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Cognitive Impact of Intensive Treatments for Chronic Illness J. Aubrey Burhart, Ed.M., Doctoral Student James P. Donnelly, Ph.D., Assistant Professor University at Buffalo/SUNY Counseling Educational School of Psychology Sally Speed, Office of Medicaid Management Unit Director Award: 31177 Project: 1037112 Task: 2 Funding for this research project was provided by NYS Office of Children and Family Services, Contract year 2004: Project 1037122, Award 31177, through the Center for Development of Human Services, College Relations Group, Research Foundation of SUNY, Buffalo State College. © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY INTRODUCTION Although the 2004 Annual Report to the Nation from the National Cancer Institute reported a decrease in the risk of getting and dying from cancer, it is predicted that the number of new cancer cases to arise in 2004 is upwards of one million. Close to 600,000 people are expected to die from cancer in 2004 (http://seer.cancer.gov/csr/1975_2001/results_single/sect_01_table.01.pdf). Cognitive dysfunction is a frequently observed complication in cancer patients (Pereira, Hanson, & Bruera, 1997; Meyers & Abbruzzese, 1992; Ahles, Tope, Furstenberg, Hann, & Mills, 1996; Andrykowski, Schmitt, Gregg, Brady, & Lamb, 1992; Sjogren, Olsen, Thomsen, & Dalberg, 2000). It is associated with increased distress for both patient and caregivers, and impacts patients’ ability to sufficiently comprehend the information necessary to make informed decisions regarding their healthcare. Intact cognitive functioning is imperative for adhering to treatment regimens and medication compliance (Folstein, Fetting, Lobo, Niaz, & Capozzoli, 1984). Cognitive functioning is also essential for carrying out activities of daily living, intellectual development, success in the workplace, and maintenance of social relationships (Walch, Ahles, & Saykin, 1998). Cognitive impairment can be acute or chronic, subtle or pronounced, temporary or permanent, stable or progressive (Walch, Ahles, & Saykin, 1998). While cognitive dysfunction is common in cases central nervous system (CNS) metastases, involvement of CNS does not have to be present for impairment to occur. A host of factors may be detrimental to cognitive functioning. They can be classified on an etiologic basis as either disease induced or treatment induced factors (Sjogren et al., 2002; Andrykowski et al., 1992). Disease induced factors include brain metastases, infections, nutritional deficiencies, disturbances in the metabolic/endocrinologic systems, and pain. Chemotherapy, radiation, bone marrow transplant, medications and biologic response modifiers are among the treatment induced factors and have been implicated as risk factors for neurocognitive impairment (Walch, Ahles, & Saykin, 1998). Furthermore, total dose of therapeutic agent, time of administration, and volume of tissue affected may impact the severity of neurotoxicity (Walch, Ahles, & Saykin, 1998). Cognitive dysfunction in cancer patients has been noted for many years. The deficits can be attributed to a variety of causes which can be classified as either disease-induced factors, such as infection, metabolic disruptions, brain metastasis, pain, etc., or treatment related factors including various drug, chemotherapy, and radiation therapies. Medical interventions that are employed for cancer can be extremely toxic, thus imposing measurable cognitive deficits in patients (Walch, Ahles, & Saykin, 1998; Garofalo & Baum, 2001). Radiation therapy, although often deemed an integral component of cancer treatment, has been highlighted as a primary cause of compromised cognitive functioning (Walch, Ahles, & Saykin, 1998; Garofalo & Baum, 2001). This type of treatment entails the use of radiation waves to destroy or weaken cancer cells. Although malignant cells are more prone to become the target of radiation waves, the radiation does not entirely distinguish between malignant cells and healthy cells. Therefore, patients are at risk for losing cells from healthy issue as well. Standard chemotherapy treatment also appears to put cancer patients at risk for cognitive impairment, however drawing conclusions about its neurotoxic effects is challenging due to the great number of chemotherapy drugs used on various schedules © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY and dosages (Walch, Ahles, & Saykin, 1998; Garofalo & Baum, 2001). Advances in the medical field have led to combination therapy treatment in which both chemotherapy and radiation therapy are administered. While this could prove to be more efficacious in conquering the disease, increased exposure to these toxic agents subjects patients to greater risk for neuropsychological impairments. Bone marrow transplantation (BMT) is yet another therapy that is increasingly used in the treatment of cancer. The presence of cognitive dysfunction in BMT patients is not surprising considering the pre-transplant treatment regimen that they must undergo. Patients are treated with high-dose chemotherapy involving various toxic agents, often coupled with total body irradiation (TBI; et al, 1992). This conditioning regimen is then followed by the BMT itself, which involves reinfusement of bone marrow or peripheral stem cells. BMT can be characterized as autologous or allogeneic with the former referring to a procedure by which the patient’s bone marrow is harvested and then reinfused; the latter type employs an unrelated, but matched, donor’s bone marrow. Both types of BMT pose risks for recipients, however there is evidence that allogeneic transplants impose greater neurologic complications due to the potential for graft-versus-host disease and severe immunosuppression (Ahles et al., 1996). Bone marrow transplantation (BMT) is an aggressive cancer treatment often implemented when patients with hematologic or solid malignancies do not respond to typical treatment modalities (Ahles, Tope, Furstenberg, Hann, & Mills, 1996). The BMT procedure makes patients potentially susceptible to many risk factors including infections related to a compromised immune system, graft versus host disease, and neurotoxic effects of immunosuppressive therapy (Harder et al., 2002). The multiple risk factors involved for patients treated with BMT makes BMT a unique treatment modality for cancer compared with other treatments that potentially induce neurotoxic effects. Cognitive deficits have been reported in the literature as one of many potential devastating consequences following BMT (Meyers, Weitzner, Byrne, Valentine, Champlin & Przepiorka, 1994; Ahles et al., 1996; Andrykowski, Schmitt, Gregg, Brady, Lamb, & Henslee-Downey, 1992). Unfortunately, the studies that have examined neuropsychological functioning of these particular patients have been, most often, retrospective and lack a quantitative, systematic protocol (Meyers et al., 1994; Padovan, Yousry, Schleuning, Holler, Kolb, & Straube, 1998). Few studies have systematically assessed changes in patients cognitive functioning with standardized tests across various points in time. An abundance of research has documented the effects of BMT on children, but the nature of cognitive impairment in adults is unclear. Potential bone marrow transplant recipients must be able to adequately comprehend, process, and remember substantial amounts of disease and treatment-related information in order to make informed decisions regarding their health care. BMT patients must exercise precise self-care behaviors during