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1 Predicting the Cost and Pace of Pharmacogenomic Advances: An Evidence-Based Study 1. Supplementary Methods 1.1. Cost per coauthor 1.2. Size of labor force 1.3. Local and national patterns of prescription drug use 1.4. Determination of adverse outcome profiles 1.5. Correlations among frequency of adverse outcome, variant frequency, and percent attributable risk 2. Supplementary Figures (with Legends) 2.1. Fig. S1: Frequency Distribution, Number of Papers Published Per Author Per Year in Pharmacogenomics 2.2. Figure S2: Local and National Patterns of Prescription Drug Use 2.3. Figure S3. Additional representative drug adverse outcome profiles 2.4. Figure S4: Size and Growth of the Labor Force 3. Supplementary Tables 3.1. Table S1: Summary of Supporting Literature and Estimated Costs 3.2. Table S2: Years for Each Step in Process 3.3. Table S3: Data for Number of Years to First step 3.4. Table S4: Incidence of Drug-Related Adverse Outcomes 4. Supplementary References 2 1. Supplementary Methods 1.1. Cost per coauthor. The cost per coauthor can be estimated by dividing the average cost of a researcher by the productivity of the researcher measured as the number of publications per year. We used two independent methods to calculate the average cost of a researcher. First, as a top-down method, we divided the NIH budget (1) by the number of researchers that budget supports (2). Second, as a bottom-up method, we used the average researcher salary from the United States Bureau of Labor Statistics (3) and PayScale.com (www.payscale.com), a 30% fringe-benefit rate, a 50% indirect cost rate (4), and $40,000 in research materials, reagents, and related expenses. These methods were consistent with an estimate of approximately $200,000/year ($184,000-$199,000). To estimate productivity in pharmacogenomics, we picked nine papers at random from Table S1, and for each coauthor on each paper, we counted the total number of papers that that person published in the same calendar year. This represented a sample size of 58 pharmacogenomics researchers. The nine papers, and the number of papers published by each coauthor, were as follows: PMID 18305455: 4, 8, 4, 2, 9, 3, 3, 3, 1, 4, 3, 10, 4, 4 (14/20 coauthors checked, rest had common names); PMID 16772608: 2, 1, 4, 1, 4, 1, 1, 3, 1; PMID 18256392: 11, 9, 12, 14, 3, 1, 1, 1, 1, 1, 7, 12, 4, 4, 1, 1, 2, 1; PMID 19833260: 2, 9, 10, 1, 2, 3, 7; PMID 19106084: 6, 5, 11, 3, 5, 4, 19, 4, 38, 17 (9/10 coauthors checked; 1 had common name). Figure S1 shows a frequency distribution on log-log axes. The distribution is well fit (R2=0.87) by a power law (black line). Because 3 there is no “peak” to this highly skewed (“long-tailed”) distribution, we used the median number of papers—4—for our estimate. Note that if one were to ignore this observation and instead use the average (5.3), the total cost of guideline development would differ by only ~20%. Because initial and smaller reports tend to overstate effects (5) we recorded from the confirmatory report (or a subsequent meta-analysis, where available) each association’s percent attributable risk for its adverse outcome (Table S1). For each drug we used product inserts, US Food and Drug Administration safety reports, and Medline to determine its adverse-outcome profile, defined as the frequencies of treatment failure and side effects documented to lead to drug non-adherence (Table S4). For tamoxifen we were not able to find frequencies at which different adverse effects led to non-adherence and so we excluded its profile from the model. We took 60 percent as the maximum incidence that genetic guidelines can prevent, although this may be conservative given that 83 percent of outpatient adverse drug events are considered non-preventable (6) and possibly genetic and 77 percent of warfarin dose variability is thought to be genetic (7). 1.2. Size of labor force. To estimate the number of researchers available to carry out the required work we counted the number of unique co-authors of all reports cited in PharmGKB’s database of drug-association relationships (8). As a check and comparison we also counted the number of unique co-authors of all reports returned from two pertinent Medline searches: association polymorphism (pharmaceutical OR drug) and “genome wide association study” OR gwas. To estimate the bandwidth of a single 4 researcher we counted the number of authors per published report, reports per author, and reports per association for authors of reports (Table S1). 