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The Institute for Domestic and International Affairs, Inc. 19 - 22 April 2007 Impeachment of Andrew Johnson Background Information Director: Matt Korostoff © 2007 Institute for Domestic & International Affairs, Inc. (IDIA) This document is solely for use in preparation for Rutgers Model Congress 2007. Use for other purposes is not permitted without the express written consent of IDIA. For more information, please write us at [email protected] Introduction _________________________________________________________________ 1 Background _________________________________________________________________ 2 Impeachment American Style _______________________________________________________ 2 Reconstruction and the Rise of Andrew Johnson _______________________________________ 6 Johnson’s Reconstruction Plan ______________________________________________________ 9 Johnson and Congress ____________________________________________________________ 13 The Law of Impeachment _________________________________________________________ 18 Legal Questions of the Johnson Case ________________________________________________ 19 Current Status ______________________________________________________________ 22 Conclusion _________________________________________________________________ 26 Works Cited ________________________________________________________________ 27 Rutgers Model Congress 1 Introduction In 1865 the United States, still recovering from the costliest and bloodiest war in its history, took on the difficult question of reconciliation. It was to be a question that aroused the passions of every leading political figure of the day and drastically altered the nature of American federalism. The question of how the south should be reconstructed in the wake of the Civil War would cut right to the heart of the Constitution and, ultimately, would result in the impeachment of Andrew Johnson. Johnson was an anomaly in American history, as he Andrew Johnson rose to the presidency quite unexpectedly. In the name of “balancing the ticket,” like many other vice presidents, he was nominated alongside a president with whom he had fundamental political differences. Had party insiders anticipated the death of Lincoln, it is reasonable to suppose that they may have blocked the nomination of Andrew Johnson. Nonetheless, Democrat Andrew Johnson ascended to the presidency from within the Republican Party at the precise moment when the two parties faced their greatest division. Johnson’s temperament was a political liability, and he was notoriously hardheaded and uncompromising. “There is nothing like starting out on principle,” he had been known to say, “When you start out right with principles clearly defined, you can hardly go wrong.” 1 Johnson had been once heard to say, when challenged on his reconstruction policy “I am right. I know I am right, and I am damned if I do not adhere to it.”2 Similarly intransigent were Republican leaders Thaddeus Stevens in the House of Representatives and Charles Sumner in the Senate. The two had strikingly different characters but shared a single-minded devotion to humiliating the former Confederacy 1 Michael Les Benedict, The Impeachment and Trial of Andrew Johnson, (New York: W.W. Norton & Co., 1973), 3. Gene Smith, High Crimes and Misdemeanors: The Impeachment and Trial of Andrew Johnson (New York: William and Morrow Co., 1976), 145. 2 Rutgers Model Congress 2 and securing the rights of southern (though not necessarily northern) Blacks. These policy goals comprised a higher law for the Radical Republicans, and the pursuance of these goals necessitated the repudiation of the Constitution on more than one occasion. The clash of these titans would shake the government to its core. It is critical to bear in mind, though, that while the notion of disunion seems exceedingly unlikely in modern America, such an occurrence was easily imaginable in the 1860s: it had been that same decade that the Confederacy had risen up to challenge the United States. In 1848, only two decades prior, the governments of France, Germany, Italy, and Greece had been violently overthrown, further demonstrating the transience of world governments at the time. Thus the seemingly excessive rhetoric employed by Johnson, Stevens, and Sumner was in response to dangers that they understandably thought real. What appear as petty policy disputes through historical eyes reasonably appeared to the statesmen of the 1860s as fundamental challenges to the continuation of the American experiment. Johnson would pursue a policy that he felt reflected Lincoln’s goals of conciliation to the South. This policy, imperfectly and unevenly executed, would be intolerable to the Radical Republicans. Johnson’s ability to achieve consensus would be inhibited by what some attribute to characteristics of vanity and racism and the Radicals would exact brutal revenge on him for all of his shortcomings. The immediate reason for the impeachment of Andrew Johnson was his violation of the Tenure of Office Act, which required that he receive consent from the Senate before removing cabinet officials. When Johnson removed his secretary of war on 21 February 1868, he was impeached by the House for high crimes and misdemeanors. Andrew Johnson became the first president to be impeached because of deep divides on policy and the direction of the nation. Background Impeachment American Style The English meaning of impeachment was substantially different from the modern American understanding. English parliamentarians devised impeachment in order to Rutgers Model Congress 3 reach nobility whose social status prohibited punishment by ordinary indictments. English parliaments could convene an impeachment proceeding against any person other than the king, whether they held a public office or not. Furthermore, though the American Constitution definitively states that the Senate may impose no sentence other than removal from office and disqualification for future offices, the House of Commons could impose any sentence, up to and including death. Impeachment in England, in many ways, was a replacement for the courts in situations where the courts found themselves politically impotent. At the Constitutional Convention of 1787, few ideas were of more importance than preventing the tyranny of the chief executive. Nonetheless, the records of debate on the impeachment process are decidedly spotty. The Convention consciously maintained secrecy and all records flow from personal notes and private letters. The first mention of presidential impeachment in the Convention was a resolution stating that the Constitution, when finalized, should provide for the impeachment of the president on the grounds of “malpractice or neglect of duty.”3 Once this resolution had traveled through the various committees of the convention, a draft of Article II emerged which strictly defined the Malversation: Misconduct in public office grounds for presidential impeachment as “neglect of duty, malversation, or corruption.” This early wording would seem to indicate that the original intent of impeachment was extra-legal, if not political. 4 Impeachment, these early drafts would seem to suggest, was seen as a means of removing a president who pursued unfavorable policies or conducted his business unfaithfully. The clause was quickly struck and clarified. The grounds for impeachment were severely limited to “treason and bribery” which was expanded to “treason, bribery, and maladministration.”5 As with all legislative history, this can be read two ways. First, it is possible to conclude that the delegates of the Constitutional Convention, having directly 3 Michael J. Gerhardt, The Federal Impeachment Process: A Constitutional and Historical Analysis, Second Edition (Chicago: University of Chicago Press, 2000), 8. 