and following bone marrow transplantation. Thus, it is imperative that these patients retain the capacity to understand their necessary self-care regimen (Andrykowski et al., 1992). Greater understanding of the potential cognitive effects that these aforementioned treatments can have on patients is warranted. As the number of people diagnosed with cancer increases, more and more patients will suffer with cognitive deficits. Cognitive deficiencies can affect patients’ abilities to make informed treatment decisions. Furthermore, the educational and employment opportunities for cancer survivors may be © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY limited by the presence of cognitive dysfunction. By researching the impact that cancer treatment modalities can have on patients cognitively, interventions that have proven efficacious in other types of patients with cognitive deficits could be employed in this population with hopes of similar success. Finally, the quality of patients’ lives following treatment should not be dismissed. Attempting to maintain a previous standard for quality of life can become quite challenging and frustrating for the patient that is suffering cognitively. Quantifying the cognitive effects that chemotherapy, radiation therapy, and bone marrow transplantation have on some patients could lead physicians to modifying treatment regimens. Research in children regarding this topic has resulted in such treatment modifications that illustrated maintenance of treatment efficacy while simultaneously reducing the negative cognitive side effects (Ahles, Saykin, Furstenberg, Cole, Mott, et al., 2002). Literature that has documented the effects of various treatment modalities for cancer on cognitive functioning will now be reviewed. © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY Literature Review Chemotherapy Tannock, Ahles, Ganz, and van Dam (2004) reported the results of a workshop that was held to review literature regarding cognitive effects of chemotherapy, construct hypotheses to be tested as to what the underlying mechanisms are for cognitive impairment, and establish priorities for future research. The clinicians present at this workshop reviewed the literature that had evaluated cognitive functioning in adult cancer patients treated with cytotoxic agents. Some patients experienced cognitive dysfunction as late as ten years, and for those whose cognitive function was determined to be within normal limits, there was an association between low-normal functioning and previous chemotherapy treatment. It was determined that the most appropriate method for assessing cognitive function depends on the question being asked and the context of the study. When seeking to evaluate which cognitive domains are affected by chemotherapy, a traditional, comprehensive neuropsychological battery was deemed necessary. However, if the goal is to simply evaluate whether patients suffer from cognitive deficits, then a brief, validated assessment battery is permissible. Ahles and colleagues (2003) compared the neuropsychological performance of long term breast cancer and lymphoma survivors treated with standard dose chemotherapy who carried the apolipoprotein E e4 (APOE e4) allele to those whom had other APOE alleles present. The presence of the APOE e4 allele has been associated with greater risk for Alzheimer’s disease, neuropsychological deficits following cardiac bypass surgery, and traumatic brain injury (Ahles et al., 2003). A total of 80 survivors (Breast cancer N=51; Lymphoma N=29) with no evidence of disease and at least five years post-diagnosis consented to the study. None of the sample was receiving cancer treatment throughout the duration of the investigation. A neuropsychological test battery was administered by superior technicians under the supervision of a board certified neuropsychologist. Survivors’ treatment history and APOE status was not known to neuropsychology technicians. The test battery measured several neuropsychological domains. Verbal ability was measured using the Vocabulary subtest from the Wechsler Adult Intelligence Scale-III (WAIS-III), the Reading subtest of the Wide Range Achievement Test-III (WRAT-III), Boston Naming Test, and the Controlled Oral Word Association Test. Block Design, another subtest from the WAISIII, was employed to assess spatial ability. Indices of the California Verbal Learning Test (CVLT) were used to assess verbal learning. Verbal memory was measured using Logical Memory I, Stories A and B and Logical Memory Multiple Choice Story B (30’ delay) from the Wechsler Memory Scale-Revised (WMS-R). The Visual Reproduction I and Visual Reproduction II (30’ delay) subtests were also used from the WMS-R to assess visual memory. Psychomotor function was measured by the Digit Symbol subtest of the WAIS-III and Trails A & B. Finger Tapping and Thumb-Finger Sequencing were employed to measure motor functioning. Vigilance and Distractibility subtests from the © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY Continuous Performance Test (CPT) were used to measure two dimensions of attention, accuracy and reaction time. The CES-D, Spielberger State-Trait Anxiety Inventory, and Fatigue Symptom Inventory were also administered as measures of depression, anxiety, and fatigue, respectively (Ahles et al., 2003). Z-scores from a sample of cancer survivors that completed the same neuropsychological assessment battery were used as a reference to calculate nine domain scores. Ten milliliters of blood was drawn for APOE testing. As expected according to the population distribution, 21% of the survivors carried at least one e4 allele, and this group performed significantly lower than those without this gene on visual memory (p<.03) and spatial ability (p<.05) tasks. Compared to the reference normative data, however, performance across domains was within normal limits, regardless of APOE status (Ahles et al., 2003). This study provides evidence to support the hypothesis that carriers of the e4 allele are more susceptible to chemotherapy-induced cognitive deficits. This conclusion should be considered in light of the fact that the investigation lacked pretreatment neuropsychological assessment (Ahles et al., 2003). Brezden et al., (2000) examined the effects of chemotherapy on cognitive functioning across three treatment groups. Group A (n=31) consisted of breast cancer patients currently undergoing adjuvant chemotherapy (at testing, median number of cycles completed was three); Group B (n=40) was comprised of breast cancer patients who completed chemotherapy at least one year prior (median time since chemotherapy was 25 months) and had no evidence of relapse; Group C (n=36) contained healthy controls with no history of major illnesses. The entire sample was female. Individuals in Groups A and B had a diagnosis of early-stage breast cancer with no previous major medical history. To assess neuropsychological functioning, the High Sensitivity Cognitive Screen (HSCS) was employed. This measure tests six cognitive domains including memory, language, visual-motor, spatial, attention and concentration, and self-regulation and planning. It is reported to have 93% accuracy when distinguishing between normal and abnormal results of a neuropsychological exam (Brezden et al., 2000). By totaling the scores across the six domains, the authors yielded an overall cognition score for each subject on the HSCS. Higher scores were indicative of greater deficits. In addition, the Profile of Mood States (POMS) was administered to