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Materials Transactions, Vol. 44, No. 5 (2003) pp. 935 to 939 #2003 The Japan Institute of Metals Small Dopant Effect on Static Grain Growth and Flow Stress in Superplastic TZP Hidehiro Yoshida* , Hitoshi Nagayama and Taketo Sakuma Department of Advanced Materials Science, Graduate School of Frontier Science, The University of Tokyo, Tokyo 113-8656, Japan Static grain growth behavior in 1 mol% of GeO2 , TiO2 , MgO or BaO-doped ZrO2 –3 mol%Y2 O3 (3Y-TZP) was examined at 1400 C with a special interest in dopant effect on superplastic flow stress in fine-grained 3Y-TZP. The static grain growth can be described as normal grain growth in single-phase ceramics, and growth constant K for each material is in the order of 10% flow stress of the superplastic flow. The value of K in cation-doped TZP is correlated well with dopant cation’s ionic radius. Assuming activation energy for diffusivity of constituent ion can be given as a linear function of strain caused by difference in the ionic size of dopant cation, the dependence of the growth constant and the flow stress on the ionic radius can be described as a function of the ionic radius of the dopant cation. The activation energy for the diffusivity in cationdoped TZP estimated from the calculation is in good agreement with the experimental data. The small dopant effect on the superplastic flow stress is well described by the activation energy as the function of the dopant cation’s ionic size. (Received January 14, 2003; Accepted March 24, 2003) Keywords: grain growth, superplasticity, tetragonal zirconia polycrystal, dopant effect 1. Introduction Since high temperature superplastic deformation in ceramic materials was experimentally observed,1) the superplastic behavior has been investigated in various kinds of ceramics. Tetragonal ZrO2 polycrystal (TZP) with an average grain size of less than 1 mm is one of the most representative ceramic materials, which exhibit large tensile elongation at high temperature.2–7) For instance, the elongation of 800% was obtained in TZP at 1550 C under the strain rate of 8:3 105 s1 ,2) and 1038% in SiO2 -doped TZP at 1400 C under the strain rate of 1:3 104 s1 .7) More recently, it has been pointed out that the superplastic stress-strain behavior in TZP is sensitively affected by residual impurities.8,9) The impurity effect was carefully investigated so far, but there are no descriptions of the dependency on type or amount of impurities. In our previous study, the superplastic behavior in 1 mol% of cation-doped TZP was systematically investigated, and a good correlation between the flow stress and dopant cation’s ionic radius was found: a smaller cation contributes to a larger stress reduction in TZP, and larger cations raise the flow stress.10) Origin of the dopant effect has not been clarified yet, but because the high temperature plastic deformation in fine-grained TZP is rate-controlled by diffusion matter transport,6,11) the reduction of the flow stress may be interpreted as a result of enhancement in the diffusivity of constitutive ions in TZP due to the cation doping.10) However, it is difficult to measure or predict the apparent diffusivity in cation-doped TZP so far. Grain growth is a common phenomenon in fine-grained TZP, which has been numerously investigated from the viewpoint of powder processing and microstructure development in particular.12–15) The static grain growth is phenomenologically analyzed by kinetics of grain size as a function of time. In the classical theory for grain growth, the grain size can be given as16) dm d0m ¼ Kt where d0 is the initial grain size, d is the grain size at time t, m *Corresponding author: E-mail: [email protected] is the grain growth exponent, and K is the growth constant. The reported data of the parameters are scattered, but in the case of normal grain growth in single-phase TZP, m ¼ 2 is often used for the phenomenological analysis.13,15,17) The detailed mechanism of the grain growth in TZP has not been classified yet, but it is supposed that matter transport by diffusion in the vicinity of the grain boundaries is the ratecontrolling mechanism for the normal grain growth. The growth constant K thus must be related to the diffusivity in TZP, and estimation of K value is expected to produce an important information about the dopant effect on the superplastic flow stress in TZP. In the present study, the static grain growth behavior was investigated in ZrO2 –3 mol%Y2 O3 (3Y-TZP) and 1 mol% of cation-doped 3Y-TZP. The dopant effect on the grain growth behavior and the superplastic flow stress will be discussed from the viewpoint of ionic radius dependence of activation energy for the diffusivity. 