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Table of Contents SWIFT ISO 15022 MESSAGES Corporate Actions relating to SWIFT Release 2015 Updated – October 2015 The information contained in this document may not be reproduced in any form without the express permission of BNP Paribas Securities Services and, in the case of such authorised use, care must be taken to ensure that this is a form which accurately reflects the information presented herein. Whilst BNP Paribas Securities Services believes that the information is correct at the date of issue, no warranty or representation is given to this effect and no responsibility can be accepted by BNP Paribas Securities Services to any intermediaries or end users for any action taken on the basis of the information. 2 TABLE OF CONTENTS: 1- INTRODUCTION .................................................................................................................................................................... 5 OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE .................................................................................................................................................................................... 6 2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE ................................................................................... 8 2.1 - CORPORATE ACTIONS MANDATORY ....................................................................................................................................................................................................... 8 A. A. Mandatory Corporate Actions with securities movements: ......................................................................................................................... 8 Mandatory Corporate Actions with debit and credit securities movements ........................................................................................................................................... 8 Mandatory Corporate Actions with credit securities movements only .................................................................................................................................................. 17 B. B. Mandatory Corporate Actions with cash only: ............................................................................................................................................ 25 C. Mandatory Corporate Actions with cash & securities: ........................................................................................................................................................................ 36 2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS ....................................................................................................................................................................................... 47 C. A. Voluntary Corporate actions with rights distribution or ex date ............................................................................................................... 47 Voluntary Corporate actions with rights distribution ............................................................................................................................................................................... 47 3 - MT 567 CONFIRMATION INSTRUCTION ............................................................................................................................ 82 “ACCEPTED” Status .................................................................................................................................................................................................................................. 82 “REJECTED” Status ...................................................................................................................................................................................................................................... 86 “CANCELLED” Status ................................................................................................................................................................................................................................... 91 “PENDING” Status........................................................................................................................................................................................................................................ 94 4 - MT566 PAYMENT CONFIRMATION .................................................................................................................................... 97 Payment with Cash Credit Only ................................................................................................................................................................................................................. 97 Payment with Securities movements ...................................................................................................................................................................................................... 102 Payment with Cash and Securities Movements ..................................................................................................................................................................................... 109 3 5 - MT568 MESSAGES ............................................................................................................................................................ 116 MT568 Corporate Actions on Flows of Creation: ................................................................................................................................................................................... 116 MT568 Corporate Actions on Flows of Mutation ................................................................................................................................................................................... 120 MT568 – Client’s FOREX Confirmation .................................................................................................................................................................................................... 124 MT568 – DEPOSITORY FOREX CONFIRMATION................................................................................................................................................................................ 128 MT568 PREMIUM ....................................................................................................................................................................................................................................... 131 6 - MT508 BLOCKING / UNBLOCKING ..................................................................................................................................... 134 4 1- INTRODUCTION We are pleased to present our SWIFT ISO 15022 Messages Standard for Corporate Actions. This user guide provides some templates of corporate action SWIFT messages for the global custody product line of BNP Paribas. How to use this booklet: This booklet provides detailed templates of the MT 56X messages sent to you, sequence by sequence and field by field. It shows the mandatory or optional presence of the sequence or field. A sequence or a subsequence can be: 1) reported (Mandatory) or 2) reported in specific cases (Optional) or 3) never reported by BNP Paribas Securities Services (Not used) A field is considered as mandatory if this is a mandatory field for Swift or if an optional field has been made mandatory for BNP Paribas for processing purposes. The Following information is given for every field: - Qualifier (SWIFT standard) - Field definition (SWIFT definition) - Content (SWIFT description) - Example (SWIFT format, examples are related to BNP Paribas activity) - Comments (BNP Paribas): please read this column carefully, explanation, use and restrictions are detailed here. Should you need more information on the contents of this document, please contact us. 5 OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE Messages are sent for each safekeeping custody account that you own with BNP Paribas, except for the pre-announcement where you have the choice to receive messages either for one account or for a set of your accounts (called client ID). Message content PRE-ANNOUNCEMENT (MT564) ANNOUNCEMENT (MT564) CHANGE OF ELIGIBILITY (MT564) only sent for VOLU CA REMINDER (MT564) only sent for VOLU CA Description of the event as soon as available by BNP Paribas Details of event and eligible position sent on first eligibility date Information about any change impacting eligible positions Reminder that all or part of eligible position is uninstructed for voluntary events Subscription Trigger For subscriptions only, with the following two options: - message sent on position only or systematic sending - message sent per safekeeping account or per client ID Sent upon receipt of the event by BNP Paribas Online Sent on first eligibility date of the corporate action Sent on overnight batch or online Sent when eligible positions are updated with eligible receipts or deliveries of securities concerned by the event Sent on overnight batch or online For subscriptions only for Mandatory Corporate Actions NB: subscription is not needed for Voluntary Corporate Actions Message sent for Voluntary Corporate Action for subscriptions only with the following option: - message sent on overnight batch or online Message sent for VOLU Corporate Action for subscriptions only 6 Sent at Day-2, Day-1 and Day of client’s deadline date and as long as part of the eligible position is uninstructed Frequency Sent on overnight batch Message content Subscription Trigger Frequency Sent upon subscription either at D-3, D-2 or D-day before payable date. CASH PREADVICE (MT564) Details of the cash movements including Forex generated by the event For subscriptions only with the following two options: - Offset of sending may be chosen at Day-3 or Day-2 or Day-1 of payment date - Re-sending of the message can be chosen: either the Pre advice is re-sent for any change on the message or the Pre advice is re-sent for any change except a position change Depending of subscription option, the pre-advice is resent : - for any change on the message or - for any change except entitled position Sent on overnight batch For clients with FOREX, one cash preadvice will be systematically resent on payable date morning PAYMENT CONFIRMATION (MT566) Payment of the corporate action (cash amounts always in the event currency) Systematic sending (subscription is not required) Sent upon payment of the corporate action Sent on overnight batch or online FOREX CONFIRMATION (MT 568) Additional information to the payment : Forex details and cash movements resulting from depository Forex or client’s Forex Systematic sending (subscription is not required) message linked to payment confirmation MT566 Sent upon receipt of depository or client’s Forex rate Sent online CA ON FLOWS CONFIRMATION (MT 568) Additional message to the clearing message in case of corporate action on flows For subscriptions only Sent upon settlement of the trade (in addition to the clearing message) Sent online TAX CREDIT & PREMIUM ADVICE (MT 568) Tax notice of capital gain Tax credit For subscriptions only Sent when tax credit or premium is triggered on the corporate action Sent on overnight batch or online SECURITIES BLOCKING ADVICE (MT508) Advice of blocking on old shares For subscriptions only Sent when a blocking movement is triggered on old shares on the corporate action Sent on overnight batch 7 2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE 2.1 - CORPORATE ACTIONS MANDATORY A. Mandatory Corporate Actions with securities movements: Mandatory Corporate Actions with debit and credit securities movements Mandatory Corporate Actions such as: Assimilation (PARI), Stock Split (SPLF), Reverse Stock (DVSE), Merger (MRGR), Scrip DivIDend (DVSC), Conversion (CONV), Automatic warrants exercise (EXWA) and Redenomination (REDO) or ) or Credit Event (CREV), for which there is a debit of old securities and a credit of new securities will be announced according to the below template: SEQUENCE “A”: Mandatory General Information Field BNP Paribas Status Qualifier 16R M GENL Start of the General Information block Qualifier GENL :16R:GENL 20C M CORP Corporate action reference Qualifier CORP followed by // Corporate Action Reference :20C::CORP//16x 20C M SEME Sender’s Reference Number NEWM NEWM : New notification REPL REPL replacement of preliminary information previously sent Qualifier REPL when replacement message :23G:REPL WITH WITH to cancel a notice already sent Qualifier WITH when cancellation by the market :23G:WITH CANC CANC to confirm a BNP Paribas cancellation Qualifier CANC when cancellation by BNP Paribas :23G:CANC 23G Field Definition Content Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM when new first message Example :20C::SEME//16x :23G:NEWM M 8 Comments Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. Field BNP Paribas Status Qualifier REPE Field Definition REPE only for cash Pre-advice 22F M CAEV Corporate action event indicator 22F M CAMV Mandatory/ Voluntary indicator 25D M PROC Processing status Content Qualifier REPE when cash Pre-advice Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information or PREU for preliminary and unconfirmed information 9 Example Comments :23G:REPE :22F::CAEV//xxxx ex : :22F::CAEV//CREV ex: :22F::CAEV//CONS ex: :22F::CAEV//INTR ex: :22F::CAEV//NOOF ex: :22F::CAEV//RHDI :22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU CONS: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond. INTR: Interest payment distributed to holders of an interest bearing asset. NOOF: if qualifier is CAEV for NOOF Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer RHDI: Qualifier is CAEV for RHDI / The distribution of intermediate securities that gives the holder the right to take part in a future event. RHTS: Change of definition of code if Qualifier is CAEV for RHTS / Offer to holders of a security to subscribe for additional securities via the distribution of an intermediate security. Both processes are included in the same. OPTIONAL SUB SEQUENCE “A1”: Linkages: Subsequence used if in sequence “A”, field 23G is different from NEWM (Ex: REPL, CANC, WITH, or REPE) Field BNP Paribas Status Qualifier 16R M LINK Start of the linkage block 22F O LINK Linkage Type Indicator 13A O LINK Number ID of the MT of the linked transaction 20C M PREV Previous reference 16S M LINK 16S M GENL End of the linkage block End of the General Information block Field Definition Content Example Qualifier LINK Qualifier LINK followed by // codeword INFO Qualifier LINK followed by // the type of transaction which is linked to this one Populated as”564” when a MT564 has been previously sent Qualifier PREV followed by // the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier LINK :16S:LINK Qualifier GENL :16S:GENL Comments :16R:LINK :22F:LINK//INFO :13A::LINK//564 :20C::PREV// 16x or :20C::PREV// CA ID (for COPY) SEQUENCE “B”: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU 35B M Field Definition Content Example Start of Underlying Securities block Qualifier USECU :16R:USECU Identification of Financial Instrument The ISIN code + security description :35B: ISIN GB00B0D09R62 /HENDERSON GBL INVS 10 Comments OPTIONAL SUB SEQUENCE “B1”: FINANCIAL INSTRUMENT ATTRIBUTES: This sub-sequence will be activated only when the underlying security is a debt instrument Field BNP Paribas Status Qualifier 16R 94B M O FIA PLIS Field Definition Start of FIA block Place of listing Content Qualifier FIA Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) Qualifier DENO followed by // currency of debt instrument 11A O DENO Currency of Denomination 98A O MATU Maturity date Qualifier MATU followed by // and the maturity date D Example Comments :16R:FIA :94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes :11A:: DENO//XXX :98A::MATU//YYYYMMDD 92D O WAPA (Warrant Parity) Provides the ratio between the quantity of warrants and the quantity of underlying securities. 