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Original Research Krypton-enhanced ventilation CT with dual-energy technique: Experimental study for proper krypton concentration Yong Eun Chung ([email protected])1, Sae Rom Hong ([email protected])1, Mi-Jung Lee ([email protected])1, Myungsu Lee ([email protected])1, Young Jin Kim ([email protected])1, Jin Hur ([email protected])1, Yoo Jin Hong ([email protected])1, Byoung Wook Choi ([email protected])1, Hye-Jeong Lee ([email protected])1* 1 Department of Radiology, Research Institute of Radiological Science, Severance Hospital, Yonsei University Health System, 250 Seongsanno, Seodaemun-gu, Seoul 120-752, Korea * Corresponding author: Hye-Jeong Lee Department of Radiology, Research Institute of Radiological Science, Severance Hospital, Yonsei University Health System, 250 Seongsanno, Seodaemun-gu, Seoul 120-752, Korea Tel: 82-2-2228-7400, Fax: 82-2-393-3035 E-mail: [email protected] 1 ABSTRACT Backgraound To assess the feasibility of krypton-enhanced ventilation CT using dual energy (DE) technique for each krypton concentration and to determine the appropriate krypton concentration for DE ventilation CT through an animal study. Methods Baseline DECT was first performed on seven New Zealand white rabbits. The animals were then ventilated using 20%, 30%, 40%, 50%, 60% to 70% krypton concentration, and DECT was performed for each concentration. Krypton extraction was performed through a workstation, and results were displayed on a color map. Overlay values were obtained by two observers in consensus readings. A linear mixed model was used to correlate overlay HU values and krypton concentrations. Visual assessments of the homogeneity of krypton maps were also performed. Results Mean overlay HU values according to krypton concentration were as follows; 20% krypton, 1.68±5.15; 30% krypton, 3.73±5.93; 40% krypton, 6.92±5.51; 50% krypton, 10.88±5.17; 60% krypton, 14.54±4.23; and 70% krypton, 18.79±3.63. We observed a significant correlation between overlay HU values on krypton maps and krypton concentrations (P<0.001). For the krypton color maps, all observers determined homogenous enhancement on the 70% krypton map for all animals. Conclusions It is feasible to evaluate lung ventilation function using DECT with krypton concentration of at least 70%. 2 Key Words Lung function, Ventilation, Krypton, Dual Energy CT, Material decomposition 3 Background Multidetector computed tomography (MDCT) provides high-resolution morphological information and is the first-line choice for evaluating lung disease; however, the evaluation of regional lung ventilation function is also important for localizing pathologic areas of the lungs. Several previous studies have shown that xenon inhalation CT can be used to depict lung ventilation due to its radio-opaque character [1-3]. MDCT also has the potential to assess pulmonary function; however, variability in baseline lung attenuation between images due to misregistration artifacts and different respiration levels, in spite of xenon inhalation, hamper the accurate measurement of lung ventilation function [4]. Dual source CT utilizes two orthogonally-mounted detectors and tube arrays operating simultaneously that are set to different tube potentials. It has recently been used for dual energy CT (DECT) acquisition with minimal misregistration artifacts [5,6] and maps of xenon can be extracted from the resultant datasets using dedicated software. Several studies have shown that it is technically feasible to use DECT in dynamic and static evaluations of regional ventilation with ventilation maps, and thin-section CT lung images can be simultaneously generated [4,7-11]; however, the use of xenon is limited by its high cost, in addition to adverse effects such as respiratory depression, somnolence, headache, nausea, lightheadedness, and labile emotion. Inert krypton gas (atomic number 36) is less radio-opaque than xenon (atomic number 54), but it is nevertheless perceptibly radio-opaque with general radiographic techniques in comparison to air [12]. As an inhalation contrast medium, it has the advantage of being much less soluble in tissue, and therefore it does not produce the anesthetic effects seen with xenon [13]. Moreover, krypton is also relatively inexpensive, with a cost that is about one sixth that of xenon. We assumed that krypton is radio-opaque enough to allow extraction and 4 quantification based on DECT; however, to our knowledge, there have only been a few reports