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LESSON 3: THE MODAL MODEL Primary Memory • Early History • Broadbent's Model – The S-System and the P-System – Broadbent's three assumptions – 4th Assumption: Acoustic recoding (Conrad, 1964; Baddely, 1966; Murray, 1967) – George Miller • memory capacity (7 ± 2 items) • chunking Primary Memory • The Brown-Peterson Paradigm – Peterson & Peterson (1959) experiment: consonant trigrams and counting backward • Waugh and Norman's Model – Waugh & Norman (1965) experiment: presentation rate vs. number of intervening items – Interpretation of P & P's (1959) results – H. A. Simon: amount of information in a chunk Primary Memory • Atkinson and Shiffrin's Model – Three structures • sensory registers • short-term store (STS) • long-term store (LTS) – Three control processes ▪ rehearsal ▪ coding ▪ retrieval – Structures and processes work together • transfer • retrieval from STS (Sternberg, 1966) • rehearsal in STS Serial Position Curve & Modal Model • Free Recall • Differences between Free Recall Curve and Serial Recall Curve • Modal Model Explanation of Primacy and Recency Effects • Modal Model Predictions – Recall will decline as serial position increases • Rundus & Atkinson's (1970) rehearsal experiment – Delayed recall should reduce the recency effect but not the primacy effect • Glanzer & Cunitz's (1966) delayed recall experiment • Dissociations Problems with the Modal Model • Long-Term Recency Effect – Bjork & Whitten (1974) • continual distractor task • the ratio rule – Koppenaal & Glanzer (1990) • change distractor task for last item – Neath (1993) • recency with incidental learning task • recall impaired for 1st item if novel distractor task • continually changing distractor task yields recency 1 Problems with the Modal Model • “Logical” Problems – Categorical representation in sensory memory? – Responses are always based on a combination of STS and LTS (so, how can one isolate the attributes of each?) • Levels of Processing ¾LEADS TO SINGLE-STORE MODELS … The Modal Model Modal Model The view that memory consists of a sensory store, a short-term store, and a long-term store. Information flows from one store to another, and is retained through a process of rehearsal. External Response Modal Model Memory Terminology Type of Information persistent sensations 1 Theory-Neutral Term sensory memory Theory-Specific Term(s) iconic memory, echoic memory, precategorical acoustic store information retained immediate only briefly memory short-term store, short-term memory, primary memory, working memory information retained generic memory indefinitely long-term store, long-term memory, secondary memory personal history autobiographical memory episodic memory knowledge generic memory semantic memory Modal Model Chapter 3 -- The Modal Model I. I . Primary Memory Primary Memory History -- Broadbent's Model William James (1890) drew distinction between primary and secondary memory. -- The Brown-Peterson Paradigm PRIMARY MEMORY -- Waugh & Norman's Model II. SECONDARY MEMORY -- Atkinson & Shiffrin's Dual-Store Model "Rearward portion of present space of time" Genuine past The Serial Position Curve Linked to conscious experience Unconscious Is not "brought back" -- was never lost Must be revived Retrieval is effortless Retrieval is effortful I I I. Problems with the Modal Model I . Primary Memory I . Primary Memory History History 1950's - 60's idea of short-term memory (STM) was a combination of James's idea of primary memory with the computer metaphor of memory: STM was viewed as a specialized store for briefly holding information. -- limited capacity Just as a computer memory "forgets" when the power is turned off, STM forgets when attention is withdrawn. Most details were developed by Waugh & Norman (1965) and Atkinson & Shiffrin (1968). -- short duration -- primarily verbal -- a buffer for temporary information storage Result was the modal model -- the dominant view of memory in modern psychology. I. Primary Memory Broadbent's Model Donald Broadbent (1958): Provided one of the most influential early approaches to primary memory. Described a series of systems through which information flows. Information enters the preattentive sensory store -- the "S-System" [= sensory memory] It is then filtered and sent to a limited capacity store -- the "P-System" [= short term memory] -the site of conscious awareness 1 I. Primary Memory Broadbent's Model For Broadbent: S-System + P-System = primary memory For information to remain in primary memory, it must be rehearsed. Without rehearsal, the information will fade. Information passes through primary memory on its way to more or less permanent storage (i.e., secondary memory, or long term memory). I. Primary Memory I. Primary Memory Broadbent's Model Broadbent's Model Broadbent made three important assumptions that were retained in most subsequent models: 1. Primary and secondary memory involve separate memory systems. 