4 Usage note: All matters of state that involve policy formation are by definition political. This is distinct from “ideological” which is often incorrectly used interchangeably. All impeachments, no matter how legally justified, are political acts. 5 Ibid—To footnote 37? Rutgers Model Congress 4 looked at the idea of using the broad term “maladministration,” rejected it in favor of a more limited term. The obvious meaning of this interpretation is that the framers believed that impeachment should be for a defined set of illegal activities. Alternatively, one could construe that, because the framers spoke of the impeachment power in broad sense in every draft of the Constitution other than the final one, they believed they were creating a broad extra-legal power. It is not possible to say with certainty that either answer is correct, but an examination of the post-colonial meaning of the law provides some compelling evidence. The early American understanding of the language “high crimes and misdemeanors” can only be described in reference to its meaning within the English system. Though there is debate regarding the degree to which the American system is intentionally modeled on the English system, the impact of English common law on the Constitutional provisions for impeachment is hard to deny.6 Confronted with these facts of English impeachment as it was understood to the framers of the Constitution it is tempting to conclude that the English understanding of impeachment was an entirely distinct concept from American impeachment, which inconveniently bears the same name. The differences between early British and American impeachment reflect the fundamental differences in the nature of government. If impeachment was designed to reach those whose nobility prohibited retribution by indictment, the elimination of official aristocracy in America would seem to make impeachment an obsolete piece of parliamentary trivia. None in the American government would be above indictment by grand jury leaving little if any room for impeachment. American impeachment represented a conscious choice to separate criminal from political proceedings. English proceedings were simultaneously criminal and political; American proceedings would be purely political. Of the five federal impeachments that occurred in the United States prior to 1868, not one was for an offence 6 U.S. House of Representatives, Committee on the Judiciary, 93rd Congress 2nd Session, Constitutional Ground for Impeachment). H.R. REP. NO. 93-1305 (1974). Available online here: http://www.washingtonpost.com/wpsrv/politics/special/clinton/stories/watergatedoc.htm. Rutgers Model Congress 5 that would have been indictable if it had been committed in the private sector.7 The amorphous and extra-legal nature of the constitutional provisions on impeachment leaves one wondering what limits, if any, are placed on the House of Representatives. Both the text of the Constitution and the English and early-American precedents are fairly silent on the matter. Most scholars, however, contend that impeachment is not to be used for policy disputes or differences of opinion.8 At the very least, the framers and those who ratified the Constitution appear to have understood the impeachment provisions in this way. Edmund Randolph, a notable member of the both Constitutional Convention and the Virginia ratification convention, argued in 1788 that, were impeachment permitted for matters of divergent opinions, “it would be impossible to discover whether the error in opinion resulted from a willful mistake of the heart, or an involuntary fault of the head.”9 One member of the North Carolina ratifying convention commented that in the Constitution as he understood it, the president could not be impeached for “want of judgment.”10 Although this view is rarely contested, its utility is inherently limited by the impeachment procedure. As precedent shows, incompetence, insanity, and alcohol use are all impeachable offences. 11 The line between deliberate maladministration and accidental incompetence is not clear. Furthermore, considering that the goal of impeachment is not to administer punishment but rather to secure the state against harm, it seems peculiar that an official’s motivation for acting against the interests of the state should come into question at all. Presumably, an “ignominious treaty” which results from insanity should be no more or less repugnant than one that results from a poorly reasoned opinion. History seems to indicate that the test of impeachability for any offense against the state, is whether or not the individual offender acted in good faith. Were one to reject this test it would call the entire impeachment process into question. 7 Benedict, 29. Ronald Rotunda, “An Essay on the Constitutional Parameters of Federal Impeachment,” in the Kentucky Law Journal Vol. 76, (1987) p. 726. 9 Qtd in Gerhardt, 19. 10 Ibid. 11 Berger, 189 8 Rutgers Model Congress 6 Reconstruction and the Rise of Andrew Johnson The Civil War was in many ways the central event in American history. In those four years of violence, the United States answered all the basic questions of government that had eluded the founding fathers and the framers of the Constitution. This was a conflict far outside the scope politics; the division it created was total, deeply scarring, and highly personal to all involved. In one illustrative example, in February 1861, upon the news of South Carolina’s secession, Senator Lawrence Keitt of that state, would be heard to shout “Oh thank God, thank God! I feel like a boy let out of school!” Over the next three months, every state that would come to comprise the Confederate States of America (CSA) withdrew from the Union, taking their elected officials with them. The exodus was near total, leaving both houses of Congress dominated by Northern Republicans. Only one congressman from a CSA state chose to remain loyal to the Union and continue in his elected post: Senator Andrew Johnson of Tennessee. For Johnson, a lifelong Democrat, the issue of disunion was far simpler than it was for most. The Constitution did not permit states to come and go from the Union as they pleased. To take up arms against the United States was treason and the punishment for treason was death. Furthermore, though Johnson had owned eight slaves in Tennessee, slavery had never been an essential part of his livelihood, as it had for the wealthy southern gentry. As he was fond of telling his constituents, he had worked as a tailor before entering politics. Learning to read and write only in adulthood, Johnson was as far from the southern planter aristocracy as was conceivable. Johnson bore an immense resentment for members of the wealthy class that he felt had marginalized and insulted him for his modest upbringing. His class consciousness would inform every decision he made throughout the political conflict that eventually lead to his impeachment. During the four years of disunion that followed, perhaps no man was more dedicated to the idea of punishing the disloyal than Andrew Johnson. He spoke of hangings and vengeance ad nauseam, often substituting anti-traitor rhetoric for substantive political discourse. His loyalty earned him a post as military governor of Rutgers Model Congress 7 Tennessee in conquered Union territory, which comprised little