2. Experimental Procedure The materials used in this study were tetragonal ZrO2 – 3 mol%Y2 O3 polycrystal (3Y-TZP) and 1 mol% of BaO, MgO, TiO2 , or GeO2 -doped 3Y-TZP. 3Y-TZPpowder (TZ3Y; Tosoh Co., Ltd.), barium oxide (BaO, Soekawa chemical Co., Ltd.), magnesium oxide (MgO, Ubekosan, Japan), titanium oxide (TiO2 , Sumitomo Cement Co., Ltd.) and germanium oxide (GeO2 , Rare Metallic Co., Ltd.) were used as starting materials. 3Y-TZP powders and the oxide powders were mixed, ball-milled in ethanol together with 5 mm diameter high-purity (>99:9%) zirconia balls for 24 h, dried and shifted through a 60 mesh sieve for granulation. The green compacts were prepared by pressing the mixed powders into bars with a cemented carbide die under a pressure of 33 MPa, and then isostatically-pressed under a pressure of 100 MPa. The green compacts were sintered at a temperature in the range 1400 or 1450 C for 2 h in air to obtain an average grain size of about 0.4 mm and relative density of about or more than 99% for theoretical value in all samples. The sintering temperature is listed in Table 1. Heat treatment for investigation of grain growth behavior was conducted at 1400 C for the annealing time in the range of 5– 936 H. Yoshida, H. Nagayama and T. Sakuma Table 1 Sintering temperature, relative density and an average grain size in cation doped and undoped TZP. Chemical composition Sintering temperature Relative Average grain ( C) density (%) size (mm) 1450 1400 99.8 99.9 0.45 0.37 ZrO2 –3 mol%Y2 O3 (TZP) 1 mol%GeO2 -doped TZP 1 mol%TiO2 -doped TZP 1400 99.6 0.31 1 mol%MgO-doped TZP 1400 99.9 0.39 1 mol%BaO-doped TZP 1450 98.5 0.48 20 hours. Microstructures were examined with a scanning electron microscope (SEM; JSM-5200, JEOL). The grain size was measured by a linear intercept method using SEM photographs. High-temperature mechanical experiments were carried out under uniaxial tension in air at a constant cross-head speed using an Instron-type testing machine equipped with a resistance-heated furnace (AG-5000C; Shimazu Co., Ltd.). The initial strain rate and temperature were 1:2 104 s1 and 1400 C, respectively. The test temperature was measured by a Pt-PtRh thermocouple attached to each specimen and kept to within 1 C. The size of the specimens was 2 2 mm2 in cross-section and 13.5 mm in gauge length for tensile tests. 3. Results and Discussion The average grain size of the present materials is in a range of 0.3–0.5 mm as summarized in Table 1. Fairly uniform and equiaxed grain structure was obtained for the present materials. As shown in our previous reports, it has been revealed with high-resolution transmission electron microscopy technique that there is no second phase such as second phase particles and cubic zirconia phase in small amount of cation doped, fine-grained 3Y-TZP with the dopant level of 1–2 mol% contains.10) It is thus considered that 1 mol% of cation-doped TZP is essentially a single-phase material. Figure 1 is an example of the stress-strain curves in the present materials at 1400 C and an initial strain rate of 1:3 104 s1 . The dopant content is 1 mol% in each material, but the stress-strain curves change with the cation doping. The flow stress in 3Y-TZP is reduced by TiO2 or MgO doping, and the flow stress in GeO2 -dope 3Y-TZP is about one-half of that in 3Y-TZP. On the other hand, the flow stress is slightly increased by BaO-doping. The superplastic flow is usually discussed from the following constitutive equation, "_ ¼ A n dp expðQsup =RTÞ where A is the material constant, n and p are the stress and grain size exponents, Qsup is the activation energy for superplastic