2. Primary memory has a limited capacity. 3. Information is retained in primary memory only when it is actively rehearsed. 4th Assumption: Sensory memory stores information in a form that is identical to the actual stimulus. In contrast, primary memory recodes the information and holds it in a speech-like code. Early experimental results supported this notion that the main form of representation in primary memory is acoustic, or sound-based. I. Primary Memory I. Primary Memory Broadbent's Model Broadbent's Model Baddeley (1966): Conrad (1964): -- presented subjects with lists of letters -- similar look & different sound (V & X), or different look & similar sound (V & C) -- one group read the letters silently, the other group heard the letters read aloud -- RESULTS: regardless of presentation method, errors were based on acoustic similarity and not visual similarity Lists presented for immediate recall A. phonologically similar B. control C. semantically similar D. control I. Primary Memory I. Primary Memory Broadbent's Model Baddeley (1966): Murray (1967): Results Tested whether primary memory relies on inner speech, by using articulatory suppression to prevent subvocal rehearsal. similar meanings had little effect 2 Broadbent's Model similar sounds resulted in poor performance Throughout list item presentation, subjects said the word "the" aloud. Suggests that the dominant code in primary memory is acoustic Here, acoustically similar items were no longer the most common errors Accuracy was about 66%. I. Primary Memory I. Primary Memory Broadbent's Model Broadbent's Model George Miller (1956): George Miller (1956): "The Magical Number Seven, Plus or Minus Two" Investigated the capacity limits of primary memory. 1. People are unable to learn to identify a set of items that vary along only one dimension if there are more than a few items (e.g., lines of different lengths). This paper discussed three main topics: Absolute Identification: When items vary along multiple dimensions, they are easier to discriminate from one another (e.g., letters of the alphabet) I. Primary Memory I. Primary Memory Broadbent's Model Broadbent's Model George Miller (1956): George Miller (1956): 2. People's memory span seems to be about 7 items. 3. What defines an item? E.g.: Measure of memory span: the number of items that can be repeated immediately, in order, 50% of the time. 17764619112001 is 14 items ... Too many to remember! ... unless you recode the list into chunks of information: Memory span is typically 7, + or - 2. 1776 90% of adults can remember 5, 6, 7, or 8 items. 461 9/11/2001 I. Primary Memory Broadbent's Model H.A. Simon (1974): Chapter 3 -- The Modal Model I. -- Broadbent's Model Found that the number of chunks that can be recalled is variable. -- The Brown-Peterson Paradigm With an increase of information in a chunk, there is a decrease in the number of chunks that can be remembered. So in our example, more chunks like 9112001 (compared to 461) would reduce the number of chunks you could remember. The capacity limit in STM is not constant. 3 Primary Memory -- Waugh & Norman's Model -- Atkinson & Shiffrin's Dual-Store Model II. The Serial Position Curve I I I. Problems with the Modal Model I. Primary Memory The Brown-Peterson Paradigm Named after Brown (1958) and Peterson & Peterson (1959) Experimenter reads a consonant trigram (e.g., DBX), and then a three digit number (e.g., 482), aloud. Subject must count back by 3's or 4's from the number for a certain amount of time. The subject is then asked to recall the three consonants in order. I. Primary Memory The Brown-Peterson Paradigm Counting backward should prevent rehearsal. Digits are sufficiently different from the consonants that they should not interfere. Peterson & Peterson (1959) varied how long subjects had to count backwards: 3, 6, 9, 12, 15, and 18 seconds After only 18 seconds of counting backward, subjects could recall only about 10% of the items! I. Primary Memory The Brown-Peterson Paradigm I. Primary Memory The Brown-Peterson Paradigm Interpretation: information in STM decays very rapidly when rehearsal is prevented. However, more recent evidence suggests that reduced performance with increased counting time is due to interference. Data from a later study by Murdock (1961) that included a replication of Peterson & Peterson's (1959) result and also measured STM for 1 word and 3 one-syllable words. I. Primary Memory Chapter 3 -- The Modal Model I. Primary Memory -- Broadbent's Model -- The Brown-Peterson Paradigm -- Waugh & Norman's Model -- Atkinson & Shiffrin's Dual-Store Model II. The Serial Position Curve I I I. Problems with the Modal Model 4 Waugh & Norman's Model Waugh & Norman (1965) put forward a model that divided memory into two structures: primary memory -- a limited capacity structure secondary memory -- a structure with no capacity limit I. Primary Memory I. Primary Memory Waugh & Norman's Model Waugh & Norman's Model Perceived information enters primary memory. Some is lost by displacement, as new items "bump out" existing items. It should be possible to measure the capacity of primary memory: If items are continuously presented to a subject, at some point primary memory will be full and new items will displace old ones. Other information is rehearsed, and thus remains in primary memory longer. Rehearsal also causes the information to be transferred to secondary memory. Recall can be based on information in primary memory, secondary memory, or both. Recall for the displaced items will depend solely on secondary memory. But if rehearsal is prevented, the items won't make it into secondary memory either. I. Primary Memory I. Primary Memory Waugh & Norman's Model Waugh & Norman's Model Preventing rehearsal will ensure that items are not refreshed in primary memory and are not transferred to secondary memory. Task: recall the digit that followed the probe in the list list probe intervening items 4653712845672149 3 12 4365712456721849 8 2 Waugh & Norman (1965): Instructed subjects not to rehearse Presented lists of 16 digits (1/sec or 4/sec) Results: Then presented a probe digit Presentation rate had little effect Number of intervening items between probe and recall had a big effect I. Primary Memory I. Primary Memory Waugh & Norman's Model Waugh & Norman (1965) 16 sec list 4 sec list Waugh & Norman (1965) There was a sharp drop in performance at about 3 or 4 intervening items. The asymptote of the function approached zero -- after a large number of items, subjects could not recall the target item at all. 5 I. Primary Memory Waugh & Norman's Model Waugh & Norman (1965) Forgetting varied with the number of digits presented between the probe and the end of the list, but not with the time between the probe and the end of the list. This suggested that forgetting was interference based rather than time based. I. Primary Memory Waugh & Norman's Model Interpretation of the Peterson & Peterson (1959) findings: The distracting activity (counting backwards) would have displaced the information about the consonant trigram from primary memory. A little bit of rehearsal occurred and resulted in transfer to secondary memory. The 10% recall after 18 seconds reflects the secondary memory component in the task. I. Primary Memory Chapter 3 -- The Modal Model I. Primary Memory -- Broadbent's Model -- The Brown-Peterson Paradigm -- Waugh & Norman's Model -- Atkinson & Shiffrin's Dual-Store Model II. The Serial Position Curve I I I. Problems with the Modal Model Atkinson & Shiffrin's Dual-Store Model Atkinson & Shiffrin's (1968) model was similar to Waugh & Norman's (1965) model ... ... but it distinguished between structural and processing components of memory. The structures are those parts of memory that don't change. The processes are flexible and under a person's control. I. Primary Memory Modal Model Atkinson & Shiffrin's Dual-Store Model The structures: 1. The sensory registers -- there is a separate one for each sensory modality -- the visual sensory register was based on Sperling's conception of iconic memory, and later the auditory sensory register was based on the conception of echoic memory 6 I. Primary Memory Atkinson & Shiffrin's Dual-Store Model I. Primary Memory Atkinson & Shiffrin's Dual-Store Model The structures: The structures: 2. Short-term store (STS) 3. Long-term store (LTS) -- similar to Broadbent's P-system -- unlimited capacity -- limited capacity -- permanent (although the information may be modified or rendered temporarily irretrievable) -- short duration -- acts as a buffer in which information can be stored temporarily -- holds all enduring memories (e.g., knowledge, personal history, just about anything that one remembers) I. Primary Memory Atkinson & Shiffrin's Dual-Store Model The structures: I. Primary Memory Atkinson & Shiffrin's Dual-Store Model The processes: All information entering LTS has to go through STS. Also, when an item is retrieved from LTS it again