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1 Heart failure and diabetes mellitus H.R Javadi. 1393 2 • • • • • • • • • DEFINITION EPIDEMIOLOGY CHARACTERISTICS Pathology ETIOLOGY PROGNOSIS THERAPY DIABETES DRUGS IN HF SUMMARY 3 INTRODUCTION AND DEFINITION • Diabetes mellitus (DM) increases the risk of heart failure (HF) independent of coronary heart disease and hypertension and may cause a cardiomyopathy. • The term “diabetic cardiomyopathy” was initially introduced based upon postmortem findings in four diabetic adults who had HF in the absence of coronary heart disease. 4 • Diabetic cardiomyopathy has been defined as ventricular dysfunction that occurs in diabetic patients independent of a recognized cause (eg, coronary heart disease, hypertension). • However, the frequency with which this occurs is not well defined and there is some evidence that diabetic cardiomyopathy is uncommon in patients with type 1 diabetes in the era of intensive insulin therapy. 5 EPIDEMIOLOGY • There is a well established association between diabetes mellitus (DM) and heart failure (HF). • Associations have also been reported between absolute blood glucose levels, glycemic control, and HF. 6 Prevalence of HF in patients with diabetes • In the general population the prevalence of patients with both HF and diabetes is estimated at 0.5% in men and 0.4% in women. • In patients with diabetes the prevalence of HF is between 9–22%, which is much higher compared to the general population. • The prevalence is highest in women aged 70 years and older. • The prevalence of asymptomatic diastolic dysfunction in patients with diabetes is probably higher, and estimated to be between 52–60%. 7 Diabetes and HF • The Framingham Study firmly established the epidemiologic link between diabetes and HF. • The risk of HF was increased 2.4-fold in men and 5-fold in women. • When patients with prior coronary or rheumatic heart disease were excluded, the relative risk of HF remained elevated at 3.8 in diabetic men and 5.5 in diabetic women. 8 • Similar findings in other studies: • In a report of 9591 subjects with type 2 diabetes and matched controls, HF was more frequent at baseline in diabetics (11.8 versus 4.5 percent). • Among those free of HF at baseline, HF developed more often in diabetics during a 30-month follow-up (7.7 versus 3.4 percent). 9 • elderly adults: • The frequency of HF in diabetic patients is even higher among elderly adults. • This was demonstrated in a national sample of Medicare claims from 1994 to 1999 for over 150,000 beneficiaries with diabetes who were ≥65 years of age. • The prevalence of HF was 22.3% in 1994, with a subsequent incidence of newly diagnosed HF of 12.6% per year. 10 Factors associated with HF in adult diabetic patients: ●Age ●Duration of diabetes ●Insulin use ●Ischemic heart disease ●Peripheral artery disease ●Elevated serum creatinine ●Poor glycemic control ●Microalbuminuria 11 • after revascularization: • The incidence of HF after revascularization with angioplasty or bypass surgery is also greater in diabetic patients; • In one study of patients followed for 13 years after revascularization, the cumulative incidence of hospitalizations for HF was higher in diabetics (25 versus 11% for nondiabetics), with a rapidly increasing incidence after five years. 12 • Reciprocal causal relation: • In addition to the increased risk of HF in patients with diabetes, there is also a high rate of diabetes among patients with HF. • In the OPTIMIZE-HF registry of 48,612 patients hospitalized with HF, 42% had diabetes. 13 Glycemic control and blood glucose levels • In patients with diabetes, the risk of development of HF is associated with hyperglycemia, as illustrated by the following studies: 14 • Glycemic control: • A report from Kaiser Permanente of 48,858 adults with DM (predominantly type 2) and no HF who were followed for a mean of 2.2 years. • The risk of HF was associated with the HbA1c and varied from 4.5 to 9.2 per 1000 patientyears. After adjustment for covariates, each 1% increase in HbA1c was associated with an 8% increased relative risk of HF. An HbA1c ≥10 increased the risk of HF by 1.56fold compared to an HbA1c <7. 15 • blood glucose: • A relationship was found between blood glucose levels and hospitalization for HF in patients with or without type 2 DM in a cohort of 31,546 adults (mean age 67 years) at high cardiovascular risk from two clinical trials. • At a mean follow-up of 2.4 years, each 18 mg/dL increase in baseline FBS was associated with a modest but statistically significant increase in the risk of HF hospitalization (adjusted hazard ratio 1.05, CI 1.02-1.08). 