98A O ISSU Issue date Qualifier ISSU followed by // and the issue date :98A::ISSU//YYYYMMDD 16S M FIA End of FIA block Qualifier FIA :16S:FIA 92D::WAPA//2,/4, WAPA (Warrant Parity) Provides the ratio between the quantity of warrants and the quantity of underlying securities. M ANDATORY SUB SEQUENCE “B2”: ACCOUNT INFORMATION: Field BNP Paribas Status Qualifier 16R M ACCTINFO 97A M SAFE Field Definition Start of the account information block Content Qualifier ACCTINFO Example Comments :16R:ACCTINFO In option A : Qualifier SAFE followed by // and account number Safekeeping Account of the client or (depending on its subscription) In option C : Qualifier SAFE followed by // GENR and BNP Paribas Client’s ID number 11 :97A::SAFE//99999L :97A::SAFE//GENR3893717 If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier “GENR” + client ID otherwise this is the client’s security account (long code or short code depending on client subscription). Field 94A 93A 93A 93A 93A BNP Paribas Status O O O O O Qualifier SAFE Field Definition Place of safekeeping ELIG Eligible position of the client SETT Balance of settled securities in your safekeeping account PEND PENR Balance of securities pending deliveries Balance of securities pending receipts 93a O LOAN On loan Balance 93a O BORR Borrowed balance 16S M ACCTINFO 16S M USECU Content In option F : Qualifier SAFE followed by //Place Code and BIC code or In option B : Qualifier SAFE followed by//Place Code and depositary country Example :94F::SAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES or :94F::SAFE//ICSD/CEDELULL :93B::ELIG//FAMT/800, In option B : Qualifier ELIG followed by: //FAMT face amount :93B::ELIG//UNIT/800, or //UNIT number of shares Can be signed for negative position :93B::ELIG//UNIT/N1000 In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares :93B::SETT//FAMT/1000, Can be signed for negative position :93B::SETT//UNIT/N1000, In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares :93B::PEND//FAMT/300, This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares :93B::SETT//UNIT/1000, :93B::PEND//UNIT/300, :93B::PENR//FAMT/100, :93B::PENR//UNIT/100, This qualifier is never signed Qualifier LOAN followed by // and :93B::LOAN//UNIT/100, Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed :93B::BORR//UNIT/100, End of Account Information Block Qualifier ACCTINFO :16S:ACCTINFO End of Underlying Securities block :16S:USECU Qualifier USECU 12 Comments Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Optional Sequence “D”: Optional Corporate Actions Details: Field 16R 98A 98A 98A 98A BNP Paribas Status M O O O O Qualifier CADETL Field Definition Start and name of the block ANOU Announcement date XDTE Ex-date EFFD Effective date of detachment event RDTE Record Date 98a O MEET Meeting date/time 98a O SXDT Special Ex-date/time 98A O RESU Result Publication 98A O LOTO Lottery date/Time 22F O ESTA Corporate Action event stage 22F 17B 70 E 16S O O O M Content Example Qualifier CADETL Qualifier ANOU followed by // and the announcement date of event In option A: Qualifier XDTE followed by // ex date of event In Option A: Qualifier EFFD followed by // effective date In Option A: Qualifier RDTE followed by // and record date Qualifier MEET followed by // and Shareholder’s Meeting date Qualifier SXDT followed by // and Special Ex-date/time Qualifier RESU followed by // and Result publication date Qualifier LOTO followed by // and date and/or time of lottery Qualifier ESTA followed by // and < code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. :98A::ANOU//YYYYMMDD :98A::XDTE//YYYYMMDD :98A::EFFD//YYYYMMDD Depending on the market practices, ex date, effective or record dates can be applicable to any above mandatory events :98A::RDTE//YYYYMMDD :98A::MEET//YYYYMMDD :98A::SXDT//YYYYMMDD :98A::RESU//YYYYMMDD :98A::LOTO// YYYYMMDD For CA Type DRAW only :22F::ESTA//UNAC INFO, Information Type Indicator, to Specifies the type of information Event :22F::CONS//CTRM or :22F::CONS//DUPY Letter of Guarantee Qualifier LEOG followed by //LEOG//Y 17B::LEOG//Y LEOG (Letter of Guaranteed Delivery Flag) Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. Additional text Option E: Qualifier ADTX with the additional text :70E::ADTX// End of corporate detail sequence Qualifier CADETL :16S:CADETL Qualifier CONS followed by //CTRM or DUPY LEOG ADTX CADETL :16R:CADETL If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22): CTRM: This is a change in the terms and conditions of the bond DUPY: Due and Payable / This is a change in the due and payable conditions Consent Type Indicator CONS Comments 13 REPETITIVE OPTIONAL SEQUENCE “E”: CORPORATE ACTIONS OPTIONS: Field 16R 13A 22F 22F 17B BNP Paribas Status M M M O M Qualifier CAOPTN Field Definition Start and name of the block CAON CA option number CAOP CA option code Content Qualifier CAOPTN Qualifier CAON followed by // and the option number Qualifier CAOP followed by // SECU Example :16R:CAOPTN :13A::CAON//001 :22F::CAOP//SECU OPTF Option Features Indicator Qualifier OPTF followed by // BOIS :22F::OPTF//BOIS DFLT Default processing Flag Qualifier DFLT followed by // Y :17B::DFLT//Y 14 Comments OPTF Specifies the features that may apply to a corporate action option BOIS stands for Beneficiary Owner Instruction : Indicates that the holder needs to instruct at beneficiary owner level only REPETITIVE OPTIONAL SUBSEQUENCE “E1”: SECURITIES MOVEMENT: Field 16R 22H 35B 16S BNP Paribas Status M M Qualifier SECMOVE CRDB M M SECMOVE Field Definition Securities movements Content Type of entries in order to specify Qualifier CRDB followed //DEBT either debit or credit Identification code of the new shares. Securities movements Example Comments :16R:SECMOVE SECMOVE ISIN + ISIN code + Description of Security End of subsequence :22H::CRDB//DEBT Note: Regarding Stock Split: depending on the market, there will only be a credit of NEW SHS and no movement of OLD. Regarding Reverse Stock Split: depending on the market, there will only be a debit of NEW SHS and no movement on OLD. :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :16S:SECMOVE REPETITIVE OPTIONAL SUBSEQUENCE “E1”: SECURITIES MOVEMENT: Field 16R 22H BNP Paribas Status M M 22H O 35B M 22F O 92A O Qualifier SECMOVE CRDB TXAP DISF NEWO Field Definition Content Securities movements Start of subsequence Type of entries in order to specify Qualifier CRDB followed by//CRED either debit or credit Qualifier TXAP followed by // and Issuer/Offeror Taxability Indicator code TXBL Identification code of the rights or ISIN + ISIN code + Description of old securities Security Disposition of fractions Rate: Quantity of new securities for a given quantity of underlying securities 98A M PAYD Payment date 98A O LTRD LTRD (Last Trading Date/Time) Date/time at Qualifier DISF followed by// RDDN or RDUP or CINL Option D: Qualifier NEWO followed by the ratio or Option K: Qualifier NEWO followed by //OPEN (when ratio is unknown) Option A: Qualifier PAYD followed by the Payment date Options B: Qualifier PAYD followed by OPEN (when payment date is not determined) Example :16R:SECMOVE :22H::CRDB//CRED :22H::TXAP//TXBL 15 If security proceeds are taxable :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :22F::DISF//RDDN or RDUP or CINL :92D::NEWO//2,/1, :92K::NEWO//OPEN :98A::PAYD//YYYYMMDD :98B::PAYD//OPEN 98A::LTRD//YYYYMMDD HHMMSS Option C Comments RDDN is used for rounding down to nearest integer , RDUP for rounding up to nearest integer CINL is used for take cash in lieu of fractions, Field BNP Paribas Status Qualifier Field Definition Content Example Comments which the securities to be reorganised will cease to be tradeable. 98A O DIVR 16S M SECMOVE Date on which new securities will begin to accrue the value, or be entitled to a coupon Securities movements Option A: Qualifier DIVR followed by the coupon ranking date :98A::DIVR//YYYYMMDD End of subsequence :16S:SECMOVE OPTIONAL SEQUENCE F: “ADTX”: ADDITIONAL INFORMATION: Field BNP Paribas Status Qualifier 16R M ADDINFO 70E O ADTX Additional text 70 E O INCO Specific conditions linked to the CA that cannot be formatted 70 E O COMP Information to be complied with. (Used for information conditional to the account owner) 95A O MERE Party which is the final destination of the message 16S M ADDINFO Field Definition Start and name of the block End of the block Content Qualifier ADDINFO Example :16R:ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Option E: Qualifier COMP with the additional text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO 16 :70E::ADTX// :70E::INCO// :70E::COMP// :95Q::MERE//corporate action dept :16S:ADDINFO Comments Mandatory Corporate Actions with credit securities movements only Mandatory Corporate Actions such as Bonus Issue (BONU), Spin Off (SOFF), Intermediate Securities Distribution (RHDI) or Credit Event (CREV) for which there is an only a credit of new securities will be announced according to the below template: SEQUENCE “A”: M ANDATORY GENERAL INFORMATION Field BNP Paribas Status Qualifier 16R M GENL Start of the General Information block Qualifier GENL :16R:GENL 20C M CORP Corporate action reference Qualifier CORP followed by // Corporate Action Reference :20C::CORP//16x 20C M SEME Sender’s Reference Number NEWM NEWM : New notification REPL REPL replacement of preliminary Qualifier REPL when replacement information previously sent message :23G:REPL WITH WITH to cancel a notice already sent Qualifier WITH when cancellation by the market :23G:WITH CANC CANC to confirm a BNP Paribas cancellation Qualifier CANC when cancellation by BNP Paribas :23G:CANC REPE REPE only for cash Pre-advice Qualifier REPE when cash Preadvice :23G:REPE 23G 22F M M CAEV Field Definition Corporate action event indicator Content Example Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM when new first message Qualifier CAEV followed by // qualified generic field indicator 17 Comments :20C::SEME//16x :23G:NEWM :22F::CAEV//xxxx ex : :22F::CAEV//CREV ex: :22F::CAEV//CONS ex: :22F::CAEV//INTR ex: :22F::CAEV//NOOF ex: :22F::CAEV//RHDI Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. CONS: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond. INTR: Interest payment distributed to holders of an interest bearing asset. NOOF: if qualifier is CAEV for NOOF Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer RHDI: Qualifier is CAEV for RHDI / The distribution of intermediate securities that gives the holder the right to take part in a future event. RHTS: Change of definition of code if Qualifier is CAEV for RHTS / Offer to holders of a security to subscribe for additional Field BNP Paribas Status Qualifier Field Definition Content Example Comments securities via the distribution of an intermediate security. Both processes are included in the same. 22F M 25D CAMV M PROC Mandatory/ Voluntary indicator Processing status Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information :22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU OPTIONAL SUBSEQUENCE “A1”: LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE “A”, FIELD 23G IS DIFFERENT TO NEWM. Field BNP Paribas Status Qualifier 16R M LINK 22F O LINK 13A O LINK 20C M PREV 16S M LINK 16S M GENL Field Definition Start of the linkage block Content Qualifier LINK :16R:LINK Qualifier LINK followed by // Linkage Type Indicator codeword INFO Qualifier LINK followed by // the Number ID of the MT of the linked type of transaction which is linked transaction to this one Populated as”564” when a MT564 has been previously sent Qualifier PREV followed by // the SEME of the previous message or Previous reference in case of COPY message : the corporation action ID Qualifier LINK End of the linkage block End of the General Information block Example Qualifier GENL :22F:LINK//INFO :13A::LINK//564 :20C::PREV// 16x or :20C::PREV// CA ID (for COPY) :16S:LINK :16S:GENL 18 Comments SEQUENCE “B”: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU 35B M Field Definition Start of Underlying Securities block Identification of Financial Instrument Content Example Qualifier USECU :16R:USECU The ISIN code + security description :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ Comments OPTIONAL SUB SEQUENCE “B1”: FINANCIAL INSTRUMENT ATTRIBUTES: This sub sequence will be activated only when the underlying security is a debt instrument Field BNP Paribas Status Qualifier 16R 94B M O FIA PLIS Field Definition Start of FIA block Place of listing Content