has to enter STS. Note: information is not really transferred from one structure to another; rather, it is copied -- leaving the original item in place. (Fax analogy) Atkinson & Shiffrin emphasized the control processes that manipulate the flow of information. This flow was held to be under an individual's control to a large extent. Control processes are "selected, constructed, and used at the option of the subject" and can be "readily modified or reprogrammed at the will of the subject." I. Primary Memory Atkinson & Shiffrin's Dual-Store Model The processes: 1. Rehearsal -- necessary to preserve information in STS and to copy it to LTS 7 I. Primary Memory Atkinson & Shiffrin's Dual-Store Model The processes: 2. Coding -- the type of coding determines what aspects of the sensory information are remembered and what other information will be associated with it. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model The processes: I. Primary Memory Atkinson & Shiffrin's Dual-Store Model An example of how the structures and processes work: 3. Retrieval -- important for getting from LTS into STS -- but it's not as simple as it sounds: How does the retrieval process know what to look for? How does it know when to stop searching? (We obviously don't perform an exhaustive search every time we retrieve something from LTS) You see the word "cow" on the screen and at the same time hear the word "cow" spoken. The physical properties of the stimulus are represented in the sensory registers (shape of the letters in iconic memory, sound of the word in echoic memory). I. Primary Memory Atkinson & Shiffrin's Dual-Store Model An example of how the structures and processes work: An example of how the structures and processes work: Control processes in each sensory store determine which portions of the information get transferred to STS. E.g., the fact that an uppercase "C" was presented, or the whole word "cow", or the color of the word ... or ... the sound of the word, or the gender of the voice that presented it, or the background noise that accompanied the word I. Primary Memory Atkinson & Shiffrin's Dual-Store Model An example of how the structures and processes work: .... Or, coding can also take place -- i.e., the information can be elaborated. You could focus on the meaning of the word "cow" or on an image of a cow. Or you could think of things associated with cows -- milk, the sound "moo", etc. For this elaborative coding, the associates are copied from LTS to STS -- i.e., retrieval is required. 8 I. Primary Memory Atkinson & Shiffrin's Dual-Store Model If it was the sound of the word that was transferred, then the acoustic information that defines the word "cow" is now transferred to STS. Rehearsal now occurs in STS. Rehearsal can be simple rote -- merely repeating the sound .... I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: STS can store information in a variety of codes -- visual, acoustic, verbal, etc. Both rehearsal and the coding options are under the control of the subject. We generally prefer a certain type of coding for a particular type of stimulus, but there is also great flexibility. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Atkinson & Shiffrin assumed that the memory trace in STS was composed of a multicomponent array consisting of a number of pieces of information. These pieces of information can be accurate or erroneous. The traces decay, but the decay rate can be affected by control processes. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Atkinson & Shiffrin focused most on the auditory-verbal-linguistic (a-v-l) aspects of STS and LTS, but they acknowledged that there were other ways of representing information. Why the three terms (in "a-v-l")? It was impossible to determine whether the verbal stimuli were being processed as acoustic, articulatory, or linguistic. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Transfer Transfer Information is transferred (copied) from STS to LTS via rehearsal. Important assumption: transfer begins and continues during the entire time an item is in STS. This transfer is an unvarying feature of the system … … but the amount and form of the transfer can be affected by the control processes used. The reason for assuming this is the finding that learning takes place even when the subject is not trying to remember the material. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: How the structures and processes work: Transfer Transfer E.g., Hebb (1961): E.g., Hebb (1961): Presented 9-item lists of the digits 1-9 in random order. Found that subjects were more successful at remembering the 9-digit series that had been repeated -- even though they were unaware of the repetition. Most of the lists contained novel orderings, but one particular list was repeated every third trial. 