16 • DM TYPE 1 • A similar relationship was found in a cohort of 20,985 adults with type 1 DM (mean age 39 years) followed for a median of 9 years. • The incidence of HF ranged from 1.42 per 1000 patient-years for HbA1c <6.5% to 5.20 per 1000 for ≥10.5%. • After adjustment for covariates, each 1% increase in HbA1c was associated with a 30% increased relative risk of HF during follow-up. 17 • However, the available data have not shown a causal relationship, ie, improved glucose control has not been shown to reduce incident HF in patients with type 2 DM. • A meta-analysis including 27,049 patients with type 2 DM found that more intensive glucose control, compared to less intensive control, did not decrease incident HF or mortality, although major cardiovascular events (primarily MI) were decreased. 18 • In patients with type 1 DM, data are lacking on the effect of intensive glucose control on risk of incident HF. 19 CHARACTERISTICS • Functional abnormalities: • LV dysfunction due to diabetic cardiomyopathy is manifested by systolic and/or diastolic dysfunction. 20 • spectrum of functional changes: • In a report from the Strong Heart Study, diabetic patients had higher LV mass, wall thickness, and arterial stiffness and reduced systolic function compared to individuals without diabetes. (independent of body mass index and blood pressure). 21 • Noninvasive evaluation of cardiac performance in diabetic patients without overt HF has demonstrated a prolonged preejection period and a shortened ejection time, correlate with reduced resting LVEF and diminished systolic function. also a lower LVEF in response to exercise, suggesting a reduction in cardiac reserve. 22 • Diastolic dysfunction is common in diabetic patients, which may be due in part to increased LV mass. For example, an E/e’ ratio >15 (a marker of elevated LV diastolic pressure) was observed in 23% of 1760 diabetic patients studied in Olmsted County. •Greater diastolic dysfunction is observed in those with worse glycemic control and in those who are also hypertensive. 23 • An observational study of 1085 individuals with glucose metabolism ranging from normal to insulin treated type 2 diabetest reported Further evidence for diastolic dysfunction as a mediator of the relationship between glycemic control and functional status. • On multivariate analysis, HbA1c level correlated with E/e’ ratio as well as reduced six-minute walk distance. 24 • Other drangments: • altered insulin signalling and mitochondrial dysfunction, increased (deposition of) advanced glycation end products (AGEs), oxidative stress, and lipid accumulation. 25 Pathology • Pathologic changes in the myocardium in diabetic patients include: fibrosis, infiltration of the interstitium with periodic acidSchiff (PAS)-positive material, and alterations in the myocardial capillary basement membrane, including the formation of microaneurysms. • (they may occur in the absence of functional abnormalities). 26 • Myocardial fibrosis, advanced glycation end product deposition (AGEs), and cardiomyocyte resting tension were compared in diabetic and nondiabetic HF patients without coronary disease with normal LVEF (28 patients, 16 diabetic) or reduced LVEF (36 patients, 10 diabetic), Diabetic HF patients had higher diastolic LV stiffness irrespective of LVEF. 27 • Significantly increased myocardial collagen volume fraction and increased myocardial advanced glycation end product deposition was observed only among diabetic patients with reduced LVEF; • on the other hand, increased cardiomyocyte resting tension was observed only in diabetic patients with normal LVEF. 28 ETIOLOGY • 1- Autonomic neuropathy may play a role in the development of LV dysfunction. • Sympathetic stimulation improves LV contraction and increases LV relaxation rates. • Autopsy studies have found that myocardial catecholamine stores are depleted in diabetic patients which could impair both systolic and diastolic function. These changes may be associated with functional impairment in cardiac sympathetic nerve fibers. 29 • 2- Abnormal epicardial vessel tone and microvascular dysfunction impaire the capacity of the vascular bed to meet metabolic demands. • 3- Impaired endothelium-dependent relaxation, a defect that may be related to inactivation of nitric oxide by advanced glycation end products and increased generation of free radicals. The abnormal vasodilator response in diabetes extends to the coronary microcirculation. 30 • Microcirculatory dysfunction in diabetics may be due in part to downregulation of the expression of vascular endothelial growth factor (VEGF). • In an animal model, local replenishment of VEGF via DNA gene therapy was associated with increased capillary density and a significant improvement in cardiac function. 31 • 4- Advanced glycation end product deposition may increase LV diastolic stiffness directly by cross-linking collagen, or indirectly by enhancing collagen formation or reducing nitric oxide bioavailability. 