deformation, respectively. The experimental values of these parameters are fairly scattered,6) but the most probable values are n ¼ 2, p ¼ 2 and Qsup may correspond to the activation energy for grain boundary diffusion.18) Figure 2 shows a logarithmic plot of the flow stress at the nominal strain of 10% against initial grain size in the cation doped and undoped TZP, which is annealed at temperature in a range of 1450–1500 C for 2–4 h in order to obtain the materials with different grain size.10) The straight line for each sample is drawn by assuming p/n of 1. The flow stress in the present materials is in the following order, TZP + Ba > undoped TZP > TZP + Mg > TZP + Ti > TZP + 100 1400°C . εinitial=1.3 × 10-4s-1 3Y-TZP +1mol%BaO +MgO +TiO2 +GeO2 True Stress, σ / MPa 30 25 10% Flow Stress, σ / MPa 50 35 . εinitial=1.3 × 10-4s-1, 1400°C TZP+1mol%BaO undoped 3Y-TZP 20 +MgO 15 +TiO1.5 ð1Þ 10 10 +GeO2 5 5 0.3 0 0 100 200 300 0.5 0.7 0.9 2.0 Initial Grain Size, d0 / µm Nominal Strain, ε (%) Fig. 1 An example of the stress-strain curves in 3Y-TZP and 1 mol% of BaO, MgO, TiO2 or GeO2 -doped 3Y-TZP at 1400 C and an initial strain rate of 1:3 104 s1 . Fig. 2 A logarithmic plot of flow stress at nominal strain of 10% against initial grain size in 1 mol% cation-doped and undoped 3Y-TZP, which is annealed at temperature in a range of 1450–1500 C for 2–4 h in order to obtain the materials with coarse grains.10) Small Dopant Effect on Static Grain Growth and Flow Stress in Superplastic TZP 2 d d02 ¼ Kt ð2Þ where d0 is the initial grain size, d is the grain size at time t and K is the growth constant. The value of K must contain various kinds of parameters such as the grain boundary mobility, molar volume and the surface energy. As shown in our previous report, the static grain growth in TZP and TZP5 wt% TiO2 can be actually given by a parabolic form as eq. (2).17) Figure 3 shows the plot of d2 d02 against the annealing time in the present materials at 1400 C. The square of the grain size against the annealing time exhibits a single straight line for each material, and the value of the proportionality constant K can be estimated from the slope of the lines. Figure 4 shows a plot of K value in cation-doped 3Y-TZP against ionic radius of dopant cation, which is defined for eight-fold coordination except germanium ion for six-fold coordination.21) For comparison, data in undoped 3Y-TZP is also plotted with the ionic radius of yttrium cation. The value of K is decreased with increasing the ionic radius. The order of K value in cation-doped 3Y-TZP is correlated with that of the flow stress as seen in Fig. 2. This fact indicates that both the flow stress and the growth constant involve the same factor which is affected by ionic radius of the dopant cation. The temperature dependence of K is usually expressed as K ¼ K0 expðQg =RTÞ ð3Þ where K0 is a pre-exponential term, Qg is the activation energy for grain growth, R is the gas constant and T is the 1.0 1400°C 3Y-TZP +0.1mol%GeO2 +0.1mol%TiO2 +0.1mol%MgO +0.1mol%BaO 0.6 2 2 d - d0 / µm 2 0.8 0.4 1400°C 0.04 TZP+1mol%Ge K=K0 × ( r / r 0 ) K0=9.8 × 10-3 a1=3 0.03 0.02 0 5 10 15 20 Annealing Time, t / h Fig. 3 A plot of d 2 d02 against the annealing time in undoped and 1 mol% of cation-doped 3Y-TZP at 1400 C. -a1 +Ti +Mg 0.01 +Ba 3Y-TZP 0.00 0.04 0.06 0.08 0.10 0.12 Ionic Radius, r / nm 0.14 0.16 Fig. 4 A plot of K value in 1 mol% cation-doped 3Y-TZP against ionic radius of dopant cation, which is defined for eight-fold coordination except germanium ion for six-fold coordination.21) absolute temperature.22) The value of Qg cannot be understood definitely because an early stage of static grain growth in TZP has not been completely analyzed yet, but Qg is supposed to be associated with the activation energy for diffusion.17) There are no basis for believing that Qsup and Qg are essentially the same, but both of them are probably associated with the activation energy of the grain boundary diffusivity in zirconia, which must be affected by cation doping. Moreover, because the order of K value in cationdoped 3Y-TZP is correlated with that of the flow stress, both Qsup and Qg consist of the activation energy of grain