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® OncoVue Breast Cancer Risk Assessment Model Dr. Eldon Jupe Vice President Clinical Laboratory Director March 17, 2012 Disclosure • Co-founder of InterGenetics Incorporated • Employee with Stock Options • Vice President and Director of CLIA Laboratory ® OncoVue Background and Research History Breast Cancer Risk • Complex Disease • Age • Excess estrogen and/or progesterone − Length of Menstrual Life − Age of First Live Birth − Hormone Replacement Therapy − Obesity, Tall Stature, etc. Breast Cancer Risk Assessment • Gail Model (1989) also called NCI-BCRAT – Age interval (5-Year) and Lifetime Risk – AGEMEN, AGEFLB, NUMREL, NBIOP – Recalibrated in prevention trials (1999) • Claus Model (1994) – Family history/age of onset in relatives • BRACAnalysis® (1995) – Familial breast and ovarian cancer – Gene testing for mutations Familial Breast Cancer Genetics • Families with strong history • Multiple first degree relatives with BC • Woman with breast and ovarian cancer • Male breast cancer in family • Hereditary predisposition (5-10% of cases) • Approximately half with gene mutations • Mostly BRCA1, BRCA2 (1994) • PTEN (Cowden Syndrome) • TP53, CHEK2 (Li-Fraumeni Syndrome) Familial Breast Cancer Genetics • Hope was that familial cancer genes would be widely applicable • Now almost 20 years later • No additional familial genes found for half of inherited breast cancers • No association of BRCA1/2 with sporadic breast cancer Sporadic Breast Cancer Genetics • Several twin studies indicate cancer, in general, and breast cancer, in particular, has strong genetic component • Can the influence of many common genetic variants account for most breast cancers? • Single Nucleotide Polymorphisms (SNPs) SNPs • GENOME: The total DNA content of all genes on the chromosomes of an individual • GENOMICS: the study of genes and their function • 3 billion base pairs in the human genome • All individuals are 99.9% identical in sequence • SNP = Single base pair changes leading to our inherited differences and susceptibility to disease Research Background • Oklahoma Medical Research Foundation (1993) • Searching for inhibitors of cell division • First identified in regenerating rat liver • Then found human gene • Tumor suppressor gene (1995) • Identified a human SNP with low activity (1996) • Does not suppress human tumor formation • High activity vs. low activity of biological product SNP Influences Tumor Growth T-Form (Grows Rapidly) C-Form (Growth Suppressed) SNP Influences Tumor Growth T-Form (Ki-67-positive cells stained) C-Form (50% Reduction in positives) Genomics Applied to Cancer • Hypothesis that this SNP has a role in influencing breast cancer susceptibility • Funded to perform breast cancer casecontrol study • Used microarrays to identify genes differentially expressed tumor vs. normal • Expanded studies from single gene tumor suppressor characterization to multigenic Development of ® OncoVue Breast Cancer Risk Assessment Model What is the Need? • Most breast cancers sporadic (90-95%) • Gail model (clinical factors) • Discriminatory accuracy is modest r = 0.58 for Nurse’s Health Study r = 0.50 is random • Claus model (family history w/age of onset) • Indirect measures of genetics • Directly determine the genetics Goal To develop a significantly improved risk assessment model for “sporadic” breast cancer utilizing genetic and clinical/personal risk factors. Our Approach • Cancer risk using genetics/clinical history • Cancer as a complex disease with multiple contributing factors • Over 20,000 patient specimens analyzed in development and validation studies • Application for identification of cancer prevention drugs Candidate Gene Markers • Thousands considered − Published papers/our research − Reviews − Meta-analyses − Genomic databases − OMIM, CGAP, etc. • Ultimately selected ~125 SNPs • Pathways influencing breast/other cancers Selection Criteria • Gene variations causing functional changes • Coding or regulatory regions − Protein coding regions (aa change) − Promoter/mRNA transcription − Intron or 3′-UTR/mRNA stability • Published associations ↑ or ↓ risk • Breast and/or other cancers • Minor alleles common in major ethnic groups − Range 1-50%, Mean 28%, Median 30% 125 SNPs – Many Pathways • Steroid Hormone Receptors/Metabolism • DNA Damage/Repair • Xenobiotic/Conjugation/Detoxification • Cell Cycle and Apoptosis • Growth Factors and Signaling • Immune Modulation/Cytokines • Invasion/Metastasis • Lipid Metabolism • Free Radical Scavengers • Angiogenesis Case-Control Study • Enrolled in 6 distinct regions of US • Buccal cells collected in mouthwash • DNA isolated and genotyped − 125 candidate SNPs • Extensive questionnaire − Personal, clinical and family history Model Building Strategy • Multivariate logistic regression modeling • SNPs (117) and traditional risk factors (50) • Interactions and age-specific associations • 1,671 cases/3,351 cancer-free controls • White participants for model building • Evaluate associations with Ca-Co status – Term Individually – Term*Term Interaction – Term*Age Interaction Age Influences Genetics 2− C/C (974) C/T (2455) R2 = 0.95 (35-65) R2 = 0.89 (35-65) 1.5− OR Ref 1 0.5 _______________________________________________ 30 40 50 60 70 Age (years ) CYP11B2 Age-Specificity (CANCER 109: 1940-1948, 2007) Model Building Steps 3 Bootstrap 5000X for SE 1 Univariate 2 p-value took top 25% 2 Forward stepwise selection modeling p-value to Enter ≤ 0.1 p-value to Retain ≤ 0.05 22 SNPs in 19 Genes Age, Age FLB, FDR with BC, Biopsies/Outcome Final Terms 4 Genes, SNPs and Pathways Steroid Hormone Metabolism • COMT • CYP1B1 (N453S) DNA Repair • MSH6 • CYP11B2 • CYP1B1 (R48G) • RAD51L3 • CYP19 • ESR1 • XPC • CYP1A1 • VDR • ERCC5 • XRCC2 BRCA1 Interaction • ACACA (IVS17) • ACACA (5’UTR) • ACACA (PIII) Genes, SNPs and Pathways Cell Cycle/ Apoptosis Growth Factors • KLK10 • INS • TNFSF6 • IGF2 Detoxification • EPHX • SOD2 Performance of ® OncoVue Breast Cancer Risk Assessment Model OncoVue® Performance • Comparisons to the BCRAT − Risk factor based/widely used • Training set (1,672 Ca/ 3351 Co) • Independent Validation Sets − 376 Cases/761 Controls (White) − 149 Cases/346 Controls (Black) − 79 Cases/233 Controls (Hispanics) • Women ≥ 35 years of age OncoVue® Performance • Odds Ratio (OR) at different risk thresholds − 5-year (≥ 1.5, 2.0, 2.5, ...) − Lifetime (≥ 12, 13, 14,…) • Counts of Cases and Controls above and below thresholds • OR = # of Cases Above/ # of Controls Above # of Cases Below/ # of Controls Below • Odds of breast cancer observed at risk level OncoVue® Performance • Expectations • Accurate Risk Estimation − increasing odds of breast cancer with increasing risk output • Random Risk Estimation − Odds = 1.0 White Participants – 5 Year Risk Training 8 OncoVue 7 Odds R atio (OR ) 6 5 4 3 2 ____________________ 1 Gail model Random 0 1 2 3 4 5 6 7 8 Validation Model R is k S core (% Abs olute R is k) 8 7 O dds R atio (O R ) 0 OncoVue 6 5 4 3 2 __________________ 1 Gail model Random 0 0 1 2 3 4 5 6 Model R is k S c ore (% A bs olute R is k) 7 8 White Participants - Lifetime Risk 8 OncoVue 7 Training 5 4 3 Gail model 2 ___________________________ 1 Random 0 10 12 14 16 18 20 22 24 26 Model R is k S core (% Abs olute R is k ) Validation 8 7 6 Odds R a tio (OR ) Odds R a tio (OR ) 6 5 OncoVue 4 3 Gail model 2 _____________________________ Random 1 0 10 12 14 16 18 20 22 Model R is k S core (% Abs olute R is k) 24 26 Black Participants - Lifetime Risk 149 Cases/346 Controls 6 5 Odds Ratio (OR) . OncoVue 4 3 2 Gail model 1 Random 0 10 12 14 16 18 20 Model Risk Score (% Absolute Risk) 22 24 26 Hispanic Participants - Lifetime Risk 79 Cases/233 Controls 10 OncoVue 9 8 PFRM Odds Ratio (OR) . 