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Possible Approval Pathways for Mitral Valve Device Therapies FDA View John Laschinger, M.D. Medical Officer Structural Heart Device Branch DCD/ODE/CDRH [email protected] Disclosures and Disclaimer John C. Laschinger, M.D. I am a full time employee of the FDA. I have no financial conflicts of interest to report. The views expressed in this presentation are those of the presenter and do not represent the official policies of the FDA. Mitral Regurgitation (MR) Simple Problem (valve leaks), Complex Disease Primary (Degenerative) MR Secondary(Functional) MR • • Valve complex is the Disease • Primarily a disease of the ventricle • Annulus, Leaflet and/or Chordae Pathology – LV enlarged and Papillary muscle(s) displaced restricted leaflet motion – Annular dilatation – e.g. Barlow’s, Marfan, Fibroelastic deficiency • Surgery is gold standard • • • • • • • • Patients with Class I Indication Individual Surgeon skill/experience a factor Underutilized Optimal repair (MR < mild) essential No Gold Standard Therapy • Early restoration of MV competence is “curative” Device Repair/Replacement requires RCT proof of clinical equivalence MV Repair is Comparator Valve leaflets typically normal Progressive LV Dysfunction - Is MR Cause or Effect? – MR Correction - not curative - palliative?? – Is MR reduction palliative, does it halt progression? • Optimal comparator therapy – Uncertain • Medical Therapy (GDMT) ‒ Titration and adherence • • MR reduction - devices MR correction ‒ Surgical Repair - Prone to recurrence ‒ Surgery and Device Replacement – higher initial risks Clinical Evidence Acquisition Plan Enrollment and Data Quality Assurance Identification of Appropriate Study Sites – Patient mix* – Facility resources* – Track record of performance in clinical research studies (personnel, enrollment, protocol adherence, complete and accurate data, etc) Identification of appropriate patients – Central Steering Committee Assurance of Appropriate Personnel – Heart Team – minimum composition • • • • Skilled* Interventionalist Skilled* Surgeon Heart Failure Physician Skilled* Echocardiographer available in Cath lab/OR Adjudication of Critical Data – Primary Endpoint Outcomes, Major Adverse Events – Imaging Endpoints *based on disease/therapies What is Control Therapy Choice of Comparator for MR trials • Dictated by Indication for Use – Disease (intended use) • Availability of standard of care (SOC) therapy • Unmet clinical need – Population of Use (conditions of use) • Cause of valvular dysfunction - Primary vs. Secondary MR (ischemic or non-ischemic) • Operative risk status • Timing in Disease Course – Severity of resulting or underlying ventricular remodeling and dysfunction – Severity of symptoms • Importance of Heart Failure Team – Assurance of uniform treatment application & compliance • Control Rx - adequacy and adherence • Test Rx – Operator/interventionalist skills – Appropriate utilization of GDMT (+ CRT and/or CAD-Rx) in all patients What is Safety Factors to Consider • Safety Profile Differences - Balanced Primary Safety Endpoints – Timing of Outcome determinations • Short Term • Long term – Account for variable risks by therapy • Drug • Transcatheter Device • Open Surgery • Procedural AE’s – Mortality – Bleeding – Cardiovascular (MI, Arrhythmias) - Neurological Events - Acute Kidney Injury - Access Injury/Tamponade • Specific device-related technical failure issues and complications – Adjudicated for Device relatedness • • • • • • • • • Access – Vascular, apical, septal, open surgical Anchor points - Tissue Disruption; Device Misplacement, Malfunction, Embolism Durability – Fracture, thrombosis Damage or interaction with surrounding tissues (e.g. mitral apparatus, coronary compression) Infection Paravalvular leak Hemolysis Unplanned additional devices Need for emergent unplanned intervention or surgery Judging Effectiveness Depends on Disease, Device, Available Rx and Timing Required: • Alive , with • Expected device/surgery performance for MR therapy: – Correction (MR < mild) – Reduction (MR decrease > 1 grade) • Clinically meaningful benefit: Durable over time Low/no MR recurrence (MR increase > 1 Grade) Hemodynamic Success – Prevention or delay in the clinical progression of the effects of the disease: • Survival Advantage • Fewer Morbid Events – Reduction in HF events (Hospitalization & equivalents) – Reduced need for chronic medications – Clinical improvement(s) of value to the patient: • Symptoms (e.g. NYHA Class) • Function (e.g. 6MWT) • Quality of life (e.g. KCCQ) Helpful: • Supportive Secondary Endpoints – Favorable trends in biomarkers – Improvements in Ventricular volume or function – Prevention of deterioration in ventricular function or volume Transcatheter Valve Repair and Replacement Traditional Hierarchy of Importance for Effectiveness Measures • Increased survival • Prevention or delay of the clinical effects of the disease – HF hospitalization • Significant improvements Symptoms Daily function Quality of life • Longitudinal Hemodynamic success • Prevention or Delay in the progression of the anatomic effects of the disease Highest Lowest Secondary Mechanistic Transcatheter Valve Repair and Replacement What’s important to the Patient? • Increased survival • Prevention or delay of the clinical effects of the disease – HF hospitalization • Longitudinal Hemodynamic success • Significant improvements “Years of Life” vs. “Life in Years” Lowest Highest Minimally Symptomatic Patient, “Curable” Patient Symptoms Daily function Quality of life • Prevention or Delay in the progression of the anatomic effects of the disease Lowest Severe Symptoms, Failed Medical Rx Patient Highest Secondary Mechanistic Patient Centered Outcomes Customized based on Device Indications for Use* Outcome % of Patients Alive with… Technical Success …successful implant of the single intended device without additional unplanned emergency procedure/intervention Procedural Success …technical/Device Success and no major adverse events (MAE’s) Device Success … the original implant in place performing structurally and functionally as intended, without device related complications or need for additional procedures Individual Patient Success …device Success and return to pre-procedure environment and meaningful clinical improvement in Symptoms, Function, or Quality of Life (QoL) Timing of Measurement Relevant patient questions At exit from Procedure (OR or Cath lab) How successful is the procedure to implant the device? At discharge (D/C) from hospital or 30 days, whichever is later What are my chances of having the device placed successfully without major complications? All post-procedure time intervals starting at D/C or 30 days Once the device is in place, does it break or fail? Can it cause problems over time? How long does it last? All post-procedure intervals starting at 6 months If my device works, will I be able to resume my normal life and stay out of the hospital? Will this improve how I feel and function and my QoL? For how Long? *Adapted from Stone GW et al. J Am Coll Cardiol 2015;66:308–321 Valve Repair and Replacement Effectiveness Measures for Symptomatic Valve Disease For Diseases where Device Therapy is proven to be clinically effective vs. the natural history of underlying disease, one or more of the following clinically meaningful changes is observed: “Traditional” Outcomes • Hemodynamic success • Significant improvements Symptoms Daily function Quality of life • • • Expected Observation Time Prevention or decreased incidence of the clinical effects of the disease Prevention or Delay in the anatomic progression of the effects of the disease Increased survival Early (OR to 30 days) Patient Centered Outcomes • • • Technical Success (OR exit) Procedural Success (30 day) Device Success (all time intervals > 30 days) Durability of device Mid (6mo – 1 year) • Individual Patient Success (all intervals > 6 months) Durability of benefit Late Stability over time (1 year to Years) Curative or Palliative Valve Approval Remaining Relevant Questions (2017) • Is there anything about the valve that makes it more difficult or less safe to insert Procedural Success at 30 days • Is the valve structure and performance durable over time Device Success - 30 days and yearly • Does correction of the underlying valve disorder result in meaningful and durable clinical benefits to the patient Individual Patient Success 6months and yearly PMA Approval - Clinical Decision Accounting for Unmet Need and Patient Preference Benefit-Risk Determination Thank You! John Laschinger, MD Medical Officer, SHDB 301.796.1210 [email protected] 14 Hemodynamic Performance Effectiveness • Hemodynamic Success (Valve Dependent) – Mean gradient • 30 day • 1 year 30 day and 1 year Device Success: Aortic < 20mmHG Mitral < 5mmHg Device Failure (both): Increase > 25% increase over post-procedure baseline – Indexed Effective Orifice Area – change over time • 30 day • 1 year 30 day and 1 year Device Success: Stenosis: Increase in EOAI > 50% over pre-procedure baseline Regurgitation: EOAI in normal range post-procedure Device Failure (both) = decrease > 10% of post-procedure baseline – Central Insufficiency – change over time • 30 day • 1 year Device Success: Central Regurgitation < Mild PVL < mild Total Regurgitation < Mild Device Failure: Central Regurgitation > Mild PVL > mild Total Regurgitation > Mild Imaging Durability Evidence of Bioprosthetic Valve Disease a. Hemodynamic deterioration (mild, moderate, severe; + Symptoms) b. Thrombotic leaflet thickening responding to anticoagulation - HALT or HAM; + HD, + Symptoms c. Imaging evidence of persistent Structural Valve Deterioration (e.g. Loss of leaflet or frame structure, integrity or function; + HD – stenosis and/or insufficiency; + Symptoms) d. Prosthetic Valve Failure (referral for Explant, valve related death or SVD discovered at autopsy; Cause – a or c above)