boundary diffusivity, which is affected to the dopant cation’s ionic size. In this study, Qsup and Qg are assumed to be the same, and relationship between and ionic size of dopant cation will be derived from the result in Fig. 2. As shown in Fig. 2, the flow stress in 3Y-TZP is decreased by the doping of smaller cation than yttrium, but is increased by large cation doping. The fact suggests that the doping of smaller cation may enhance the diffusion as an accommodation process of superplastic deformation, nevertheless the diffusion is suppressed by large size dopant cation. It can be thus assumed that the activation energy Q is a monotonic increasing function of the ionic radius r in the first approximation. The activation energy can be given as follows, Q ¼ Q0 þ a1 RT lnðr=r0 Þ 0.2 0 0.05 Growth Constant, K / µm2h-1 Ge. Since the high temperature plastic flow in fine-grained TZP is rate-controlled by diffusion, the difference in the flow stress is supposed to result from change in the diffusivity in 3Y-TZP due to the cation doping. The grain growth in single-phase ceramics with a fairly uniform grain size is usually treated by the rate equation of normal grain growth,19,20) 937 ð4Þ where a1 is the material constant, r0 is the ionic radius for yttrium cation reported to be 0.1019 nm. It is assumed by eq. (4) that the activation energy in TZP is a linear function of strain due to the difference among the ionic size of the dopant and matrix cation. By substituting eq. (4) for eq. (3), K can be written as K ¼ K0 expðQ0 =RTÞ ðr=r0 Þa1 ð5Þ In Fig. 4, the value of K is plotted by solid line calculated from eq. (5) using K0 ¼ 9:8 103 mm2 h1 and a1 ¼ 3. The calculated value is in good agreement with the experimental data. On the other hand, the constitutive equation for superplastic deformation of eq. (1) can be rewritten as follows, "_ ¼ a2 n expðQ=RTÞ ð6Þ where a2 is the material constant including grain size term. It should be noted that the grain size and the strain rate are assumed to be constant under the tensile testing conditions. The flow stress in 3Y-TZP 0 can be given by 0 ¼ a2 ="_ expðQ0 =RTÞ. By substituting eq. (4) for eq. (6), the flow stress can be given as follows, a2 n ¼ expðQ0 =RTÞ ðr=r0 Þa1 "_ ¼ 0n ðr=r0 Þa1 ð7Þ and hence flow stress increment due to the cation doping can be given by the following equation, -1 H. Yoshida, H. Nagayama and T. Sakuma Activation Energy, E / kJ . mol 938 560 1400°C . εinitial=1.3 × 10-4s-1 +Ba 540 +Sc 520 +Ce +Nd +Ti +Mg 500 +Gd 3Y-TZP +Nb Q=Q0+a1RT ln(r/r0) Q0=520kJ/mol a1=3 480 +Ge 460 0.06 0.09 0.12 0.15 Ionic Radius of Dopant Cation, r / nm Fig. 6 A comparison of the activation energy for superplastic flow experimentally obtained in various kind of cation-doped 3Y-TZP23) with theoretical curve calculated from eq. (4) using Q0 ¼ 520 kJ/mol and a1 ¼ 3. ¼ 0 ¼ 0 ðr=r0 Þa1 =n 1 : ð8Þ Figure 5 shows a plot of the flow stress increment against ionic radius of the dopant cation under the initial strain rate of 1:3 104 s1 at 1400 C. In Fig. 5, the calculated curve of eq. (8) is also plotted using 0 ¼ 30 MPa, a1 ¼ 3 and n ¼ 2. The calculated curve is in good agreement with the experimental data. In addition, the value of 0 is not so different from the flow stress experimentally obtained in 3Y-TZP of 26 MPa. From eq. (4), the activation energy for the superplastic deformation in 1 mol% cation-doped 3Y-TZP can be estimated using the fitting parameter of a1 obtained in Fig. 4. Figure 6 shows a comparison of the activation energy for superplastic flow experimentally obtained in various kind of 1 mol% cation-doped 3Y-TZP23) with the theoretical curve calculated from eq. (4) using Q0 ¼ 520 kJ/mol and a1 ¼ 3. The calculated curve corresponds fairly well with the 30 . 