Qualifier FIA Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) Qualifier DENO followed by // currency of debt instrument Qualifier MATU followed by // and the maturity date Example Comments :16R:FIA :94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes 11A O DENO Currency of Denomination 98A O MATU Maturity date 98A O ISSU Issue date Qualifier ISSU followed by // and the issue date :98A::ISSU//YYYYMMDD 16S M FIA End of FIA block Qualifier FIA :16S:FIA :11A:: DENO//XXX :98A::MATU//YYYYMMDD M ANDATORY SUB SEQUENCE “B2”: ACCOUNT INFORMATION: Field BNP Paribas Status Qualifier 16R M ACCTINFO 97A M SAFE Field Definition Content Start of the account information block Qualifier ACCTINFO Safekeeping Account of the client (depending on its subscription) In option A : Qualifier SAFE followed by // and account number or In option C : Qualifier SAFE followed by // GENR and BNP Paribas Client’s ID number 19 Example Comments :16R:ACCTINFO :97A::SAFE//99999L :97A::SAFE//GENR3893717 If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the sub-qualifier “GENR” + client ID Otherwise this is the client’s security account. Long code or short code depending on client subscription Field BNP Paribas Status Qualifier Field Definition Content Example Comments Rules about population of place types: 94A 93A 93A 93A 93A O O O O O SAFE ELIG Place of safekeeping. Eligible position of the client In option F : Qualifier SAFE followed by //Place Code and BIC code or In option B : Qualifier SAFE followed by//Place Code and depositary country :94FSAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES or :94F::SAFE//ICSD/CEDELULL :93B::ELIG//FAMT/800, In option B : Qualifier ELIG followed by: //FAMT face amount 93B::ELIG//UNIT/800, or //UNIT number of shares Can be signed for negative position :93B::ELIG//UNIT/N1000 In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares :93B::SETT//FAMT/1000, Can be signed for negative position :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, PEND In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares PENR This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares SETT Balance of settled securities in your safekeeping account Balance of securities pending receipts 93a O LOAN On loan Balance 93a O BORR Borrowed balance :93B::SETT//UNIT/1000, :93B::PEND//UNIT/300, :93B::PENR//FAMT/100, :93B::PENR//UNIT/100, This qualifier is never signed Qualifier LOAN followed by // and :93B::LOAN//UNIT/100, Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed 20 :93B::BORR//UNIT/100, CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Field BNP Paribas Status Qualifier 16S M ACCTINFO End of Account Information Block Qualifier ACCTINFO :16S:ACCTINFO 16S M USECU End of Underlying Securities block Qualifier USECU :16S:USECU Field Definition Content Example Comments OPTIONAL SEQUENCE “D”: OPTIONAL CORPORATE ACTIONS DETAILS: Field 16R BNP Paribas Status M Qualifier Field Definition 98A 98A O O Qualifier CADETL RHDI Intermediate Securities Distribution type indicator Example: Qualifier RHDI followed by // CAEV :22F:RHDI//EXRI code of the CA event with rights :22F:RHDI//MRGR ANOU Announcement date EFFD Effective date of detachment event 98a O MEET Meeting date/time 22F O ESTA Corporate Action event stage CHAN Change Type indicator 22F 22F 98A 17B O O O O Example Start and name of the block CADETL O 22F Content Comments :16R: CADETL Qualifier ANOU followed by // the announcement date of event In Option A: Qualifier EFFD followed by // effective date Qualifier MEET followed by // and Shareholder’s Meeting date Qualifier ESTA followed by // and < code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. Qualifier CHAN followed by // and Sub CA reporting qualifier DECI :98A:ANOU//YYYYMMDD :98A::EFFD//YYYYMMDD :98A::MEET//YYYYMMDD :22F::ESTA//UNAC :22F::CHAN// DECI For CA Type CHAN only If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22): CTRM: This is a change in the terms and conditions of the bond. DUPY: Due and Payable / This is a change in the due and payable conditions CONS Consent Type Indicator Qualifier CONS followed by //CTRM or DUPY. :22F::CONS//CTRM or :22F::CONS//DUPY XDTE Ex Date In Option A: Qualifier XDTE followed by // and ex date :98A::XDTE//YYYYMMDD 17B::LEOG//Y LEOG 21 It will be populated only for RHDI CA event , as it will precise the CA event type of exercise of rights (e x: BONU or EXRI or MRGR …) Addition of qualifier Field BNP Paribas Status Qualifier Field Definition Content Example Comments LEOG (Letter of Guaranteed Delivery Flag) Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. 98A 70 E 16S O M M RDTE Record Date ADTX Additional text CADETL End of corporate detail sequence In Option A: Qualifier RDTE followed by // record date Option E: Qualifier ADTX with the additional text Qualifier CADETL :98A::RDTE//YYYYMMDD :70E::ADTX// :16S:CADETL REPETITIVE OPTIONAL SEQUENCE E: CORPORATE ACTIONS OPTIONS: Field 16R 13A 22F BNP Paribas Status M M M Qualifier CAOPTN Field Definition Start and name of the block CAON CA option number CAOP CA option code Content Example Qualifier CAOPTN Qualifier CAON followed by // and the option number Qualifier CAOP followed by // SECU Comments :16R:CAOPTN :13A::CAON//001 :22F::CAOP//SECU 22F O OPTF Option Features Indicator Qualifier OPTF followed by // BOIS :22F::OPTF//BOIS 17B M DFLT Default processing Flag Qualifier DFLT followed by // Y :17B::DFLT//Y OPTF Specifies the features that may apply to a corporate action option BOIS stands for Beneficiary Owner Instruction : Indicates that the holder needs to instruct at beneficiary owner level only REPETITIVE OPTIONAL SUBSEQUENCE “E1”: SECURITIES MOVEMENT: 16R BNP Paribas Status M SECMOVE 22H M CRDB Field Qualifier Field Definition Content Example Securities movements SECMOVE Type of entries in order to specify Qualifier CRDB followed either debit or credit by//CRED 22 :16R:SECMOVE :22H::CRDB//CRED Comments Field BNP Paribas Status 35B M 22F M 92A 98A M M Qualifier DISF ADEX PAYD 98A O LTRD 98A O DIVR 16S M SECMOVE 70E O ADTX 16S M CAOPTN Field Definition Content Example Identification code of the parent securities ISIN + ISIN code + Description of :35B:ISIN GB00B0D09R62 the old securities /HENDERSON GBL INVS/ Disposition of fractions Qualifier DISF followed by// RDDN or RDUP or CINL Rate: Quantity of new securities for a given quantity of underlying securities Payment date LTRD (Last Trading Date/Time) Date/time at which the securities to be reorganised will cease to be tradeable. Date on which new securities will begin to accrue the value, or be entitled to a coupon End of block Securities movements Additional text End of block Option D: Qualifier ADEX followed by the ratio or Option K: Qualifier ADEX followed by //OPEN (when ratio is unknown) Option A: Qualifier PAYD followed by the Payment date Options B: Qualifier PAYD followed by OPEN (when payment date is not determined) :36B::DISF//RDDN or RDUP or CINL :92D::ADEX//1,/1, :92K::ADEX//OPEN :98A::PAYD//YYYYMMDD :98A::PAYD//OPEN 98A::LTRD//YYYYMMDD HHMMSS Option C Option A: Qualifier DIVR followed :98A::DIVR//YYYYMMDD by the coupon ranking date :16S:SECMOVE Qualifier ADTX followed by the additional information Qualifier CAOPTN 23 :70E::ADTX// :16S:CAOPTN Comments RDDN is used for rounding down to nearest integer RDUP for rounding up to nearest integer CINL is used for take cash in lieu of fractions OPTIONAL SEQUENCE F: “ADTX”: ADDITIONAL INFORMATION: Field BNP Paribas Status Qualifier 16R M ADDINFO Field Definition Start and name of the block 70E O ADTX Additional text 70 E O INCO Specific conditions linked to the CA that cannot be formatted 70 E O COMP Information to be complied with. (Used for information conditional to the account owner) 95A O MERE Party which is the final destination of the message 16S M ADDINFO End of the block Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Option E: Qualifier COMP with the additional text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO :70E::ADTX// 24 :70E::INCO// :70E::COMP// :95Q::MERE//corporate action dept :16S:ADDINFO Comments B. Mandatory Corporate Actions with cash only: Mandatory Corporate Actions, such as decrease of capital (DECR) for which there is only a credit of cash, will be announced according to the below template: SEQUENCE “A”: M ANDATORY GENERAL INFORMATION Field BNP Paribas Status Qualifier Field Definition 16R M GENL Start of the General Information block Qualifier GENL :16R:GENL 20C M CORP Corporate action reference Qualifier CORP followed by // Corporate Action Reference :20C::CORP//16x 20C M SEME Sender’s Reference Number NEWM NEWM : New notification REPL REPL replacement of preliminary information previously sent Qualifier REPL when replacement message :23G:REPL WITH WITH to cancel a notice already sent Qualifier WITH when cancellation by the market :23G:WITH CANC CANC to confirm a BNP Paribas Qualifier CANC when cancellation cancellation by BNP Paribas REPE REPE only for cash Pre-advice 23G 22F M M CAEV Corporate action event indicator Content Example Qualifier SEME followed by // Paribas Reference Qualifier NEWM when new first message Qualifier REPE when cash Preadvice Qualifier CAEV followed by // qualified generic field indicator 25 Comments :20C::SEME//16x :23G:NEWM Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. :23G:CANC :23G:REPE :22F::CAEV//xxxx ex : :22F::CAEV//CREV ex: :22F::CAEV//CONS ex: :22F::CAEV//INTR ex: :22F::CAEV//NOOF ex: :22F::CAEV//RHDI CONS: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond. INTR: Interest payment distributed to holders of an interest bearing asset. NOOF: if qualifier is CAEV for NOOF Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer RHDI: Qualifier is CAEV for RHDI / The distribution of intermediate securities that gives the holder the right to take Field BNP Paribas Status Qualifier Field Definition Content Example Comments part in a future event. RHTS: Change of definition of code if Qualifier is CAEV for RHTS / Offer to holders of a security to subscribe for additional securities via the distribution of an intermediate security. Both processes are included in the same. 22F 25D M CAMV M PROC Mandatory/ Voluntary indicator Qualifier CAMV followed by // qualified MAND :22F::CAMV//MAND Processing status Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU OPTIONAL SUB SEQUENCE “A1”: LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE “A”, FIELD 23G IS DIFFERENT FROM NEWM. Field BNP Paribas Status Qualifier 16R M LINK Start of the linkage block 22F O LINK Linkage Type Indicator 13A O LINK Number ID of the MT of the linked transaction 20C M PREV Previous reference 16S M LINK End of the linkage block 16S M GENL End of the General Information block Field Definition Content Example Qualifier LINK :16R:LINK Qualifier LINK followed by // codeword INFO Qualifier LINK followed by // the type of transaction which is linked to this one Populated as”564” when a MT564 has been previously sent Qualifier PREV followed by // the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier LINK Qualifier GENL :22F:LINK//INFO :13A::LINK//564 :20C::PREV// 16x Or :20C::PREV// CA ID (for COPY) :16S:LINK :16S:GENL 26 Comments SEQUENCE “B”: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU 35B M Field Definition Content Example Start of Underlying Securities block Qualifier USECU :16R:USECU Identification of Financial Instrument The ISIN code + security description :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS Comments OPTIONAL SUB SEQUENCE “B1”: FINANCIAL INSTRUMENT ATTRIBUTES: This sub-sequence will be activated only when the underlying security is a debt instrument Field BNP Paribas Status Qualifier 16R 94B M O FIA PLIS Field Definition Start of FIA block Place of listing Content Example Qualifier FIA Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) :16R:FIA :94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes 11A O DENO Currency of Denomination Qualifier DENO followed by // currency of debt instrument :11A:: DENO//XXX 98A O MATU Maturity date Qualifier MATU followed by // and the maturity date :98A::MATU//YYYYMMDD 98A O ISSU Issue date Qualifier ISSU followed by // and the issue date :98A::ISSU//YYYYMMDD 16S M FIA End of FIA block Qualifier FIA :16S:FIA 27 Comments M ANDATORY SUB SEQUENCE “B2”: ACCOUNT INFORMATION: Field BNP Paribas Status Qualifier 16R M ACCTINFO 97A M SAFE Field Definition Content Example Start of the account information block Qualifier ACCTINFO Safekeeping Account of the client (depending on its subscription) In option A : Qualifier SAFE followed by // and account number or In option C : Qualifier SAFE followed by // GENR and BNP Paribas Client’s ID number Place of safekeeping. In option F : Qualifier SAFE followed by //Place Code and BIC code or In option B : Qualifier SAFE followed by//Place Code and depositary country Comments :16R:ACCTINFO :97A::SAFE//99999L :97A::SAFE//GENR3893717 If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier “GENR” + client ID Otherwise this is the client’s security account. Long code or short code depending on client subscription Rules about population of place types: 94A 93A 93A 93A 93A O O O O O SAFE ELIG SETT PEND PENR Eligible position of the client Balance of settled securities in your safekeeping account In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Balance of securities pending deliveries Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares Balance of securities pending receipts This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed 28 :94F::SAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES or :94F::SAFE//ICSD/CEDELULL CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM :93B::ELIG//FAMT/800, 93B::ELIG//UNIT/800, In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce :93B::ELIG//UNIT/N1000 :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300, :93B::PENR//FAMT/100, :93B::PENR//UNIT/100, Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. 