more than the city of Nashville and the surrounding area. It was here that he would earn his reputation for pursuit of Union loyalty. He subjected suspected rebel sympathizers to strict loyalty oaths, which required that they swear to pray for Union military victories. Constantly threatening hangings and firing squads, Johnson once jailed a group of ministers for objecting to his Draconian methods. He commandeered area slaves and put them into service for the Union army with food and supplies provided by their former masters. The penalty for those who objected was expulsion from the city. It was this iron-fistedness that earned him a place on the Republican Party ticket for the presidential election of 1864. Republicans had risen to national prominence only in the previous decade, principally on the question of slavery and its implications for American politics. They now thought it important to show that they were more than just a one issue regional coalition. They renamed themselves the Union party and nominated Southern Democrat Andrew Johnson for vice president in order to demonstrate national solidarity. In the absence of electors from the seceded southern states, Republicans won handily. Although Johnson’s background made him a convenient illustration of supposed broad-based support for the Republican Party, the notion of Andrew Johnson in an actual leadership role was somewhat less than desirable as Republican Party bosses remained leery of Johnson’s country ways and frank manner of speech. The public image of Johnson as an unruly politician was famously reinforced on 4 March 1865 when he appeared before Congress to take his vice presidential oath of office while intoxicated. Barely one month into Lincoln’s second term, two of the most momentous events in American history occurred. On 3 April 1865, the Confederate Capital at Richmond fell, and six days later on 9 April year, General Robert E. Lee’s Confederate Army of Northern Virginia surrendered at Appomattox Court House in Virginia. The official surrender ceremony took place on 12 April that year, and celebrations began in Washington. Two days later Lincoln, relieved of the threat of disunion for the first time in his presidency, chose to unwind with a play at Ford’s Theatre. There, he was shot in Rutgers Model Congress 8 the head by John Wilkes Booth and expired the next morning. He was the first president in American history to be assassinated. As historians are fond of lamenting, had Lincoln survived, the course of American government might have been very different. Before his death, Lincoln gave some indication of what his policy toward reconstruction might be. “With malice toward none,” he famously said in his second inaugural “let us...bind up the nation’s wounds, to care for him who shall have borne the battle and for his widow and his orphan, to do all which may achieve a just and lasting peace.”12 Lincoln saw neither wisdom nor legal grounding in treating the southern states as conquered territories. There was no need, Lincoln and Johnson would both argue, to discuss readmission of the Confederate states to the Union, because it was impossible to leave the Union in the first place. “There is too much desire on the part of some of our very good friends to be masters...to treat the people not as fellow citizens...I do not sympathize in these feelings.”13 Lincoln’s policy on rebuilding the South was best summarized by his oft repeated maxim “let ‘em up easy.”14 Johnson joined with Lincoln in these beliefs. Presumably, if Tennessee had been out of the Union, Johnson could not have served as senator or vice president, and therefore could not be the commander-in-chief. “In all essentials,” Johnson remarked in his first cabinet meeting, “[my policy on reconstruction] would be the same as that of the late president.” 15 Although he would later change his course, to Johnson’s mind, however, he had maintained a consistent position both during and after the war. Once, when speaking before large Union crowd, Johnson made mention of Jefferson Davis. The crowd shouted back that Davis should be hanged, with which Johnson emphatically agreed calling back “leniency for the masses—halters for the leaders!”16 Johnson had always wanted the opportunity to hang Jefferson Davis and Robert E. Lee, but at war’s 12 Chester G. Hearn, The Impeachment of Andrew Johnson (Jefferson, North Carolina: McFarland & Company, 2000), 41. 13 Ibid, 44. 14 Qtd in Smith, 95. 15 Hearn, 46. 16 Qtd in Smith, 66. Rutgers Model Congress 9 end doing so appeared impossible. There were difficult jurisdictional issues surrounding Davis, and due to repeated government mismanagement of the case he would have to be tried either by an unreliable federal circuit judge or by a Virginia jury, where acquittal was nearly guaranteed.17 As such, Davis was set free without trial. Grant had given his word of honor to Lee at Appomattox Court House that the Confederate general would go unharmed, and Johnson had no intention of turning the most revered man in the country into a liar. Thus after four years of nearly psychotic obsession with hanging traitors, only one man, Captain Henry Wirz, the commander of the infamous Andersonville Prison, was ever executed. Unable to make examples of any of the high profile traitors he sought, Johnson set about “let[ting] ’em up easy” as he believed Lincoln might have done. Lincoln and Johnson truly did share views on most relevant subjects, though they often arrived at these conclusions in different ways. What distinguished Johnson from Lincoln was his manner of dealing with his adversaries. Johnson was confrontational, and willing to go to war with the radical Congress in a way that Lincoln never would have. He was so single-mindedly focused on the rightness of his views that any compromise was out of the question. Johnson lacked the finesse for which Lincoln was famous. Lincoln, it was said, could convince any adversary to do his bidding all the while believing he had acted of his own free will. Thus, unwilling or unable to conceive that any view other than his own could have merit, Johnson and Congress were on a collision course from the beginning. Johnson’s Reconstruction Plan On 15 April 1865, the day of Lincoln’s death and Andrew Johnson’s inauguration, Senator Charles Sumner (R-MA) met with Johnson in his temporary residence to discuss the future of the South. 18 Sumner had been the unquestioned leading light of congressional abolitionism and was now among the loudest speakers for freedman 17 Roy Franklin Nichols, “United States vs. Jefferson Davis, 1865-1869,” The American Historical Review Vol. 31, No. 2 (Jan., 1926), pp. 266-284. 