each subject. This self-administered questionnaire detects fluctuating mood patterns and is capable of detecting mood disorders (Brezden et al., 2000). Six dimensions measure various derivatives of anxiety and depression, and, when totaled, yield a total score. Higher scores represent greater mood disturbance. Both of the aforementioned assessment tools were administered under the supervision of the primary investigator of the study. The age of individuals in Group C was significantly younger than those in other groups and significantly more patients in Groups A and B were postmenopausal than in the control group. The results should be considered in light of these findings. Overall scores on the HSCS were significantly lower in Group A than in Group C, above and beyond age, education, and menopausal status (p=.046). The HSCS allows for classification of individuals by degree of impairment as mild, moderate, severe, based on their total score. Treatment groups A and B consisted of significantly more individuals with moderate or severe cognitive © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY impairment (15 out of 31 patients and 20 out of 40, respectively) than in the control group (four out of 36). In terms of specific neuropsychological domains, patients in group A had significantly different scores on memory and language domains than those in group C. Furthermore, analysis of scores in the language and visual-motor skills domains yielded significant differences between groups B and C. Analyses of the POMS scores resulted in no significant differences between groups, suggesting that mood disturbance cannot explain the observed differences in cognitive functioning. This study contributes to the body of literature that illustrates significant effects of chemotherapy on cognitive functioning (Brezden, 2000). Capuron and her cohort (2001) sought to determine the timing and specificity of alterations in neuropsychological functioning of cancer patients as a result of two different types of chemotherapy, IL-2 and IFN-[alpha]. Three specific tests from the CANTAB battery were utilized to assess patients’ reaction time, working memory and strategy performance, and spatial planning. The tests were computerized assessments. Over a two-year period, 47 consecutive patients consented to the study and were assigned to four different treatment regimens: The IL-2 group consisted of 17 metastatic renal cell carcinoma patients. A group of seven patients with renal cell carcinoma were subjected to subcutaneous injections of IL-2 and IFN-[alpha]. Another group of seven patients with renal cell carcinoma were administered low doses of IFN-[alpha] subcutaneously. Finally, 16 patients with metastatic melanoma received high IV doses of IFN-[alpha] (Capuron et al., 2001). Patients were tested on three occasions: on day 1 prior to treatment initiation; on day 5 of treatment; and at the completion of month one of treatment. Due to medical complications and/or termination of treatment, 32 out of the 47 patients were tested at the end of the first month. Statistical analyses were computed independently between day 1 and day 5 and day 1 and 1 month (Capuron et al., 2001). Patients treated with IFN-[alpha] demonstrated deficits in reaction time, particularly as a task became increasingly difficult) in the early stages of treatment. Greater deficits were noted on tasks of reaction time in the patients to whom IFN-[alpha] was delivered intravenously. Impairment on tasks of spatial working memory was prominent in the IL-2 group, recognized as early as day 5 of treatment. There was a direct relationship between extent of impairment and task difficulty. This finding was not present among other treatment groups. The IL-2 group also had compromised problem solving abilities which were highlighted at day 5 but remained at one month of treatment. Interestingly, no impairment was documented during the first month of treatment in the group receiving both IL-2 and IFN-[alpha]. Finally, mood and sleep disturbance was present in patients treated with IL-2 alone and IL-2 with IFN-[alpha] early in treatment (day 5) and remained at one month. Psychomotor retardation was prominent at day 5 in the group receiving IFN-[alpha] intravenously and was related to depressive symptoms that evolved after one month. These findings highlight the detrimental effects of both IL2 and IFN-[alpha] on cognitive functioning (Capuron et al., 2001). © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY The potential neurological complications, and subsequent neuropsychological deficits, resulting from treatment with the chemotherapeutic agent cisplatin were documented in a review paper by Troy and his colleagues (2000). Although cisplatin has been deemed a successful chemotherapeutic agent in the treatment of various cancers, it often has devastating neurotoxic effects on the peripheral and central nervous systems (PNS and CNS, respectively). Troy et al. (2000) highlighted the consistency in studies reporting the direct relationship between incidence of neurotoxicity and cisplatin dose. While the ability of cisplatin to cross the blood-brain barrier has been doubted and debated in previous research, Troy et al. (2000) reported that studies exist suggesting that repeatedly high doses of cisplatin may result in increased platinum in the CNS, and, consequently, central neurotoxicity. Troy et al. (2000) found that impairment following neurotoxin treatment is most commonly reported on neuropsychological tasks measuring visuoperceptual skills, psychomotor skills, reaction time, verbal conceptualization, short-term memory, and attention and executive functioning. Given the neuroanatomical structures that chemotherapeutic agents target, specifically the hippocampus, amygdala, striatal and basal ganglia areas, and frontal lobes, deficits in those domains could be expected. Emesis is experienced by most, if not all, patients with neurotoxin exposure. The influence and severity of delayed emesis depends on the dose of cisplatin and extent to which emesis was present in the initial stages of treatment. Peripheral neuropathy is not at all a rare side-effect, often characterized by sensory disturbance and fine motor coordination deficits. Troy et al. (2000) notes that neuropsychological measures utilized must be sufficiently sensitive to subtle sensory impairment, as cognitive tests are dependent on adequate fine motor activity and efficient somato-sensory functioning, and impaired cognitive performance may be mistaken for motor dexterity problems. Ototoxicity, high frequency hearing loss, has been reported as an irreversible side effect. Ophthalmologic consequences can vary from decreased visual acuity to transient blindness (Troy et al., 2000). Chronic myelogenous leukemia (CML) patients (n=25) treated with interferon alfa (IFN-[alpha]) were evaluated neuropsychologically, in an investigation led by Pavol and colleagues (1995), to determine changes in cognitive functioning. The sample consisted of men and women aged 24 to 70 years, with an average of 14.8 years of education. Since diagnosis, an average of 32.8 months had passed, and the length of IFN-[alpha] treatment ranged from 1 week to 84 months (mean = 26.1; median = 18). IFN-[alpha] was administered subcutaneously, averaging a weekly dose of 51 million international units. A battery of neuropsychological tests was designed to assess a broad range of cognitive functioning. Intelligence was measured using subtests of the Wechsler Adult Intelligence Scale-Revised (WAIS-R), including information, digit span, arithmetic, similarities, block design, and digit symbol. The Verbal Selective Reminding Test and the Nonverbal Selective Reminding Test was employed to test memory. Motor dexterity was assessed using the Grooved Pegboard. Language was tested with a verbal fluency task from the Multilingual Aphasia Examination (COWAT). Part B of the Trail Making Test and the Booklet Category Test was utilized to assess executive function. The personality domain was measured using the Minnesota Multiphasic Personality © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY Inventory (MMPI). To simplify comparisons across measures, all scores were converted into standardized T scores (Pavol et al., 1995). A control group was employed that consisted of 16 patients diagnosed with CML, but had not yet undergone IFN-[alpha] treatment. Test means for the IFN-[alpha] patients fell into the below average performance range (more than one SD below normative values) for verbal memory and both executive function tasks. An unusually high number of IFN-[alpha] patients (compared to the expected 2.1% of population) scored in the impaired range (two or more SD below the normative mean) on tests of verbal memory, delayed visual memory, verbal fluency, visual scanning and sequencing, executive function, and motor dexterity in the dominant hand (Pavol et al., 1995). The control group performed significantly better on Trail Making Test, Part B (p=.004) and the Digit Symbol subtest of the WAIS-R (p=.003). Dose of IFN-[alpha] was not related to test performance. Time since diagnosis, however, was highly correlated with tests of verbal memory and graphomotor speed in the IFN[alpha] group. Time since diagnosis was not correlated with test scores in the control group. Within the treatment group, scores on the hypochondriasis, depression, and hysteria scales of the MMPI were significantly higher than compared to scores of the control group. This study demonstrates impaired performance on several neuropsychological tests, across various domains (verbal learning, delayed recall of verbal information, speed and efficiency of cognitive processing, and executive function), after initiating treatment with IFN-[alpha]. These patients also demonstrated personality disturbances which were not evident in the control group (Pavol et al., 1995). Ahles and colleagues (2002) initiated another study that examined neuropsychological functioning in cancer survivors who were treated with systemic chemotherapy or local therapy (surgery or radiation therapy) and at least five years out from diagnosis. Among the systemic chemotherapy group were 35 breast cancer survivors and 36 lymphoma survivors. The local therapy group consisted of 35 breast cancer survivors and 22 lymphoma survivors. Individuals that had undergone CNS radiation were excluded. A thorough neuropsychological battery was employed that included tests in the following domains: verbal ability, spatial ability, verbal learning, verbal memory, visual memory, psychomotor function, motor functioning, attention (vigilance and accuracy), and attention (reaction time). In addition, measures of affective variables and fatigue were included. Statistical analysis included MANCOVA which was conducted with treatment (chemotherapy vs. local therapy) and diagnosis (breast cancer vs. lymphoma) as independent variables, the nine domain scores as dependent variables, and age and education as covariates. Findings provided support for the hypothesis that deficits in cognitive functioning are associated with systemic chemotherapy. The overall MANCOVA highlighted a significant effect for treatment (p< .04) but not for diagnosis (p< .15). The specific domains of neuropsychological functioning that revealed significant treatment differences were verbal memory (p<.01) and psychomotor functioning (p< .03). Although differences did not reach significance status, an overall trend was noted for group differences in spatial ability (p< .10) and visual memory (p< .12). It is important to note that the deficits revealed in the survivors of this study were detected approximately 10 years after chemotherapy, on average. This suggests that the © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY effects of chemotherapy may persist long after treatment. A relatively large sample, coupled with strong statistical results, contributes to the strengths of this study. The major weakness lies in the lack of pretreatment assessment of cognitive functioning. This methodological flaw precludes detection of individuals that possessed cognitive deficits prior to treatment and may have actually demonstrated improvement at the ten year mark, despite still falling below normal cut-offs on testing. Some of these people may have experienced a decline in cognitive functioning, but were not detected because their pretreatment level of functioning was above normal, and, following treatment, they fell into a normal range. Radiation Therapy Cancer patients are often subjected to radiotherapy as part of their treatment. Radiation can affect the neural structures directly or indirectly when radiation therapy damages large blood vessels supplying the brain or endocrine organs. Secondary tumors can also result (Keime-Guibert, 1998). While radiation is more likely to target malignant cells, it does not distinguish between cancerous cells and those of healthy tissue, thereby producing side-effects. Cognitive deficits are just one side effect of this treatment that has been documented in the literature (Garofalo & Baum, 2001). Cognitive dysfunction may be noted immediately after treatment or several years or months later (KeimeGuibert, 1998; Garofalo & Baum, 2001). There are a vast number of potential complications that can occur following radiotherapy which include encephalopathy, somnolence syndrome, radionecrosis, cognitive dysfunction, radiation-induced dementia, radiation-induced tumors, and damage to the endocrine glands (Keime-Guibert, 1998). The following reviews some literature pertinent to the effects of radiation on cognitive functioning. Keime-Guibert and colleagues (1998) presented a review of potential neurological complications following radiotherapy in a timeline fashion. According to these researchers, complications can occur momentarily after radiation or as far removed as 30 years later. Acute encephalopathy is characterized by headache, nausea, drowsiness, fever, and occasionally worsening neurological signs, and typically sets in within 2 weeks of radiation. The clinical picture can be much more severe for patients with a more complicated medical and treatment history. Between two weeks and three to four months after radiation, early-delayed complications might occur. These complications vary in their presentation but may include a somnolence syndrome (e.g. hypersomnia, drowsiness, irritability), recurrent tumor, or leukoencephalopathy coupled with cognitive dysfunction and pseudobulbar syndrome. The onset of brain stem encephalopathy is also possible, yet rare. Although most patients recover from this complication, it can be fatal. Complications are classified as “delayed” if they occur four months to many years after completion of radiotherapy. The likelihood of delayed damage depends on the dosage variables of radiation delivered, presence of other systemic diseases, and whether concurrent chemotherapy was administered (Keime-Guibert, 1998). The primary complications of brain radiation include radiation necrosis and cognitive dysfunction/leukoencephalopathy. Patients