about krypton-enhanced ventilation CT [14]. Therefore, the purpose of this study was to assess the feasibility of krypton-enhanced ventilation CT using the dual energy technique for each krypton concentration and to determine the appropriate krypton mixture concentration for the ventilation CT through an animal study. Methods Animal preparation The study protocol was approved by our institutional animal experimental committee and performed according to local animal care guidelines. Seven New Zealand white rabbits with an average body weight of 3.0 kg were used in this study. Anesthesia was induced with an intramuscular injection of tiletamine (30 mg/kg, Zoletil; Virbac Laboratories, Carros, France) and xylazine (10 mg/kg, Rompun; Bayer AG, Levenkusen, Germany). After anesthesia, animals were intubated with a polyethylene tube 3.0 mm in diameter (Mallinckordt, Athlone, Ireland) and ventilated using a mechanical ventilator (Royal-77S; Royal Medical, Seoul, Korea). Deep anesthesia was maintained using isoflurane (Forane; Abbott Laboratories, North Chicago, IL, USA) through a ventilator without spontaneous respiration. The tidal volume was 20 mL, the respiratory rate was 20 breaths per minute, and the inspiration-expiration ratio was 1:2 during the experiment. During CT scans, the respiratory rate was 5 breaths per minute, and the inspiration-expiration ratio was 2:1. Because krypton replaced nitrogen, the animals were ventilated with oxygen and krypton. Oxygen saturation was monitored throughout the study. Imaging protocols 5 All CT scans were performed using a second-generation dual source dual energy CT (Somatom Definition FLASH; Siemens Medical Solutions, Forchheim, Germany). The rabbits were placed centrally in the scanner to ensure that the entire thorax was covered by the field-of-view of both the larger and smaller tube detector arrays. First, baseline DECT of the chest was performed to exclude any pulmonary lesions and to obtain a baseline HU of the lung parenchyma in the 7 rabbits. Next, animals were ventilated using 20% krypton (a mixture of 20% krypton and 80% oxygen) for 3 minutes. A single scan with a dual energy technique that covered the entire thorax was performed at the end of krypton inhalation. The concentration of krypton was increased from 20% to 70% by steps of 10%, and a total of 6 sessions of DECT were performed. The maximum concentration of krypton was set to 70% because the atmosphere contains approximately 21% oxygen, and a lower concentration of oxygen during ventilation could affect the oxygen saturation in the blood [15]. The time interval between each session was 10 minutes. Between intervals, the animals were ventilated with 100% oxygen. The same parameters were used for baseline scanning and single scanning covering the entire thorax during krypton inhalation. DECT protocol was as follows: tube voltage of 80kVp and 140kVp with tube currents of 213mAs and 62mAs, respectively. Detector collimation 64 x 0.6mm, matrix 512 x 512, pitch 0.5, gantry rotation time 280ms, and scan time was about 2-3s. Image Reconstruction and Analysis From the raw data of both detectors, images were automatically reconstructed into three image datasets (conventional CT images): 80kVp, 140kVp, and weighted average 120kVp images, which were fused images with 30% density information from the 80kVp image and 6 70% from the 140kVp image. The images were reconstructed using a slice thickness of 0.6 mm, an increment interval of 0.6 mm, and a medium-smooth convolution kernel of D30f. All CT images were transferred to an off-line workstation (Aquaris iNtuition V4.4.6, TeraRecon, San Francisco, CA, USA). CT images were evaluated in consensus by two radiologists (S.R.H and H.J.L with 1 and 6 years of experience in chest CT interpretation, respectively) who were unaware of the krypton concentration. At first, the observers examined for motion artifacts on the CT images and for morphological abnormality of the lung parenchyma. Next, three coronal images were produced to measure the CT number. Coronal images were reformatted in accordance with the plane across the midline of the carina on axial images, 1cm anterior and posterior to the plane (Figure 1). Two observers placed circular regions of interest (ROI) on both lungs for each coronal image. The size of the ROI was drawn as large as possible while avoiding inclusion of the airways and vessels, and was kept constant for all images of each animal. The CT number was measured at 80kVp, 140kVp, and weighted