18 Johnson had arrived in Washington so recently that he had yet to acquire a permanent residence. He allowed the grieving Mary Todd Lincoln to remain in the White House as long as she desired. Rutgers Model Congress 10 equality and suffrage. The former Confederate states, Sumner said, had undertaken something from which they could not simply be absolved by waging war against the North and could no longer be considered states. They would have to accept the terms given them by the North before they could be permitted to have representation in Congress. Sumner also believed that the newly freed slaves must be given a vote and parcels of land. Johnson pacified Sumner by concurring with every proposal he made.19 Sumner returned to his allies reporting that the president was in their camp. As Sumner would soon discover, the president was decidedly not in their camp. On 29 May 1865, with Congress still out of session, the president issued two proclamations outlining his policy of reuniting the country. The first detailed the conditions under which troops would be withdrawn from the South. Each state was required to hold a constitutional convention and form a new government. The newly elected state legislatures were required to nullify the secessions resolutions of 1861, ratify the Thirteenth Amendment prohibiting slavery, and repudiate all debts incurred while they were part of the CSA.20 Once they had done these things, they would assume all the rights and privileges they had enjoyed prior to the war—the apparent contradiction of making re-entry requirements to states that, in Johnson’s view, had never left the Union does not seem to have bothered the president. The second proclamation pardoned all those who had taken part in the rebellion other than high ranking officers and men owning property in excess of $20,000. The exceptions amounted to approximately 14,000 individuals who would be given the opportunity to individually request a pardon, which nearly all of them did successfully. Johnson vainly reveled in the role reversal, as he thoroughly embarrassed those who came before him. Despite the indignity and much to Johnson’s delight, all those seeking a pardon willingly took their loyalty oath. Thus, writes Michael Les Benedict, “When the 39th Congress of the United States convened in December 1865 ... Johnson believed the 19 20 Hearn, 52 Benedict, 6-7. Rutgers Model Congress 11 process of restoration nearly over.”21 Johnson’s reconstruction scheme realized all the worst fears of the Radicals. The new southern constitutions universally prohibited Blacks from voting and the new legislatures passed “Black Codes” which were designed to maintain strict control over freedmen and maintain them in a state of subservience. Blacks could not serve on a jury, and, in many states, faced employment laws that amounted to slavery. In Mississippi and South Carolina for instance, Blacks were required to enter into year long employment contracts with White masters.22 Those who attempted to flee the contract were pursued as fugitives. Those found without employment were charged with vagrancy and auctioned off to pay the accompanying fine.23 In theory, Blacks had been given their freedom, but had not been turned into citizens. Without the power of the vote or any other civil protection thought fundamental to a functioning democracy, and now without masters for their protection, Blacks, Republicans rightly feared, would become helpless targets to an enraged South. 24 This mattered little to Johnson, who had repeatedly affirmed his antipathy for Blacks, and once said that Fredrick Douglass was “just like any nigger, and he would sooner cut a white mans throat than not.”25 While it was common throughout the Civil War for officials in Washington to affirm that they were fighting to save the Union, not to end slavery, Johnson’s greatest liability seems to have been that he actually meant it. Johnson’s willingness to tolerate Black Codes was an egregious insult to northern abolitionist such as Charles Sumner, who had always considered Black civil rights to be the primary question of the American Civil War. In the mind of many northerners, allowing the southern gentry to return Blacks to a state of servitude would be to completely invalidate the cost of the war. “Lives had not been sacrificed,” writes 21 Ibid. Blacks received the title “servant” while whites maintained the title “master.” 23 Ellis P. Oberholtzer, History of the United States Since the Civil War (New York: The Macmillan Company, 1917), volume I, 128-129. 24 For an interesting discussion on the realization of these fears see David M. Oshinsky, Worse Than Slavery (New York: The Free Press, 1996). 25 Smith, 58. 22 Rutgers Model Congress 12 historian W.R. Brock “to restore the world of 1860.”26 The true significance of Johnson’s actions is somewhat difficult to quantify. By some accounts, the proclamations emboldened the citizens of the Couth against reconstruction led by the Radicals. Southern news papers resumed reference to the defunct CSA as “the Confederacy” rather than the defeatist “rebel states.” “Men who had fought four years to destroy the country,” writes historian Gene Smith, “were now experts at giving lectures on their rights under the Constitution.” 27 Shortly after the opening of the congressional session, General Carl Schurz published a report based on a three month tour of the South concluding that nothing had changed in the attitudes of the South and that no one expressed penitence. General Grant also released a report which reached the exact opposite conclusion, stating that southerners generally “accept the situation.”28 Republican congressmen charged that Grant had been ordered to reach that conclusion. Strictly speaking, Johnson had used only the powers delegated to him by the Constitution: the power to command the armed forces and the power to grant pardons. He had used these powers, however, to form policy of critical importance. Whether or not the Constitution permits the executive to use his procedural tools to accomplish substantive ends is an open question without textual resolution within the Constitution. In Johnson’s view, he had secured the loyalty of the South, ended slavery, and solved the difficult issue of Confederate war debt. These actions, he emphatically believed, were what the Constitution mandated; to ask more of the southern states would be to treat them as conquered territories. As thousands of southern army officers and aristocrats flocked to Johnson’s office to willingly take an oath of loyalty, Johnson appears to have genuinely believed that he was restoring the Union. 29 Johnson would spend the remainder of the congressional recess reestablishing the post offices, federal courts, 26 Qtd in Raoul Berger, Impeachment: The Constitutional Problems (Cambridge, Massachusetts: Harvard University Press, 1973), 265. This the preeminent work of American scholarship on impeachment, and an absolute must read for this all impeachment cases. 27 Smith, 111. 28 Ibid, 137. 29 Benedict,7. Rutgers Model Congress 13 customhouses, and seaports throughout the South.30 By December 1865, every former Confederate state was under the control of former Confederate officials.31 Liberated by the stream of presidential pardons, many southern states elected former Confederates as their representatives to the 39th Congress. Among the ex-rebels who arrived in Washington was Alexander Stephens, former vice president of the CSA. To Republican legislators, the outrage was unbearable, possibly treasonous. For this reason, when the Radicals convened on Capitol Hill on 4 December 1865, they were prepared to go to war with the president. Johnson and Congress On 4 December 1865, southern delegates took their seats for the first time in four years. Under the strict instruction of Republican leader Thaddeus Stevens (R-PA), House Clerk and established Radical Edward McPherson called the role for representatives, and simply omitted all southern congressmen. These individuals could not object to the omission because non-members of the body could offer no motions. Thus, without any form of due process, the South was prevented from rejoining Congress.32 The move was a direct attack on Johnson’s Reconstruction plan. Johnson had argued that the South had never left the Union and that the process of restoration was nearly complete. If he was wrong in this regard, it followed logically that southern delegates could not be admitted to Congress. Blocking southern congressmen from taking office was an unambiguous indictment of Johnson’s doctrine. The legality of this maneuver is difficult to judge. Since beginning his term as clerk in 1863 McPherson had never had occasion to read the role for the Southern delegates, and failing to do so now may have seemed consistent to him. The Constitution explicitly gives each house of Congress the power to accept and reject members,33 but by tradition this had been done on an individual basis and had always been put to a vote. 30 Hearn, 69. Benedict, 40. 