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European Heart Journal Supplements (2007) 9 (Supplement H), H17–H21 doi:10.1093/eurheartj/sum024 Exercise stress tests for detection and evaluation of pulmonary hypertension Sandrine Huez1,2* and Robert Naeije1,2 1 Department of Cardiology, Erasme University Hospital, Brussels, Belgium Department of Pathophysiology, Faculty of Medicine of the Free University of Brussels, Erasme Campus, CP 604, 808, Lennik Road, B-1070 Brussels, Belgium 2 KEYWORDS Pulmonary vascular resistance; Pulmonary arterial pressure–flow relationships; Pulmonary hypertension; Exercise; Echocardiography; Dobutamine The use of an exercise stress test in the diagnosis or evaluation of pulmonary hypertension rests on the assumption that multipoint mean pulmonary artery pressure (mPpa)–flow (Q) plots are superior to isolated pulmonary vascular resistance determinations for the evaluation of the functional state of the pulmonary circulation. A multipoint mPpa–Q relationship is best described by a linear approximation and, as such, characterized by an extrapolated pressure intercept and by a slope. Both are dependent on the method used to increase flow. The slope is higher and the pressure intercept lower when exercise is used to increase flow, rather than unilateral pulmonary artery balloon occlusion or low-dose dobutamine. This is because of exercise-induced pulmonary vasoconstriction. The steepest slopes, i.e. the highest pressures at a given flow, are obtained by resistive exercise (handgrip) when compared with dynamic exercise (cycling) because of systemic vascular resistance and intrathoracic pressure changes. Since systolic, diastolic, and mean pulmonary artery pressures are tightly correlated and since in experienced hands, systolic pulmonary artery pressures and cardiac output are reliably measured using Doppler echocardiography, mPpa–Q lines can be obtained non-invasively. The exercise stress test for non-invasive diagnosis of pulmonary hypertension may be particularly useful for the detection of early disease and for more accurate quantification of pulmonary vascular changes induced by disease progression and/or therapeutic interventions. Physiology of pulmonary vascular pressure–flow relationships The pulmonary circulation is a low-pressure and high-flow circuit which accommodates the entire cardiac output (Q) as driven by a pressure difference between an inflow pressure or mean pulmonary artery pressure (mPpa) and an outflow pressure or mean left atrial pressure (Pla). The functional state of the pulmonary circulation can be evaluated by the calculation of pulmonary vascular resistance (PVR) as a ratio between the mPpa–Pla difference and Q. This is actually an * Corresponding author. Tel: þ32 2 5556363. E-mail address: [email protected] extrapolation of Poiseuille’s law, which describes streamlined pressure–flow relationships for Newtonian fluids (flow-independent viscosity) in thin, smooth-walled rigid tubes with circular surface section areas. In such a system, the relationship between the difference between inflow and outflow pressures is linearly related to flow, and the pressure difference–flow line crosses the origin. The pulmonary vessels are collapsible, pulmonary blood flow is pulsatile, and blood is not a Newtonian fluid. However, multipoint (mPpa–Pla) vs. Q coordinates have been shown to be normally well described by a linear approximation, with an extrapolated zero flow pressure of zero. Therefore, in normal lungs, PVR is not dependent on the absolute level of pressure or flow. & The European Society of Cardiology 2007. All rights reserved. For Permissions, please e-mail: [email protected] H18 However, hypoxia and a variety of pulmonary and cardiac diseases are associated with increases in both the slope and the extrapolated pressure intercepts of (mPpa– Pla)–Q relationships. The calculation of a PVR then becomes inherently pressure- or flow-sensitive, and multipoint mPpa–Q or (mPpa–Pla)–Q plots are preferable to isolated PVR determinations to describe the evaluation of the functional state of the pulmonary circulation.1,2 This reasoning was applied by Castelain et al.3 to explain the discrepancy between the early functional improvement of patients suffering from idiopathic pulmonary arterial hypertension (PAH) with prostacyclin therapy and the absence of significant changes in resting PVR. After 6 weeks of treatment in seven patients, epoprostenol improved the 6 min walked distance by 81 + 54 m (P ¼ 0.0012 vs. baseline), did not affect resting PVR, but significantly decreased the slope of (mPpa–Pla)–Q relationships during exercise (Figure 1). What are the limits of normal of pulmonary vascular pressure–flow relationships? Reeves et al.4 reviewed available data from exercise right-heart catherization studies in a total of 93 normal healthy volunteers and found an