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1395 CONCISE COMMUNICATION Self-Replicative RNA Vaccines Elicit Protection against Influenza A Virus, Respiratory Syncytial Virus, and a Tickborne Encephalitis Virus Marina N. Fleeton,1 Margaret Chen,1,3 Peter Berglund,1 Gary Rhodes,4 Suezanne E. Parker,5 Marie Murphy,6 Gregory J. Atkins,6 and Peter Liljeström1,2 1 Microbiology and Tumorbiology Center, Karolinska Institutet, and 2Department of Vaccine Research, Swedish Institute for Infectious Disease Control, Stockholm, and 3Department of Immunology, Microbiology, Pathology, and Infectious Diseases, Huddinge University Hospital, Karolinska Institutet, Huddinge, Sweden; 4 Department of Medical Pathology, University of California, Davis, 5 and Vical, San Diego, California; 6Department of Microbiology, Moyne Institute of Preventive Medicine, Trinity College, Dublin, Ireland In genetic vaccination, recipients are immunized with antigen-encoding nucleic acid, usually DNA. This study addressed the possibility of using the recombinant alpha virus RNA molecule, which replicates in the cytoplasm of transfected cells, as a novel approach for genetic vaccination. Mice were immunized with recombinant Semliki Forest virus RNA–encoding envelope proteins from one of 3 viruses: influenza A virus, a tickborne flavivirus (louping ill virus), or respiratory syncytial virus (RSV). Serologic analyses showed that antigen-specific antibody responses were elicited. IgG isotyping indicated that predominantly Th1 type immune responses were induced after immunization with RSV F protein–encoding RNA, which is relevant for protection against RSV infection. Challenge infection showed that RNA immunization had elicited significant levels of protection against the 3 model virus diseases. The well-documented efficacy of live virus vaccines against vaccinia, polio, measles, mumps, and rubella demonstrated the potency of in vivo antigen synthesis for induction of protective immune responses. The discovery that naked plasmid DNA could elicit broad humoral and strong cellular immunity has prompted its use in the design of new vaccines against many viruses for which no vaccines currently exist [1]. In vitro–made mRNA also has been used for gene delivery in vivo and has been injected directly in naked form, administered by gene gun or in complex with lipids [2–4]. However, immune responses induced after vaccination with nonreplicative mRNAs have been weaker than responses after plasmid immunization. Recently, naked RNA transcribed in vitro from an attenuated tickborne encephalitis (TBE) cDNA clone was used for vaccination. Since this RNA constituted a full-length infectious genomic molecule, vaccination led to production and spread of attenuated virus, thus mimicking a flavivirus infection [5]. One Received 23 October 2000; revised 29 January 2001; electronically published 30 March 2001. Financial support: Swedish Medical Research Council, Swedish Council for Engineering Sciences, European Union Biotechnology Programme, and Wellcome Trust and BioResearch Ireland. Reprints or correspondence: Dr. Peter Liljeström, Microbiology and Tumorbiology Center, Karolinska Institutet, S-171 77 Stockholm, Sweden ([email protected]). The Journal of Infectious Diseases 2001; 183:1395–8 䉷 2001 by the Infectious Diseases Society of America. All rights reserved. 0022-1899/2001/18309-0012$02.00 consequence is that the safety of this approach must be considered equivalent to that of a live attenuated virus vaccine. In this study, we endeavored to combine the safety of mRNA immunization with the efficiency of live virus vaccination by using a recombinant (r) self-replicating RNA, based on the Semliki Forest virus (SFV) replicon, as a vaccine. The bipartite division of SFV-coding sequences into nonstructural and structural regions allows the replacement of viral structural genes with the gene coding for the heterologous antigen while retaining the self-replicative capacity of the molecule. The suicidal nature of alpha viral replicons provides for transient antigen production and leads to rapid removal of the nucleic acid from tissue [6]. A preliminary study showed that humoral responses could be elicited after immunization with rSFV RNA [7]. Here we tested the ability of self-replicating rSFV RNA to elicit antibody responses to 3 virus spike proteins. We examined whether vaccination with rSFV RNA induced protection in mice against challenge with the corresponding viruses: respiratory syncytial virus (RSV), influenza A virus (FLU), or louping ill virus (LIV), a tickborne flavivirus belonging to the TBE virus complex. Materials and Methods Plasmid templates. Plasmids pSFV-LacZ, pSFV-hemagglutinin (HA), and pSFV-prME, encoding Escherichia coli b-galactosidase protein, FLU HA protein (strain PR/8), and LIV prME