1.3. Local and national patterns of prescription drug use. To produce the estimate described in the main text requires extrapolating from a small set of drugs to a larger set of drugs. Specifically, we extrapolated from the well studied set of drugs in Table S1 to the set of drugs that guidelines will have to cover in order to halve drug-related adverse outcomes. This requires knowing how many people use each prescription drug. This information turns out to be difficult to ascertain directly at a national level for the United States; the closest available surrogate is the number of prescriptions (scripts) used nationwide for the most-prescribed drugs (9). Therefore, we tool the number of users of each prescription drug at our own care center (Fig. S2A) and the number of prescriptions per drug per user as representative of use nationwide. To test this hypothesis, we first confirmed that the number of prescriptions for the most-prescribed drugs at our hospital is in broad agreement (R2=0.51) with national data (9) (Fig. S2B). We then confirmed a close correspondence (R2=0.90) between the number of prescriptions and the number of users of each of the most commonly used drugs at our hospital (Fig. S2C). This gave confidence that the shape of the distribution of prescription drug use at our institution is representative of the nation’s as a whole. Fig. S2 shows data for 2009, the year of the available national prescribing data (9); distributions of hospital data for 2010 and 2011 are essentially identical (not shown). 1.4. Determination of adverse outcome profiles. Product inserts, US Food and Drug Administration safety reports, and Medline were used to determine drug adverse- 5 outcome profiles, defined as the frequencies of treatment failure and side effects documented to lead to drug non-adherence (see Table S4). Warfarin and the nicotine replacement patch had too few listed adverse outcomes for curve fit to be meaningful (bleeding/no response and treatment failure at 12-16 weeks, respectively). For tamoxifen we were not able to find frequencies at which different adverse effects led to non-adherence and so we excluded its profile from the model. Note the good exponential fits (R2 0.87-0.99) across a range of slopes (0.13-1.93), suggesting applicability of the model across a wide variety of drugs. 1.5. Correlations among frequency of adverse outcome, variant frequency, and percent attributable risk. Our data showed a negative correlation between, e.g., percent attributable risk and the frequency of the adverse outcome, as shown in Fig. 2 of the main text. This relationship can be described as follows: percent attributable risk = 0.24*ln(frequency of outcome). The R2 for this relationship was robust to bootstrapping (i.e., leaving one datapoint out, replacing it with a duplicate of another datapoint at random, and repeating the curve fit): 0.76±0.05. This relationship means the higher the frequency of the adverse outcome, the lower the percent attributable risk from any given variant. To account for this relationship, our model chose a percent given exactly by the above equation R2 of the time, and a random one from our data the remaining (1–R2) of the time. 6 Supplementary Figures and Tables Figure S1: Frequency Distribution, Number of Papers Published Per Author Per Year in Pharmacogenomics 100 Count y = 33.87x-1.11 R² = 0.87 10 1 1 10 100 Number of papers/au/year Data compiled as described in supplementary methods. 7 Figure S2: Local and National Patterns of Prescription Drug Use B. Nat'l v. local scripts PharmTimes scripts (,000) No. users, hospital A. Users per drug 10,000 1,000 100 1 100 150 y = 3.57x R² = 0.51 100 50 0 0 20 40 Local scripts (,000) Drugs, most-least used C. Scripts vs. users Prescriptions (,000) 100 10 1 y = 1.56x R² = 0.90 0 0 1 10 100 Users (,000) (A) Frequency distribution of prescription drug use at our hospital. (B) The number of prescriptions for the most-prescribed drugs at our hospital is in broad agreement with national data (R2=0.51) (9). (C) Correspondence between the number of prescriptions and the number of users of each of the most commonly used drugs at our hospital (R2=0.90). 