average slope of mPpa–Q of 1 mmHg/L/min in young adults to 2.5 mmHg/L/min in old subjects. The data also showed an mPpa–Pla relationship of approximately 1. In fact, much of the age-related increase in the slope of exercise mPpa–Q relationships is explained by an increase in Pla.4 On the other hand, PVR increases with ageing, with an average doubling over five decades of life.5 This is explained by the effects of a decrease in resting Q on (mPpa–Pla)–Q relationship with a zero flow positive pressure intercept.5 The interpretation of pulmonary vascular pressure– flow relationships refers to two different models. The Figure 1 Relationship between mean pulmonary artery pressure (PAP) and cardiac index before (closed circles) and after (open circles) 6 weeks of prostacyclin therapy in seven patients with idiopathic pulmonary arterial hypertension. (From Castelain et al.,3 with permission.) S. Huez and R. Naeije waterfall model, or Starling resistor, explains extrapolated pressure intercepts by vascular closure.6 Because pulmonary arterioles are collapsible vessels with tone, flow driven by the inflow pressure (mPpa) has to exceed a closing pressure that may be higher than Pla as an (apparent) outflow pressure. At low flow, pulmonary arterioles are progressively de-recruited, accounting for a progressively steeper mPpa–Q curve. At higher flow, completed recruitment and negligible distension account for a linear mPpa–Q curve, with an extrapolated pressure intercept higher than Pla representing a weighted mean of closing pressures. The alternative viscoelastic model explains the shape mPpa–Q curves by changes in haematocrit, resistance, and compliance.7 This model predicts a close-to-linearity of mPpa–Q relationships within the normal range or above, but a progressively steeper concavity to the flow axis with decreasing flow. Therefore, the best fit of mPpa–Q coordinates generated at normal flows is linear, but allows for an artefactual positive pressure extrapolation. It may be that both models coexist in reality. However, there is uncertainty, as always, on the validity of extrapolations, and the optimal description of the functional state of the pulmonary circulation has to be limited to interpolated mPpa–Q lines or comparisons of pressures at determined levels of flows.5 Methods to increase flow for the study of Ppa–Q relationships The initial attempts to describe the functional state of the pulmonary circulation by a pressure–flow line took advantage of unilateral balloon occlusions, which were routinely practised a few decades ago to test for the right ventricular tolerance to pneumonectomy. The occlusion manoeuvre doubled the flow in the contralateral lung, for which therefore a purely passive two-point pressure–flow plot could then be derived. These studies clearly demonstrated that most cardiac and pulmonary diseases and hypoxic breathing shifted pulmonary vascular pressure–flow plots to higher pressures, with positive pressure intercepts invalidating the use of PVR to evaluate pulmonary hypertension at variable flow in all these circumstances.8,9 Unilateral balloon occlusions are not used anymore. However, a purely passive pulmonary vascular pressure–flow relationship can be obtained by a low-dose dobutamine infusion. Experimental animal studies have shown that at doses lower than 10 mg/kg/ min, dobutamine has no intrinsic effect on PVR or compliance.10 Pulmonary vascular pressure–flow relationships can also be generated during exercise to increase flow. However, high levels of exercise are associated with acidosis, decreased mixed venous oxygenation, and activation of the sympathetic nervous system, all of which can be causes of pulmonary vasoconstriction. This is why, in PAH patients, exercise mPpa–Q plots are steeper than dobutamine mPpa–Q plots, as illustrated in Figure 2.11 Accordingly, exercise-induced pulmonary vasoconstriction also may lead to spuriously decreased Exercise haemodynamics in pulmonary hypertension or even negative pressure intercepts.11,12 In heart failure patients with pulmonary hypertension, further increases in Pla at exercise also increase the slopes and decrease pressure intercepts of mPpa–Q plots.12,13 It is also important to mention the type of exercise used to generate mPpa–Q plots. Dynamic exercise, such as cycling or walking, is associated with an increase in cardiac output and in heart rate in proportion to oxygen consumption (VO2), with an increase in systolic H19 but no change in diastolic systemic arterial pressure.14,15 Resistive exercise, such as handgrip efforts or weight lifting, does not increase very much cardiac output, heart rate, or VO2, but markedly increases systolic as well as diastolic systemic arterial pressure and may be associated with positive intrathoracic pressures.15 Therefore, although this has not been systematically investigated, the physiology