protein, respectively, have been described elsewhere [8, 9]. Plasmid pSFVF, which encodes the fusion (F) envelope protein from RSV, was 1396 Fleeton et al. constructed by subcloning the F gene of RSV from the plasmid pGEM-LF1 (provided by J. A. Melero, Centro Nacional de Biologı́a Fundamental, Instituto de Salud Carlos III, Madrid) into the SFV vector. Production of rSFV RNA and formalin-inactivated (FI) RSV for vaccination. In vitro transcription of RNA from linearized plasmid vectors has been described elsewhere [8]. To confirm antigen expression in cell culture, BHK-21 cells were electroporated with recombinant RNAs, followed by indirect immunofluorescence with specific monoclonal antibodies. Antibody specific for FLU HA protein was purchased from Virostat. Antibody 4.2 specific for LIV prME protein has been described elsewhere [9]. Antibody F47 specific for RSV F protein was provided by J. A. Melero. We prepared FI-RSV in aluminum hydroxide gel adjuvant (Superfos Biosector) by using purified RSV, according to the procedures used in the 1969 vaccine trial [10]. Immunization of mice. We used female Balb/c mice (6–10 weeks old) in all experiments (MTC breeding unit, Karolinska Institutet; Harlan UK). Mice were injected intramuscularly with 50 mL per hind leg with 10 mg in total of recombinant RNA in 150 mM NaCl. Negative control mice were immunized with saline or rSFV-LacZ RNA. For FI-RSV, mice were immunized intramuscularly, as described elsewhere [10], and received booster immunizations 2 weeks after priming. Serum samples were taken from immunized mice 2 weeks after priming and after booster immunizations, for determination of antibody titers. Challenge experiments were done 2 weeks after booster immunization. Serologic assays. Serum samples were tested by ELISA for antigen-specific IgG. We used purified b-galactosidase protein (Boehringer Mannheim) or heat-inactivated virus from an egggrown influenza A (PR/8) virus stock to detect anti-LacZ [11] or anti-HA [8] antibodies, respectively. Antibodies specific for LIV prME proteins were detected by whole cell ELISA, as described elsewhere [9]. We used 5 mg/mL sucrose gradient–purified RSV (Long strain) to detect anti–F antibodies by RSV ELISA. Alkaline phosphatase or horseradish peroxidase–conjugated secondary antibodies were used to determine titers of total IgG or IgG subtypes (IgG1 or IgG2a), respectively. The assay cutoff value was determined by adding 3 times the SD to the mean optical density of serum samples from control mice. FLU challenge. Mouse-adapted influenza virus strain A/PR/8 (FLU) was propagated in lungs of adult Balb/c mice. For intranasal challenge, mice were anesthetized with methofane and were inoculated on the nares with 50 mL of a suspension containing a previously determined LD90 for the virus [12]. Mice were monitored daily for 30 days after challenge. LIV challenge. LIV strain LI/31 was prepared from clarified brain homogenates obtained from intracerebrally inoculated neonatal Balb/c mice [9]. The mice were challenged subcutaneously with 100 LD50 of challenge virus and were monitored daily for 3 weeks after challenge. RSV challenge. RSV (Long strain) was propagated in MA104 cells [10]. Mice were challenged intranasally with 2.2 ⫻ 10 6 pfu of RSV. On day 4, the mice were killed, and their lungs were homogenized in Dulbecco’s MEM (Gibco-BRL) containing 10% fetal calf serum, 2 mM glutamine, 20 mM HEPES, nonessential amino acids, penicillin, and streptomycin sulfate in a 10% (wt/vol) suspension. The cleared homogenates were serially diluted and were JID 2001;183 (1 May) monitored by plaque assay on MA104 cells, as described elsewhere [10]. The detection level of the RSV plaque assay was 200 pfu/g of tissue. To calculate geometric mean titers, any sample containing undetectable RSV levels was given a designated value of 200. Statistical methods. We used Fisher’s exact probability test (2tailed) to compare survival data from the FLU and LIV challenge experiments and Student’s t test (2-tailed) to compare RSV lung titers between experimental versus control groups in the RSV challenge experiment. Results Antibody response after immunization with naked rSFV RNA. Recombinant RNAs encoding 3 viral spike proteins (HA of FLU, prME envelope proteins of LIV, or F envelope protein of RSV) were injected intramuscularly into mice. A single inoculation of 10 mg of naked rSFV RNA resulted in induction of significant serum antibody titers in ∼50% of immunized mice. All mice immunized with RNA seroconverted after 2 immunizations (figure 1A–1C). To determine whether the plasmid DNA template in the inoculum could lead to an antibody response, control mice were immunized with transcription mixture, including the plasmid DNA template coding for E. coli LacZ but lacking the SP6 RNA polymerase enzyme. These