8 Figure S3: Additional representative drug adverse outcome profiles B. Escitalopram A. Atorvastatin 10.00% 10% 1.00% 0.10% y = 0.24e-0.14x R² = 0.88 y = 1.60e-1.93x R² = 0.97 0.01% 1% 1 2 3 4 Rank of adverse outcome 1 3 5 7 9 11 13 Rank of adverse outcome Drug adverse outcome profiles were generally well fit by exponential curves (R2 0.880.99). For example, the most common adverse outcome for clopidogrel (~9%) is about three times as common (e1.02) as the second-most common (~3%), which is about three times as common as the third-most common (~1%), and so forth. Table S4 lists the actual adverse outcomes and their frequencies. 9 Figure S4: Size and Growth of the Labor Force Number of researchers 10,000 1,000 100 10 1 1980 1990 2000 2010 Year We counted the number of unique co-authors of all reports cited in PharmGKB’s database of drug-association relationships by year (circles). As a check and comparison we also counted the number of unique co-authors of all reports returned from two pertinent Medline searches: association polymorphism (pharmaceutical OR drug) and “genome wide association study” OR gwas, also by year (squares). Both showed patterns of exponential growth (R2=0.96 and 0.95, respectively) at similar rates (0.24 and 0.28 year-1, respectively) as seen on these log-linear axes. 10 Supplementary Tables Table S1: Summary of Supporting Literature and Estimated Costs Associat’n St g PMID Ref. Paper title Journal Year #au #pts Cytochrome P450 2C19 loss-of-function polymorphism is a major determinant of clopidogrel responsiveness in healthy subjects. Cytochrome p-450 polymorphisms and response to clopidogrel. Genetic determinants of response to clopidogrel and cardiovascular events. Blood 2006 9 29 CYP2C19*2 LOF allele has different platelet aggregability; could affect variability $450,000 N Engl J Med 2009 11 1,639 Clopidogrel fails in CYP2C19*2 $550,000 N Engl J Med 2009 11 2,208 Replication study $550,000 Taking this into account works $750,000 SLOC1B1*5 is associated with higher plasma levels than other alleles, in 50 people $250,000 clopidogrel CYP2C19 1 16772608 Hulot JS et al. (10) clopidogrel CYP2C19 2 19106084 Mega JL et al. (11) clopidogrel CYP2C19 2 19106083 Simon T et al. (12) clopidogrel CYP2C19 3 20708365 Bonello L et al. (13) Clopidogrel loading dose adjustment according to platelet reactivity monitoring in patients carrying the 2C19*2 loss of function polymorphism. J Am Coll Cardiol 2010 15 411 atorvastatin SLC01B1 1 15116054 Mwinyi J et al. (14) Evidence for inverse effects of OATP-C (SLC21A6) 5 and 1b haplotypes on pravastatin kinetics Clin Pharmacol Ther 2004 5 30 Summary Est. cost 11 atorvastatin SLC01B1 2 18650507 SEARCH Collaborati ve Group et al. (15) SLCO1B1 variants and statin-induced myopathy--a genomewide study. N Engl J Med 2008 30 20,632 atorvastatin SLC01B1 2 19833260 Voora D et al. (16) The SLCO1B1*5 genetic variant is associated with statininduced side effects. J Am Coll Cardiol 2009 7 509 atorvastatin SLC01B1 3 20628837 Harper CR et al. (17) Evidence-based management of statin myopathy. Curr Atheroscler Rep 2010 2 escitalopram HTR2A 1 16642436 McMahon FJ et al. (18) Variation in the Gene Encoding the Serotonin 2A Receptor Is Associated with Outcome of Antidepressant Treatment Am J Human Genet 2006 13 1,953 escitalopram HTR2A 2 19365399 Uher R et al. (19) Genetic predictors of response to antidepressants in the GENDEP project. Pharmacogenomics J 2009 26 811 0 (review) Showed a correlation between SLCO1B1 (the gene that codes for OATP) and statin induced myopathy. Replication study $1,500,000 Based on literature review, algorithm presented to assist clinicians in using genetic data to create treatment guidelines that may help avoid myopathy HTR2A associated with 18% reduction in adverse outcome of no response $100,000 HTR2A variants predicted response to escitalopram; one marker (rs9316233) explains 1.1% of variance (P=0.0016) $1,300,000 $350,000 $650,000 12 nicotine COMT 1 17548664 John-stone EC et al. (20) Association of COMT Val108/158Met Genotype with Smoking Cessation in a Nicotine Replacement Therapy Randomized Trial Cancer Epidemiol Biomarkers Prev 2007 6 1,686 Patch trial. Of people who received the patch, 33% of Met/Met responded vs. 22% of nonMet/Met. 85% of people go back to smoking within 12 weeks of trying to quit---75% if on the patch, 67% if on the patch and lack an A/A variant. $300,000 nicotine COMT 2 18192898 