32 • 5- Decreased insulin availability or responsiveness can impair energy-independent transport of glucose across the cell membrane. Since ischemic myocardium depends upon anaerobic metabolism of glucose, increased glucose uptake and metabolism are necessary for maintenance of myocardial function. • Diminished insulin activity limits glucose availability, resulting in a shift toward fatty acid metabolism. • These changes increase myocardial oxygen utilization and can reduce the compensatory capacity of noninfarcted myocardium . 33 • 6- Other factors include myocardial accumulation of lipid and other toxic products of fatty acid metabolism, impaired calcium handling, upregulation of the renin-angiotensin system, increased reactive oxygen species, and mitochondrial defects. 34 • A reciprocal causal relation has been postulated in which HF promotes insulin resistance. • Neurohumoral activation in HF causes increased free fatty acid metabolism, which may cause systemic and myocardial insulin resistance. • These metabolic alterations may impair myocardial energetics so that a vicious cycle is produced of HF leading to altered metabolism leading to HF. 35 Potential mechanisms linking diabetes mellitus to heart failure. 36 PROGNOSIS • Among patients with heart failure (HF), those with diabetes have higher mortality rates. • In Studies of Left Ventricular Dysfunction (SOLVD), which enrolled 6791 patients, including 1310 with diabetes. • Compared to nondiabetics, diabetic patients were significantly; more likely to be admitted for HF (risk ratio 1.6) higher rates at one year of all-cause mortality (32 versus 22%), cardiovascular mortality (28 versus 19%), and mortality related to pump failure (11 versus 6%). 37 • In the presence of CAD, diabetes was independent of other risk factors for predicting worsening of HF and it was third in order of importance, after age and LVEF. • Previous surgical revascularization may identify diabetic patients with HF who have improved survival (91 versus 86% without revascularization). 38 • Among patients with diabetes, those who develop HF have markedly poorer survival than in those who do not. • In the national sample of Medicare claims, the mortality rates were 32.7 and 3.7% per year, respectively (hazard ratio [HR] 10.6). • This risk was only slightly attenuated by adjustment for age, sex, and race (HR 9.5). • The five-year survival rate for diabetics with HF was 12.5%. 39 • The prognostic significance of pre-clinical diastolic dysfunction was demonstrated in a study of 1760 patients with diabetes in Olmsted County. • The presence of an E/e’ ratio >15 was an independent predictor of HF (HR 1.6, 95% CI 1.2 to 2.2) and increased mortality (HR 2.0, 95% CI 1.3 5o 3.1) at five years. 40 THERAPY • General considerations — Diabetic patients with HF are treated in the same fashion as nondiabetics. • In a meta-analysis of beta blocker trials in HF that included 1883 diabetics and 7042 nondiabetics, the survival benefit with beta blocker therapy was significant for both those with diabetes and for those without. The difference in risk reduction between diabetics and nondiabetics was not significant. • Both the SOLVD and SAVE trials showed that diabetics benefit from ACE inhibitors to the same degree as nondiabetics. • In a meta-analysis of ACE inhibitor trials in HF that included 2398 diabetics and 10,188 nondiabetics, the survival benefit with ACE inhibitor therapy was the same for those with diabetes as for those without. 41 • Role of glycemic control — As noted above, tighter glycemic control is associated with lower risk of HF. However, a causal relationship between glycemic control and HF has not been established. • The impact of diabetes therapies on cardiac function has not been defined. Although thiazolidinedione (TZD) use is associated with increased HF risk, some studies suggest a beneficial impact on myocardial metabolism and/or function. In the PIRAMID trial, 78 men with type 2 diabetes were randomly assigned to TZD (pioglitazone) or metformin for 24 weeks. TZD treatment improved some measures of left ventricular diastolic function but did not change myocardial highenergy phosphate metabolism. The clinical significance of this observation is unclear. 42 • Heart transplantation — Diabetes mellitus, is a relative contraindication to heart transplantation. However, the outcome in properly selected patients is comparable to that in nondiabetics. This was illustrated in an analysis of 345 consecutive heart transplant recipients, 101 with diabetes. • Diabetics, compared to nondiabetics, had a nonsignificant trend toward decreased survival at 1 year (85 versus 91%) but comparable survival at 5 years (82%). • Rates of infection severe enough to require hospitalization were higher among diabetics at 90 days (14 versus 3%) and four years (29 versus 15%). • There were no differences in the incidence of rejection, transplant coronary disease, or renal dysfunction. 