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GEOPHYSICAL RESEARCH LETTERS, VOL. 31, L07803, doi:10.1029/2004GL019533, 2004 3D electron-acoustic solitary waves introduced by phase space electron vortices in magnetized space plasmas P. K. Shukla, A. A. Mamun,1 and B. Eliasson Institut für Theoretische Physik IV, Fakultät für Physik und Astronomie, Ruhr-Universität Bochum, Bochum, Germany Received 20 January 2004; revised 15 March 2004; accepted 18 March 2004; published 10 April 2004. [1] We derive a multi-dimensional nonlinear equation for electron-acoustic waves in magnetized plasmas composed of stationary ions, magnetized cold electrons with a significant fraction of electron beams, and magnetized hot electrons which have a non-isothermal vortex-like distribution. We find three-dimensional (3D) electronacoustic solitary waves which have a stronger nonlinearity (in comparison with that associated with the traditional harmonic generation) due to the trapping of hot electrons in the localized electron-acoustic wave potential. The relevance of our investigation to nonlinear structures (e.g., the bipolar parallel electric fields) in the Earth’s I NDEX T ERMS : 2772 magnetosphere is discussed. Magnetospheric Physics: Plasma waves and instabilities; 2720 Magnetospheric Physics: Energetic particles, trapped; 2704 Magnetospheric Physics: Auroral phenomena (2407). Citation: Shukla, P. K., A. A. Mamun, and B. Eliasson (2004), 3D electron-acoustic solitary waves introduced by phase space electron vortices in magnetized space plasmas, Geophys. Res. Lett., 31, L07803, doi:10.1029/2004GL019533. [2] It is well known that in two-electron-temperature plasmas, which are found to occur both in space [Dubouloz et al., 1991, 1993; Pottelette et al., 1999; Berthomier et al., 2000, 2003; Singh and Lakhina, 2001; Lakhina et al., 2003] and laboratory [Henry and Treguier, 1972] environments, there exist a large variety of wave modes whose spatiotemporal scales are quite broad. One of these most important wave modes is the electron-acoustic waves (EAWs) in which the restoring force comes from the pressure of the hot electrons, while the inertia comes from the mass of the cold electron component [Watanabe and Taniuti, 1977]. Thus, the phase speed of the EAWs lies between the thermal speeds of the hot and cold electron components, and their frequencies are larger than the ion plasma frequency. The EAWs can also be excited by electron and laser beams [Gary and Tokar, 1985; Montgomery et al., 2001]. [3] The EAWs have received a great deal of renewed interest not only because they are excited in space and laboratory plasmas, but also because of their potential role in interpreting electrostatic component of the broadband electrostatic noise (BEN) observed in the cusp region of the terrestrial magnetosphere [Tokar and Gary, 1984; Singh and Lakhina, 2001], in the geomagnetic tail [Schriver and Ashour-Abdalla, 1989], in the dayside auroral acceleration 1 Visiting from Department of Physics, Jahangirnagar University, Savar, Dhaka, Bangladesh. Copyright 2004 by the American Geophysical Union. 0094-8276/04/2004GL019533$05.00 region [Dubouloz et al., 1991, 1993; Pottelette et al., 1999], etc. The EAWs have been used to explain various wave emissions in different regions of the Earth’s magnetosphere [Dubouloz et al., 1991, 1993]. It was first applied to interpret the hiss emissions observed in the polar cusp region in association with low energy (100 eV) upward moving electron beams [Lin et al., 1984]. Dubouloz et al. [1991] rigorously studied the BEN observed in the dayside auroral zone and showed that because of the very high electric field amplitudes (100 mV/m) involved, the nonlinear effects must play a significant role in the generation of the BEN in the dayside auroral zone. [4] The nonlinear propagation of finite amplitude EAWs in an unmagnetized two electron plasma has been considered by several authors [Dubouloz et al., 1991, 1993; Berthomier et al., 2000; Mamun and Shukla, 2002]. Recently, attempts have been made to generalize the nonlinear theory of localized EAWs to include the effects of an external magnetic field [Mace and Hellberg, 2001] and magnetic field-aligned electron beams [Berthomier et al., 2003], by assuming that the hot electrons follow a Boltzmann distribution in the wave potential f. However, in most space plasmas, in addition to cold and hot electrons, electron beams can act as a main energy source [De-Yu, 2003] for the excitation of EAWs with sufficiently large amplitudes for which the hot electrons can be trapped in the EAW potential. Then, the hot electrons follow a vortex-like distribution [Schamel, 1972, 2000; Jovanović et al., 2002] due to the formation of phase space holes caused by the trapping of the hot electrons in the EAW potential. The electron trapping is common not only in space plasmas, but also in