with necrosis typically fare well if the damaged area is resected. Corticosteroids have also proven effective, though patients easily become dependent. Cognitive dysfunction and leukoencephalopathy without © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY necrosis is among the most frequent complication in long-term survivors. Symptoms can be as pronounced as dementia or less overt, representing a mild or moderate neuropsychological impairment. The neuropsychological impairment is typically characterized by memory dysfunction, attention deficits, and immediate problem solving ability. The dementia includes severe cognitive deterioration characterized by dramatic intellectual deficits, memory impairment, decreased attention, emotional lability and apathy. Depression is also common, subsequent to preserved insight. Prognosis is poor for radiation-induced dementia patients, as there is no effective therapy. Patients usually die within 48 months after onset of symptoms. The risk for this dementia increases with abnormal or unsafe doses of whole brain irradiation, concurrent chemotherapy, and age. Other possible delayed complications include radiation-induced tumors, vascular complications, and damage to the endocrine system. A study lead by Andrykowski and his group (1990) sought to highlight the extent to which allogeneic BMT patients experienced cognitive dysfunction, as well as examine the relationship between total body irradiation (TBI) and cognitive difficulties. This retrospective study recruited 30 patients who had undergone allogeneic BMT at least one year earlier. All of the patients were treated with BMT for varying types of leukemia. The majority of patients received TBI concurrent with high-dose chemotherapy, however three patients received solely chemotherapy. Patients completed questionnaires including the Profile of Mood States (POMS), Psychological Adjustment to Illness Scale (PAIS), and five subscales from the Sickness Impact Profile (SIP). The POMS includes a Confusion subscale, with higher scores indicating greater dysfunction. The SIP yields an index of Alertness Behavior that assesses illness-related cognitive dysfunction with questions regarding memory, attention and concentration, and cognitive processing. Analyses revealed a significant relationship between dose of TBI and increased dysfunction in the Alertness Behavior subscale of the SIP. Furthermore, a significant main effect was in place for increased dose of TBI and increased cognitive dysfunction above and beyond age, time post-BMT, primary disease diagnosis, sex, education, or HLA-typing. Items regarding slowed reaction time, reduced attention and concentration, and difficulties with reasoning and problem-solving demonstrated the strongest relationship to dose of TBI. These results should be considered in light of the methodological shortcomings that include the retrospective quality and self-administered questionnaires that were employed for data collection. Medications and other risk factors for neuropsychological deficits Meyers and Abbruzzese (1992) tested the cognitive functioning of 47 cancer patients who were not acutely ill, and had no history of CNS therapy or treatment with neurotoxic agents. All patients had varying metastatic solid tumors that did not respond to previous treatment and were being considered for chemotherapy. Patients were enrolled in an exploratory investigation of difluorodeoxycytidine (dFdC), but had not been subjected to any therapy for at least three weeks prior to the baseline neuropsychological exam. Biologic response modifiers had been implemented in the treatment of 19 patients. A neuropsychological battery was administered before and © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY during treatment, however the authors only reported the results of the baseline assessment in this article. The neuropsychological battery consisted of Digit Span, Arithmetic, and Digit Symbol subtests of the Wechsler Adult Intelligence Scale-Revised (WAIS-R) (attention); Similarities and Block Design from the WAIS-R (reasoning); the Logical Memory subtest of the Wechsler Memory Scale, (WMS) and the Revised Benton Visual Retention Test (memory); Trail Making Test Part A (visual-perception); Grip strength and Finger Tapping (motor); Trail Making Test Part B and Controlled Oral Word Association Test (executive functioning). Abnormal test performance (at least 1.5 standard deviations from the age-adjusted normative data) was demonstrated by 32% of patients on one or more tests. Impaired performance was most prominent in the memory domain (53%), followed by executive dysfunction (47%), visual-motor scanning deficits (40%), and attention problems (33%). There was a significant difference between the number of patients previously treated with biologic response modifiers in the group with normal neuropsychological performance (28%) as compared to the patients with impaired performance (67%). The incidence of patients with abnormal neuropsychological performance without previous biologics treatment was only 18%, whereas 53% of patients with a positive previous biologics treatment history had performed in the abnormal range on testing. These results support the suggestion that the risk for developing persistent neurobehavioral disorders increases with the presence of a history of previous biologics treatment (Meyers & Abbruzzese, 1992). Cyclosporine A (CsA) is an immunosuppressant drug commonly employed in the treatment of bone marrow or solid tumor transplant patients (Shah, 1999). CsA neurotoxicity is widely observed in these types of patients and can be marked by a variety of disturbances including encephalopathy, coma, seizure, blindness, and hemiparesis (Shah, 1999). Shah (1999) retrospectively reviewed the charts of five bone marrow transplant patients to explore in greater detail the clinical, electrophysiologic, neuroimaging, and laboratory data in the presence of CsA neurotoxicity. The criteria used to diagnosis the presence of CsA neurotoxicity included the following: “neurologic deterioration occurred with an increase in the dose of CsA or rise in serum CsA level, and neurologic improvement occurred following a dose reduction or cessation of CsA, concomitant metabolic variables being stable, and when known side effects of other medications could not explain the neurological deficits” (p.67). Except for one patient, relatively full recoveries were made from the neurotoxicity. Shah (1999) reported that the most common neurologic complications observed with CsA neurotoxicity include seizures, confusion, disorientation, psychiatric symptoms, headache, decreased responsiveness, paralysis, and, less commonly, coma, cortical blindness, akinesia, parkinsonism, and pseudobulbar palsy. The onset of these complications is typically one to three days following drug initiation, but may also follow dose or method of administration manipulations. The cases reviewed in this study demonstrated that CsA neurotoxicity is reversible (4 out of 5 cases) if the drug is terminated or a lower dose is given. Furthermore, even after extended use, permanent neurological damage can be prevented with discontinuation of CsA (Shah, 1999). EEG © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY studies were abnormal in all patients selected for this review. Neuroimaging revealed hyperintense lesions on T2 weighted MRI involving the cerebral white matter (Shah, 1999). Shah (1999) reported that the posterior regions may be most affected and involvement may