mice did not seroconvert, which indicates that the transcribed RNA, not the plasmid DNA template, was the active immunogen (data not shown). To determine the serum antibody isotype profile induced by vaccination with rSFV-F RNA, we analyzed serum levels of IgG2a and IgG1 (figure 1D). We detected significantly more IgG2a than IgG1 (P ! .001). This contrasted with mice immunized with FI-RSV, which had high levels primarily of IgG1 antibodies in serum samples. Protection from viral challenge. Balb/c mice immunized twice with naked rSFV RNA were challenged with LIV, FLU, or RSV. Significant levels of protection were observed in each of the 3 viral challenge models (figure 2). Of mice immunized with rSFV-prME, 70% were protected from a LIV challenge dose that killed 100% of mice in control groups (P p .0015). Of mice immunized with rSFV-HA, 90% were protected from a FLU challenge that killed 90% of control mice (P p .0011). Mice immunized with rSFV-F RNA were significantly protected from RSV challenge (P ! 10⫺7). A 32-fold reduction in RSV lung titers in rSFV-F RNA–immunized animals (geometric mean RSV titer, 821) was observed, compared with mice immunized with rSFV-HA RNA or saline (geometric mean RSV titer, 26,868). Discussion This study describes a generic strategy to vaccinate with recombinant RNA. This self-replicating alpha viral RNA molecule consists of 2 open-reading frames, one encoding the antigen of interest, the other encoding the alpha viral replicase. JID 2001;183 (1 May) Self-Replicative RNA Vaccines 1397 be used for vaccination by mode of infection [8, 9]. Layered DNA/RNA plasmid vectors based on alpha viral replicons have also been used for immunization studies [11, 13]. Vaccination with such recombinant particles or plasmid vectors resulted in strong humoral and cellular responses, sustained immunologic memory, and protection from disease or death. In this study, microgram amounts of naked RNA were sufficient to induce significant antibody responses in vaccinated mice against 3 struc- Figure 1. A–C, Serum IgG antibody responses induced in individual mice after intramuscular injection of 10 mg of recombinant Semliki Forest virus (rSFV) RNA coding for viral spike proteins prME of louping ill virus (LIV), hemagglutinin (HA) protein of influenza A virus (FLU), or fusion (F) protein of respiratory syncytial virus (RSV), respectively. 䡺, IgG titers 2 weeks after immunization 1; 䡵, IgG titers in same mice 2 weeks after immunization 2 (2 weeks after priming). Values below dashed lines are reciprocal serum IgG titers below the detection limit of the ELISA (!50). Mice immunized with saline or rSFV-LacZ RNA were seronegative for viral antigens tested. D, Analysis of serum IgG1 and IgG2a responses in mice immunized twice with rSFV-F RNA or formalin-inactivated RSV (FI-RSV). Bars are ratios between IgG2a and IgG1 ELISA titers in serum samples of individual mice immunized with RNA (black bars) or from pooled serum samples of 5 mice immunized with FI-RSV (white bar). The replicase functions to propagate the antigen-encoding mRNA inside the transfected host cell. This replication process affects an immune response in several ways. First, as a result of higher antigen production in vivo, it may allow for the induction of effective immune responses with lower input doses of RNA than those required for conventional mRNA vaccination [2]. Second, the amplification process, which mimics viral infection, results in the synthesis of double-stranded RNA intermediates that may operate as a natural adjuvant to the immune system. Previous studies of recombinant alpha viral RNAs used helper cells to package the RNA replicons into virus particles that could Figure 2. Viral challenge of mice immunized twice with recombinant Semliki Forest virus (rSFV) RNA. A, Mice immunized twice with rSFV-prME RNA (䡵), rSFV-LacZ RNA (䡺), or saline (䢇) were challenged with louping ill virus (LIV) 2 weeks after last immunization. B, Mice immunized twice with rSFV-hemagglutinin (HA) RNA (䡵) or saline (䡺) and challenged with influenza A virus (FLU) 2 weeks after last immunization. C, Mice immunized twice with rSFV-F RNA (䡵), rSFV-HA RNA, or saline (䡺) were challenged 3 weeks later with respiratory syncytial virus (RSV). Four days after challenge, RSV titers in lung tissue were analyzed. Data are logarithmic reciprocal RSV titers in tissue of individual mice. Detection limit of the plaque assay (dashed line) was 200 pfu/g of lung tissue. FLU challenge was done 3 times and RSV and LIV experiments 2 times—all with results shown. 