32 Smith, 135. 33 US Constitution Art. I Sec. 5 Cl. 1. “Each House shall be the Judge of the Elections, Returns and Qualifications of its own Members.” 31 Rutgers Model Congress 14 Under these circumstances, a small but influential group unilaterally decided the membership of the House of Representatives. There has never been a procedure for expelling or readmitting states, so the question of whether the Confederacy had ever left the Union was open. It seemed natural that Congress should make some declaration as to the legal standing of the southern states, but first they would need to convene, and before they could convene they would have to call the roll. Because non-states cannot send representatives to Congress, to call the southern states at roll was necessarily to acknowledge their membership in the Union. Thus, if the southern states were called at roll, a congressional resolution declaring them outside the Union would be logically inconsistent. To ask the question of southern membership in the Union, it seemed, was to answer the question. Once they had convened without the southern states, the House and Senate voted to form the Joint Committee on Reconstruction, which would take the reigns of Reconstruction from Johnson. As a stipulation of the law, no former Confederate state could be admitted without the consent of the Joint Committee. Johnson responded calmly and eloquently the next day with a message in which he extolled the principles and values of the Constitution. In this message, he laid out the argument that would guide him through the coming crisis. Johnson stated that “the whole cannot exist without the parts, nor the parts without the whole.” In other words, in order to reconstruct the U.S., it would be necessary for all states to adopt the thirteenth amendment, and come together to form a new, strong United States.34 Congress had little interest in the message, and some changed the subject by asserting that Johnson had not written it. In February 1866, the conflict would escalate to a full-fledged constitutional crisis. Among the first actions of the Joint Committee on Reconstruction was the Freedman’s Bureau Bill, which provided for the establishment of a government agency, which would work within southern states to integrate former slaves into society. Johnson vetoed the bill on 19 February 1866, and in his veto message to Congress, he listed among his primary complaints with the bill the fact that the southern states had been denied the opportunity to vote on it. Johnson was denying the legitimacy and legality of Congress; as long as the Radicals denied membership to eleven southern delegations, Johnson 34 Hearn, 69. Rutgers Model Congress 15 would seem to have argued, all legislation was illegitimate.35 It is nearly impossible to overstate the importance of this line of reasoning. Though Johnson would pursue this policy inconsistently, the apparent implication of Johnson’s veto message is that Congress no longer existed as a legal body. The Radicals failed to muster the votes to override, but never again would Johnson see an important veto sustained. Three days after the veto, Johnson appeared on the White House balcony to address a crowd that had gathered for George Washington’s birthday. He again indicted the legitimacy of Congress referring to the Joint Committee on Reconstruction as “an irresponsible central directory” and asked if the southern rebellion was “the only kind of rebellion.”36 “[There are men] still opposed to the restoration of the Union.... I am free to say to you that I am still in the [battle] field.”37 In order that they might more easily achieve the super-majority required to override a presidential veto, the Senate Radicals resorted to unseating one of their own members. Without bothering to give a non-ideological pretense, on 27 March 1866 they removed Senator John Stockton (D-NJ), whom the New Jersey government promptly replaced with a Radical.38 This along with a number of other political maneuvers gave the Republicans the votes they needed to override practically any veto they chose. They would use this newfound weapon the same day to override the president’s earlier veto of the Civil Rights Bill. This was the first time in American history that an important presidential veto had been overridden, and the implications were profound. No longer did it seem that there was there any hope for reconciliation of the two branches. The Radicals employed their newfound parliamentary weapon with great success. Their political position was enhanced still further by the fact that at least one Radical, Secretary of War Edward M. Stanton, operated within the cabinet to disrupt and spy on the president. Stanton had been appointed by Lincoln and continued under Johnson as a show of faith to the Republicans. Stanton had little respect for Johnson and would assert 35 Smith, 144. Hearn, 80. A deliberate reference to the oligarchy that ruled France between 1795 and 1799. 37 Smith, 158. 38 Ibid, 162. 36 Rutgers Model Congress 16 his authority in a way that he never had under Lincoln. Following the president’s break with Congress, Stanton began to flaunt his radicalism. By the summer 1866, the lack of progress toward racial equality had disheartened southern Blacks and Republicans. In Memphis, three days of anti-Black riots followed a fight between a Black Union veteran and a local police officer, and more than forty Edwin M. Stanton Blacks were killed. Republican organizers began to take matters into their own hands. In New Orleans, Radicals organized a convention of loyalists and freedmen with the goal of amending the Louisiana Constitution to allow for Black suffrage. When it became clear that the local government would not give its ascendancy to the convention, violence seemed unavoidable. Commander of the New Orleans Garrison, Absalom Baird, urgently wired Stanton for orders from the president. Stanton, possibly suspecting that the president would instruct that the convention be postponed until a judicial ruling could be had, did not respond to the message for ten days. When the convention began on 30 July 1866, it was attacked by a mob of New Orleans police and ex-Confederates, killing more than 200 people. Stanton’s actions were not publicly known and northern newspapers openly charged Johnson with orchestrating the “New Orleans Massacre.” Stanton falsely instructed Charles Sumner that he in fact had requested action, and Congress almost universally accepted these reports. Meanwhile, the Radicals focused on shoring up their strangle hold on national power. On the news that the state of Tennessee had ratified the Fourteenth Amendment guaranteeing Black citizenship they rushed to admit Tennessean delegates to both houses of Congress; it was no coincidence that Tennessee had elected Republican delegates. Fed up with the Republicans, Johnson announced the formation of the National Union Party, a deliberate reference to the Union ticket Lincoln and Johnson had run under in 1864. He went on a spectacular whistle stop “swing around the circle” tour of Rutgers Model Congress 17 the country, campaigning