also involve gray matter. Lab tests revealed that CsA neurotoxicity is not totally dose dependent, as even patients with serum CsA level in the normal range (<339 ng/mL) can display prominent neurological abnormalities. While the exact cause of CsA neurotoxicity is not known, hypotheses have been generated. While very little CsA is found has been found in the brain due to the challenge of crossing the blood-brain barrier, impairment of the blood-brain barrier has been found in patients receiving the drug. Thus it is possible that patients with defective CsA binding are predisposed to CsA neurotoxicity (Shah, 1999). The inhibition of calcineurin, which is essential for signaling in the central nervous system, by CsA, might explain the presence of CsA neurotoxicity. Another suggested mechanism of CsA neurotoxicity involves the inhibitory effects of CsA on nitrous oxide synthatase which is a potent vasodilator (Shah, 1999). In conclusion, this review highlights the difficulty in detecting CsA toxicity, however, if suspected, withdrawal should be executed (despite a normal serum CsA level) as it can have devastating neurological effects (Shah, 1999). Lawlor (2002) reviewed the available literature surrounding the opioid-associated cognitive deficits in cancer patients. Opioids are frequently prescribed for pain management in the cancer population (Lawlor, 2002). Due to the complicated nature of cancer and multiple factors that can contribute to cognitive dysfunction (e.g. disease and treatment variables), it is difficult to highlight the specific contribution of opioids to problematic cognitive functioning. Studies have suggested that psychomotor retardation and cognitive impairment in opioid-naïve, healthy volunteers was greatest in the presence of meperidine, followed by hydromorphone, and then morphine (Lawlor, 2002). The studies reviewed provided conflicting results, most likely due to method limitations including variations in neuropsychological batteries (short and global versus lengthy detailed assessments), and opioid doses, administration routes and intervals, time of testing in relation to opioid administration, other medications, anxious and depressive patient symptoms, and conflicting variables regarding the disease process and progression (Lawlor, 2002). Lawlor (2002) suggested that the following general conclusions can be drawn but considered with caution: opioid administration route has an effect on cognitive functioning, with parenteral injections producing greater cognitive impairment than oral administration; opioid-related impairment appears to be doserelated and cognitive impairment can occur in varying degrees with dose increases of at least 30% (Lawlor, 2002). Another investigation by Sjogren and colleagues (2000) sought to assess the potential contribution of oral opioids, as well as pain and performance status, on particular aspects of psychomotor and cognitive functioning in cancer patients. Patients (N=130) were consecutively accrued over a three period and designated to one of five groups depending on pain, performance status, and presence of oral opioid medication. Karnofsky Performance Status (KPS) was deemed ‘A’ or ‘B’, with members of the former group requiring no special care and able to carry out activities of daily living and those in latter group characterized by inability to work but able to live at home with a © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY varying degree of assistance needed (Sjogren et al., 2002). Group 1 (N=40) consisted of a control group of individuals who were KPS A, had no pain, and received no oral opioid medication; group 2 (N=19) were KPS B, no pain, no opioids; group 3 (N=19) were KPS B, positive for pain, but not receiving opioid medication; group 4A (N=31) was characterized by being in KPS B, had pain, and received oral opioid medication; group 4B (N=21) was characterized by KPS B; no pain, and received oral opioid medication. Patients in groups 4A and 4B had receiving stable opioids for more than two weeks. All assessments were conducted by three of the authors. Opioid side effects were deemed present or not by a physician, while sedation and pain level were determined by the patient with the assistance of visual analogue scales (“SVAS” and “PVAS”, respectively). The neuropsychological testing battery consisted of the Continuous Reaction Time test (CRT), finger tapping test (FTT), and paced auditory serial addition test (PASAT). The CRT was employed as a measure of vigilance, requiring the examinee to respond to auditory signals delivered at random intervals through headphones. Percentile values, instead of cut-off scores, have demonstrated the ability to enhance the discriminative capacity of the test. Hence, CRT values were summarized using 10th, 50th, and 90th percentiles, representing the fastest to slowest values, respectively (Sjogren et al., 2002). The FTT was selected for an index of psychomotor slowing. This test requires the patient to tap a key as quickly as possible for five 10 second intervals. The PASAT, designed to assess the working memory component of attention, necessitates the addition of consecutive pairs of digits presented 2.4 seconds apart verbally, followed by a 2.0 second trial (Sjogren et al., 2002). The KPS is a popular, well-validated observer measure that yields a percentage reflecting a host of factors including disease status, independence, and role functioning. The resulting score lies on a continuum ranging from “normal” presentation characterized as no disease present and no complaints (100%) to “Dead” (0%). Those allocated to KPS A fell between 80 to 100% and those in KPS B lie in the 50-70% range (Sjogren et al., 2002). There were no statistically significant differences between groups except for significantly higher sedation-visual analogue scores and opioid doses in group 4A than in group 4B. No differences existed, however, in time from opioid ingestion to testing between these two groups. Each group was compared to group 1 as the control group; in addition, groups were compared with respect to the hierarchy of stigmatizing factors (e.g. group 1 compared to group 2, group 2 with group 3, etc.). On the CRT, group 1 was statistically significantly faster than groups 2 and 4B at the 90th percentile (P=0.043 and 0.05, respectively), and than group 4A at both 50th and 90th percentiles (P=0.032 and 0.001, respectively). Group 1 was significantly faster than group 3 (P=0.016) with the dominant hand and than group 4A with both dominant and non-dominant hands (P=0.00004 and 0.006, respectively) on the FTT. On the 2.4 second trial of the PASAT, group 1 performed significantly better than group 4A (P=0.004). Group 4B also performed statistically significantly better than group 4A on this trial also (P=0.007). Additional analyses were performed among groups 2, 3, 4A, and 4B who had KPS B status to obtain more information regarding potential influence of pain and opioid treatment on neuropsychological functioning. Groups 2 and 3 (non-opioid) examined against groups 4A and 4B (opioid treatment) did not reveal statistically significant differences in the three tests. Groups 2 and 4B (no pain), however, did demonstrate significantly better performance (P= 0.022) on the 2.0 second trial of the PASAT when compared to groups © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY 3 and 4A (pain). Thus, the Sjogren et al. (2002) suggest that perhaps pain itself deteriorates working memory more than oral opioids. The only side effect that correlated with the tests (CRT and FTT) was drowsiness in group 4B (Sjogren et al., 2002). Overall, all groups were statistically significantly different from group 1 in one or more tests and group 4A, potentially the most troubled group of patients, differed most significantly in number and severity of poorly performed tests (Sjogren et al., 2002). Statistically significant differences between group 1 and other groups appeared on different tests. Specifically, group 2 was slower in CRT, group 3 was slower in FTT, group 4B was slower in CRT and group 4A performed poorer in all the tests (Sjogren et al., 2002). It is worthy to note that no statistically significant differences existed between groups 2 and 3 which lends itself to the suggestion that pain itself may not deteriorate neuropsychological performance. In essence, this study did not provide evidence for any statistically significant effects of oral opioids on neuropsychological test performance (Sjogren et al., 2002). Bone Marrow Transplantation Ahles et al. (1996) investigated the impact of autologous BMT (ABMT) on the psychological and neuropsychological functioning of patients that had either hematologic disorders or breast cancer. A battery of neuropsychological tests was administered to 54 patients before ABMT, one to three days following bone marrow reinfusion, and at predischarge (one to two days before discharging from the hospital). Neuropsychologically, both groups of patients demonstrated a decline, over time, on tasks of higher order cognitive processing. No differences were found at baseline between patients with a history of radiation and/or intrathecal therapy and those without. Interestingly, performance declined across the three assessment periods that were relatively close together. With a normal sample, practice effects would be expected, however, with this sample, none were observed. Although this research highlights the effects of transplant treatment regimens, a lack of long-term follow up data precludes any conclusions regarding the persistence of cognitive deficits. In addition, no measures of quality of life, fatigue, or other affective variables were administered. (Ahles, Tope, Furstenberg, Hann, & Mills, 1996). Visual memory, verbal learning, and verbal short-term and long-term memory, attention or executive functions, and speed of information processing were most affected in a sample of BMT survivors (n = 40) who were tested neuropsychologically, on average, three years post-treatment. Harder et al. (2002) employed a neuropsychological test battery that assessed general intelligence and conceptual reasoning, verbal function, memory, attention and concentration, executive functions, visuospatial and visuoconstructive ability, psychomotor function, and speed of information processing. Information was also collected regarding QOL (quality of life) and mood states via selfadministered questionnaires. The entire sample was subjected to a conditioning regimen with high-dose chemotherapy and total body irradiation. Standard regression coefficients were examined to determine the strongest predictors of the proportion of impaired tests. © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY Fatigue and global health were the main disease and treatment related predictors, while higher educational level was the most predictive regarding demographics. Like the Ahles et al (2002) research, this investigation lacked a pretreatment baseline assessment, thereby precluding conclusions regarding the amount of change in cognitive functioning. Andrykowski and colleagues (1992) were interested in the extent to which patients’ pre-BMT treatment regimen affected cognitive functioning. The treatment regimens that the researchers listed as potentially detrimental to patients’ cognitive functioning included disease involvement in the central nervous system (CNS), intrathecal chemotherapy and/or radiation to the cranium as either treatment or prophylaxis for disease in the CNS, and intravenous high-dose ara-C. Using a sample of 55 patients with malignant diagnoses such as acute or chronic leukemia, lymphomas, myelodysplastic syndromes, multiple myeloma, and myelofibrosis, a standardized neuropsychologic battery was employed. The protocol of tests was designed to assess a mixture of cognitive functioning across four domains: motor, memory, attention, and complex attention/motor. Specifically, the grooved pegboard and finger oscillation tests were employed to assess the motor domain; patients’ memory was tested utilizing the Buschke selective reminding test and the Benton visual retention test; digit span and Ruff two and seven test were chosen to measure attention; the complex attention/motor domain was tested with the trailmaking B and digit symbol tests. A total of 11 test indexes were compiled for each patient (based on these eight tests) and translated into zscores. An overall neuropsychologic performance score was computed for each patient by adding the z-scores for each of the 11 test indexes available for each patient and then dividing by the number of such indexes (Andrykowski, Schmitt, Gregg, Brady, Lamb, & Henslee-Downey, 1992). Analyses revealed that age was the only control variable associated with cognitive impairment. Cranial radiation, as well as CNS disease coupled with intrathecal chemotherapy, was positively associated with poorer test performance. Impairment in the memory domain was significantly associated with cranial radiation, while CNS disease/intrathecal chemotherapy combination was significantly associated with motor impairment. At least one out of the 11 indexes were impaired in 75% of the sample and 56% of the sample was impaired (greater than 1.5 standard deviations below test norms) on at least two out of 11 indexes. While the memory domain was most affected (more than 33% of patients scored in the impaired range on the three tests in this domain), the attention domain only yielded 6% of patients scoring in the impaired range (Andrykowski et al, 1992). In addition, the authors (Andrykowski et al., 1992) examined the extent to which the risk factors were predictive of cognitive impairment using logistic regression. Risk factor frequency was significantly predictive of cognitive impairment. Patients with one risk factor were 5.8 times more likely to have cognitive impairment. The odds ratio increased to 33.3 times more likely to have cognitive impairment in the context of two risk factors. In another study, BMT patients were cognitively and emotionally evaluated at four different time periods: at pre-admission; on average, twelve days after admission; at © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY discharge (on average 29 days after admission); and at a mean of eight months following discharge. Meyers and associates (1994) recruited 61 patients throughout a one year period. There were 25 allogeneic transplant patients, 19 undergoing autologous transplantation, and 17 whom had a matched unrelated donor. The Dementia Rating Scale (DRS) was employed as the measure of cognitive functioning. This assessment tool is comprised of five subscales, each measuring a different ability, including attention, initiation/perseveration, construction, conceptualization, and memory. Mood was examined via measuring anxiety and depression using the State-Trait Anxiety Inventory (STAI) and the Zung Depression Inventory, respectively. Indices of locus of control and social support were also obtained (Meyers, Weitzner, Byrne, Valentine, Champlin, & Przepiorka, 1994). Due to death, disease progression, and