93a BNP Paribas Status O 93a Field Qualifier Field Definition LOAN On loan Balance O BORR Borrowed balance 16S M ACCTINFO 16S M USECU Content Example Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed :93B::LOAN//UNIT/100, End of Account Information Block Qualifier ACCTINFO :16S:ACCTINFO End of Underlying Securities block Qualifier USECU :16S:USECU Comments :93B::BORR//UNIT/100, OPTIONAL SEQUENCE “D”: OPTIONAL CORPORATE ACTIONS DETAILS: Field 16R BNP Paribas Status M Qualifier CADETL Field Definition Start and name of the block O 98A 98A 98A 22F O O ANOU Announcement date XDTE Ex Date RDTE Record Date 98A O EFFD Effective Date 98a O MEET Meeting date/time 98a O SXDT Special Ex-date/time 22F O ESTA Corporate Action event stage 22F O ADDB 22F O ESTA Additional Business process Indicator Corporate Action event stage O CONS Consent Type Indicator Content Example Comments :16R: CADETL Qualifier CADETL Qualifier ANOU followed by // and the announcement date of event In Option A: Qualifier XDTE followed by // and ex date In option A: Qualifier RDTE followed by // and record date In option A: Qualifier EFFD followed by // effective-date :98A:ANOU//YYYYMMDD :98A::XDTE//YYYYMMDD :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD Qualifier MEET followed by // and :98A::MEET//YYYYMMDD Shareholder’s Meeting date Qualifier SXDT followed by // and :98A::SXDT//YYYYMMDD Special Ex-date/time Qualifier ESTA followed by // and < :22F::ESTA//UNAC code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. Qualifier ADDB followed by // and :22F::ADDB//CAPA code CAPA Qualifier ESTA followed by // and < :22F::ESTA//UNAC code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. Qualifier CONS followed by :22F::CONS//CTRM 29 In MT564 Cash preadvice only If Qualifier is CONS and Data Source Scheme is not present, Field BNP Paribas Status Qualifier Field Definition Content Example //CTRM or DUPY. or :22F::CONS//DUPY Comments Indicator must contain one of the following codes (Error code(s): K22): CTRM: This is a change in the terms and conditions of the bond. DUPY: Due and Payable / This is a change in the due and payable conditions Addition of qualifier 17B O LEOG 70 E O ADTX 16S M CADETL 17B::LEOG//Y Additional text End of corporate detail sequence Qualifier ADTX followed by the additional text Qualifier CADETL 30 70E::ADTX// :16S:CADETL LEOG (Letter of Guaranteed Delivery Flag) Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. REPETITIVE OPTIONAL SEQUENCE “E”: CORPORATE ACTIONS OPTIONS: Field BNP Paribas Status Qualifier 16R M CAOPTN 13A M 22F M 22F 17B O M Field Definition Content Example Start and name of the block Qualifier CAOPTN :16R:CAOPTN CAON CA option number Qualifier CAON followed by // and the option number :13A::CAON//001 CAOP CA option code Qualifier CAOP followed by // CASH distribution of cash :22F::CAOP//CASH OPTF Option Features Indicator Qualifier OPTF followed by // BOIS :22F::OPTF//BOIS DFLT Default processing Flag Qualifier DFLT followed by // Y :17B::DFLT//Y 31 Comments OPTF Specifies the features that may apply to a corporate action option BOIS stands for Beneficiary Owner Instruction : Indicates that the holder needs to instruct at beneficiary owner level only REPETITIVE OPTIONAL SUBSEQUENCE “E2”: CASH MOVEMENTS: Field BNP Paribas Status 16R M 22H M Qualifier Field Definition CASHMOVE Start and name of the block CRDB Indicator Credit/Debit indicator 22 F O ETYP Type of Exemption 97A M CASH Cash account 90A O OFFR Price to receive 19A M ENTL Entitled amount 98a M PAYD Client’s Payment date 98a M VALU Client’s Value-date 16S M CASHMOVE End of the block Content Example Comments Qualifier CASHMOVE :16R:CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited :22H:CRDB//CRED The direction of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier DEBT :22F::ETYP/IRSX/0004 ETYP specifies the basis for the reduced rate of withholding If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are available on the SMPG website at www.smpg.info. (Qualifier)(Data Source Scheme)(Indicator) Qualifier CASH followed by client’s cash account Option F: Qualifier OFFR followed by the Currency Code and price. Qualifier ENTL followed by client’s entitlement amount Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier VALU followed by client’s value-date Option B: Qualifier VALU followed by UKWN Qualifier CASHMOVE 97A:CASH//XXXXXXXXX :90A::OFFR 19A:ENTL//GBP10000, Pas dans la SR 2013 Amount in depositary currency before client’s Forex :98A::PAYD//YYYYMMDD 98A::VALU//YYYYMMDD or :98B::VALU//UKWN :16R: CASHMOVE The two subsequences below are only activated in the case of client’s Forex 16R M CASHMOVE Start and name of the block 22H M CRDB Indicator Credit/Debit indicator 97A M CASH Cash account 19A M ENTL Entitled amount Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by client’s cash account Qualifier ENTL followed by client’s entitlement amount (paid 32 :16S: CASHMOVE This is the reversed cash amount in depositary currency before application of the client’s FOREX. :22H:CRDB//DEBT Sub qualifier DEBT if 22H/CRDB of previous E2 is CRED Sub qualifier CRED if 22H/DEBT of previous E2 is DEBT 97A:CASH//XXXXXXXXX 19A:ENTL//GBP10000, 98a M PAYD Client’s Payment date 98a M VALU Client’s Value-date 16S M 16R CASHMOVE End and name of the block Option B: Qualifier VALU followed by UKWN (if payment is non contractual with recovery) Qualifier CASHMOVE CASHMOVE Start and name of the block Qualifier CASHMOVE 22H M CRDB Indicator Credit/Debit indicator 97A M CASH Cash account Cash amount 19A 98a M M on firm or pending position) Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier VALU followed by payment client’s value-date Amount PAYD Resulting amount after FOREX Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by client’s cash account Qualifier ENTL followed by client’s entitlement amount in client’s preferred currency Qualifier RESU followed by client’s entitled amount after :98A::PAYD//YYYYMMDD 98A::VALU//YYYYMMDD or :98A::VALU//UKWN :16S: CASHMOVE :16R: CASHMOVE :22H:CRDB//CRED :97A:CASH//XXXXXXXXX :19A:ENTL//EUR15000, In this example, the client has asked to receive EUR instead of GBP. :19A:RESU//EUR15000, This is the resulting cash amount after client’s Forex.. FOREX Net amount before FOREX Qualifier NETT followed by client’s entitled amount in schedule currency ( before client’s FOREX :19A:NETT//GBP10000, Client’s Payment date Option B: Qualifier PAYD followed by date code KKWN :98B::PAYD//UKWN 33 This subsequence is only activated in case of client’s Forex This corresponds to the cash amount in client’s preferred currency. 98a M VALU Client’s Value-date 92B M EXCH Exchange-rate 92 a O TAXR Withholding Tax Rate 92 a O WITF 92 a O WITL 16S 16S M M 70 E M ADTX 16S M CAOPTN Option B: Qualifier VALU followed by UKWN Option B: Qualifier EXCH followed by client’s exchangerate Option R: (Qualifier)(Data :98A::VALU//UKWN 92B:EXCH//GBP/EUR/0,6666 Source Scheme)(Rate Type Code)(Rate) Option R: (Qualifier)(Data Withholding Foreign Tax Source Scheme)(Rate Type (Rate) Code)(Rate) Option R: (Qualifier)(Data Withholding of local Tax (Rate) Source Scheme)(Rate Type Code)(Rate) CASHMOVE End and name of the block CASHMOVE End and name of the block Additional text End of block Qualifier CASHMOVE Qualifier CASHMOVE Qualifier ADTX followed by the additional text Qualifier CAOPTN 34 _ _ _ :16S: CASHMOVE :16S: CASHMOVE :70E ::ADTX// :16S:CAOPTN TAXR: percentage of a cash distribution that will be withheld by a tax authority Rate at which the income will be withheld by the jurisdiction to which the income was originally paid, for which relief at source and/or reclaim may be possible Rate at which the income will be withheld by the jurisdiction in which the account owner is located, for which a relief at source and/or reclaim may be possible OPTIONAL SEQUENCE “F”: ADDITIONAL INFORMATION: Field BNP Paribas Status 16R M 70E O Qualifier Field Definition ADDINFO Start and name of the block ADTX 70 E O INCO 70 E O COMP 95a O MERE 16S M Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message ADDINFO End of the block Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text :70E::ADTX// :70E::INCO// Option E: Qualifier COMP with the additional :70E::COMP// text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO 35 :95Q::MERE//corporate action dept :16S:ADDINFO Comments C. Mandatory Corporate Actions with cash & securities: Mandatory Corporate Actions such as Final redemption (REDM), Early redemption (BPUT), Partial redemption (PCAL), for which there is a debit of old securities and a credit of cash will be announced according to the below template: SEQUENCE “A”: M ANDATORY GENERAL INFORMATION Field BNP Paribas Status Qualifier 16R M GENL Start of the General Information block Qualifier GENL :16R:GENL 20C M CORP Corporate action reference Qualifier CORP followed by // Corporate Action Reference :20C::CORP//16x 20C M SEME Sender’s Reference Number NEWM NEWM : New notification REPL REPL replacement of preliminary information previously sent Qualifier REPL when replacement message WITH WITH to cancel a notice already sent Qualifier WITH when cancellation :23G:WITH by the market CANC CANC to confirm a BNP Paribas cancellation REPE REPE only for cash Pre-advice Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice 23G M Field Definition Content Example Qualifier SEME followed by // Paribas Reference Qualifier NEWM when new first message Comments :20C::SEME//16x :23G:NEWM :23G:REPL Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. :23G:CANC :23G:REPE NOOF (Non-Official 22F 22F M M CAEV CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator 36 :22F::CAEV//xxxx :22F::CAEV//NOOF :22F::CAEV//xxxx ex : :22F::CAEV//CREV ex: :22F::CAEV//CONS ex: :22F::CAEV//INTR ex: :22F::CAEV//NOOF Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. CONS: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond. INTR: Interest payment distributed to holders of an interest bearing asset. Field BNP Paribas Status Qualifier Field Definition Content Example ex: :22F::CAEV//RHDI 22F M 25D M CAMV PROC Mandatory/ Voluntary indicator Processing status Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information Comments NOOF: if qualifier is CAEV for NOOF Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer RHDI: Qualifier is CAEV for RHDI / The distribution of intermediate securities that gives the holder the right to take part in a future event. RHTS: Change of definition of code if Qualifier is CAEV for RHTS / Offer to holders of a security to subscribe for additional securities via the distribution of an intermediate security. Both processes are included in the same. :22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU OPTIONAL SUB SEQUENCE “A1”: LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE “A”, FIELD 23G IS DIFFERENT FROM NEWM. Field BNP Paribas Status Qualifier 16R M LINK 22F O LINK 13A O LINK 20C M PREV 16S M LINK 16S M GENL Field Definition Start of the linkage block Content Example Qualifier LINK :16R:LINK Qualifier LINK followed by // Linkage Type Indicator codeword INFO Qualifier LINK followed by // the type Number ID of the MT of the linked of transaction which is linked to this transaction one Populated as”564” when a MT564 has been previously sent Qualifier PREV followed by // SEME of the previous message or in case of Previous reference COPY message : the corporation action ID End of the linkage block End of the General Information block :22F:LINK//INFO :13A::LINK//564 :20C::PREV// 16x Or :20C::PREV// CA ID (for COPY) Qualifier LINK :16S:LINK Qualifier GENL :16S:GENL 37 Comments Sequence “B”: Mandatory Underlying Securities: Parent’s security generating the corporate action Field BNP Paribas Status Qualifier 16R M USECU 35B M Field Definition Content Example Start of Underlying Securities block Qualifier USECU :16R:USECU Identification of Financial Instrument The ISIN code + security description :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS Comments OPTIONAL SUB SEQUENCE “B1”: FINANCIAL INSTRUMENT ATTRIBUTES: This sub-sequence will be activated only when the underlying security is a debt instrument Field BNP Paribas Status Qualifier 16R M FIA Start of FIA block 94B O PLIS Place of listing 12A O OPST Option style 11A O DENO Currency of Denomination D Field Definition Content Example Qualifier FIA Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) Qualifier OPST followed by // and AMER (American style) Or EURO (European style) Qualifier DENO followed by // currency of debt instrument :16R:FIA :94B::PLIS//EXCH/ALXP 12a::OPST//AMER :11A:: DENO//XXX 92D O WAPA (Warrant Parity) Provides the ratio between the quantity of warrants and the quantity of underlying securities. 