects of genistein on transforming growth factor-β1-induced invasion and metastasis in human pancreatic cancer cell line Panc-1 in vitro. Chin Med J (Engl) 2012; 125:2032-2040. 10 Table 1. PCR primer sequences Gene primer sequences (5’-3’) forward and reverse SOX-2 F: CGAGTGGAAACTTTTGTCGGA, R: TGTGCAGCGCTCGCAG Oct-4 F: ACCCACACTGCAGCAGATCAG, R: CGTTGTGCATAGTCGCTGCTT CD133 F: GCACTCTATACCAAAGCGTCA, R: CCATACTTCTTAGTTTCCTCA E-cadherin F: GGATTGCAAATTCCTGCCATTC R: AACGTTGTCCCGGGTGTCA snail F: AATGCTCATCTGGGACTCTGTC R: TCTTGACATCTGAGTGGGTCTG Vimentin F: AAAGTGTGGCTGCCAAGAAC R: CTGCACCTGTCTCCGGTACT N-cadherin F: CCACAGTACCCAGTCCGATCC R: ACTAAGAGGGAGTCATACGGTGG GAPDH F: TCCTGCACCACCAACTGCTTAG, R: AGTGGCAGTGATGGCATGGACT Figure legends 11 Figure 1. Resistance of the TAM-R MCF7 cell line to 4-OH-TAM. A: Growth curve of TAM-R and WT MCF7 cells in the presence or absence of 4-OH-TAM (0.1 μM). B: Proliferation responses of WT and TAM-R MCF7 cells to increasing concentrations of 4-OH-TAM from 0.0001 to 1 μM at 7 days. Data are expressed as the mean±SD of triplicate wells from five separate experiments. *: Statistical comparison between WT and TAM-R MCF7 cells. **: P<0.01, ***: P<0.001. 12 Figure 2. BCSC properties of WT and TAM-R MCF7 cells. A and B: Mammosphere formation of WT and TAM-R MCF7 cells. After acquisition of TAM resistance, the capacity for mammosphere formation of TMA-R MCF7 cells increased significantly compared with that of WT MCF7 cells. Data were collected from triplicate wells of three separate experiments. C: Expression of stem cell markers. After acquisition of TAM resistance, the mRNA expression of SOX-2, OCT-4 and CD133 increased significantly in TMA-R MCF7 cells compared with that in WT MCF7 cells. D, E and F: Assessment of the 13 tumorigenicity of WT and TAM-R MCF7 cells. TAM-R MCF7 cells formed larger tumors than those of WT MCF7 cells in nude mice. Data are expressed as the mean±SD. *: P<0.05, **: P<0.01, compared with WT MCF7 cells. Figure 3. Induction of EMT in TAM-R MCF7 cells. A: Cell morphology of WT and TAM-R MCF7 cells. B: mRNA expression of E-cadherin, Snail, vimentin and N-cadherin in WT and TAM-R MCF7 cells as determined by qRT-PCR. Data are expressed as the mean±SD. *: P<0.05, compared with WT MCF7 cells. 14