average 120kVp for each krypton concentration. The difference in HU between the baseline DECT and krypton-enhanced CT was calculated at weighted average 120kVp. All images were also transferred to a commercially available workstation (Syngo MMWP VE23A, Siemens Medical Solutions, Forchheim, Germany) for ventilation maps. Ventilation maps using krypton were obtained at the workstation using a modified prototype of the “Xenon” application class of the workstation, which was based on the material decomposition method [6]. The material parameters were adjusted for krypton extraction as follows: -995 HU for air at 80kVp; −1000 HU for air at 140kVp; 70 HU for soft tissue at 80kVp; 55 HU for soft tissue at 140kVp; -930 HU for krypton at 80kVp; -970 HU for krypton at 140kVp; minimum value, −960 HU; maximum value, −500 HU; 4 for range; 7 contrast media cutoff value of -50 HU. Pixels with densities outside of this range (below −960 HU and above −500 HU) were set to 0 HU for krypton ventilation maps. We used “Hot body 8 bit” to show krypton ventilation maps using fused images (50% of anatomical CT images and 50% of ventilation images). For the krypton ventilation maps, the overlay HU value, which is the DECT HU difference caused by krypton inhalation, was obtained by the two observers in the normal lung using ROIs of similar size at the corresponding locations on conventional CT images. Visual assessment was also performed for krypton ventilation maps to show either the homogeneity or heterogeneity of krypton distribution for the entire normal lungs. On krypton ventilation maps, homogeneous krypton distribution was displayed with a gradation of red to yellow color, while krypton defects were displayed with diminished or absent color based on anatomical CT images. All images were evaluated by three radiologists (H.J.L, M.J.L and S.R.H with 6, 5, and 1 years of experience in chest CT interpretation, respectively) who were unaware of the krypton concentration, according to the following grades: Grade 1─ inhomogeneous krypton enhancement with defect area more than 50% of the entire lung; Grade 2─ inhomogeneous krypton enhancement with defect area between 25% and 50% of the entire lung; Grade 3─ inhomogeneous krypton enhancement with defect area less than 25% of the entire lung; and Grade 4─ uniformly homogeneous krypton enhancement in the entire lung. Axial, coronal, and sagittal images of krypton ventilation maps were used to visually assess each krypton concentration. Statistical analysis Statistical analysis was performed using software SPSS version 17 (SPSS, Inc., Chicago, IL, USA) and SAS version 9.2 (SAS Institute Inc., Cary, NC, USA). Quantitative variables were 8 expressed as mean ± standard deviation. A linear mixed model was used to evaluate the correlations between the CT numbers of conventional CT images and krypton concentrations for each kVp. A linear mixed model was used to evaluate the correlation between mean overlay HU values on krypton ventilation maps and krypton concentrations. The coefficient of variation (equal to the standard deviation divided by the mean) was calculated to evaluate the variation in overlay HU values on krypton ventilation maps for each krypton concentration. We used the intraclass correlation coefficient (ICC) (0-0.20, poor; 0.21-0.40, fair; 0.41-0.60, moderate; 0.61-0.80, good; and 0.81-1.00, excellent agreement) to evaluate consistency between the differences in CT numbers from baseline DECT to kryptonenhanced ventilation CT at weighted average 120kVp and overlay HU values on krypton maps. P <0.05 indicated a significant difference. Results During the experiments, all animals showed normal oxygen saturation of the peripheral capillary blood from 96% to 98% on pulse oximetry. Deep anesthesia was maintained with no spontaneous respiration. Observers did not find any motion artifacts on any of the conventional CT images. No animals showed abnormal lesions in the lung parenchyma on conventional CT images. Mean CT numbers (HU) of conventional CT images according to krypton concentration were as follows: base, -862.0 ± 38.8, -867.5 ± 38.6, and -864.5 ± 37.8; 20% krypton, -850.2 ± 37.2, -862.6 ± 39.9, and -857.9 ± 38.3; 30% krypton, -844.4 ± 35.6, -860.7 ± 34.4, and -854.1 ± 35.3; 40% krypton, -838.6 ± 34.7, -858.1 ± 34.4, and -850.7 ± 33.6; 50% krypton, -832.7 ± 34.5, -855.7 ± 34.4, and -846.8 ± 32.9; 60% krypton, -828.2 ± 32.8, -853.6 ± 31.3, and -843.5 ± 31.9; and 70% krypton, -822.0 ± 34.5, -850.7 ± 33.7, and -839.7 ± 32.7 (for 80kVp, 9 140kVp, and weighted average 120kVp, respectively). We observed increases in CT number as the krypton concentration increased in each kVp (Figure 2), and a linear mixed model showed a significant correlation between CT number and krypton concentration for 80kVp, 140kVp, and weighted average 120kVp images (all P < 0.001, respectively). Mean overlay values (HU) of krypton ventilation maps according to krypton concentration were shown in Table 1. We also observed an increase in overlay HU value as krypton concentration increased (Figure 3), and a linear mixed model showed a significant correlation between overlay HU value and krypton concentration (P < 0.001). Coefficients of variation of overlay HU values were 306.5% for 20% krypton, 159.0% for 30% krypton, 79.6% for 40% krypton, 47.5% for 50% krypton, 29.1% for 60% krypton, and 19.3% for 70% krypton. We observed a decrease in the coefficient of variation of overlay HU values as krypton concentration increased (Figure 3). The agreements in terms of consistency between overlay HU values on krypton maps and the difference between CT numbers from baseline DECT to krypton-enhanced ventilation CT at weighted average 120kVp for each krypton concentration are summarized in Table 1. Overall, overlay HU values were smaller than the difference of CT numbers on conventional CT data sets, irrespective of krypton concentration. We observed moderate agreement for 20%, 30%, 40%, and 50% krypton and good agreement for 60% and 70% krypton. The results of visual assessment are shown in Table 2. For 20% krypton, all observers determined inhomogeneous krypton enhancement with a krypton defect area greater than 50% of the entire lung (Grade 1) in all animals. For 30% to 60% krypton, observers showed discordance in determining the grade of krypton enhancement even in the same animals; however, we observed a tendency of increased grade with increased krypton concentration. All observers found homogeneous enhancement without krypton defects (Grade 4) in all 10 animals for 70% krypton (Figure 4). Discussion In an experimental study with normal animals, we demonstrated that it is feasible to assess pulmonary ventilation using DECT after krypton inhalation with krypton concentration of at least 70%. As krypton concentration increased, we observed increases in CT numbers of the lung parenchyma, especially on 80kVp images. We also found that krypton distribution in the lungs following krypton inhalation can be extracted and displayed as a color map using the DECT technique; however, inhalation with 20% to 60% krypton can produce ventilation defects on krypton ventilation maps even in normal lung parenchyma. For overlay HU values on krypton ventilation maps, we observed an increase in the value of the normal lung parenchyma as krypton concentration increased. Coefficients of variation of overlay HU values decreased as krypton concentration increased. Although all ROIs were drawn in normal lung parenchyma, there were considerable variations in overlay HU values that were obtained with lower krypton concentrations, with even negative values being observed. Therefore, krypton extraction through software might be imperfect with lower krypton concentrations, and these results corresponded with the heterogeneity or homogeneity of krypton maps. In addition, we observed that overall overlay HU values on krypton maps were smaller than the difference between CT numbers on conventional CT data sets, irrespective of krypton concentration. This effect may be caused by partial volume effects with air that were larger after application of filtering before material decomposition [16]. We also observed good agreement in terms of consistency between the overlay values on krypton maps and the difference in CT numbers on conventional CT data sets for 60% and 70% krypton concentrations. Therefore, a mixture concentration with greater than 70% 11 krypton is thought to be necessary to allow regional lung ventilation evaluation with the DECT technique. Xenon gas was used to investigate lung ventilation with single- and dual-source dual energy CT techniques in previous studies;[1-4,9,11] however, xenon is moderately soluble in blood and tissue, which results in anesthetic or narcotic side effects. Therefore, concentrations of xenon should be limited to values less than 35% [13]. Even in 30% xenon, several reports have shown a varying proportion of patients describing transient side effects.