98A O MATU Maturity date Qualifier MATU followed by // and the maturity date :98A::MATU//YYYYMMDD 98A O ISSU Issue date Qualifier ISSU followed by // and the issue date :98A::ISSU//YYYYMMDD 16S M FIA End of FIA block Qualifier FIA :16S:FIA 92D::WAPA//2,/4, 38 Comments M ANDATORY SUB SEQUENCE “B2”: ACCOUNT INFORMATION: Field BNP Paribas Status Qualifier 16R M ACCTINFO 97A M SAFE Field Definition Start of the account information block Content Qualifier ACCTINFO O SAFE Place of safekeeping. In option B : Qualifier SAFE followed by//Place Code and depositary country 93A 93A 93A O O O ELIG SETT PEND Eligible position of the client Balance of settled securities in your safekeeping account Balance of securities pending deliveries In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed 39 Comments :16R:ACCTINFO In option A : Qualifier SAFE followed by // account number or :97A::SAFE//99999L Safekeeping Account of the client In option C : Qualifier SAFE (depending on its subscription) followed by // GENR and BNP :97A::SAFE//GENR3893717 Paribas Client’s ID number In option F : Qualifier SAFE followed by //Place Code and BIC code or 94A Example If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier “GENR” + client ID Otherwise this is the client’s security account. Long code or short code depending on client subscription Rules about population of place types: :94FSAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES :94F::SAFE//ICSD/CEDELULL CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM :93B::ELIG//FAMT/800, 93B::ELIG//UNIT/800, In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce :93B::ELIG//UNIT/N1000 :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300, :93C::PEND//UNIT/NELG/300, Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Field 93A BNP Paribas Status O Qualifier PENR Field Definition Balance of securities pending receipts 93a O LOAN On loan Balance 93a O BORR Borrowed balance 16S M ACCTINFO 16S M USECU Content In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed Example :93B::PENR//FAMT/100, :93B::PENR//UNIT/100, :93B::LOAN//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice :93B::BORR//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice End of Account Information Block Qualifier ACCTINFO :16S:ACCTINFO End of Underlying Securities block :16S:USECU Qualifier USECU Comments OPTIONAL SEQUENCE “D”: OPTIONAL CORPORATE ACTIONS DETAILS: Field 16R 98a 98a 98a 98a BNP Paribas Status M O O O O Qualifier CADETL ANOU XDTE EFFD RDTE Field Definition Content Start and name of the block Qualifier CADETL Announcement date Qualifier ANOU followed by // announcement date of event In Option A: Qualifier XDTE followed by // ex date In Option A: Qualifier EFFD followed by // and effective date In option A: Qualifier RDTE followed by // and Record date Qualifier MEET followed by // and Shareholder’s Meeting date Qualifier ADDB followed by // and code CAPA Qualifier ESTA followed by // and < code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. Qualifier CONS followed by //CTRM or DUPY. Ex Date Effective date of detachment event Record Date 98a O MEET Meeting date/time 22F O ADDB 22F O ESTA Additional Business process Indicator Corporate Action event stage 22F O CONS Consent Type Indicator Example Comments :16R: CADETL 40 :98A:ANOU//YYYYMMDD :98A::XDTE//YYYYMMDD :98A::EFFD//YYYYMMDD :98A::RDTE//YYYYMMDD :98A::MEET//YYYYMMDD :22F::ADDB//CAPA In MT564 Cash preadvice only :22F::ESTA//UNAC :22F::CONS//CTRM or If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following Field BNP Paribas Status Qualifier Field Definition Content Example :22F::CONS//DUPY Lottery Type 22F 70 E o O LOTO ADTX Additional text If Qualifier is LOTO and Data Source Scheme is not present, Indicator must contain one of the following codes: ORIG or SUPP Qualifier ADTX followed by the additional text :22F::LOTO//ORIG or :22F::LOTO//SUPP Comments codes (Error code(s): K22): CTRM: This is a change in the terms and conditions of the bond. DUPY: Due and Payable / This is a change in the due and payable conditions LOTO Specifies the type of lottery announced. ORIG : Original Lottery Notification SUPP : Supplemental Lottery Notification. :70E::ADTX// Addition of qualifier 17B O LEOG 16S M CADETL 17B::LEOG//Y End of corporate detail sequence Qualifier CADETL :16S:CADETL 41 LEOG (Letter of Guaranteed Delivery Flag) Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. REPETITIVE OPTIONAL SEQUENCE “E”: CORPORATE ACTIONS OPTIONS: Field 16R 13A BNP Paribas Status M M Qualifier CAOPTN CAON 22F M CAOP 22F O OPTF 17B M DFLT Field Definition Start and name of the block CA option number CA option code Content Qualifier CAOPTN Example :16R:CAOPTN Qualifier CAON followed by // option number Qualifier CAOP followed by //CASH :13A::CAON//001 :22F::CAOP// CASH Depending initial fed received from sub custodian Qualifier OPTF followed by // BOIS :22F::OPTF//BOIS OPTF Specifies the features that may apply to a corporate action option BOIS stands for Beneficiary Owner Instruction : Indicates that the holder needs to instruct at beneficiary owner level only Qualifier DFLT followed by //Y :17B::DFLT//Y Option Features Indicator Default processing Flag Comments REPETITIVE OPTIONAL SUBSEQUENCE “E1”: SECURITIES MOVEMENT: 16R BNP Paribas Status M SECMOVE 22H M CRDB 35B M Identification code of the parent securities. ISIN + ISIN code + Description of Security :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ 98A O LTRD LTRD (Last Trading Date/Time) Date/time at which the securities to be reorganised will cease to be tradeable. Option C 98A::LTRD//YYYYMMDD HHMMSS 98A M PAYD Client’s Payment date Option A: Qualifier PAYD followed by payable date or Field Qualifier Field Definition Securities movements Content Example :16R:SECMOVE SECMOVE Type of entries in order to specify Qualifier CRDB followed by the either debit or credit code “DEBT” 42 :22H::CRDB//DEBT :98A::PAYD//YYYYMMDD Comments Field BNP Paribas Status Qualifier Field Definition Content Example Comments Expected settlement date 16S M SECMOVE :16S:SECMOVE End of subsequence REPETITIVE OPTIONAL SUB SEQUENCE “E2” CASH MOVEMENTS: Field BNP Paribas Status Qualifier 16R M CASHMOVE 22H M CRDB Field Definition Start and name of the block Qualifier CASHMOVE Indicator Credit/Debit indicator Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited 22F O ETYP Type of Exemption 97A O CASH Cash account ENTL Entitled amount 19A O Content 98A M PAYD Client’s Payment date 92A O RATE Applicable rate 92 a O TAXR Withholding Tax Rate 92 a O WITF Withholding Foreign Tax (Rate) 92 a O WITL Withholding of local Tax (Rate) Example :16R: CASHMOVE :22H:CRDB//CRED (Qualifier)(Data Source Scheme)(Indicator) Qualifier CASH followed by client’s cash account Qualifier ENTL followed by client’s entitlement amount Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier RATE followed by // and applicable rate Option R: (Qualifier)(Data Source Scheme)(Rate Type Code)(Rate) Option R: (Qualifier)(Data Source Scheme)(Rate Type Code)(Rate) Option R: (Qualifier)(Data Source Scheme)(Rate Type Code)(Rate) 43 Comments :22F::ETYP/IRSX/0004 The direction of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier DEBT. ETYP specifies the basis for the reduced rate of withholding If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are available on the SMPG website at www.smpg.info. :97A:CASH//XXXXXXXXX :19A:ENTL//GBP10000, Amount in depositary currency before client’s Forex :98A::PAYD//YYYYMMDD :92A::RATE//16,962425099 _ _ _ TAXR: percentage of a cash distribution that will be withheld by a tax authority Rate at which the income will be withheld by the jurisdiction to which the income was originally paid, for which relief at source and/or reclaim may be possible Rate at which the income will be withheld by the jurisdiction in which the account owner is located, for which a relief at source and/or reclaim may be possible Field BNP Paribas Status Qualifier 90A M OFFR 98A O VALU 16S M CASHMOVE Field Definition Cash price received per product Client’s Value-date End of the block Content Option A: OFFR followed by// percentage Option B: OFFR followed by// currency code and price Option A: Qualifier VALU followed by // client’s value-date Option B: Qualifier VALU followed by // UKWN Qualifier CASHMOVE Example Comments :90A:: OFFR //PRCT/100 :90B:: OFFR //ACTU/GBP500 98A::VALU//YYYYMMDD or :98A::VALU//UKWN :16S: CASHMOVE The two subsequences below are only activated in the case of client’s Forex 16R M CASHMOVE 22H M CRDB Indicator Credit/Debit indicator 97A M CASH Cash account 19A M ENTL Entitled amount 98A M PAYD Client’s Payment date 98A M VALU Client’s Value-date 16S M CASHMOVE End and name of the block Option B: Qualifier VALU followed by UKWN ( if payment is non contractual with recovery) Qualifier CASHMOVE 16R M CASHMOVE Start and name of the block Qualifier CASHMOVE Start and name of the block 22H M CRDB Indicator Credit/Debit indicator 97A M CASH Cash account Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by client’s cash account Qualifier ENTL followed by client’s entitlement amount ( paid on firm or pending position) Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier VALU followed by payment client’s value-date Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by client’s cash account 44 :16R: CASHMOVE :22H:CRDB//DEBT This corresponds to the reversed cash amount in depositary currency before application of the client’s FOREX Sub qualifier DEBT if 22H/CRDB of previous E2 is CRED Sub qualifier CRED if 22H/DEBT of previous E2 is DEBT 97A:CASH//XXXXXXXXX 19A:ENTL//GBP10000, :98A::PAYD//YYYYMMDD 98A::VALU//YYYYMMDD or :98A::VALU//UKWN :16S: CASHMOVE :16R: CASHMOVE :22H:CRDB//CRED :97A:CASH//XXXXXXXXX This subsequence is only activated in case of client’s forex This corresponds to the cash amount in client’s preferred currency. Cash amount 19A M Amount Resulting amount after FOREX Net amount before FOREX 98A M PAYD Client’s Payment date 98A M VALU Client’s Value-date 92B M EXCH Exchange-rate 16S M CASHMOVE 70 E M ADTX 16S M CAOPTN End and name of the block Additional text End of block Qualifier ENTL followed by client’s entitlement amount in client’s preferred currency Qualifier RESU followed by client’s entitled amount after FOREX Qualifier NETT followed by client’s entitled amount in schedule currency ( before client’s FOREX) Option B: Qualifier PAYD followed by date code UKWN Option B: Qualifier VALU followed by UKWN ( if payment is non contractual with recovery) Option B: Qualifier EXCH followed by client’s exchangerate Qualifier CASHMOVE Qualifier ADTX followed by the additional text Qualifier CAOPTN 45 :19A:ENTL//EUR15000, In this example, the client has asked to receive EUR instead of GBP. :19A:RESU//EUR15000, This is the resulting cash amount after client’s FOREX. :19A:NETT//GBP10000, :98A::PAYD//UKWN :98A::VALU//UKWN :92B:EXCH//GBP/EUR/0,6666 :16S: CASHMOVE :70E ::ADTX// :16S:CAOPTN OPTIONAL SEQUENCE “F”: ADDITIONAL INFORMATION: Field BNP Paribas Status Qualifier 16R M ADDINFO 70E O ADTX Additional text 70 E O INCO Specific conditions linked to the CA that cannot be formatted 70 E O COMP 95A O MERE 16S M ADDINFO Field Definition Start and name of the block Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text :70E::ADTX// Information to be complied with. Option E: (Used for information Qualifier COMP with the conditional to the account additional text owner) In option Q: Qualifier MERE followed by Party which is the final destination of the message //name of receiver of information Qualifier ADDINFO End of the block 46 :70E::INCO// :70E::COMP// :95Q::MERE//corporate action dept :16S:ADDINFO Comments 2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS A. Voluntary Corporate actions with rights distribution or ex date Voluntary Corporate actions with rights distribution Voluntary Corporate Actions such as Subscription offer (EXRI), Bonus issue (BONU), for which there is a rights distribution will be announced according to the below templates, shown for EXRI and BONU events: SUBSCRIPTION OFFER SEQUENCE A: “GENL” M ANDATORY GENERAL INFORMATION Field BNP Paribas Status Qualifie r 16R M GENL Start of the General Information block 20C M CORP Corporate action reference 20C O COAF Official Corporate action event reference NEWM NEWM : New notification REPL WITH 23G M CANC Field Definition REPL replacement of preliminary information previously sent WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation REPE REPE only for cash Pre-advice RMDR RMDR Reminder sent for uninstructed positions Content Example Qualifier GENL :16R:GENL Qualifier CORP followed by //Corporate Action Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier NEWM when new first message Qualifier REPL when replacement message Qualifier WITH when cancellation by the market Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice Qualifier RMDR when there are some uninstructed positions :20C::CORP//16x 47 :20C::COAF//16x :23G:NEWM :23G:REPL :23G:WITH :23G:CANC :23G:REPE :23G:RMDR Comments This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. Field BNP Paribas Status Qualifie r 22F M CAEV Corporate action event indicator 22F M CAMV Mandatory/ Voluntary indicator 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator Processing status Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information 25D M PROC Field Definition Content Example Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by //qualified VOLU Comments :22F::CAEV//EXRI :22F::CAMV/VOLU :22F::CAEV//xxxx ex: :22F::CAEV//CONS Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond. :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU OPTIONAL SUB SEQUENCE A1: “LINK” LINKAGES: SUBSEQUENCE USED IF IN SEQUENCE A, FIELD 23G, IS DIFFERENT FROM NEWM. 16R BNP Paribas Status M 22F O 13A O Field 20C M Qualifier Field Definition LINK Start of the linkage block LINK Linkage Type Indicator LINK Number ID of the MT of the linked transaction PREV Or CORP Previous reference Corporate action’s reference 16S M LINK 16S M GENL End of the linkage block End of the General Information block Content Example Qualifier LINK Qualifier LINK followed by //codeword INFO Qualifier LINK followed by //the type of transaction which is linked to this one Populated as”564” when a MT564 has been previously sent Qualifier PREV followed by //the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier CORP followed by // and the reference of linked event Qualifier LINK :16S:LINK Qualifier GENL :16S:GENL 48 :16R:LINK :22F:LINK//INFO :13A::LINK//564 :20C::PREV//16x :20C::PREV//CA ID (for COPY) :20C::CORP//CA ID Comments SEQUENCE B: “USECU” M ANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU 35B M Field Definition Content Start of Underlying Securities block Identification of Financial Instrument Example Qualifier USECU :16R:USECU The ISIN code + security description :35B::ISIN ES0178483139 SOGECABLE SA Comments It is the ISIN of the rights M ANDATORY SUB SEQUENCE B2: “ACCTINFO” ACCOUNT INFORMATION: Field 16R 97A 94A BNP Paribas Status M M O Qualifier ACCTINFO SAFE SAFE Field Definition Start of the account information block Content Example Qualifier ACCTINFO :16R:ACCTINFO In option A : Qualifier SAFE followed by //and Safekeeping Account of account number the client (depending on its In option C : Qualifier SAFE followed by subscription) //GENR and BNP Paribas Client’s ID number Place of safekeeping. :97A::SAFE//99999L :97A::SAFE//GENR3893717 In option F : :94F::SAFE//CUST/PBESXXX Qualifier SAFE followed by //Place Code and BIC code :94B::SAFE//SHHE/ES In option B : :94F::SAFE//ICSD/CEDELULL Qualifier SAFE followed by//Place Code and depositary country 93A O ELIG Eligible position of the client Comments In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position 49 :93B::ELIG//FAMT/800, :93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000 If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier “GENR” + client ID Otherwise this is the client’s security account. Long code or short code depending on client subscription Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM In Pre-announcement, firm and pending are reported except the ELIG position