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LIN1280 PRAGMATICS I
Speech acts
SPEECH AS ACTION
I hereby baptise this ship the HMS Pinafore
 You’re fired
 I’m sorry
 I promise to come to your funeral.



These, and many other examples, are more than
just statements.
In uttering them, the speaker performs an
action.
SPEECH AS ACTION

Even less obvious cases involve actions:



You’re wonderful!
I think you’re the bee’s knees...
Even here, the speaker is performing an action
(making a compliment) by virtue of saying
what he says.
SPEECH ACTS


A speech act is an action performed via an
utterance.
Some speech acts have specific names (because
they’re quite common), for example:


Apologies, requests, compliments, invitations etc
Typically:
The speaker intends to carry out a particular act
 The speaker expects her listener to understand that
intention
 There are usually circumstances that help to make
that act felicitous.

SPEECH ACTS NEEDN’T BE DIRECT


In particular circumstances, one can perform a
speech act which is otherwise not immediately
obvious from what one says.
The same utterance can be used to perform
different acts in different contexts:

This tea’s cold!
On a wintry day, this could be a complaint.
 On a hot summer’s day, with a glass of iced tea, it could be
a positive, complimentary remark.

AN EXAMPLE SITUATION
So did you like
the food?
You make really
good coffee.
THE THREE COMPONENTS OF A SPEECH
ACT
You make really good coffee.
The locutionary act, i.e. the actual act of making an
utterance in a particular language.
1.

Requirements: good command of the language in question.
The illocutionary act, i.e. the actual action that the
speaker intends to perform via her utterance.
2.


The purpose is referred to as the illocutionary force of the
utterance.
E.g. You make really good coffee might be intended as a compliment,
or as a criticism (if it’s an answer to the question did you like the
food?)
The perlocutionary act, i.e. the effect that the utterance is
intended to have.
3.

E.g. You make good coffee will normally be uttered on the
assumption that the listener will recognise the intent of the
utterance, and react accordingly.
ILLOCUTIONARY FORCE



Illocutionary force is considered to be the most
important aspect of a speech act.
The illocutionary force of an utterance is what
the utterance “counts as”.
Example:
You’ll hear from me.
 In different circumstances, this can count as:

A promise
 A threat
 A warning
 ...

ILLOCUTIONARY FORCE INDICATING
DEVICES (IFIDS)
You’ll hear from me.


There are certain devices in language that make
illocutionary force obvious and explicit.
The most obvious cases are performative verbs
by which we actually perform an action:
I warn you that you’ll hear from me.
 I promise you that you’ll hear from me.


In these cases, the performative verb (warn,
promise) make illocutionary force evident.
ILLOCUTIONARY FORCE INDICATING
DEVICES (IFIDS)
You’ll hear from me.


Other IFIDs are less explicit (but still well
understood by a listener)
Examples include intonation, stress and word
order:
It’s me you’ll hear from
 You’ll hear from me!

FELICITY CONDITIONS



In order for a speech act to be performed and
recognised, the circumstances must be
appropriate.
E.g. I baptise you Clara will not be appropriate if
the speaker is not actually empowered to baptise
anyone.
In fact, we can subdivide the felicity conditions
into several categories.
FELICITY CONDITIONS – I

General conditions:


These are just conditions that must obtain for all
participants, e.g. That they understand the language
being spoken etc.
Content conditions:
The nature of the speech act imposes constraints on
what can be said.
 E.g. A promise or a warning usually refer to the
future. An accusation usually makes reference to a
past event.

FELICITY CONDITIONS – II

Preparatory conditions:
Conditions that must obtain in advance in order for the
speech act to be made.
 For example, the preparatory conditions for a promise are:




That what is promised can’t happen by itself (otherwise there’s
no point in promising)
That what is promised is beneficial to the hearer (otherwise,
the promise is a threat)
Sincerity conditions:
Depending on the speech act, the speaker must be sincere.
 E.g. For a promise, the speaker must genuinely intend to
perform the promised act (otherwise, it’s an empty promise,
it’s null and void).

FELICITY CONDITIONS – III

Every speech act also has an essential
condition.
A speech act often results in a change in the speaker
or the listener (or both).
 E.g. A promise results in a change whereby the
speaker, after the promise, is obliged to perform an
action which has been promised.

PERFORMATIVITY IS PERVASIVE

We could think of every utterance as involving a
speech act of some kind.


Utterances usually are uttered for a purpose, with
some illocutionary force and perlocutionary effect.
We could take any utterance and make the
performative aspect explicit by the use of a
perfomative verb:
Implicit performative: Clean up your room!
 Explicit performative: I order you to clean up your
room.

CLASSIFYING SPEECH ACTS

1.
One classification (by John Searle) holds that
there are five main types of speech acts. This
classification is intended to be very general.
Declarations



2.
Result in a change in the world.
E.g. I now declare you man and wife
E.g. You’re fired!
Representatives


These state what the speaker believes to be the
case.
E.g. That ship belongs to my sister.
CLASSIFYING SPEECH ACTS
3.
Expressives



4.
Express what the speaker feels
E.g. It’s amazing!
E.g. Congratulations!
Directives



Used to get someone to do something.
E.g. Would you please open the door?
E.g. Get out!
CLASSIFYING SPEECH ACTS
5. Commissives



Used to commit the speaker to something.
E.g. I’ll finish it tomorrow.
E.g. I’ll get it right next time.
SPEECH ACTS AND THE WORLD

The five types of speech acts involve different
relations between the speaker and the world.





Declarations: the speaker causes a situation to arise
by virtue of her utterance. The words change the
world.
Represenatives: the speaker’s words fit the world,
since they express belief.
Expressives: the speaker’s words fit the world, since
they express what the speaker feels (which is a fact
in and of itself).
Directives: make the world fit the words.
Commissives: make the world fit the words.
DIRECT VS INDIRECT

A direct speech act is one which involves a
transparent relationship between the structure of
the utterance and the illocutionary force.
You sing. (declarative sentence  representative)
 Sing! (imperative  directive)
 Do you sing? (interrogative  request)


But often the relationship between structure and
function is indirect.
INDIRECT SPEECH ACTS

Example: a simple declarative sentence


This can be used as a direct speech act, simply to
make a statement (representative) about a state
of affairs:


It’s cold outside.
(I hereby inform you that) it’s cold outside.
But in other circumstances, it can also indirectly
perform other speech acts:
I hereby warn you to wear a coat.
 I hereby request that you close the door.

INDIRECT SPEECH ACTS


Some ways of performing indirect speech acts are
so common, they have become conventionalised.
For example, requests are often couched in an
interrogative which actually asks about
someone’s ability to do something, but is intended
to get him to do that thing.
Could you get the door?
 Could you pass the salt?


The use of such indirect speech acts is a hallmark
of politeness in many cultures.