for National Union candidates for the mid-term elections of 1866. He was poorly received and the Republicans won a solid two-thirds majority in Congress. The election victory emboldened Republican leader Stevens, who now sought to bind the hands of the president to a policy of Radical Reconstruction before adjournment Thaddeus Stevens in March 1867. Congress passed a series of laws which have come down through history as the “Force Bills.” The first and most significant was the Military Reconstruction Act of 1867. Despite two years of rule under the so-called “Johnson Governments” in every former confederate state, the South would become a conquered territory.39 It would be divided into five military districts, each commanded by an army general with total political authority. The district general could choose to allow the Johnson Governments to exercise some authority, but he would have the final word on all matters of state. Johnson said that the Act subverted every principle of democratic government, but his opinion no longer had any bearing on the actions of Congress. Instead, Congress passed two laws limiting the authority of the president. The first was the Army Appropriations Act, which directed that the president must issue all military orders through the General of the Army. In a breach of protocol, the bills were written by Johnson’s own Secretary of War Edwin Stanton. Finally, Congress passed the Tenure of Office Act, which forced the president to receive the consent of the Senate to remove civil officers who had been appointed with that same consent. 40 As the 39th Congress concluded, it was an accepted fact that Johnson would not accept the fetters that had been placed upon him. At best, Congress believed, Johnson 39 Smith, 190. US Constitution Art. II Sec. 2 Cl. 2. “[The president] shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law: but the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments.” 40 Rutgers Model Congress 18 would work to during the summer recess to undue all that had been done during the preceding Congress. For this reason the 40th Congress convened only thirty minutes after the 39th Congress ended. Attorney General Henry Stanbery noted that the Constitution gave the president the power to call special sessions of Congress and that to do so without presidential authority was “absolutely illegal.”41 But legality no longer concerned the Radicals; as far as they were concerned, the fate of the nation hung in the balance. If the Constitution mandated that the Union should be restored to its prewar state, then the Radicals would make short work of “that worthless bit of old parchment.”42 There was little doubt as to what the theme of the 40th Congress would be in the minds of the Radicals: already awaiting consideration was a resolution proposed by James Ashley. Reported from the House Judiciary Committee on 2 March 1867 and deferred to the next Congress, the resolution charged that President Andrew Johnson should be impeached for “high crimes and misdemeanors.”43 The Law of Impeachment On 21 February 1868, when the House of Representatives began impeachment proceedings, that Johnson would be found guilty and removed from office was almost a foregone conclusion. By contrast, many of the basic legal questions which modern legal A priori: Knowledge, judgments, and principles which are true without verification or testing. It is universally true. scholars have all but settled were still very much open. That is to say, while the Radicals seemed to have dedicated themselves to the idea of convicting and removing Johnson a priori, the legal justification was uncertain. Some wondered whether the nature of Johnson’s term was in any way altered by the fact that he rose to the presidency by succession rather than election. Members of Congress questioned if the power to remove civil officers implied by the power to nominate to the Senate, and if the president was compelled to follow a law regardless of its constitutionality. While it may be tempting to judge the case of Andrew Johnson 41 Smith, 200. Thaddeus Stevens, qtd. Ibid, 220. 43 Congressional Quarterly, Robert A. Diamond ed., Impeachment and the US Congress (Washington D.C., 1974), 3. 42 Rutgers Model Congress 19 through modern legal eyes, it is essential to bear in mind that in 1868, these questions were open and hotly contested. It is clear that the framers of the Constitution regarded impeachment as one of the most important legal checks in the American system. The Constitution declares in Article II, Section 4, that “[t]he President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors.” Article I, Section 3 clarifies further: The Senate shall have the sole Power to try all Impeachments. When sitting for that Purpose, they shall be on Oath or Affirmation. When the President of the United States is tried, the Chief Justice shall preside: And no Person shall be convicted without the Concurrence of two thirds of the Members present. Judgment in Cases of Impeachment shall not extend further than to removal from Office, and disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States: but the Party convicted shall nevertheless be liable and subject to Indictment, Trial, Judgment and Punishment, according to Law. The language employed in these passages has caused legal scholars no small amount of strife. The history of this language provides a compelling insight into the way impeachment was designed and understood. Legal Questions of the Johnson Case On 2 March 1868 Congress passed the Tenure of Office Act in order to prevent the president using his patronage power to remove Republican civil servants of the South. The relevant portion of the Act is as follows: That every person holding any civil office to which he has been appointed by and with the advice and consent of the Senate … shall be entitled to hold such office until a successor shall have been appointed by the President, with the advice and consent of the Senate …. [T]he Secretaries of State, of the Treasury, of War, of the Navy, and of the Interior, the Postmaster General, and the Attorney General, shall hold their offices respectively for and during the term of the President by whom they may have been appointed, and for one month thereafter, subject to removal by and with the advice and consent of the Senate.44 When the president dismissed his secretary of war in February of 1868 he was charged 44 “History of the Impeachment of Andrew Johnson: Chapter V. The Tenure-Of-Office Act,” from The Avalon Project at Yale Law School, 1996 < http://www.yale.edu/lawweb/avalon/treatise/andrew_johnson/chap_05.htm> (accessed December 28, 2006). Rutgers Model Congress 20 with violating this law. On its face, it would appear that Edwin Stanton could not have been covered by the act. Stanton had been appointed during Lincoln’s term and continued by Johnson. However, the Radicals pointed to Article II Section I of the Constitution which stated the “[the president] shall hold his office during the term of four years” and that “In case of the removal of the President from office, or of his death, resignation, or inability to discharge the powers and duties of the said office, the same shall devolve on the Vice President.” The Radicals argued that Johnson assumed the “powers and duties” of the presidency but had no term of his own and was instead serving out Lincoln’s term.45 Johnson countered that it had been established practice that when the vice president assumed the presidency he became president in his own right, not simply “acting president” as had been contended