1398 Fleeton et al. turally different viral spike proteins: prME, HA, or RSV-F. We observed that levels of serum antibodies elicited after vaccination were not as high as those elicited when mice were immunized with rSFV particles or rSFV DNA coding for the same antigens [8, 9, 11, 13]. However, the responses induced were sufficient to induce protective immunity from peripheral challenge with LIV and intranasal challenge with FLU or RSV. Similar to vaccination with other alpha viral vaccine vectors, a predominantly Th1 type immune response was induced, as determined by levels of IgG2a and IgG1 antibody isotypes in serum samples. This is particularly important for vaccination against RSV, in which a Th2 type immune response, such as that elicited after FI-RSV vaccination, is associated with immunopathology and more severe lung disease after infection [14]. In the present study, humoral immune responses were demonstrated; however, the possible involvement of cell-mediated immunity in protection from disease should not be excluded. Immunization with rSFV RNA can also induce cytotoxic T lymphocyte (CTL) responses, and significant splenic CTL responses were observed after immunization of mice with RNA coding for influenza virus nucleoprotein (data not shown). Recently, vaccination with rSFV RNA was used successfully in a cancer therapy model [15], in which protection was probably mediated by CTL activity. Similar to immunization with either conventional plasmid or recombinant viral vaccine vector, rSFV RNA vaccination results in antigen expression in vivo. However, the RNA vaccines used in this study possess interesting features in terms of biosafety. In rSFV RNA, both replication and amplification of the RNA occur exclusively in the cytoplasm of transfected cells. This means that concerns such as genomic integration of vector sequences and cell transformation, which are theoretical problems for DNA vaccination are avoided [1]. The alpha viral replicon is cytolytic for cells, and thus the rSFV RNA vaccine is intrinsically transient and self-eliminating in nature [11]. This provides an additional level of safety, compared with conventional plasmid DNA vaccination strategies. Compared with viral vectors, the most obvious difference with the rSFV RNA vaccine approach is the absence of viral structural components. Because viral structural proteins are often highly immunogenic, the lack of such genes and/or antigens in the vaccine formulation is of importance in situations where booster immunizations are desired. It also allows for the same basic RNA “backbone” to be used in the same vaccine recipient for later immunizations against other infectious agents. Furthermore, issues related to reversion of the vector to a pathogenic virus within a vaccinated recipient are avoided with the rSFV RNA strategy, as there is no production of virions. This contrasts with the recent vaccine approach described elsewhere JID 2001;183 (1 May) for TBE [5], in which reversion of the full-length RNA vaccine to a pathogenic form in vivo remains a theoretical possibility. In conclusion, our results demonstrate the utility of the naked RNA approach and suggest a novel DNA-free strategy for generic genetic vaccine design. Acknowledgments We thank J. A. Melero (Centro Nacional de Biologı́a Fundamental, Instituto de Salud Carlos III, Madrid, Spain) for respiratory syncytial virus F protein cDNA and anti-F monoclonal antibody. References 1. Gurunathan S, Klinman DM, Seder RA. DNA vaccines: immunology, application and optimization. Annu Rev Immunol 2000; 18:927–74. 2. Conry RM, Lo Buglio AF, Wright M, et al. Characterization of a messenger RNA polynucleotide vaccine vector. Cancer Res 1995; 55:1397–400. 3. Qiu P, Ziegelhoffer P, Sun J, Yang NS. Gene gun delivery of mRNA in situ results in efficient transgene expression and genetic immunization. Gene Ther 1996; 3:262–8. 4. Hoerr I, Obst R, Rammensee HG, Jung G. In vivo application of RNA leads to induction of specific cytotoxic T lymphocytes and antibodies. Eur J Immunol 2000; 30:1–7. 5. 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Protection against respiratory syncytial virus infection by DNA immunization. J Exp Med 1998; 188:681–8. 11. Berglund P, Smerdou C, Fleeton MN, Tubulekas I, Liljeström P. Enhancing immune responses using suicidal DNA vaccines. Nat Biotechnol 1998; 16: 562–5. 12. Ulmer JB, Donnelly JJ, Parker SE, et al. Heterologous protection against influenza by injection of DNA encoding a viral protein. Science 1993; 259:1745–9. 13. Fleeton MN, Liljeström P, Sheahan BJ, Atkins GJ. Recombinant Semliki Forest virus particles expressing louping ill virus antigens induce a better protective response than plasmid-based DNA vaccines or an inactivated whole particle vaccine. J Gen Virol 2000; 81:749–58. 14. Hussell T, Openshaw P. Recent developments in the biology of respiratory syncytial virus: are vaccines and new treatments just round the corner? Curr Opin Microbiol 1999; 2:410–4. 15. Ying H, Zaks TZ, Wang RF, et al. Cancer therapy using a self-replicating RNA vaccine. Nat Med 1999;5:823–7.