1400°C, εinitial=1.3 × 10-4s-1 d=0.5µm TZP +1mol%BaO Stress Increment, ∆σ / MPa 20 10 undoped 3Y-TZP 0 +MgO -10 -20 -30 0.050 +TiO2 σ =σ0 ((r/r0)a1/n-1) σ0=30MPa a1/n=1.5 +GeO2 0.075 0.100 0.125 Ionic Radius, r / nm 0.150 Fig. 5 A plot of flow stress increment against ionic radius of the dopant cation under initial strain rate of 1:3 104 s1 at 1400 C. experimental data. This result indicates that the description of the activation energy as shown in eq. (4) is a reasonable assumption as a first-approximation for that of the diffusivity as the rate-controlling mechanism of both superplastic flow and the static grain growth in cation-doped 3Y-TZP. The diffusivity in cation-doped TZP, which is related to the accommodation process for the flow stress and the grain growth behavior, can be evaluated from the activation energy as a function of dopant cation’s ionic size. In our previous report, it has been revealed that small amount of dopant cation tends to segregate in the vicinity of the grain boundaries in fine-grained TZP. For instance, it was found that small amount of Si4þ , Mg2þ and Al3þ cations segregated at the grain boundary over a width of 5 nm in 5 mass% (SiO2 +2 mass%Al2 O3 ) or (SiO2 +2 mass%MgO)doped TZP.24) The previous result suggests that the doped cations in the present materials also segregate at the grain boundary. It is thus supposed that the segregation of the dopant cation is the origin of the dopant effect on the superplastic and grain growth behavior. The change in the grain boundary diffusivity must be related to atomic interaction between the grain boundary and the segregated dopant cations. Estimation of excess energy caused by the segregation has been reported by many authors, but focusing on atomic size effect, elastic interaction between dopant cation and low angle tilt boundary has been theoretically calculated so far. For example, White and Coghlan reported that the elastic energy Es at the low angle tilt boundary with dopant cations’ segregation can be given by Es ¼ ð1 =1 þ Þ, where is the atomic volume of dopant, is Poisson’s ratio, is the sum of the normal stress components of the dislocation array and is the equilibrium dilatation of the atom.25) In other words, the elastic energy stored by the grain boundary segregation is proportional to the dopant atom’s volume. The fact must be related to the present result of a1 3. Further experimental and theoretical analysis on the grain boundary chemistry should be made in order to reveal the origin of the dopant effect on the superplastic and grain growth behavior in cation-doped TZP. Small Dopant Effect on Static Grain Growth and Flow Stress in Superplastic TZP 4. Conclusion Superplastic flow stress and static grain growth in 3Y-TZP are very sensitive to small amount of dopant of cation even in the dopant level of 1 mol%. The flow stress change due to the cation doping is supposed to be caused mainly by the change in diffusivity of constituent ions; the diffusion as an accommodation process for superplastic deformation must be enhanced by doping of smaller cation, but retarded by larger cation’s doping. The static grain growth constant in cation-doped TZP is also correlated well with the flow stress. On the assumption that activation energy for diffusion can be described as a linear function of strain due to difference in the ionic size of dopant cation, the growth constant and the flow stress can be described as a function of dopant cation’s ionic size. Calculated values of the growth constant and the flow stress are in good agreement with the experimental data. In addition, the calculated activation energy is in good agreement with the experimental data estimated from the superplastic flow. The diffusivity in cation-doped TZP, which is related to the accommodation process for the flow stress and the grain growth behavior, can be evaluated from the activation energy as a function of dopant cation’s ionic size. Acknowledgements The authors wish to express their gratitude to the Ministry of Education, Culture, Sports, Science and Technology and Japan Society for the Promotion of Science for the financial support by a Grant-in-Aid for Scientific Research (A)(2)13305052 and Grant-in-Aid for Encouragement of Young Scientists (2)-13750647. The authors would like to thank Professor A. H. Chokshi for his suggestion on grain growth mechanism. 939 REFERENCES 1) F. Wakai, S. Sakaguchi and Y. Matsumoto: Adv. Ceram. Mater. 1 (1986) 259–263. 2) T. G. Nieh, C. M. McNelly and J. Wadworth: Scr. Metall. 22 (1988) 1297–1300. 3) T. G. Nieh and J. Wadworth: Acta. 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