in the early days of John Tyler’s ascension to the presidency following the death of William Henry Harrison. Besides which, Johnson argued, Stanton had been confirmed by the Senate only in Lincoln’s first term and continued at the pleasure of the president into his second term. As such, Stanton’s protection under the Tenure of Office Act should have expired in April 1865, prior Lincoln’s death and a full two years before the act was even written. The radicals countered that the act specified the secretary of war maintained his tenure “during the term of the president by whom they may have been appointed” and made no requirement that he be confirmed by the Senate a second time, should the president enjoy a second term. Supposing that Stanton was within the protection of the Act, there may have been still further reason for Johnson to believe that he was not bound by the act. In his veto message to Congress in March 1867, he stated, “I conceive that if any power whatever is in the Executive, it is in the power of appointing, overseeing, and controlling those who execute the laws.” Implicitly contained within every Constitutional right is an opposing negative right; the right of speech implies the right of silence, and the power of Congress to declare war implies the power to declare war’s end. Similarly, Johnson believed, the 45 Berger, 287. Rutgers Model Congress 21 power to appoint necessarily contained the power to dismiss. As evidence of this, Johnson appealed to tradition and the debates of the first Congress, which seemed to affirm his view. In August 1867, as Johnson drew closer to dismissing Stanton, he sent a message to Congress detailing his reasons for believing that it was his right to do so. He commented that when the law had first come across his desk: Every member of my cabinet advised me that the proposed law was unconstitutional. All spoke without doubt or reservation; but Mr. Stanton’s condemnation of the law was the most elaborate and emphatic. He referred to the Constitutional provisions, the debates in Congress ... to the decisions of the Supreme Court, and to the usage from the beginning of the Government through every successive administration, all concurring to establish the right of removal as vested in the President. To all these he added the weight of his own deliberate judgment, and advised me that it was my duty to defend the power of the President from usurpation and veto the law.46 Johnson, believing the law to be unconstitutional and believing that he had Stanton’s concurrence on the matter, treated the law as though it were void. This tack raises a serious Constitutional question. It is established constitutional principle that the Judiciary Branch may invalidate a statute which it judges repugnant to the Constitution. The president is not considered to have an equivalent right. As constitutional scholar Edward S. Corwin writes: [The president] is under obligation ‘to take care that the laws are faithfully executed.’ And, he was endowed by the Constitution with a qualified veto upon acts of Congress …. [T]his power being exercised, [his] power of self-defense is at an end; and once a statute has been duly enacted, whether over his protest of with his approval, he must promote its enforcement.47 This line of reasoning generally conforms to the language of the Constitution, but leaves the presidency in a difficult legal position. If it is true that the president must wait for all statutes to be challenged in court before treating them as void, then in any statute speaking exclusively to the conduct of the president can never be challenged and redressed. To avoid this condition, Chief Justice Salmon Chase suggested that the president is compelled to execute all laws faithfully “except in the case where it directly attacks and impairs the executive power.”48 Chase argued further that in order to uphold 46 “History of the Impeachment of Andrew Johnson,” supra note 58. Qtd. in Berger, 298. 48 Qtd ibid, 308. 47 Rutgers Model Congress 22 the presidential oath of office, the president has both a right and a duty to ignore such a law “so far at least as it may be necessary to bring the question of its constitutionality before the judicial tribunals.” Without any amenable resolution to the question of Johnson’s authority under the Tenure of Office Act, the legality of Johnson’s actions was very much an open question. Current Status On 7 March 1868, the third day of the special session of the fortieth Congress, Representative James Ashley (R-OH) again proposed his resolution to impeach Andrew Johnson for high crimes and misdemeanors. In it he made no specific charges other than general usurpation – it was his belief that Johnson had overstepped his authority, and had usurped a power reserved to Congress. The resolution was considered throughout the year, and would not be reported on until 25 November, when it was declined by the whole House. The fact that impeachment proceedings were under way in the House does not seem to have had any impact on Johnson’s actions. Instead, he set about responding to Henry Stanbery the Force Bills. The first order of business was to defang the Military Reconstruction Act. For this, he worked through his attorney general, Henry Stanbery. He asked Stanbery to write a legal opinion of the law and present his findings to Congress. Stanbery unsurprisingly found that the law gave little power to the military district commanders. He said that the district commander could only punish criminal offences that occurred after the military Reconstruction Act was passed, thus ruling out prosecutions for war crimes or treason. He also ruled out the idea that the military government could enforce the Civil Rights Act. Where the federal courts were opened, Stanbery said, their jurisdiction took precedence over military tribunals. Furthermore, he determined that district commanders had no authority to remove members of the civilian Rutgers Model Congress 23 government and that the civilian government should not be considered subordinate to the military government.49 For civilian southern governments to be equal or superior to the military government necessarily meant considering them full-fledged states. Presumably, Stanbery’s opinion expressed the Johnson’s views, but it did not constitute an executive order in and of itself. General Ulysses Grant instructed his generals to enforce the law within their best understanding until they received direct orders to do otherwise. Congress then passed a supplementary Reconstruction Act which again declared the superiority of district commanders. Substantively, this was identical to the first Reconstruction Act and had no effect other than clarify and restore the state affairs in the South to what had existed prior to Stanbery’s opinion. Johnson, however, had still further means of disrupting the Military Reconstruction Act. Generals were not subject to the restrictions of the Tenure of Office Act and therefore served at the pleasure of the president. In one example, General John Pope, commander of the Third Military District, incurred Johnson’s wrath for dismissing the civilian governor and treasurer of Georgia, who had illegally refused to pay the costs of that state’s Constitutional Convention. Though Pope had conformed to the plain language of the Reconstruction Act, he would be replaced with a commander more sympathetic to Johnson’s policies. 