7 6 5 4 3 BCRAT 2 Gail model 1 Random 0 10 12 14 16 18 20 Model Risk Score (% Absolute Risk) 22 24 26 Fold Improvement in ORs at Selected Risk Thresholds Risk Threshold 5-Year (%) OR (95% CI)* ® Fold Improvement (95% CI) p-value 1.3 (1.1, 1.4) 0.002 OncoVue Gail model ≥ 1.67 1.6 (1.4, 1.9) 1.2 (1.1, 1.3) ≥ 2.0 1.8 (1.6, 2.1) 1.3 (1.1, 1.5) 1.4 (1.1, 1.6) 0.002 ≥ 3.0 2.8 (2.2, 3.5) 1.4 (1.2, 1.7) 1.9 (1.4, 2.5) < 0.0001 ≥ 4.0 4.3 (3.0, 6.0) 1.5 (1.2, 2.0) 2.7 (1.8, 4.1) < 0.0001 Lifetime (%) Training White ≥ 20 3.6 (2.7, 4.8) 1.7 (1.4, 2.0) 2.1 (1.6, 2.8) < 0.0001 Validation White ≥20 4.3 (2.2, 8.7) 1.9 (1.3, 2.8) 2.3 (1.1, 4.6) 0.019 Black ≥ 20 4.1 (1.3, 13.8) 1.8 (0.8, 3.9) 2.3 (0.7, 7.7) 0.19 Hispanic ≥ 20 7.0 (1.6, 45.5) 1.0 (0.4, 2.4) 7.0 (1.5, 33.7) 0.015 *OR = Odds Ratio, CI = Confidence Interval How is This Possible? • True causative polymorphisms • Vary in frequency in different ethnic groups but must strongly influence BC risk • Genetics is weighted in the presence of clinical risk factors • Similar results in Asian- Pacific Islanders - Summary • Validated in two independent populations1 • Blinded validation in high risk population ---Marin County, CA2 • Outperforms other genetics-based testing ----for sporadic breast cancer from GWAS3,4 ______ ______ ______ 1. Jupe, E. et al. Proc. AACR 2008; 49: 451. 2. Dalessandri, K. et al. Presentation # 502, San Antonio Breast Cancer -------Symposium, December 2008. 3. Jupe, E. et al. Presentation # 3177, San Antonio Breast Cancer Symposium, December 2009. 4. Dalessandri, K. et al. Presentation # 3057, San Antonio Breast Cancer Symposium, December 2009. Summary • First DNA-based test for accurately estimating risk of sporadic breast cancer • Applicable to the majority of women • Single integrated statistical model/algorithm • Demonstrated significant improvement over current clinical standard • Decision tool for prevention and screening options ® OncoVue Clinic in the Example of Risk Stratification • Three Women - Age 44, One First Degree Relative, - No Biopsies, No Children - Age Menarche = 15 • Gail model – all have 1.34% 5-Year Risk • OncoVue – stratifies 3.17%, 1.22%, 0.51% - Average 5-year risk woman age 44 ~1.0% - 3.17% diagnosed at age 44 - Genotype ∆ 3.17% vs. 0.51% = 14/22 (64%) Example of Risk Stratification • Clinically homogenous group (n=22) - Ages 42 to 44 - One First Degree Relative - No biopsies - No children Risk Stratification in a Clinically Homogenous Group* 5-Year Risk (%) Fold Difference Analysis OncoVue® Gail Model OncoVue® Gail Model Range 0.21 − 3.35 1.14 − 1.47 16 1.3 Range (Quintile) 0.55 − 1.67 1.25 − 1.47 3 1.2 Mean Risk Cases (n=8) 1.84 1.40 − − Mean Risk Controls (n=14) 0.79 1.35 1.84/0.79 = 2.32 1.40/1.35 =1.0 * Ages 42-46, no biopsies or children, one first degree relative with breast cancer (n=22) Testing Process is Simple Clinical Decision Tool • Guide screening and prevention decisions • Higher risk patients for more frequent screening – every 6 months • Imaging in addition to mammography - MRI, ultrasound, tomography •Identification of women that are candidates for preventative anti-estrogen therapies • Tamoxifen or Raloxifene • Decisions about use of hormone replacement therapy (HRT) in postmenopausal patients Driver for Early Diagnosis • Although not a diagnostic test for cancer high risk score has led to additional testing that identified tumor OncoVue Risk and Early Diagnosis • 50 year old woman presented for routine screening • Mammogram appeared normal • Absolute Risk ~ 9.0/Relative Risk ~ 4.5 • More sophisticated imaging identified 2mm tumor Changing Health Care Model Intervention Genetic Predisposition Testing Diagnosis Detection Prevention or Earliest Possible Detection Treatment Monitor Therapy Change Treatment Outcome Acknowledgments InterGenetics University of California San Francisco Sharmila Manjeshwar, PhD Daniele DeFreese, MS Bobby Gramling, MS Thomas Pugh, MS Laura Blaylock, BS Kathie Dalessandri, MD Margaret R. Wrensch, PhD John K. Wiencke, PhD Dr. Rei Miike, PhD Statistical Consultants Christopher C. Benz, MD Christopher Aston, PhD Dr. Lue Ping Zhou, PhD Nicholas Knowlton, MS OUHSC John Mulvihill, MD Buck Institute for Age Research Zero Breast Cancer Georgianna Farren, MD Acknowledgments Marin County Health Dept Mark Powell, MD, MPH Lee Ann Prebil, PhD Rochelle Ereman, MS, MPH Funding Sources • NIH – SBIR • US Army BCRP • American Cancer Society • Oklahoma Center for the Advancement of Science and Technology • Swisher Family Trust • Presbyterian Health Foundation • Oklahoma Life Sciences Fund Collaborators and Research Sites