43 • Possible prevention with angiotensin inhibition — ACE inhibitors and angiotensin II receptor blockers (ARBs) reduce disease progression and mortality in patients with overt HF. • The possible preventive effect of losartan in diabetic patients with type 2 diabetes was evaluated in subset analysis of two large randomized trials: RENAAL for renal protection and LIFE for hypertension with LVH. losartan significantly reduced the incidence of first hospitalization for HF: 39 versus 54% in RENAAL (adjusted HR 0.69); and 11 versus 19% in LIFE (adjusted HR 0.50). • These findings are consistent with the use of ACE inhibitors or ARBs for the treatment of hypertension and renal disease in patients with diabetes. 44 DIABETES DRUGS TO USE WITH CAUTION IN HF • The thiazolidinediones and metformin, have toxicities that have made them relatively or absolutely contraindicated in HF patients : • Thiazolidinediones can cause fluid retention. As a result, they are not recommended in patients with symptomatic HF and are contraindicated in NYHA class III or IV HF. • Metformin is contraindicated in HF requiring pharmacologic therapy because of the risk of lactic acidosis. However, the risk for lactic acidosis in the setting of metformin is extremely low. 45 Thiazolidinediones • Thiazolidinediones (TZDs) act by increasing insulin sensitivity. • There is strong evidence that TZDs contribute to fluid retention and increase the risk of HF. 46 • In meta-analyses of randomized trials of thiazolidinediones for the treatment or prevention of type 2 diabetes, the estimated relative risk of HF in patients randomly assigned to TZDs compared with placebo ranged from 1.7 to 2.1 (95% CIs 1.2-2.4 and 1.1-4.1, respectively). • The incidence of HF was not limited to the elderly and occurred at high and low doses after a median treatment duration of 24 weeks. 47 • Similar findings were noted in a later randomized trial (RECORD) that evaluated the addition of rosiglitazone to metformin or sulfonylurea therapy compared to combination metformin and sulfonylurea therapy; there was a 2.1-fold (95% CI 1.353.27) increased risk of HF resulting in hospitalization or death with the addition of rosiglitazone. • There was no difference in the primary end point of cardiovascular hospitalization or cardiovascular death. 48 • One mechanism by which TZDs increase HF risk is renal sodium retention. Peripheral edema occurs in 4 to 6% of patients treated with TZDs (compared to 1 to 2% with placebo) and in a higher percentage of patients with a history of HF. • In both randomized and observational studies, TZD use has been associated with worsening HF and pulmonary edema. • Weight gain and fluid retention are more common with concomitant insulin therapy. • Fluid retention induced by TZDs appears to be relatively resistant to loop diuretics but responds promptly to withdrawal of therapy. 49 • To the degree that increased activity of the collecting tubule sodium channel is involved, blockade of this channel may be effective. • Administration of a mineralocorticoid receptor antagonist, such as spironolactone or eplerenone, is part of the standard medical regimen of many patients with HF and in a study of diabetic patients without HF who were treated with rosiglitazone, spironolactone produced more fluid removal than a loop diuretic. • Amiloride, may also be effective. Hyperkalemia is a potential problem with any of these drugs. 50 Major society and FDA guidelines • In May 2011, FDA announced restrictions on access to rosiglitazone that were placed based on data suggesting increased risk of MI in patients treated with the drug. Under this program, access to rosiglitazone is now limited to patients already successfully treated with it or patients whose blood sugar cannot be controlled with other diabetes drugs and who decide not to take pioglitazone after consulting with the healthcare provider. Use of rosiglitazone had already declined sharply prior to this announcement and is now severely restricted. 51 • In December 2003, a consensus statement on this issue was published by the American Heart Association and the American Diabetes Association. Given the restrictions on rosiglitazone use, this statement now applies chiefly to pioglitazone. The following approach was recommended: 52 • In patients without established heart disease, rosiglitazone and pioglitazone should be prescribed according to the package insert guidelines. Weight gain and edema will occur more often with concomitant insulin therapy. • In patients with one or more risk factors for HF with TZD therapy, in patients with a decreased LVEF but no signs or symptoms of HF, and in patients with NYHA class I or II HF, the initial dose of the TZD should be low (eg, 2 to 4 mg rosiglitazone daily or 15 mg pioglitazone daily). • Patients should be observed for weight gain or edema. • Dose escalation should be performed gradually while reassessing the patient for signs of HF. 53 • In patients with NYHA class III or IV HF, TZDs should not be used. • If weight gain and edema develop in a patient taking a TZD, a careful assessment for evidence of HF should be made. This may include review of symptoms of HF, physical examination, ECG, echocardiogram, and serum BNP concentration. 