of heart–lung interactions predicts that resistive exercise increases mPpa at a given flow much more than dynamic exercise and is less adequate for the evaluation of the functional state of the pulmonary circulation. Non-invasive exercise stress tests for detection and evaluation of pulmonary hypertension Figure 2 Mean pulmonary artery pressure (mPpa)–flow (Q) plots with cardiac output increased by exercise or by low-dose intravenous dobutamine in patients with idiopathic pulmonary arterial hypertension. The mPpa–Q coordinates are best described by linear approximations, but present with steeper slopes and lower pressure intercepts when cardiac output is increased by exercise. (From Abdel Kafi et al.,11 with permission.) Pulmonary artery pressures can be estimated from Doppler echocardiographic measurements.2 The most commonly used is based on the estimation of a systolic pulmonary artery pressure (sysPpa) from the maximum velocity of tricuspid regurgitation.16 A mPpa can also be calculated from the acceleration time17 or from the peak pulmonary artery regurgitant velocity of pulmonary blood flow.18 However, these two methods have not been reported for Ppa estimation during exercise, probably because of the heart rate dependence of the acceleration time measurement and because of the technical difficulty to acutely record the pulmonary artery regurgitant Doppler flow. Figure 3 Exercise stress test tricuspid regurgitant jets and aortic flows, and derived mean pulmonary artery pressure (mPpa)–cardiac output plots, in a normal subject, in a patient suffering from systemic sclerosis (SSc) and pulmonary arterial hypertension confirmed by measurement of a Ppa . 30 mmHg at exercise right-heart catheterization, and in a patient suffering from advanced pulmonary arterial hypertension. H20 S. Huez and R. Naeije Exercise Doppler echocardiographic studies usually report on Ppa measurements as a function of load instead of flow.19,20 Although this maintains the value of exercise as a stress test, it loses accuracy for the evaluation of the pulmonary circulation because of interindividual variability of workload vs. cardiac output relationships.21 Bossone et al.20 showed that trained athletes may present with higher sysPpa at a given workload, or cardiac output, than non-athletic controls. This intriguing observation is explained by a larger stroke volume in the athletes, together probably with a more important exercise-induced Pla in non-athletic controls. On the other hand, tricuspid regurgitation velocity is a cardiac output-dependent measurement. This was illustrated in a study on normal volunteers, in whom low-dose dobutamine increased sysPpa estimated from tricuspid regurgitant jets but not mPpa from the acceleration time of pulmonary blood flow, whereas hypoxia increased both sysPpa and mPpa estimations.22 These results underscore limitations of sysPpa estimated from tricuspid regurgitation in the evaluation of pulmonary haemodynamics. Recently, Chemla et al.23 studied the relationship between sysPpa and mPpa recorded with high-fidelity micromanometer in 31 patients suffering from PAH over a wide range of Ppa. They showed a tight correlation between the sysPpa measured and the mPpa, defined as the area under the pressure curve divided by the pulse interval. Therefore, it is possible to calculate mPpa from sysPpa using the equation23: mPpa ¼ 0:6 sysPpa þ 2 mmHg With a measurement of cardiac output, it then seems possible to calculate a ‘total’ PVR as mPpa/Q. Exercise Doppler echocardiography for measurements of Ppa and Q is difficult because of motion artefacts, but is feasible with patients adequately installed in an exercise chair.19,20 An exercise test with the presentation of aortic flows and tricuspid regurgitant jets at progressively increased workload, and derived mPpa–Q relationship is illustrated in Figure 3. Conclusions A recent European Society of Cardiology Task Force report defined PAH on the basis of an mPpa higher than 25 mmHg at rest and 30 mmHg at exercise, a Pla of less than 15 mmHg at rest, and a PVR of more than 3 Wood units at rest.24 These numbers are quite arbitrary, especially the upper limit of normal of 30 mmHg for mPpa at exercise.5 On the other hand, although the rationale of exercise stress tests of the pulmonary circulation for the diagnosis and evaluation of pulmonary hypertension is strong, the approach is currently handicapped by insufficient reference data for the definition of limits of normal. Acknowledgements The authors’ research work presented in this paper has been supported by Grant 3.4551.05 from the Fonds de la Recherche Scientifique Médicale and by the Foundation for Cardiac Surgery. S.H. is a fellow of the Fonds National de la Recherche Scientifique, Belgium. Conflict of interest: none declared. References 1. Naeije R. 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