one. Mandatory as from the announce Field 93A 93A 93A BNP Paribas Status O O O Qualifier SETT PEND PENR Field Definition Balance of settled securities in your safekeeping account Balance of securities pending deliveries Balance of securities pending receipts Content Example In option B : Qualifier SETT followed by://FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT/ face amount or //UNIT /number of shares In option C : Qualifier PEND followed by: //FAMT/face amount or //UNIT /number of shares This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT/ face amount or //UNIT /number of shares :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, Comments Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300, NELG : non eligible pending securities excluded from eligible position (if balance is negative) :93C::PEND//UNIT/NELG/300, :93B::PENR//FAMT/100, :93B::PENR//UNIT/100, This qualifier is never signed 93a O LOAN On loan Balance 93a O BORR Borrowed balance 93a O UNBA Uninstructed balance 93a O INBA Instructed balance 16S M ACCTINFO 16S M USECU End of Account Information Block End of Underlying Securities block Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed In option B : Qualifier UNBA followed by: //FAMT/ face amount or //UNIT /number of shares :93B::LOAN//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice :93B::BORR//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice :93B::UNBA//UNIT/100, Sent for MT564 Reminder only In option B : Qualifier INBA followed by: //FAMT/ face amount or //UNIT /number of shares :93B::INBA//UNIT/100, Only reported when client’s deadline is before eligibility calculation date Qualifier ACCTINFO :16S:ACCTINFO Qualifier USECU :16S:USECU 50 OPTIONAL SUBSEQUENCE C: “INTSEC” INTERMEDIATE SECURITIES: NOT USED Optional Sequence D: “CADETL” OPTIONAL CORPORATE ACTIONS DETAILS Field BNP Paribas Status Qualifier 16R M CADETL 98A O ANOU Announcement date 70E O ADTX Additional text 98a O RESU Results publication 98a O MEET Meeting date/time 98a O ETPD Early third party deadline 98a O ECPD Election to Counterparty deadline 98C O EARD Early response deadline Date/Time 69a O SPLP Split Period 22F O ADDB 22F O ESTA 22F O ADDB Additional Business process Qualifier ADDB followed by // and Indicator code CAPA Corporate Action event stage Qualifier ESTA followed by // and < code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. Additional Business Process Preliminary Advice Indicator of Payment - The message is a Field Definition Start of Corporate Action details block Content Example Qualifier CADETL Comments :16R:CADETL Qualifier ANOU followed by //announcement date of event Option E: Qualifier ADTX with the additional text Qualifier RESU followed by // and Result publication date of event Qualifier MEET followed by // and Shareholder’s Meeting date Qualifier ETPD followed by // and Early third party deadline Qualifier ECPD followed by // and date of Election to Counterparty deadline Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, giving the holder eligibility to incentives. This time is dependent on the reference time zone of the account servicer as specified in an SLA. In options A, B, C,D, E, F,or J 51 :98A::ANOU//YYYYMMDD :70E::ADTX// :98A::RESU//YYYYMMDD :98A::MEET//YYYYMMDD :98A::ETPD/YYYYMMDD Used to report to clients their earliest election counterparty. It is a specific client’s deadline for their position on loan. :98A::ECPD//YYYYMMDD :98a::EARD//YYYYMMDDhhmm Used to report an early response deadline of an option when there are two proposed different periods for a same option. :69A :: SPLP//yyyymmdd/yyyymmdd Period during which a physical certificate can be split. :22F::ADDB//CAPA In MT564 Cash preadvice only :22F::ESTA//UNAC :22F::ADDB//CAPA CAPA is reported in all SWIFT Cash Preadvice to make the difference between an entitlement message and a pre-advice of Field BNP Paribas Status Qualifier Field Definition Content Example preliminary advice of payment 22F CONS Consent Type Indicator Qualifier CONS followed by //CTRM or DUPY. :22F::CONS//CTRM or :22F::CONS//DUPY DITY Occurrence Type Indicator Qualifier DITY followed by by // ONGO. :22F::DITY//ONGO (Qualifier)(Data Source Scheme)(Indicator) O 22F O Comments payment If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22): CTRM: This is a change in the terms and conditions of the bond. DUPY: Due and Payable / This is a change in the due and payable conditions ONGO: Ongoing Occurrence Type Indicator: the event is ongoing for acceptance on an unsolicited basis. Addition of qualifier 17B O LEOG 92a O INTR 16S M CADETL LEOG (Letter of Guaranteed Delivery Flag) Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. 17B::LEOG//Y Interest rate Option A: Qualifier INTR followed by // and rate End of corporate action detail Qualifier CADETL block :92A::INTR//6,75 This tag is applicable only for interest payments with or without principle. This is the annual rate :16S:CADETL REPETITIVE OPTIONAL SEQUENCE E: “EXER” OPTION TO EXERCISE RIGHTS INTO SECURITIES Field BNP Paribas Status Qualifier 16R M CAOPTN 13A M CAON CA option number 22F M CAOP CA option code OPTF Option Features Indicator 22F O Field Definition Start and name of the block Content Example Qualifier CAOPTN Qualifier CAON followed by //and the option number Qualifier CAOP followed by //EXER Qualifier OPTF followed by // BOIS 52 Comments :16R:CAOPTN :13A::CAON//001 :22F::CAOP//EXER :22F::OPTF//BOIS OPTF Specifies the features that may apply to a corporate action option BOIS stands for Beneficiary Owner Instruction : Indicates that the holder needs to instruct at beneficiary owner level only Field BNP Paribas Status 98C O 17B O 98A O Qualifier Field Definition BORD Stock Lending Deadline Date/Time DFLT Default processing Flag RDDT Response Deadline Date Content Example (Qualifier)and or(Data Source Scheme)and or (Date Code)and or (Time) Qualifier DFLT followed by //Y or N In Option C : Qualifier RDDT followed by //response deadline date & time or In Option B : Qualifier RDDT followed by //OPEN Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which :98C::BORD//ddmmyyyyhhmmss the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. :17B::DFLT//N :98C::RDDT//YYYYMMDD HHMMSS :98B::RDDT//OPEN 98A O EARD Early response deadline date In Option C : Qualifier EARD followed by //Early :98C::EARD//YYYYMMDD response deadline date & time HHMMSS or In Option B : :98B::EARD//OPEN Qualifier EARD followed by //OPEN 98A O MKDT Market Deadline Date In Option A: Qualifier MKDT followed by //market deadline date Exercise period In option A : Qualifier PWAL followed by //beginning date/end date In option C : Qualifier PWAL followed by //beginning date/OPEN In option E : Qualifier PWAL followed by //OPEN/end date 69A O PWAL 53 Comments :98A::MKDT//YYYYMMDD :69A::PWAL//YYYYMMDD/YY YYMMDD :69C::PWAL//YYYYMMDD/OP EN :69E::PWAL//OPEN/YYYYMM DD Field 69A BNP Paribas Status O Qualifier REVO Field Definition Content Example In option A : Qualifier REVO followed by //beginning date/end date Period in which a shareholder In option C : Qualifier REVO followed by can revoke, withdraw its instruction. //beginning date/OPEN In option E : Qualifier REVO followed by //OPEN/end date 54 :69A::REVO//YYYYMMDD/YY YYMMDD :69A::REVO//YYYYMMDD/OP EN :69A::REVO//OPEN/YYYYMM DD Comments REPETITIVE OPTIONAL SUB SEQUENCE E1: “SECMOVE” SECURITIES MOVEMENT BNP Paribas Status M SECMOVE M TAXP 22H O CRDB 35B M 36B O Field 16R 22H Qualifier ENTL Field Definition Content Example Start of subsequence Qualifier SECMOVE :16R:SECMOVE Taxability Indicator Issuer/Offeror Taxability Indicator :22H::TAXP//xxx Qualifier CRDB followed by the code “CRED” :22H::CRDB//CRED Type of entries in order to specify either debit or credit Identification code of the new shares. Entitled Quantity The ISIN code + Description of Security Qualifier ENTL followed by: //FAMT/ face amount 98A 92A 98A 16S O O M M LTRD NEWO PAYD SECMOVE Ratio of New shares to rights Payment date End of SECMOVE Proceeds are taxable according to the information provided by the issuer/offeror. :35B:ISIN ES0178483139 SOGECABLE SA :36B: ENTL//UNIT//quantity :36B: ENTL//FAMT//quantity //UNIT /number of shares LTRD (Last Trading Date/Time) Date/time at which the securities to be reorganised will cease to be tradeable. Comments 98A::LTRD//YYYYMMDD HHMMSS Option C Option D : Qualifier NEWO followed by the ratio Option K : Qualifier NEWO followed by //OPEN Option A: Qualifier PAYD followed by //Payment date Options B: Qualifier PAYD followed by //OPEN (when payment date is not determined) Qualifier PAYD followed by //ONGO (when the payment to be settled “on going basis” Qualifier SECMOVE 55 :92D::NEWO//3,/2, or :92K::NEWO///OPEN :98A::PAYD//YYYYMMDD :98A::PAYD//OPEN :98A::PAYD//ONGO :16S:SECMOVE Field reported only on cash pre-advice when client instruction has been processed in the system for this option. REPETITIVE OPTIONAL SUB SEQUENCE E1: “SECMOVE” SECURITIES MOVEMENT 16R BNP Paribas Status M SECMOVE 22H O CRDB 35B M 36B O Field Qualifier ENTL 98A O PAYD 16S M SECMOVE Field Definition Content Example Securities movements Type of entries in order to specify either debit or credit Qualifier SECMOVE Qualifier CRDB followed by the code “DEBT” Identification code of the rights ISIN code + Description of rights Entitled Quantity Payment date End of subsequence Qualifier ENTL followed by: //FAMT//face amount or //UNIT //number of shares Option A : Qualifier PAYD followed by the Payment date Options B : Qualifier PAYD followed by OPEN (when payment date is not determined) Qualifier SECMOVE 56 Comments :16R:SECMOVE :22H::CRDB//DEBT :35B:ISIN ES067848902 SOGECABLE DS 05 :36B: ENTL//UNIT//quantity :36B: ENTL//FAMT //quantity :98A::PAYD//YYYYMMDD :98B::PAYD//OPEN :16S:SECMOVE Field reported only on cash pre-advice when client instruction has been processed in the system for this option. Repetitive Optional Subsequence E2 “CASHMOVE” The sub-sequence E2 number depends on the positions in client’ account: pre-advice detailed for firm and /or pending positions per settlement date (netting between receipt is and deliveries) Field BNP Paribas Status Qualifier 16R M CASHMOV E 22H M CRDB Field Definition Qualifier CASHMOVE :16R:CASHMOVE Indicator Credit/Debit indicator Qualifier CRDB followed by //DEBT amount to be debited :22H:CRDB//DEBT O ETYP Type of Exemption 97A O CASH Cash account 19A O ENTL Entitled amount O PRPP Cash price paid per product 98A M PAYD Client’s Payment date 98A O VALU Client’s Value-date 16S M CASHMOV E Example Start and name of the block 22F 90B Content End of the block (Qualifier)(Data Source Scheme)(Indicator) :22F::ETYP/IRSX/0004 Qualifier CASH followed by //client’s cash account Qualifier ENTL followed by //client’s entitlement amount Qualifier PRPP followed by //ACTU/ devise + price when price is given per share or Qualifier PRPP followed by //PLOT/ devise + price when price is given per lot of shares Option A: Qualifier PAYD followed by //payable date Option A: Qualifier VALU followed by//client’s value-date 19A:ENTL//GBP10000, Amount in depositary currency before client’s forex :90B:://PRPP//ACTU/ EUR 1.5 :90B:://PRPP//PLOT/ EUR 1.5 :98A::PAYD//YYYYMMDD 98A::VALU//YYYYMMDD :98B::VALU//UKWN Qualifier CASHMOVE :16S: CASHMOVE 57 ETYP specifies the basis for the reduced rate of withholding If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are available on the SMPG website at www.smpg.info. 97A:CASH//XXXXXXXXX Option B: Qualifier VALU followed by//UKWN The two subsequences below are only activated in the case of client’s Forex Comments PRPP will be populated in E1 for specific CA event ( such as UK DVOP ) 16R M CASHMOV E 22H M 97A M Start and name of the block Qualifier CASHMOVE :16R: CASHMOVE CRDB Indicator Credit/Debit indicator Qualifier CRDB followed by//CRED :22H:CRDB//CRED (amount to be credited) CASH Cash account Qualifier CASH followed by client’s cash account 58 97A:CASH//XXXXXXXXX This is the reversed cash amount in depositary currency before application of the client’s FOREX Sub qualifier DEBT if 22H/CRDB of previous E2 is CRED Sub qualifier CRED if 22H/DEBT of previous E2 is DEBT 19A M ENTL Entitled amount 98A M PAYD Client’s Payment date Qualifier ENTL followed by client’s entitlement amount Option A: Qualifier PAYD followed by //payable date or Expected settlement date Option B: Qualifier PAYD followed by//UKWN Option A: Qualifier VALU followed by//payment client’s value-date 98A M VALU 16S M CASHMOV E 16R M CASHMOV E 22H M 97A M Client’s Value-date M M :98A::VALU//YYYYMMDD :98A::VALU//UKWN End and name of the block Qualifier CASHMOVE :16S: CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVE CRDB Indicator Credit/Debit indicator CASH Cash account Resulting amount after Qualifier CRDB followed by //DEBT (amount to be debited) Qualifier CASH followed by client’s cash account Qualifier ENTL followed by //client’s entitlement amount in client’s preferred currency Qualifier RESU followed by //client’s entitled amount after FOREX FOREX Amount Net amount before FOREX 98A :98A::PAYD//YYYYMMDD Option B: Qualifier VALU followed by//UKWN Cash amount 19A :19A::ENTL//GBP10000, PAYD Client’s Payment date Qualifier NETT followed by client’s entitled amount in schedule currency (before client’s FOREX) Option A: Qualifier PAYD followed by //payable date or Expected settlement date :22H::CRDB//DEBT :97A::CASH//XXXXXXXX :19A::ENTL//EUR 14825 In this example, client has asked to receive GBP instead of EUR. :19A::RESU//EUR 14825, This is the resulting cash amount after client’s forex. :19A:NETT//GBP10000, :98B::PAYD//UKWN Option B: Qualifier PAYD followed by//UKWN Option A: Qualifier VALU followed by//payment client’s value-date 98A 92B M M VALU EXCH Client’s Value-date Exchange-rate :98A::VALU//UKWN Option B: Qualifier VALU followed by//UKWN Option B: Qualifier EXCH followed by//client’s exchange-rate 59 This sub-sequence is only activated in case of client’s Forex. This is the cash amount in client’s preferred currency 92B:EXCH//GBP/EUR/1.48 16S M CASHMOV E 70 E M ADTX 16S M CAOPTN End and name of the block Additional text End of block Qualifier CASHMOVE :16S: CASHMOVE Qualifier ADTX followed by the additional text Qualifier CAOPTN :70E ::ADTX// :16S:CAOPTN REPETITIVE OPTIONAL SEQUENCE E: “BUYA” OPTION TO BUY ADDITIONAL BONUS