inability to return for follow-up, there was a high rate of attrition in this study. Consequently, only 21 of the patients completed testing at all time periods. It is worthy to note that the attrition rate could be indicative of a better performance status in these 21 patients (Meyers et al., 1994). On the DRS, 20% of patients scored in the impaired range (2 SD below the mean) before admission. The percentage of patients impaired in the memory domain more than doubled throughout hospitalization, increasing from 11 to 26 percent. At the eight month follow-up, memory impairment was present in nearly 20% of patients, all of whom fell into the normal range for memory at baseline. Within the group of 21 individuals that completed testing at all four assessment periods, the DRS total score demonstrated significant changes over time (P = .046). The perseveration (P<.001) and memory (P<.001) subtests also showed significant changes over time in this group of individuals (Meyers et al., 1994). Significant changes over time were highlighted for state anxiety (P<.001) and depression (P<.001). Specifically, anxiety decreased significantly between baseline and discharge assessments (P=.006), whereas depression increased significantly during hospitalization (P=.007). Compared with baseline assessment, anxiety was significantly lower (P<.001) at follow-up. There was no significant difference between these two assessments on depression scores. A significant negative correlation was noted between anxiety at pre-admission and cognitive performance after BMT (r=.50, P<.05), suggesting that pretransplant anxiety was associated with poorer cognitive outcomes after BMT. Furthermore, baseline cognitive status was negatively correlated with anxiety (r = -.62, P<.01) and depression (r = -.70, P<.01) at follow-up. Type of BMT was irrelevant in terms of cognitive status performance. Age was not correlated with any neurobehavioral functioning either. A positive correlation existed between social support and cognitive functioning (r=.72), but analysis of social support and anxiety yielded a negative correlation (r=-.74). The frequency and characteristics of neurologic complications on a sample of 115 leukemia patients was investigated by Antonini and colleagues (1998). This sample was recruited consecutively over a four year period and underwent an allogeneic BMT. Total body irradiation and chemotherapy was administered to 48 of the patients, while the © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY remaining 67 patients received chemotherapy alone. Patients were evaluated neurologically on a daily basis by two independent clinicians until discharge. Neurologic complications were only considered present when both clinicians agreed on a diagnosis. The complications were catalogued according to severity. Major complications were defined as “…a definite clinical picture that required treatment.” Complications were denoted as “minor” in the presence of “..time-limited symptoms not accompanied by anatomic or functional changes nor requiring diagnostic examinations or treatment.” Out of 115 patients, 64(56%) had complications involving the central nervous system, peripheral nervous system, or both. Major complications were documented in 27 patients (23%). Minor complications were found in 40 patients (35%). Major complications within the CNS included metabolic encephalopathy, seizures, psychiatric complications, cerebral hemorrhage, cerebral abscess, and leukemia meningitis. Minor CNS complications included headache and tremor. Peripheral neuropathies were another complication. Disease type and preparatory regimen were not significantly associated with the presence of neurologic complications. At 90 days, 16.5% of the patient sample died. Results showed that patients with major CNS complications had only a 63% chance of survival at day 90, significantly lower compared to an 87.5% chance in the absence of major CNS complications. Given that 55% of the leukemia patients in this study experienced either major or minor complications following BMT within 90 days from transplant, and neurologic complications directly caused death in a small percentage of patients, the authors concluded that not only are neurologic complications common in this post-transplant period, but they also significantly affect the fatality of transplant recipients. A retrospective study conducted by Graus and associates (1996) also examined the neurologic complications of leukemia patients treated with a BMT. Both autologous and allogeneic transplant recipients were included in the study, so as to enable the investigators to compare the frequency and type of complications between the patients. A database was reviewed that detailed treatment variables and complications of the 425 patients included in the study. Overall, neurologic complications occurred in 11% of patients. Type of transplant was not significantly related to frequency of neurologic complications. Autologous BMT was most frequently accompanied by CNS hemorrhage complications. CNS infections and treatment-related neurologic complications were most common in allogeneic BMT. Intracranial hemorrhage was the most common complication. Out of 11 patients with subdural hematomas, nine had autologous BMT. Other complications included seizures, CNS infections, and peripheral neuropathies. The authors suggested that the percentage of patients with complications was lower in this study than previous investigations potentially because they excluded episodes that occurred at the time of BMT or after. Conclusion © 2004 CDHS/College Relations Group BSC/Research Foundation SUNY As new patients will continue to develop cancer, it is essential for clinicians and healthcare providers to recognize the neuropsychological consequences of cancer treatment and intervene to minimize long-term effects. While efficacy of treatment modality was most commonly considered in the past for deeming a particular treatment appropriate, quality of life has become an increasingly important consideration. Given the adverse effects that cognitive dysfunction can have on quality of life, the potential likelihood of cognitive impairment should be considered when choosing a treatment regimen. As patients are followed once cancer treatment is complete, family members should be vigilant of subtle changes that may take place in patients’ cognitive functioning. Cognitive impairment is often more apparent to others than to the patients themselves and, thus, family members reports should be an integral component of patients’ long-term following. Studies seeking to document the deleterious effects of cancer treatments on cognitive functioning should be systematic. Standardized neuropsychological tests that have established reliability and validity should be implemented at various points in time, such as baseline, during treatment, immediately following completion of treatment, and then months later. Many tests designed to measure cognitive functioning detect gross cognitive changes that are obvious anyway, but are not sensitive enough to highlight subtle changes (Oxman, Schnurr, & Silberfarb, 1986). Test development is warranted in this arena. Over the past three decades, there has been dramatic improvement in the use of cancer therapies to increase survival rates. The therapies often involve both increasingly toxic agents, considerable doses of those toxic agents, and combination treatments consisting of surgery, radiation, and chemotherapy. 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