9 I. Primary Memory Atkinson & Shiffrin's Dual-Store Model I. Primary Memory I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Transfer E.g., Hebb (1961): The amount of transfer can vary with the task -- several repetitions required in this case to make a difference in performance Hebb, 1961 I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Transfer Retrieval from STS E.g., Hebb (1961): STS has two main control processes: rehearsal and retrieval. The transfer process results in multiple copies of the original item, each of which might be incomplete (partial trace) Atkinson & Shiffrin emphasized the highly specialized nature of retrieval from STS. Because of decay, retrieval must be fast and highly efficient. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: How the structures and processes work: Retrieval from STS Retrieval from STS Sternberg (1966): Sternberg (1966): Presented subjects with a short list of items (ranging from 1 - 6 items), and then a test probe. positive probe = item was in the list negative probe = item was not in the list 10 I. Primary Memory Atkinson & Shiffrin's Dual-Store Model test list probe 2 5 3 8 5 Measured RT to say whether the probe item did or did not occur in the list. I. Primary Memory I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Retrieval from STS Sternberg (1966): Results The addition of an extra item in the search set increased in RT by about 40 ms. Positive and negative probes produced equivalent RTs. Number of Items in the List I. Primary Memory I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Retrieval from STS Retrieval from STS Sternberg's interpretation: But for a positive probe, this makes less sense. Why not stop the search as soon as you've found the probe item in the list? These results support an exhaustive serial scanning model -- the probe is compared with each item in the search set, one at a time. For a negative probe, this makes sense: The probe was not in the list, but you have to check every list item to determine that. I. Primary Memory Maybe to keep retrieval from STS fast, you need an automatic (ballistic) process. BUT, maybe a capacity-limited parallel process (Van Zandt & Townsend, 1993) I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Rehearsal in STS For the a-v-l part of STS, rehearsal is simply repetition -- like saying the items over & over. The buffer is like a bin with a certain number of slots. When the buffer is full, a new item knocks out an item that is already there. 11 Whether an item enters the rehearsal buffer is up to the subject, who has control over the rehearsal process. I. Primary Memory Atkinson & Shiffrin's Dual-Store Model How the structures and processes work: Chapter 3 -- The Modal Model I. Primary Memory Rehearsal in STS II. The Serial Position Curve What determines which items get bumped? I I I. Problems with the Modal Model Two possibilities: -- duration in STS (oldest item gets bumped first) -- random method (an item is randomly selected to get bumped) II. The Serial Position Curve The Serial Position Curve Free recall -- a task in which subjects are asked to remember as many items as possible in any order -- contrast with serial recall, in which they are asked to recall the items in order of presentation (as in modality effects and suffix effects experiments) II. The Serial Position Curve Murdock (1962): Memory Tests Recall Cued II. The Serial Position Curve free recall experiment Recognition lists of items varied in length (10, 15, or 20 items) all three list lengths produced a serial position effect: Uncued excellent recall for the last few items Serial 12 FREE better recall for the first few items than for the middle items II. The Serial Position Curve Serial recall and free recall produce similar looking curves. But -Differences between serial recall and free recall: -- in free recall, the recency effect is more pronounced than in serial recall (Why?) -- in free recall, the recency effect can be seen with both auditory and visual presentation (Why?) II. The Serial Position Curve Rundus and Atkinson (1970): Told subjects to rehearse out loud 20 common nouns were presented visually for 5 seconds each There was a high correlation between proportion correct and number of rehearsals for each item (except for the last few items -- the recency effect) II. The Serial Position Curve According to the modal model: Recency is due to the dumping of items from STS. Primacy is due to the extra rehearsal time