54 • If there is no evidence of HF, other possible causes of edema should be investigated, including other drugs, venous insufficiency, and renal dysfunction. • Diuretics may be prescribed, although the efficacy of such therapy in TZD-induced edema is variable. Dosage change or discontinuation of the TZD are options. • If there is evidence of HF, the use of the TZD should be reconsidered. Dosage change and temporary or permanent discontinuation are options; the drug should be discontinued in patients who also have known left ventricular dysfunction. • Therapy for HF should be initiated as necessary. 55 • The FDA has issued a boxed warning for TZDs. The FDA recommends that patients who are initiating or currently taking rosiglitazone or pioglitazone be observed for signs and symptoms of HF, and the TZD should be stopped "if any deterioration in cardiac status occurs." • The FDA also concluded that drugs in this class are not recommended in patients with symptomatic HF and are contraindicated in patients with NYHA class III or IV HF. • Health Canada usage restrictions for TZDs include contraindicating these agents with any stage (class I to IV) of HF. 56 • The European Society of Cardiology (ESC) HF guidelines note that TZDs are contraindicated in patients with NYHA class III to IV HF, but that they may be considered in patients with NYHA functional class I to II HF with careful monitoring for fluid retention. • The 2005 ACC/AHA HF guidelines with 2009 update note that TZDs are contraindicated in patients with class III to IV HF, that risk of fluid retention is low in patients with class I to II HF, and that TZDs should be used with caution in patients with reduced cardiac reserve. 57 TZD summary • In summary, strong evidence indicates that TZDs cause fluid retention that can precipitate HF. • Thus, TZDs are not generally recommended in patients with symptomatic HF and are contraindicated in patients with NYHA class III to IV HF. • TZDs may be considered as part of diabetes management in selected patients with class I to II HF with careful monitoring for fluid retention. • Current evidence does not support the preferential use of TZDs for the purpose of improving cardiovascular risk. 58 Metformin • Patients with HF who take metformin are at increased risk of potentially lethal lactic acidosis, especially in the presence hemodynamic instability or of other concurrent medical conditions such as renal insufficiency, liver disease, or severe infection with decreased tissue perfusion. (in particular those with unstable or acute HF at risk of hypoperfusion and hypoxemia). 59 • However, metformin is an effective and useful agent in the management of diabetes mellitus, and the general safety of and possible survival benefit in this setting has been suggested. • The risk of lactic acidosis is probably small in patients with stable, well-compensated HF who have a serum creatinine concentration below 1.5 mg/dL. • In the ESC HF guidelines, metformin is suggested as a first-line agent in overweight patients with type 2 diabetes without significant renal dysfunction (GFR>30 mL/min). 60 SUMMARY AND RECOMMENDATIONS • Independent of coronary heart disease and hypertension, diabetes is a cause of systolic and/or diastolic ventricular dysfunction, which has been termed “diabetic cardiomyopathy.” • Despite the relationship of glycemia to the risk of developing HF, there is no evidence that tight glycemic control affects the natural history of HF. • Diabetes is associated with a variety of derangements that may reduce left ventricular compliance and contribute to the risk of diastolic dysfunction and HF. • Thiazolidinediones (TZDs) cause fluid retention that can precipitate HF. Thus, TZDs are not generally recommended in patients with symptomatic HF and are contraindicated in patients with NYHA class III to IV HF. TZDs may be considered as part of diabetes management in selected patients with class I to II HF with careful monitoring for fluid retention. 61 • The CHF incidence rate in type 2 diabetes may be much greater than previously believed. Our multivariate results emphasize the importance of controlling modifiable risk factors for CHF, namely hyperglycemia, elevated blood pressure, and obesity. • Younger patients may benefit most from risk factor modification. 62 • All topics are updated as new evidence becomes available and our peer review process is complete. • Literature review current through: Jan 2015. 63