laboratory experiments, viz. a diffraction limited laser-plasma interaction experiment [Montgomery et al., 2001] where the low-velocity wave, that corresponds to stimulated scattering from an EAW and implies strong electron trapping, is observed. Therefore, motivated by the observations of the electron trapping and electron beams in both space and laboratory plasmas, in this Letter, we study the nonlinear properties of finite amplitude low-frequency (in comparison with the electron gyrofrequency) EAWs in a magnetized plasma whose constituents are stationary ions, magnetized cold electrons with a significant fraction of beam electrons, and magnetized hot electrons which have non-isothermal distribution due to their being trapped in large amplitude EAW potential. Specifically, we show that the oblique propagation of the EAWs is governed by a modified multi-dimensional Korteweg-de Vries (KdV) equation [e.g., Verheest et al., 2002], in which we have a stronger trapped particle effect induced nonlinearity (proportional to f3/2), contrary to the f2 nonlinearity arising from the harmonic generation in plasmas. L07803 1 of 4 SHUKLA ET AL.: 3D ELECTRON-ACOUSTIC SOLITARY WAVES L07803 [5] We consider a multi-electron space plasma in an ^, where B0 is the strength external magnetic field B0 = B0z ^ is the unit vector along the z of the geomagnetic field and z axis. The dynamics of the EAWs in our plasma is governed by Poisson’s equation [8] We first consider the linear approximation in our basic equations which, for wce w k vb0 and u0 = uD = 0, yield a linear dispersion relation for the EAWs w ¼ kk r2 f ¼ 4peðnh þ nc þ nb n0 Þ; ð1Þ where nh and nc are the number densities of the hot and cold electron components, nb is the number density of the beam electrons, and n0 is the number density of stationary ions. We note that the ions play the role of a neutralizing background only, since the EAW frequency is much larger than the ion plasma frequency. At equilibrium we have n0 = nh0 + nc0 + nb0, where the subscript 0 stands for the corresponding unperturbed quantity. [6] We use the expression for nh that has been derived by Jovanović et al. [2002] by employing the gyrokinetic Vlasov equation for the hot electrons, which suffer the E B0 and the polarization drifts, in addition to undergoing magnetic field-aligned trapping in the wave potential, where E = rf. Thus, we express nh as [Jovanović et al., 2002] " nh ’ nh0 3=2 # 2 VTe ef ef 4 ef 2 þa b ; 1 2 r? wce Tek Tek 3 Tek ð2Þ where VTe = (Tek/me)1/2 is the electron thermal speed, Tk is ^, me is the electron mass, the electron temperature along z wce = eB0/mec is the electron gyrofrequency, e is the magnitude of the electron charge, and c is the speed of light in vacuum. The coefficients a and b are Z 1 a¼ 2 Þ1=2 ð2pVTe 1 1 wdw w2 exp 2 ; w U0 2VTe 1 U02 U02 b ¼ pffiffiffi 1 b 2 exp 2 ; p VTe 2VTe where U0 = u0 uD, u0 is the speed of the frame of reference, uD is the equilibrium drift of the free hot electrons, and jbj is the ratio between free and trapped hot electron temperatures. We note that b < 0 represents a vortex-like excavated trapped electron distribution corresponding to an under-population of trapped electrons, whereas b = 1 (b = 0) represents a Maxwellian (flat-topped) distribution. We are interested in the case with b < 0. It is obvious from equations (3) and (4) that for pffiffiffi u0 = 0 and uD = 0, we have a = 1 and b = (1 b)/ p. [7] The dynamics of cold and beam electrons is governed by @ns þ r ðns vs Þ ¼ 0; @t @ e rf wce vs ^z; þ vs r vs ¼ @t me ð5Þ ð6Þ where s = c (s = b) stands for the cold (beam) electrons and vs is the fluid velocity of the electron species s. Ca2 þ Cb2 1 þ k?2 r2 þ kk2 l2Dh !1=2 ; ð7Þ where w is the wave frequency, kk and k? are the parallel and perpendicular components of the wave vector, respectively, and vb0 is the equilibrium streaming velocity of the electron beam. Furthermore, we have denoted Ca = lDhwpc, 2 , re = VTe/wce, ra = Ca/wce, Cb = lDhwpb, r2 = r2e + ra2 + rb2 + lDh wce, rb = Cb/wce, lDh = (Tek/4pnh0e2)1/2, wpc = (4pnc0e2/me)1/2, wph = (4p nh0e2/me)1/2, and wpb = (4pnb0e2/me)1/2. Equation (7) shows that the EAWs have differential group dispersion in two electron magnetoplasmas. [9] We now derive the modified KdV equation in order to investigate the nonlinear properties of the EAWs. We follow the reductive perturbation technique [Washimi and Taniuti, 1966] and construct a weakly nonlinear theory for the EAWs by using the stretched coordinates: x0 = 1/4x, y0 = 1/4y, z0 = 1/4(z v0t), and t0 = 3/4t, where is a small parameter measuring the weakness of the dispersion and v0 is the wave phase velocity. We expand the perturbed quantities about their equilibrium values in powers of as 3/2 (2) (1) + 3/2f(2) + , vsz = ns = ns0 + n(1) s + ns + , f = f (1) 3/2 (2) 5/4 (1) vs0+ vsz + vsz + , vsx = vsx + 3/2vsx(2)+ , and vsy = 5/2vsy(1) + 