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Coupling Electrons, Phonons, and Photons for Nonequilibrium Transport Simulation Irena Knezevic, Department of Electrical and Computer Engineering, University of Wisconsin-Madison [email protected] Keywords: multiphysics, quantum transport, nonequilibrium, nanostructure, time-dependent Project Scope The objective of this project is to develop versatile computational tools for accurate simulation of the farfrom-equilibrium and time-dependent quantum transport in realistic semiconductor nanostructures driven by highintensity dc or ac electromagnetic fields. The key challenge in simulating nonequilibrium time-dependent transport is that one must capture the strong coupling between electrons, phonons, and electromagnetic fields in the same simulation, self-consistently and at every time step. Relevance to MGI This project relates closely to experimental measurements of electronic, thermal, and optical properties of a variety of semiconductor nanostructures. For example, we predicted that uniformly doped double-barrier tunneling structures would act as emitters of THz-frequency radiation [1]; these are being fabricated by the PI’s collaborators. The inclusion of nonequilibrium phonons affects measured performance of quantum cascade lasers (QCLs) in significant ways, leading to much better agreement between theory and experiment in the temperature performance [2]. Considering that QCLs are the highest-power coherent light sources at midinfrared and THz frequencies, this work significantly advances our understanding of the coupling between electrons and phonons in QCLs, aiding their widespread applications (Fig. 1). Figure 1. Nonequilibrium phonon occupation number (red – high, blue – low) at different fields and temperatures versus in-plane and cross-plane momentum in a GaAs-based midinfrared quantum cascade laser. The excess phonons exist only near the Brillouin zone center, but their population is drastically higher than in equilibrium. They strongly affect electronic transport, largely by amplifying electron scattering with phonon absorption. From Shi and Knezevic [2]. Technical Progress With high-intensity fields, considerable energy is pumped into the electron and hole systems, which relax by transferring much of it to the lattice; thereby, both electronic and lattice (phonon) systems are far from equilibrium. With high-frequency excitation, both interband and intraband electronic transitions potentially occur, and details of the interaction between the the electronic systems and the fields are critical to capture. Three main directions have been undertaken during the course of this project (currently 2 years and 4 months in): a) high-frequency or time-dependent transport in nanostructures [1,3,4], b) nonequilibrium phonons in quantum cascade lasers (good example system for high-field dc transport) [2], and c) phonon transport in realistic confined structures of experimentally relevant sizes [5]. Under a), we calculated the ac conductivity, dielectric function and plasmon dispersion of graphene, with focus on the role of substrate impurities [3]. We also showed that selfsustained THz-frequency current oscillations occur in uniformly doped double-barrier tunneling structures, a phenomenon well documented at much lower frequencies in superlattices [1]. Under direction b), we demonstrated how critical it is to account for the coupled dynamics of electrons and phonons in far-fromequilibrium systems, especially at low temperatures. We have for the first time fully quantified the influence of nonequilibrium phonons on QCL operation (Fig. 1). Under c), we have developed a full-dispersion phonon Monte Carlo algorithms for 2D systems with hexagonal symmetry, like graphene nanoribbons, and elucidated the universal phonon transport features in nanowires with rough correlated surfaces (Fig. 2). Future Plans The work under a) and b) will merge as we include coherent tunneling effects with Wigner Monte Carlo along with nonequilibrium phonon effects for unprecedented accuracy in the modeling of heterostructures and superlattices far from equilibrium (Fig. 3). We will extend the effort to systems with 2D transport and look at how highly delocalized carriers, such as electrons in quantum point contacts at low temperatures, couple with light and how they respond to time-varying biasing. We will complete the work on the dielectric function and plasmons in graphene nanoribbons and look into ways to “numerically” excite plasmons in graphene-based nanostructures with very accurate electronic and dielectric properties. Emergent related work is on diffusion of excitons through carbon nanotube composites. Figure 2. Thermal conductivity κ in 70-nmwide Si nanowires with exponentially correlated real-space surface roughness of correlation length ξ and rms roughness Δ. The dashed line denotes the Casimir limit, the lower limit on thermal conductivity that is obtainable with the specularity model for phonon interaction with the boundaries. With real-space roughness, it is clear that a vast parameter space results in thermal conductivity below the Casimir limit, as seen in experiment. From Maurer et al. [5]. Data Management and Open Access Raw data, source code, and figures are being stored for a minimum of three years past the end of either this award or publication, whichever is later. The codes will be made publically accessible (GPL-v3) within the next several years. References Figure 3. (Preliminary data) Wigner function (represented by color) versus position and wave vector for a THz quantum cascade laser. Red denotes thenegative values of the Wigner function, which indicates coherent transport (tunneling). This type of simulation is computationally only marginally more intensive than semiclassical Monte Carlo, but capture coherent transport very well. Jonasson and Knezevic, in prep. [1] O. Jonasson and I. Knezevic, “Coulomb-driven terahertz-frequency intrinsic current oscillations in a double-barrier tunneling structure,” Phys. Rev. B 90, 165415 (2014). [2] Y. B. Shi and I. Knezevic, “Nonequilibrium phonon effects in midinfrared QCLs,” J. Appl. Phys. 116, 123105 (2014). [3] F. Karimi and I. Knezevic, “Dielectric function and plasmons in graphene: a self-consistent field calculation within a Markovian master equation formalism,” submitted (2015); N. Sule, K. J. Willis, S. C. Hagness, and I. Knezevic, “Terahertz-frequency electronic transport in graphene,” Phys. Rev. B 90, 045431 (2014). [4] I. Knezevic and B. Novakovic, “Time-dependent transport in open systems based on quantum master equations,” J. Comput. Electron. 12, 363-374 (2013). [5] S. Mei, L. N. Maurer, Z. Aksamija, and I. Knezevic, “Full-dispersion Monte Carlo simulation of phonon transport in micron-sized graphene nanoribbons,” J. Appl. Phys. 116, 164307 (2014); L. N. Maurer et al. “Universal features of phonon transport in correlated rough nanowires,” submitted. Publications 1. Y. B. Shi and I. Knezevic, “Nonequilibrium phonon effects in midinfrared quantum cascade lasers,”Journal of Applied Physics 116, 123105 (2014). [PDF] 2. O. Jonasson and I. Knezevic, “Coulomb-driven terahertz-frequency intrinsic current oscillations in a doublebarrier tunneling structure,” Physical Review B 90, 165415 (2014). [PDF] 3. N. Sule, K. J. Willis, S. C. Hagness, and I. Knezevic, “Terahertz-frequency electronic transport in graphene,” Physical Review B 90, 045431 (2014). [PDF] 4. S. Mei, L. N. Maurer, Z. Aksamija, and I. Knezevic, “Full-dispersion Monte Carlo simulation of phonon transport in micron-sized graphene nanoribbons,” Journal of Applied Physics 116, 164307 (2014). [PDF] 5. I. Knezevic and B. Novakovic, “Time-dependent transport in open systems based on quantum master equations,” Journal of Computational Electronics 12, 363-374 (2013). [PDF] 6. L. N. Maurer, Z. Aksamija, E. B. Ramayya, A. H. Davoody, and I. Knezevic, “Universal Dimensional Scaling of Phonon Transport in Correlated Rough Nanowires,” submitted. 7. O. Jonasson and I. Knezevic, “On the Boundary Conditions for the Wigner Transport Equation,” submitted. 8. F. Karimi and I. Knezevic, “Dielectric function and plasmons in graphene: a self-consistent field calculation within a Markovian master equation formalism,” submitted.