RIGHTS TO ROUND UP ENTITLEMENT Field BNP Paribas Status 16R M 13A M CAON CA option number 22F M CAOP CA option code 20C O COAF Official Corporate action event reference 17B O DFLT Default processing Flag 98A 98A 98A O O O Qualifi Field Definition er CAOPT Start and name of the block N RDDT EARD MKDT Response Deadline Date Early response deadline date Market Deadline Date Content Example Qualifier CAOPTN :16R:CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //BUYA: buy additional rights to round up entitlement Qualifier COAF followed by // Official Corporate action event reference Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date :13A::CAON//002 REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR BUYA OPTION 60 Comments :22F::CAOP//BUYA :20C::COAF//16x :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmmss :98C::RDDT//OPEN :98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN :98A::MKDT//YYYYMMDD This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Field 16R BNP Paribas Status M 22A M 35B M 69A O Qualifier Field Definition SECMOVE Securities movements CRDB TRDP 98A M PAYD 16S M 70E M ADTX 16S M CAOPTN Content Example Qualifier SECMOVE :16R:SECMOVE Type of entries in order to specify either debit or credit Qualifier CRDB followed by the code “DEBT” :22H::CRDB//CRED Identification code of the rights ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled “on going basis”) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN Trading period Payment date SECMOVE End of subsequence Additional Information End of block 61 :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD :69A::TRDP//YYYYMMDD/OPEN :69A::TRDP//OPEN/YYYYMMDD : :98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN Comments REPETITIVE OPTIONAL SEQUENCE E: “SLLE” OPTION TO SELL THE NEGOCIABLE RIGHTS 16R BNP Paribas Status M CAOPTN 13A O CAON CA option number BORD Stock Lending Deadline Date/Time Field 98C Qualifier O Field Definition Start and name of the block 22F M CAOP CA option code 17B M DFLT Default processing Flag 98A O RDDT Response Deadline Date 98A O EARD Early response deadline date 98A O MKDT Market Deadline Date 70E M ADTX Additional Information 16R M CAOPTN Start and name of the block Content Example Qualifier CAOPTN Qualifier CAON followed by //option number (Qualifier)and or(Data Source Scheme)and or (Date Code)and or (Time) Qualifier CAOP followed by //SLLE (to sell rights) Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier ADTX followed by the additional information Qualifier CAOPTN 62 Comments :16R:CAOPTN :13A::CAON//003 :98A C::BORD//ddmmyyyyhhmmss :22F::CAOP//SLLE :17B::DFLT//N :98C::RDDT//YYYYYMMDDhhmmss :98C::RDDT//OPEN :98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN :98A::MKDT//YYYYMMDD :70E:://ADTX//Text :16R:CAOPTN Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR SLLE OPTION Field 16R BNP Paribas Status M 22A M 35B M 69A O 98A O Qualifier Field Definition SECMOVE Securities movements CRDB TRDP LTRD 98A M PAYD 16S M 70E M ADTX 16S M CAOPTN Content Example Qualifier SECMOVE :16R:SECMOVE Type of entries in order to specify either debit or credit Qualifier CRDB followed by the code “DEBT” :22H::CRDB//DEBT Identification code of the rights ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Trading period LTRD (Last Trading Date/Time) Date/time at which the securities to be reorganised will cease to be tradeable. Payment date SECMOVE End of subsequence Additional Information End of block :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD :69A::TRDP//YYYYMMDD/OPEN :69A::TRDP//OPEN/YYYYMMDD 98A::LTRD//YYYYMMDD HHMMSS Option C Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled “on going basis”) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN 63 : :98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN Comments REPETITIVE OPTIONAL SEQUENCE E: “LAPSE” OPTION TO LAPSE THE NEGOCIABLE RIGHTS 16R BNP Paribas Status M 13A O CAON CA option number 22F M CAOP CA option code 17B M DFLT Default processing Flag 92a O TAXR Option R / Withholding Tax Rate 92a O WITF Option R / Withholding of Foreign Tax Field Qualifier Field Definition CAOPTN Start and name of the block Content Example Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //LAPSE Qualifier DFLT followed by //Y or N (Qualifier)(Data Source Scheme)(Rate Type Code)(Rate) (Qualifier)(Data Source Scheme)(Rate Type Code)(Rate) In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date :16R:CAOPTN :13A::CAON//004 :22F::CAOP//LAPSE :17B::DFLT//Y :92A::TAXR// Percentage of a cash distribution that will be withheld by a tax authority :92A::WITF// Rate at which the income will be withheld by the jurisdiction to which the income was originally paid, for which relief at source and/or reclaim may be possible :98C::RDDT//YYYYMMDDhhmmss 98A O RDDT Response Deadline Date 98A O MKDT Market Deadline Date BORD Stock Lending Deadline Date/Time (Qualifier)and or(Data Source Scheme)and or (Date Code)and or (Time) :98A C::BORD//ddmmyyyyhhmmss CAOP End of block Qualifier CAOPTN :16R:CAOPTN 98C O 16S M 64 Comments :98C::RDDT//OPEN . :98A::MKDT//YYYYMMDD Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. REPETITIVE OPTIONAL SEQUENCE E: “NOAC” NO ACTION OPTION TO TAKE NO ACTION Field BNP Paribas Status Qualifier 16R M CAOPTN Field Definition Start and name of the block 13A O CAON CA option number 22F M CAOP CA option code 17B O DFLT Default processing Flag Content Example Qualifier CAOPTN :16R:CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //NOAC Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //and response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date :13A::CAON//005 :22F::CAOP//NOAC :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmmss 98A O RDDT Response Deadline Date 98A O MKDT Market Deadline Date BORD Stock Lending Deadline Date/Time (Qualifier)and or(Data Source Scheme)and or (Date Code)and or (Time) :98C::BORD//ddmmyyyyhhmmss Additional text Qualifier ADTX followed by the additional information :70E::ADTX// Start and name of the block Qualifier CAOPTN :16R:CAOPTN 98 C O 70E O ADTX 16S M CAOPTN Comments :98C::RDDT//OPEN :98A::MKDT//YYYYMMDD Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. OPTIONAL SEQUENCE F: “ADTX”: ADDITIONAL INFORMATION: Field BNP Paribas Status 16R M Qualifier Field Definition ADDINFO Start and name of the block 70E O ADTX 70 E O INCO 70 E O COMP Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Option E: 65 :70E::ADTX// :70E::INCO// :70E::COMP// Comments Field BNP Paribas Status Qualifier Field Definition with. (Used for information conditional to the account owner) 95A O 16S M MERE Party which is the final destination of the message ADDINFO End of the block Content Example Qualifier COMP with the additional text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO 66 :95Q::MERE//corporate action dept :16S:ADDINFO Comments BONUS ISSUE SEQUENCE A: “GENL” M ANDATORY GENERAL INFORMATION Field BNP Paribas Qualifier Status Field Definition 16R M GENL Start of the General Information block 20C M CORP Corporate action reference 20C M SEME Sender’s Reference Number NEWM NEWM : New notification REPL 23G M WITH CANC REPE RMDR 22F M CAEV 22F M CAMV 22F M CAEV 25D M PROC Content Example Qualifier GENL Comments :16R:GENL Qualifier CORP followed by //Corporate Action Reference Qualifier SEME followed by //BNP Paribas Reference Qualifier NEWM when new first message REPL replacement of preliminary information previously sent WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation REPE only for cash Preadvice RMDR Reminder sent for uninstructed positions Corporate action event indicator Mandatory/ Voluntary indicator Qualifier WITH when cancellation by the market Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice Qualifier RMDR when there are some uninstructed positions Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by //qualified VOLU Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator Processing status Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information Qualifier REPL when replacement message 67 :20C::CORP//16x :20C::SEME//16x :23G:NEWM :23G:REPL Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. :23G:WITH :23G:CANC :23G:REPE :23G: RMDR :22F::CAEV//BONU :22F::CAMV/VOLU :22F::CAEV//xxxx ex: :22F::CAEV//CONS :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond. OPTIONAL SUBSEQUENCE A1: “LINK” LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE A, FIELD 23G IS DIFFERENT FROM NEWM 16R BNP Paribas Status M 22F O LINK 13A O LINK M PREV Or CORP Field 20C Qualifier LINK Field Definition Start of the linkage block Linkage Type Indicator Number ID of the MT of the linked transaction Previous reference Corporate action’s reference 16S 16S M M LINK GENL End of the linkage block End of the General Information block Content Example Qualifier LINK Qualifier LINK followed by //codeword INFO Qualifier LINK followed by //the type of transaction which is linked to this one Populated as”564” when a MT564 has been previously sent Qualifier PREV followed by //the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier CORP followed by // and the reference of linked event Qualifier LINK :16S:LINK Qualifier GENL :16S:GENL Comments :16R:LINK :22F:LINK//INFO :13A::LINK//564 :20C::PREV//16x :20C::PREV//CA ID (for COPY) :20C::CORP//CA ID SEQUENCE B: “USECU” M ANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status 16R M 35B M Qualifier USECU Field Definition Content Example Start of Underlying Securities Qualifier USECU block Identification of Financial Instrument :16R:USECU :35B:ISIN ES0178483139 SOGECABLE SA ISIN + code + security description. 68 Comments M ANDATORY SUB-SEQUENCE B2: “ACCTINFO” ACCOUNT INFORMATION: Field BNP Paribas Status Qualifier 16R M ACCTINFO 97A 94A 93A 93A 93A M O O O O SAFE SAFE ELIG SETT PEND Field Definition Start of the account information block Safekeeping Account of the client (depending on its subscription) Place of safekeeping. Eligible position of the client Balance of settled securities in your safekeeping account Balance of securities pending deliveries Content Example Qualifier ACCTINFO :16R:ACCTINFO In option A : Qualifier SAFE followed by //account number In option C : Qualifier SAFE followed by //GENR and BNP Paribas Client’s ID number In option F : Qualifier SAFE followed by //Place Code and BIC code In option B : Qualifier SAFE followed by//Place Code and depositary country :97A::SAFE//99999L In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position :93B::ELIG//FAMT/800, Comments If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the sub-qualifier “GENR” + client ID :97A::SAFE//GENR3893717 Otherwise this is the client’s security account. Long code or short code depending on client subscription :94F::SAFE//CUST/PBESXXX :94B::SAFE//SHHE/ES :94F::SAFE//ICSD/CEDELULL :93B::ELIG//UNIT/800, Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce :93B::ELIG//UNIT/N1000 :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, In option B : Qualifier PEND followed by: //FAMT/ face amount or //UNIT /number of shares In option C : Qualifier PEND followed by: //FAMT/face amount or //UNIT /number of shares This qualifier is never signed 69 Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. :93B::PEND//FAMT/300, :93B::PEND//UNIT/300, :93C::PEND//UNIT/NELG/300, NELG : non eligible pending securities excluded from eligible position (if Balance is negative) Field BNP Paribas Status Qualifier Field Definition 93A O PENR Balance of securities pending receipts 93a O LOAN On loan Balance 93a O BORR Borrowed balance 93a O UNBA Uninstructed balance 93a O INBA Instructed balance 16S M ACCTINFO 16S M USECU End of Account Information Block End of Underlying Securities block Content Example Comments In option B : Qualifier PENR followed by: //FAMT/ face amount or //UNIT /number of shares This qualifier is never signed :93B::PENR//FAMT/100, Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed In option B : Qualifier UNBA followed by: //FAMT/ face amount or //UNIT /number of shares :93B::LOAN//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice :93B::BORR//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice :93B::UNBA//UNIT/100, Sent for MT564 Reminder only In option B : Qualifier INBA followed by: //FAMT/ face amount or //UNIT /number of shares :93B::INBA//UNIT/100, Only reported when client’s deadline is before eligibility calculation date Qualifier ACCTINFO :16S:ACCTINFO Qualifier USECU :16S:USECU 70 :93B::PENR//UNIT/100, OPTIONAL SUBSEQUENCE C: “INTSEC” INTERMEDIATE SECURITIES: SEQUENCE USED WHEN DETACHMENT OF RIGHTS : NOT USED AS WE ARE SENDING A RHDI EVENT FOR THE DISTRIBUTION OF RIGHTS FOLLOWED BY THE EXERCISE. OPTIONAL SEQUENCE D: “CADETL” OPTIONAL CORPORATE ACTIONS DETAILS: Field BNP Paribas Status Qualifier 16R M CADETL 98A O ANOU 98a O RESU Results publication 98a O MEET Meeting date/time 98a O ETPD Early third party deadline 98a O ECPD Election to Counterparty deadline 69a O SPLP Split Period 22F O ESTA Corporate Action event stage 22F O CONS Consent Type Indicator DITY Occurrence Type Indicator Qualifier DITY followed //ONGO Offeror Option E: Qualifier OFFO followed by // and name of CA’s Offeror 22F Field Definition Start of Corporate Action details block Announcement date Content Example Qualifier CADETL :16R:CADETL Qualifier ANOU followed by //announcement date of event Qualifier RESU followed by // and Result publication date of event Qualifier MEET followed by // and Shareholder’s Meeting date Qualifier ETPT followed by // and Early third party deadline Qualifier ECPD followed by // and date of Election to Counterparty deadline In options A, B, C,D, E, F,or J Qualifier ESTA followed by // and < code of “CA event stage” : SUAP or APPD or UNAC or WHOU >. Qualifier CONS followed by //CTRM or DUPY. O 70E O OFFO Comments 71 :98A::ANOU//YYYYMMDD :98A::RESU//YYYYMMDD :98A::MEET//YYYYMMDD :98A::ETPT//YYYYMMDD :98A::ECPD//YYYYMMDD :69A :: SPLP//yyyymmdd/yyyymmdd :22F::ESTA//UNAC Period during which a physical certificate can be split. :22F::CONS//CTRM or :22F::CONS//DUPY If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following codes (Error code(s): K22): CTRM: This is a change in the terms and conditions of the bond. DUPY: Due and Payable / This is a change in the due and payable conditions