Munafo MR et al. (21) Association of COMT Val108/158Met genotype with smoking cessation Pharmacog enet Genom 2008 5 910 People with AA take longer to relapse to smoking than AG or GG. Table 2: At 26-week followup, success rate was 16% for AA vs. 4.1% for GA or GG. Thus failure rate reduced from ~92% to 84% $250,000 nicotine COMT 2 21330274 David SP et al. (22) Pharmacogenetics of Smoking Cessation in General Practice: Results From the Patch II and Patch in Practice Trials Nicotine & Tobacco Research 2010 6 0 (review) Presents more data from Patch II and PIP studies (even though a review)--inclusion of this paper a judgment call $300,000 13 warfarin CYP2C9 1 10073515 Aithal GP et al. (23) Association of polymorphisms in the cytochrome P450 CYP2C9 with warfarin dose requirement and risk of bleeding complications Lancet 1999 4 188 First documentation of correlation showing patients with low dose warafin requirements having a high chance of a allelic variant of CYP2C9 clinical confirmation of Aithal et al $200,000 warfarin CYP2C9 2 11926893 Higashi MK et al. (24) JAMA 2002 7 185 warfarin CYP2C9 3 15947090 Sconce EA et al. (25) Association between CYP2C9 genetic variants and anticoagulationrelated outcomes during warfarin therapy. The impact of CYP2C9 and VKORC1 genetic polymorphism and patient characteristics upon warfarin dose requirements: proposal for a new dosing regimen Blood 2005 10 335 Study that utlized pharmocogenetic information on CYP2C9 and VKORC1 genotypes in order to create an effective dosing regimen $500,000 warfarin CYP2C9 3 18305455 Gage BF et al. (26) Use of pharmacogenetic and clinical factors to predict the therapeutic dose of warfarin. Clinical pharmacology and therapeutics 2008 20 627 Replication study utilizing pharmocogenetic information in order to create a more effective warfarin dosing system warfarin VKORC1 1 15358623 D'Andrea G et al. (27) A polymorphism in the VKORC1 gene is associated with an interindividual variability in the doseanticoagulant effect of warfarin. Blood 2004 8 147 Allelic variations of VKOR are associated with vairaiblity in warfarin dose $350,000 $1,000,000 $400,000 14 warfarin VKORC1 2 15930419 Rieder MJ et al. (28) Effect of VKORC1 haplotypes on transcriptional regulation and warfarin dose. New England Journal of Medicine 2005 10 454 Replication study showing allelic variatons of VKOR are associated with variations in warfarin dose requirements $500,000 warfarin VKORC1 3 15947090 Sconce EA et al. (25) The impact of CYP2C9 and VKORC1 genetic polymorphism and patient characteristics upon warfarin dose requirements: proposal for a new dosing regimen Blood 2005 10 335 Study that utlized pharmocogenetic information on CYP2C9 and VKORC1 genotypes in order to create an effective dosing regimen $500,000 warfarin VKORC1 3 18305455 Gage BF et al. (26) Use of pharmacogenetic and clinical factors to predict the therapeutic dose of warfarin. Clinical pharmacology and therapeutics 2008 20 627 Replication study utilizing pharmocogenetic information in order to create a more effective warfarin dosing system 11888582 Mallal S et al. (29) Association between presence of HLAB*5701, HLA-DR7, and HLA-DQ3 and hypersensitivity to HIV-1 reversetranscriptase inhibitor abacavir Lancet 2002 12 581 Illustrated genetic susceptibilty of abacavir hypersens. in ppl with HLA-B-5701 abacavir HLA 1 to 3 $1,000,000 $600,000 15 abacavir HLA 2 11943262 Hetherington S et al. (30) Genetic variations in HLA-B region and hypersensitivity reactions to abacavir Lancet 2002 15 200 abacavir HLA 4 18256392 Mallal S et al. (31) HLA-B*5701 screening for hypersensitivity to abacavir N Engl J Med 2008 18 1,956 Carbamaze-pine HLA 1 15057820 Chung W-H et al. (32) Medical genetics: a marker for StevensJohnson syndrome. Nature 2004 8 238 Carbamaze-pine HLA 2 16538176 Hung S-I et al. (33) Genetic susceptibility to carbamazepineinduced cutaneous adverse drug reactions Pharmacogenetics and Genomics 2006 19 235 Carbamaze-pine HLA 3 21428768 Chen P et al. (34) Carbamazepineinduced toxic effects and HLA-B*1502 screening in Taiwan. N Engl J Med 2011 34 4877 HLA-B57 was present in 39 (46%) of 84 patients versus four (4%) of 113 controls (p<0 small middle dot0001). However, because of low numbers of women and other ethnic groups enrolled, these findings relate largely to white men HLA-B*5701 screening reduced the risk of hypersensitivity