[4,7,10] Krypton, another radio-opaque inert gas, has a lower attenuation effect than xenon gas, but may be useful for detecting functional alterations in the lungs with DECT because krypton has fewer effects on the body than xenon. To overcome these limitations of xenon, one report showed that a krypton and xenon gas mixture was a better contrast medium than a limited concentration of xenon gas in single energy CT [17]. Another report showed that ventilation DECT with aerosol inhalation of iodinated contrast instead of xenon in animals is feasible, but that the safety of inhaling an iodine contrast medium is unknown [18]. In the only relevant report that we know of, the feasibility of krypton ventilation CT using the DE technique was shown in patients with severe chronic pulmonary disease [14]. That study used an 80% krypton concentration to obtain the highest level of attenuation in the normal lung because the atomic number of krypton is smaller than that of xenon, resulting in lower attenuation. The level of enhancement was enough to differentiate between normal and diseased lungs in that study. Even more promising, patients showed a good clinical tolerance of krypton despite having severe chronic pulmonary disease. Despite these findings, because the study was based on patients with severe chronic pulmonary disease, it remains uncertain whether the normal lung parenchyma they observed was truly normal. Also, in a previous study [13], 12 rabbits and three humans inhaled 80% krypton while showing no unequivocal 12 signs of anesthetic or narcotic effects, however human subjects reported changes in voice quality, a sensation of wanting to breathe more deeply, and an ill-defined discomfort as adverse effects. Therefore, in this study, we aimed to assess the feasibility of kryptonenhanced ventilation CT using the DE technique in normal animals. We examined the degree of normal lung enhancement with gradual increases in krypton concentration and sought to determine the appropriate krypton concentration required for ventilation CT instead of an 80% concentration. As a result, we showed that a 70% krypton concentration could be appropriate for ventilation imaging through the DE technique. Further studies with a 70% krypton concentration are necessary for confirmation in humans. Our study had several limitations. First, we used rabbits, which are small compared to humans, but the tidal volume, which is the amount of air that passes in and out of the lungs during normal breathing, is proportional to body weight (6-8ml/kg) [15]. Thus, we believe that the 70% concentration could be applied to humans. In addition, in this study a mechanical ventilator was used to make the delivery of krypton more effective. Further studies are necessary to see if a 70% krypton concentration is appropriate for human patients using a ventilator mask. Third, we obtained static CT images after three minutes of krypton inhalation. Further dynamic studies to determine the shortest appropriate inhalation time needed to differentiate normal and diseased lung are necessary. Fourth, although we studied animals without spontaneous respiration under deep anesthesia and each CT scan for the different krypton concentrations was performed during the inspiratory plateau, some anatomical differences could still be permissible when measuring CT numbers between conventional CT images of different krypton concentrations In conclusion, inert krypton is feasible for use in ventilation CT with the DE technique, and lower concentrations of krypton can create pseudo-ventilation defects on the ventilation map 13 of CT, hence 70% might be the most appropriate krypton concentration. Krypton might be a useful alternative to xenon for ventilation CT with the DE technique. We expect future developments in the DE technique to reduce the krypton concentrations required for ventilation CT imaging. Competing interests The authors declare that they have no competing interests. Authors’ contributions Y.E.C.: Study design, Data acquisition, Data analysis and interpretation, Manuscript preparation, Manuscript editing S.R.H.: Study design, Data acquisition, Data analysis and interpretation, Manuscript preparation, Manuscript editing M.J.L.: Study design, Quality control of data and algorithms, Data analysis and interpretation, Manuscript review M.S.L.: Study design, Data acquisition, Quality control of data and algorithms, Manuscript review Y.J.K.: Study concepts, Quality control of data and algorithms, Statistical analysis, Manuscript review J.H.: Study concepts, Quality control of data and algorithms, Statistical analysis, Manuscript review Y.J.H.: Study concepts, Quality control of data and algorithms, Statistical analysis, Manuscript review B.W.C.: Study concepts, Quality control of data and algorithms, Statistical analysis, Manuscript review H.J.L.: Study concepts, Study design, Data acquisition, Data analysis and interpretation, Statistical analysis, Manuscript preparation, Manuscript editing, All authors read and approved the final manuscript. 