3/2vsy(2) + . We note that vc0 = 0, but vb0 6¼ 0. Now, substituting the stretched coordinates and expansion series into our basic equations, we develop equations in various powers of , and finally obtain 2 @j @ @2 pffiffiffi @j 1 @ @ 2 j ¼ 0; þ D þ þ Ab j þ A @t @x 2 @x @x2 @z2 @h2 ð3Þ ð4Þ L07803 ð8Þ where j = ef(1)/Tek, t = t0 wpc, z = x0/lDh, h = y0/lDh, x = z0/lDh, A = [Ca3/(U0 + v0)3+ CaCb2/(U0 + v0 vb0)3]1, and 2 2 2 2 + wpb + wph )/wce . Equation (8) is our modified D = 1 + (wpc KdV equation in three dimensions. [10] To infer the properties of 3D EAW solitary structures, we have numerically solved equation (8) for the electrostatic potential. The numerical results are displayed in Figures 1 – 3. We have used typical parameters corresponding to the Earth’s auroral zone [Dubouloz et al., 1993; Singh and Lakhina, 2001]: nh0/nc0 = 4 and nb0/nc0 = 2. The values of other parameters are taken as B0 ’ 1.1 105 T, wce/wpc = 25, b = 0.7, U0/Ca = 0.1, v0/ Ca = 1, and vb0/Ca = 0.1, giving A = 0.364, b = 0.959 and D = 1.01. To compare our results with that observed by satellite observations [Ergun et al., 1998a, 1998b] in the Earth’s auroral zone, we choose a set of available parameters (Tek ’ 700 eV, nh0 ’ 6 cm3, lDh = 68 m) along with an observed electric field amplitude E0 ’ 50– 100 mV/m [Ergun et al., 1998a, 1998b]. [11] The upper left panel of Figure 1, where the initial condition jt=0 = (15u/8Ab)2sech[(x2 + r2/D)1/2(u/8A)1/2)] with u = 0.07 is used, corresponds to an almost spherically symmetric potential hump with an amplitude of jmax 0.14. During the temporal evolution, the pulse decreases its amplitude to jmax 0.12, whereafter an almost steady-state pulse propagates with a constant speed, as seen in the upper 2 of 4 L07803 SHUKLA ET AL.: 3D ELECTRON-ACOUSTIC SOLITARY WAVES Figure 1. The electrostatic potential associated with an electron hole at t = 0 (upper left panel), t = 335 (upper right panel), t = 670 (lower left panel), and t = 1000 (lower right panel). The lower (left and right) panels show the development of a steady state structure. right and lower panels of Figure 1. The lower right panel of Figure 1 shows that the diameter of the solitary structures is 10lDh 700 m; such a structure, propagating with a speed 5 106 m/s would have a typical duration of 0.1 ms, in agreement with satellite observations [Ergun et al., 1998b]. In order to express the electric potential in volts, the dimensionless potential given in Figure 1 should be multiplied by a factor 700, giving a peak potential of 85 V, which is consistent with 100 eV streaming electrons associated with the solitary waves observed by the FAST satellite [Ergun et al., 1998b]. [12] Figure 2 shows the electron density perturbation (ne/neh = r2j) which is associated with the potential hump plotted in Figure 1. The electron density is characterized by a cavity localized at the center of the solitary wave, L07803 Figure 3. The electric field parallel (upper panel) and perpendicular (lower panel) to the magnetic field direction at a point 210 m from the axial center of the solitary wave for Tek = 700 eV and lDh = 68 m. The time is normalized by 1 . wpc while the maxima of the electron density appear on the flanks of the electron density cavity. [13] We have given the electric field in dimensional units as a function of time in Figure 3, where the time is 1 . The electric field is measured at the normalized by wpc axial coordinate x = 17 and r = 3.1, simulating satellite measurements at a radial distance of 3.1 68 m = 210 m from the axial center of the solitary wave. The parallel electric field in the upper panel shows a typical bipolar structure, with a peak amplitude of 120 mV/m, while the lower panel shows the perpendicular electric field with a typical monopolar structure, with a peak amplitude of around 200 mV/m. Our results are thus in good agreement with the FAST satellite observations in the Earth’s auroral zone where the same electric field amplitudes have been observed [Ergun et al., 1998a, 1998b]. [14] To summarize, we have carried out a theoretical investigation for understanding the properties of 3D EAW solitary waves in a magnetized plasma whose constituents are stationary ions, magnetized cold electrons with a significant fraction of beam electrons, and magnetized hot electrons obeying a vortex-like distribution. We have derived and numerically solved the modified 3D KdV equation, and showed how the 3D EAW solitary waves evolve with time. It is found that the EAW solitary waves have a positive potential, which corresponds to a dip (hump) in the cold (hot) electron number density. Our present theoretical results are good agreements with the FAST satellite observations [Ergun et al., 1998a, 1998b] of the electrostatic solitary structures in the Earth’s auroral zone. [15] Acknowledgments. 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