50 The new commander, General George Meade, would directly order the soldiers in his command to consider themselves subordinate to the state civil authority. He permitted members of the Johnson Administration to remain after their terms had expired and allowed the courts to exclude Blacks from juries.51 Removing left-leaning commanders proved to be a very effective means of disrupting the military aspect of Reconstruction. By January 1868, Johnson had removed every commander committed to civil rights and Radical Reconstruction. Congress passed yet another supplementary Reconstruction Act which again declared that the district commanders had supreme legal authority. In addition, this act declared that only General 49 Benedict, 53. Ibid, 90. 51 Ibid. 50 Rutgers Model Congress 24 Grant could remove district commanders and Grant himself was given the power to remove any civil officer from any military district. The bill declared that any attempt to subvert its plain meaning was a “high misdemeanor.” With this move, Congress had played the last card short of impeachment. After continuous conflict with Edward Stanton, Johnson requested his resignation, which Stanton promptly declined. By its plain language, the Tenure of Office Act permitted the president to suspend Stanton temporarily while Congress was out of session, which he did replacing him with Grant ad interim. The senate would never acquiesce to Stanton’s permanent removal, so upon reflection Johnson resolved himself to the idea that he would violate the Tenure of Office Act, hoping to see the matter resolved in court, where he said the act was sure to be deemed unconstitutional. In order to successfully compel Stanton’s leave, Johnson would need a figure strong enough to directly confront Stanton in his office. For this, the natural choice was Grant, who would need only to remain in the position he had occupied ad interim for nearly half of a year. After waffling between loyalty to Johnson and loyalty to Stanton for several days, Grant informed the president that he would only accept orders from the secretary of war. Given that Johnson was prohibited from giving orders to anyone other than Grant, this would effectively nullify the president’s power as commander-in-chief. Johnson began looking for other reliable military men. First, he turned to General William T. Sherman, and proposed that Sherman come to Washington and serve as General of the Army as a counterweight to Grant. The request shocked Sherman who believed that a split between the commands of two generals was likely to lead to civil war. Sherman wrote to his brother, Senator John Sherman, to express his fear that the president planned to use him “to beget violence,”52 leading some to speculate that the president was planning a coup. Johnson proposed that Sherman instead come to Washington to serve as secretary of war, which he declined. Johnson then ran through a list of military men of lesser stature to take Stanton’s post, all of whom declined. 52 Ibid, 225. Rutgers Model Congress 25 Having exhausted all credible options, Johnson was left with little other choice than Adjutant General of the Army Lorenzo P. Thomas. Not respected in Washington, no one desired to see him in a position of such great authority. On the morning of 21 February 1868, Johnson sent Thomas to Stanton’s office to assume the duties of secretary of war. Thomas directed Stanton, his superior until that moment, that he had been dismissed and that he should vacate the office. Stanton told Thomas that he needed time to think the order over, asserting that “I don’t know whether I shall obey your orders or not.” 53 Thomas said he would give Stanton the night to think the issue over. When the president announced that Thomas had been appointed, Congress went into absolute crisis, believing that Johnson’s coup had begun. The Senate went into executive session, meeting around the clock. Stanton was flooded with messages from senators instructing him to remain in his office, including one from Charles Sumner which read simply “Stick.” The House convened to consider anew the question of impeachment. The next morning on the second anniversary of Johnson’s inflammatory remarks on the White House balcony the Philadelphia JOHNSON VS. STANTON. ~~~~~~~~~~~~~~~~ “A.J.” Resumes Active Hostilities ~~~~~~~~~~~~~~~~ DEPOSES THE SECRETARY OF WAR ~~~~~~~~~~~~~~~~ Gen. Lorenzo Thomas as His Successor ~~~~~~~~~~~~~~~~ A DECIDED SENSATION IN THE SENATE ~~~~~~~~~~~~~~~~ Committee of Senators Visit Secretary Stanton ~~~~~~~~~~~~~~~~ THEY REQUEST HIM TO REMAIN IN OFFICE ~~~~~~~~~~~~~~~~ Mr. Stanton Decides to Hold On ~~~~~~~~~~~~~~~~ HE WILL REMAIN IN HIS OFFICE DAY AND NIGHT ~~~~~~~~~~~~~~~~ And Yield Only to Force ~~~~~~~~~~~~~~~~ Proceedings of the Senate in Executive Session ~~~~~~~~~~~~~~~~ JOHNSON’S ACTIONS DISAPPROVED ~~~~~~~~~~~~~~~~ His Communication Returned to Him ~~~~~~~~~~~~~~~~ HOW THE HOUSE RECEIVED THE NEWS ~~~~~~~~~~~~~~~~ A Resolution of Impeachment Offered ~~~~~~~~~~~~~~~~ IT IS TO BE ACTED UPON TO-DAY ~~~~~~~~~~~~~~~~ Violation of the Tenure of Office Act Inquirer bore the headline at right.54 53 Ibid, 227. William H. Rehnquist, Grand Inquests: The historic Impeachments of Justice Samuel Chase and President Andrew Johnson (New York: William Morrow and Company, 1992), 144. 54 Rutgers Model Congress 26 Conclusion In the midst of a national crisis with the possibility of violence, the House of Representatives began debate on the impeachment of Andrew Johnson for the second time in just one year. The deliberations of this committee will begin 21 February 1868. The direct use of any fact or event that occurred after that date is strictly prohibited. Although all those involved and initial conditions will be as they were then, how you choose to handle the situation is an open question and may diverge significantly from the historical actions of the House of Representatives. Rutgers Model Congress 27 Works Cited Berger, Raoul. Impeachment: The Constitutional Problems (Cambridge, Massachusetts: Harvard University Press, 1973). Diamond, Robert A. ed., Congressional Quarterly, Impeachment and the US Congress (Washington D.C., 1974). Franklin Nichols, Roy. “United States vs. Jefferson Davis, 1865-1869,” The American Historical Review Vol. 31, No. 2 (Jan., 1926), pp. 266-284. Gerhardt, Michael J. The Federal Impeachment Process: A Constitutional and Historical Analysis, Second Edition (Chicago: University of Chicago Press, 2000). Hearn, Chester G. The Impeachment of Andrew Johnson (Jefferson, North Carolina: McFarland & Company, 2000). “History of the Impeachment of Andrew Johnson: Chapter V. The Tenure-Of-Office Act,” from The Avalon Project at Yale Law School, 1996 < http://www.yale.edu/lawweb/avalon/treatise/andrew_johnson/chap_05.htm> (accessed December 28, 2006). Les Benedict, Michael. The Impeachment and Trial of Andrew Johnson, (New York: W.W. Norton & Co., 1973). “misdemeanor, n.” OED Online, June 2002. Oxford University Press. 8 December 2006. http://dictionary.oed.com/cgi/entry/00311214. Oberholtzer, Ellis P. History of the United States Since the Civil War (New York: The Macmillan Company, 1917), volume I, 128-129. Rehnquist, William H. Grand Inquests: The historic Impeachments of Justice Samuel Chase and President Andrew Johnson (New York: William Morrow and Company, 1992), 144. Rotunda, Ronald. “An Essay on the Constitutional Parameters of Federal Impeachment,” in the Kentucky Law Journal Vol. 76, (1987) p. 726. Smith, Gene. High Crimes and Misdemeanors: The Impeachment and Trial of Andrew Johnson (New York: William and Morrow Co., 1976). Rutgers Model Congress 28 U.S. House of Representatives, Committee on the Judiciary, 93rd Congress 2nd Session, Constitutional Ground for Impeachment). H.R. REP. NO. 93-1305 (1974).