14 Acknowledgments This study was supported by a National Research Foundation of Korea Grant funded by the Korean government (2011-0014220). 15 References 1. 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Cullen SC, Gross EG: The anesthetic properties of xenon in animals and human beings, with additional observations on krypton. Science 1951, 113:580-582. 14. Hachulla AL, Pontana F, Wemeau-Stervinou L, Khung S, Faivre JB, Wallaert B, Cazaubon JF, Duhamel A, Perez T, Devos P, et al: Krypton ventilation imaging using dual-energy CT in chronic obstructive pulmonary disease patients: initial experience. Radiology 2012, 263:253-259. 15. Patton K, Thibodeau G: Anatomy and Physiology. 7th ed. St. Louis, Missouri: Mosby; 2009. 17 16. Chae EJ, Song JW, Seo JB, Krauss B, Jang YM, Song KS: Clinical utility of dualenergy CT in the evaluation of solitary pulmonary nodules: initial experience. Radiology 2008, 249:671-681. 17. Chon D, Beck KC, Simon BA, Shikata H, Saba OI, Hoffman EA: Effect of low-xenon and krypton supplementation on signal/noise of regional CT-based ventilation measurements. J Appl Physiol 2007, 102:1535-1544. 18. Zhang LJ, Wang ZJ, Lu L, Zhu K, Chai X, Zhao YE, Peng J, Lu GM: Dual energy CT ventilation imaging after aerosol inhalation of iodinated contrast medium in rabbits. Eur J Radiol 2011, 78:266-271. 18 Figure Legends Figure 1 Three coronal images for the measurement of CT number. First, (A) on axial images, (B) one coronal image was reformatted in accordance with the plane across the midline of carina. Next, (C,D) two coronal images were reformatted 1-cm anterior and d posterior to the plane. Figure 2 Mean CT number according to each krypton concentration at each kVp. Increases in mean CT number with increases in krypton concentration for 80kVp, 140kVp, and weighted average 120kVp were observed. Figure 3 Overlay values on krypton maps. As krypton concentration increased, we observed overall overlay values increasing and the distribution of values narrowing. Note negative values seen at the lower krypton concentrations. Figure 4 Krypton ventilation maps with a coronal plane for each krypton concentration. In this animal, all observers determined Grade 1 for the 20% krypton ventilation map, Grade 2 for the 30% and 40% krypton ventilation maps, Grade 3 for the 50% and 60% krypton ventilation maps, and Grade 4 for the 70% krypton ventilation map. 19 Tables Table 1 The results of agreement between overlay HU values and differences of CT numbers. Kr concentration Overlay values (HU)* CT number Differences (HU)† ICC (95% CI) 20% 1.68 ± 5.15 6.65 ± 7.32 0.580 (0.338, 0.750) 30% 3.73 ± 5.93 10.44 ± 12.11 0.439 (0.159, 0.654) 40% 6.92 ± 5.51 13.84 ± 14.84 0.560 (0.312, 0.737) 50% 10.88 ± 5.17 17.73 ± 14.24 0.550 (0.299, 0.730) 60% 14.54 ± 4.23 21.03 ± 11.48 0.607 (0.374, 0.768) 70% 18.79 ± 3.63 24.85 ± 9.42 0.796 (0.651, 0.885) Values are means ± standard deviation Kr krypton, ICC intraclass correlation coefficient, CI confidence interval *Overlay values on krypton maps. †CT number differences from baseline DECT to krypton-enhanced ventilation CT at weighted average 120kVp for each krypton concentration. 20 Table 2 The results of visual assessment of krypton ventilation color maps. Krypton concentration Observer 1 Observer 2 Observer 3 20% 30% 40% 50% 60% 70% Grade 1 7 5 3 1 0 0 Grade 2 0 2 3 3 1 0 Grade 3 0 0 1 3 4 0 Grade 4 0 0 0 0 2 7 Grade 1 7 5 3 0 0 0 Grade 2 0 2 2 3 0 0 Grade 3 0 0 2 4 4 0 Grade 4 0 0 0 0 3 7 Grade 1 7 6 4 1 0 0 Grade 2 0 1 2 3 1 0 Grade 3 0 0 1 3 3 0 Grade 4 0 0 0 0 3 7 Data indicate the number of animal. Grade 1, inhomogeneous krypton enhancement with defect area more than 50% of the entire lung; Grade 2, inhomogeneous krypton enhancement with defect area between 25% and 50% of the entire lung; Grade 3, inhomogeneous krypton enhancement with defect area less than 25% of the entire lung; and Grade 4, uniformly homogeneous krypton enhancement in the entire lung. 21 Figure 1 Figure 2 Figure 3 Figure 4 Figure 1 Figure 2 Figure 3 Figure 4