the first few items get -- they get enough rehearsal to have a good chance of being copied into LTS. Therefore, a strong prediction of the model is that if the number of rehearsals per item can be measured, the probability of an item's being remembered will decline the farther down the list it is. II. The Serial Position Curve So, according to the modal model, the primacy effect is due to the opportunity for extra rehearsals, and the recency effect is due to dumping from STS. Analysis of output order confirms that the last items are indeed recalled first. The modal model predicts that if recall is delayed, then the primacy effect should remain but the recency effect should disappear. (Why?) Early items received the most rehearsals and were recalled very well -- the primacy effect II. The Serial Position Curve II. The Serial Position Curve Glanzer & Cunitz (1966) tested this prediction. Presented 15-item lists to subjects 3 recall conditions: - immediate free recall - count backward for 10 seconds first - count backward for 30 seconds first Results: the longer subjects had to wait before recall, the less recency effect they showed. Why? All those numbers bumped the last items out of STS. 13 Glanzer & Cunitz (1966) II. The Serial Position Curve The modal model accounts for the following results: -- the serial position effect occurs regardless of list length -- the first items recalled will be the last few list items, followed by the first few list items More evidence for dual stores • Dissociation – when “a single variable has different affects on two or more measures.” • Evidence for separate stores, processes, or representation. • Many variables have dissociative effect on the prerecency & recency portion of serial position curve. Study time Post-list distraction Ant. Amnesia List Length Word Frequency -- items will be rehearsed less and less as the serial position increases -- the recency effect, but not the primacy effect, is abolished if recall is delayed Chapter 3 -- The Modal Model Anterograde Amnesia s t y d • Baddeley & Warrington (1970) • H.M. – removal temporal lobe and hippocampus • Little/no LTM! • Yet – on immediate test, recency intact • Also, memory span intact III. Problems with the Modal Model Prerecency Recency Ï = = Ð Ð = Ð = Ï Ð I. Primary Memory II. The Serial Position Curve I I I. Problems with the Modal Model III. Problems with the Modal Model The Long-Term Recency Effect The Long-Term Recency Effect Glanzer & Cunitz (1966) added a 30 second distractor activity after the list presentation, and eliminated the recency effect. Bjork & Whitten's finding that there is a recency effect with the continual distractor task -- even though all of the items should have been bumped out of STS -- was a challenge for the modal model. Bjork & Whitten (1974) added a distractor activity after each item in the list, and produced a recency effect. Continual distractor task -- subjects are required to engage in a distractor task between presented items -- they are distracted from rehearsing the items Bjork & Whitten proposed the ratio rule: ¾ the size of the recency effect in free recall is related to the retention interval (RI) and the inter-item presentation interval (IPI) recency = f(IPI / RI) 14 III. Problems with the Modal Model The Long-Term Recency Effect III. Problems with the Modal Model The Long-Term Recency Effect recency = f(IPI / RI) the ratio rule: The absolute amount of time in item has to be remembered is not important. Instead, the recency effect should be similar when the ratios are similar. Recency effects for ratios of 1 sec:1 sec, 1 min:1 min, and 1 hr:1hr should be similar. III. Problems with the Modal Model III. Problems with the Modal Model The Long-Term Recency Effect The Long-Term Recency Effect the ratio rule: WHY? Other manipulations were subsequently shown to cause the recency effect to either appear or disappear: TEMPORAL DISTINCTIVENESS – Koppenaal & Glanzer (1990) • Large RI Small IPI – Neath (1993) • • • Small RI Large IPI – change distractor task for last item – no recency recency with incidental learning task recall impaired for 1st item if novel distractor task continually changing distractor task yields recency Tan & Ward (2000) – “functional” serial position III. Problems with the Modal Model The Long-Term Recency Effect The Modal Model cannot account for all the findings. III. Problems with the Modal Model “Logical” Problems – Categorical representation in sensory memory? – Responses are always based on a combination of STS and LTS (so, how can one isolate the attributes of each?) •Levels of Processing ¾ LEADS TO SINGLE-STORE MODELS … 15