reaction to abacavir Patients who get SJS on carbamazepine have HLA-B*1502 Finding holds in a wider subset of patients. Screening for HLA-B*1502 prevents SJS in Chinese. $750,000 $900,000 $400,000 $950,000 $1,700,000 Summary of the literature used for generating the estimate discussed in the main text. Not shown are trials for three associations—VKORC1 and warfarin-induced bleeding (13), CYP2C9 and warfarin-induced bleeding (13), and CYP2C19 and 16 cardiac events due to clopidogrel resistance—that could validate proposed guidelines (NCT01119300, NCT01006733, NCT01305148, and NCT00995514; see clinicaltrials.gov). Two of these closed in 2011. For the model we assumed that reports validating these guidelines will appear in 2012. 17 Table S2: Years for Each Step in Process Association clopidogrel CYP2C19 atorvastatin SLC01B1 escitalopram HTR2A nicotine COMT warfarin CYP2C9 warfarin VKORC1 abacavir HLA carbamazepine HLA Step 1* Step 1 to 2 Step 2 to 3 Step 3 to 4 1.5 3 1 2 4 4 1.5 4 3 3 1 5 3 4.5 4 8 1 1.5 4 1.5 0 0 6 2 5 Data extracted from Table S1 for ease of reference. *Years to Step 1 was calculated as the number of years between publication of the Step 1 paper and the median of the publication dates of the papers cited in its introduction (Table S3). In one case where the Step 1 paper was not organized into sections (carbamazepine; PMID 15057820), the median of all its references was used. 18 Table S3: Data for Number of Years to First Step Ass’n PMID Year Med. yr, refs Yrs, refs clopidogrel CYP2C19 16772608 2006 2004.5 1992 1994 2001 2005 2001 2005 2004 2004 2003 2005 2006 2003 2005 2005 2005 2005 atorvastatin SLC0B1 15116054 2004 2000 1997 2001 1999 1999 1998 1998 2000 2001 2002 2002 2002 2000 1999 2001 2003 escitalopram HTR2A 16642436 2006 2002 2002 2004 1996 2005 2001 2005 2002 1998 1994 1980 2004 nicotine COMT 17548664 2007 2004 2001 2003 2003 2004 2005 2005 2004 2006 2004 2006 2004 2006 2006 1993 2007 2005 2004 1996 2004 2003 1999 1996 2004 2006 2000 2002 2005 1972 1999 1999 2004 warfarin CYP2C9 10073515 1999 1994 1994 1996 1996 1992 1993 1991 1995 1986 1997 1996 1994 warfarin VKORC1 15358623 2005 1997 1993 1993 1992 1993 1996 1996 2001 2000 1992 1996 1994 1997 1996 1997 1999 1999 2000 2000 2000 1995 1998 2002 2002 2004 abacavir HLA 11888582 2002 2000.5 2001 1999 2001 2001 2001 1998 2000 1983 2001 1991 carbamaz. HLA* 15057820 2004 1998 1994 1995 1999 2001 2003 1986 2001 1996 1998 1998 1973 19 Table S4: Incidence of Drug-Related Adverse Outcomes Drug Adverse outcome leading to treatment discontinuation Prevalence abacavir abacavir abacavir abacavir atorvastatin atorvastatin atorvastatin atorvastatin carbamazepine carbamazepine carbamazepine carbamazepine carbamazepine carbamazepine carbamazepine carbamazepine carbamazepine clopidogrel clopidogrel clopidogrel clopidogrel clopidogrel clopidogrel escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram hypersensitivity gastrointestinal symptoms hepatic disturbances musculoskeletal disorders myopathy myalgias transaminitis rhabdomyolysis no response skin rash transaminitis dizziness arrhythmia memory impairment nausea neutropenia alopecia adverse cardiovascular event gastrointestinal symptoms skin symptoms intracranial hemorrhage severe thrombocytopenia severe neutropenia treatment failure nausea/vomiting headache insomnia diarrhea dry mouth fatigue somnolence dizziness pharyngolaryngeal pain low libido/impotence increased sweating no response flu-like syndrome 8.5% 3.3% 0.6% 0.3% 16.5% 4.7% 0.7% 0.1% 10.7% 3.6% 2.0% 1.2% 1.2% 0.7% 0.4% 0.3% 0.3% 8.4% 3.2% 1.5% 0.3% 0.2% 0.1% 37% 15.9% 15.7% 8.9% 8.4% 7.2% 7.2% 6.6% 6.3% 5.8% 5.4% 5.2% 5.0% 4.9% References (35) (35) (35) (35) (16, 36) (37-39) (37-39) (37-39) (40) (40) (40) (40) (40) (40) (40) (40) (40) (41), ALFRED (42) (42) (42) (42) (42) (19) (43, 44) (44, 45) (45) (45) (45) (45) (43-45) (43-45) (45) (45) (43-45) (44, 46) (45) 20 escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram escitalopram nicotine replacement patch back pain abdominal pain constipation excessive yawning extremity pain suicidal ideation jitteriness hypotension return to smoking in 12-16 weeks 4.1% 3.8% 3.5% 3.1% 1.4% 0.9% 0.8% 0.7% 85% (45) (45) (44) (45) (45) (45) (45) (45) (47) warfarin warfarin dose out of range bleeding 40% 10% (7, 48, 49) (7, 48, 49) 21 Supplementary References 1. 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