ONGO: Ongoing Occurrence Type Indicator: the event is ongoing for acceptance on an unsolicited basis. :22F::DITY//ONGO (Qualifier)(Data Source Scheme)(Indicator) :70E::OFFO//XXXXXXXXXX Field BNP Paribas Status Qualifier Field Definition Content Example Comments Addition of qualifier 17B O LEOG 16S M CADETL 17B::LEOG//Y End of corporate action detail block Qualifier CADETL LEOG (Letter of Guaranteed Delivery Flag) Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. :16S:CADETL REPETITIVE OPTIONAL SEQUENCE E: “EXER” OPTION TO EXERCISE RIGHTS INTO SECURITIES Field BNP Paribas Status Qualifier Field Definition 16R M CAOPTN Start of the EXER block Qualifier CAOPTN :16R:CAOPTN 13A M CAON CA option number Qualifier CAON followed by //option number :13A::CAON//001 Content Example 22F O OPTF Option Features Indicator Qualifier OPTF followed by // BOIS :22F::OPTF//BOIS 22F M CAOP CA option code Qualifier CAOP followed by //EXER :22F::CAOP//EXER DFLT Or STIN Default processing Flag Qualifier DFLT followed by //Y or N :17B::DFLT//Y Standing Instruction Qualifier STIN followed by //Y or N :17B::STIN//Y 17B M 72 Comments OPTF Specifies the features that may apply to a corporate action option BOIS stands for Beneficiary Owner Instruction : Indicates that the holder needs to instruct at beneficiary owner level only Reported under specific subscription Field 98A 98A 98A 98C 69A 69A BNP Paribas Status O O O O O O Qualifier RDDT EARD MKDT BORD PWAL REVO Field Definition Content Example Response Deadline Date In Option C : Qualifier RDDT followed by //response deadline date & time or In Option B : Qualifier RDDT followed by //OPEN Early response deadline date In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN :98C::RDDT//YYYYMMDDhhmmss :98B::RDDT//OPEN :98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN Market Deadline Date In Option A: Qualifier MKDT followed by //market deadline date Stock Lending Deadline Date/Time (Qualifier)and or(Data Source Scheme)and or (Date Code)and or :98A C::BORD//ddmmyyyyhhmmss (Time) Exercise period Period in which a shareholder can revoke, withdraw his instruction. In option A : Qualifier PWAL followed by //beginning date/end date In option C : Qualifier PWAL followed by //beginning date/OPEN In option E : Qualifier PWAL followed by //OPEN/end date In option A : Qualifier REVO followed by //beginning date/end date In option C : Qualifier REVO followed by //beginning date/OPEN In option E : Qualifier REVO followed by //OPEN/end date 73 Comments :98A::MKDT//YYYYMMDD :69A::PWAL//YYYYMMDD/YYYYMMDD :69C::PWAL//YYYYMMDD/OPEN :69E::PWAL//OPEN/YYYYMMDD :69A::REVO//YYYYMMDD/YYYYMMDD :69C::REVO//YYYYMMDD/OPEN :69E::REVO//OPEN/YYYYMMDD Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. REPETITIVE OPTIONAL SUB SEQUENCE E1: “SECMOVE” (SECURITIES MOVEMENT): Field 16R BNP Paribas Status M 22A M 35B M 98A 16S M M Qualifier SECMOVE CRDB PAYD SECMOVE Field Definition Content Example Securities movements Qualifier SECMOVE :16R:SECMOVE Type of entries in order to specify either debit or credit Qualifier CRDB followed by the code “DEBT” :22H::CRDB//DEBT Identification code of the rights ISIN + code + security description Payment date End of subsequence Option A : Qualifier PAYD followed by //the Payment date Options B : Qualifier PAYD followed by //OPEN (when payment date is not determined) Qualifier PAYD followed by //ONGO (when the payment to be settled “on going basis”) Qualifier SECMOVE 74 :35B:ISIN ES067848902 SOGECABLE DS 05 :98A::PAYD//YYYYMMDD :98B::PAYD//OPEN :98B::PAYD//ONGO :16S:SECMOVE Comments REPETITIVE OPTIONAL SUB SEQUENCE E1: “SECMOVE” (SECURITIES MOVEMENT): Field 16R 22H 35B 92A 98A 98A BNP Paribas Qualifier Field Definition Status M SECMOVE Start of subsequence Type of entries in order to M CRDB specify either debit or credit Identification code of new M shares. O O M 70E M 16S 16S M M Content Example Qualifier SECMOVE Qualifier CRDB followed by the code “CRED” ISIN + code + security description :92D::NEWO//3,/2, or :92K::NEWO//OPEN NEWO Ratio of New shares to rights LTRD LTRD (Last Trading Date/Time) Date/time at which the securities to be reorganised will cease to be tradeable. Option C ADTX Payment date Additional Information SECMOVE End of subsequence CAOPTN End of block :22H::CRDB//CRED :35B: ISIN ES0178483139 SOGECABLE SA Option D : Qualifier NEWO followed by //the ratio Option K : Qualifier NEWO followed by //OPEN PAYD :16R:SECMOVE 98A::LTRD//YYYYMMDD HHMMSS Option A: Qualifier PAYD followed by //Payment date :98A::PAYD//YYYYMMDD Options B: Qualifier PAYD followed by //OPEN (when payment date is not determined) or by //ONGO (when the payment to be settled “on going basis” Qualifier ADTX followed by //the additional information Qualifier SECMOVE Qualifier CAOPTN :98B::PAYD//OPEN 75 :98B::PAYD//ONGO :70E:://ADTX//Exercise :16S:SECMOVE :16S:CAOPTN Comments REPETITIVE OPTIONAL SEQUENCE E: “BUYA” OPTION TO BUY ADDITIONAL BONUS RIGHTS (TO ROUND UP ENTITLEMENT) 16R BNP Paribas Status M CAOPTN 13A M CAON CA option number 22F M CAOP CA option code 17B O DFLT Default processing Flag 98A O RDDT Response Deadline Date Field 98A 98A O O Qualifier EARD MKDT Field Definition Start and name of the block Early response deadline date Market Deadline Date Content Example Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //BUYA: buy additional rights to round up entitlement Qualifier DFLT followed by//Yor N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date 76 :16R:CAOPTN :13A::CAON//002 :22F::CAOP//BUYA :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmms s :98C::RDDT//OPEN :98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN :98A::MKDT//YYYYMMDD Comments REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR BUYA OPTION Field 16R BNP Paribas Status M 22A M 35B M 69A O Qualifier Field Definition SECMOVE Securities movements CRDB TRDP 98A M PAYD 16S M 70E M ADTX 16S M CAOPTN Content Example Qualifier SECMOVE :16R:SECMOVE Type of entries in order to specify either debit or credit Qualifier CRDB followed by the code “DEBT” :22H::CRDB//CRED Identification code of the rights ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled “on going basis”) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN Trading period Payment date SECMOVE End of subsequence Additional Information End of block 77 :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD :69A::TRDP//YYYYMMDD/OPEN :69A::TRDP//OPEN/YYYYMMDD : :98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN Comments REPETITIVE OPTIONAL SEQUENCE E: “SLLE” OPTION TO SELL THE NEGOCIABLE RIGHTS Field 16R BNP Paribas Qualifier Field Definition Status M CAOPTN Start and name of the block 13A O CAON CA option number 22F M CAOP CA option code 17B M DFLT Default processing Flag 98A O RDDT Response Deadline Date 98A O EARD Early response deadline date 98C O 98A O Content Example Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //SLLE (to sell rights) Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN :13A::CAON//003 :22F::CAOP//SLLE :17B::DFLT//N :98C::RDDT//YYYYYMMDD/hhmmss :98C::RDDT//OPEN :98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN BORD Stock Lending Deadline Date/Time (Qualifier)and or(Data Source Scheme)and or (Date Code)and or (Time) :98C::BORD//ddmmyyyyhhmmss MKDT Market Deadline Date In Option A: Qualifier MKDT followed by //market deadline date :98A::MKDT//YYYYMMDD 78 Comments :16R:CAOPTN Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR SLLE OPTION Field 16R BNP Paribas Status M 22A M 35B M 69A O Qualifier Field Definition SECMOVE Securities movements CRDB TRDP 98A M PAYD 16S M 70E M ADTX 16S M CAOPTN Content Example Qualifier SECMOVE :16R:SECMOVE Type of entries in order to specify either debit or credit Qualifier CRDB followed by the code “DEBT” :22H::CRDB//DEBT Identification code of the rights ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled “on going basis”) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN Trading period Payment date SECMOVE End of subsequence Additional Information End of block 79 :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD :69A::TRDP//YYYYMMDD/OPEN :69A::TRDP//OPEN/YYYYMMDD : :98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN Comments REPETITIVE OPTIONAL SEQUENCE E: “LAPSE” OPTION TO LAPSE THE NEGOCIABLE RIGHTS 16R BNP Paribas Status M CAOPTN 13A O CAON CA option number 22F M CAOP CA option code 17B M DFLT Default processing Flag 98A O RDDT Response Deadline Date 98A O MKDT Market Deadline Date Field Qualifier Field Definition Start and name of the block 70E O ADTX Additional Information 16S M CAOP End of block Content Example Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //LAPSE Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier ADTX followed by //the additional information Qualifier CAOPTN Comments :16R:CAOPTN :13A::CAON//004 :22F::CAOP//LAPSE :17B::DFLT//Y ::98C::RDDT//YYYYMMDDhhmmss or ::98C::RDDT//OPEN . :98A::MKDT//YYYYMMDD :70E:://ADTX//LAPSE :16R:CAOPTN REPETITIVE OPTIONAL SEQUENCE E: “NOAC” OPTION TO TAKE NO ACTION Field BNP Paribas Status Qualifier 16R M CAOPTN Field Definition Start and name of the block 13A O CAON CA option number 22F M CAOP CA option code 17B O DFLT Default processing Flag 98A O RDDT Response Deadline Date Content Example Qualifier CAOPTN :16R:CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //NOAC Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //and response deadline date & time In Option B: Qualifier RDDT followed by //OPEN 80 :13A::CAON//005 :22F::CAOP//NOAC :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmms s :98C::RDDT//OPEN Comments Field BNP Paribas Status Qualifier 98A O MKDT Market Deadline Date In Option A: Qualifier MKDT followed by //market deadline date Stock Lending Deadline Date/Time (Qualifier)and or(Data Source Scheme)and or (Date Code)and or :98C::BORD//ddmmyyyyhhmmss (Time) Additional Information Qualifier ADTX followed by //the additional information :70E:://ADTX//LAPSE Start and name of the block Qualifier CAOPTN :16R:CAOPTN 98C O BORD 70E O ADTX 16S M CAOPTN Field Definition Content Example Comments :98A::MKDT//YYYYMMDD Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan. This time is dependent on the reference time zone of the account servicer as specified in an SLA. OPTIONAL SEQUENCE F: “ADTX” ADDITIONAL INFORMATION Field BNP Paribas Status 16R M Qualifier Field Definition ADDINFO Start of the ADDINFO block O ADTX O INCO O COMP 95A O MERE 16S M 70E Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message ADDINFO End of the ADDINFO block Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by//additional information Option E: Qualifier INCO with the additional text Option E: Qualifier COMP with the additional text :70E::ADTX// :70E::INCO// :70E::COMP// In option Q: Qualifier MERE followed by //name :95Q::MERE//corporate action dept. of receiver of information Qualifier ADDINFO :16S:ADDINFO 81 Comments 3 - MT 567 CONFIRMATION INSTRUCTION An MT567 confirmation is sent for each instruction given on a Voluntary Corporate Action. Voluntary Corporate Action Confirmations are announced according to the templates below. One template for each “ACCEPTED”, “REJECTED”, “CANCELLED” and/or “PENDING” instruction status, is shown below: “ACCEPTED” Status SEQUENCE A: M ANDATORY GENERAL INFORMATION Field 16R 20C 20C 20C BNP Paribas Status M Qualifier GENL M CORP O COAF M SEME M INST 23G Field Definition Example Start and name of the block Corporate action reference Qualifier GENL Qualifier CORP followed by //Corporate Action Reference :16R:GENL :20C::CORP//16x Official Corporate action event reference Qualifier COAF followed by // Official Corporate action event reference :20C::COAF//16x Sender’s Reference Number Qualifier SEME followed by //BNP Paribas Reference Qualifier INST when message sent is a reply of a previously received client instruction. Qualifier CAEV followed by //corporate action qualifier :20C::SEME//16x Qualifier INST 22F Content Corporate action event indicator CAEV 82 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. :23G:INST :22F::CAEV//followed by relevant qualifier :22F::CAEV//NOOF M Comments NOOF (Non-Official Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT Field 16R 13A BNP Paribas Status M Qualifier Field Definition LINK Start and name of the block Number ID of the MT567 of the linked transaction O LINK O PREV M LINK 20C 16S Content Example Related Reference Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. Qualifier PREV End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//567 :20C::PREV// reference of previous MT567 If Reference of instruction is specified by the client, then it is populated. If not, this is the internal client reference (instruction ID). :16S:LINK OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENT’S INSTRUCTION REFERENCE 16R 13A BNP Paribas Status M O 20C O RELA Previous reference 16S M LINK End and name of the block Field Qualifier Field Definition LINK LINK Start and name of the block Number ID of the MT565 of the linked transaction Content Example Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one Qualifier RELA followed by //the SEME Qualifier LINK 83 Comments :16R:LINK :13A::LINK//565 :20C::RELA// reference :16S:LINK Client’s instruction’s reference (if specified by client) or BNP Paribas internal reference (instruction ID) OPTIONAL SUBSEQUENCE “A2”: STATUS ACKNOWLEDGED Field 16R BNP Paribas Status M Qualifier STAT 25D M IPRC 16S 16S M M STAT GENL Field Definition Start and name of the block Instruction processing status Start and name of the block End and name of the block Content Example Qualifier STAT Qualifier IPRC followed by //PACK when Client instruction is in accepted status :16R:STAT Qualifier STAT Qualifier GENL :16R:STAT :16S:GENL 84 :25D::IPRC//PACK Comments Modify definition of code for qualifier IPRC PACK (Accepted for Further Processing) Instruction has been accepted. This means that the instruction has been received, is processable and has been validated for further processing. OPTIONAL SEQUENCE “B”: CORPORATE ACTION DETAILS 16R BNP Paribas Status M 13A M CAON CA option number 22H M CAOP CA option code 97A M SAFE Safekeeping Account of the client (depending on its subscription) 35B M 36B M Field 93a O Qualifier CADETL Field Definition Start and name of the block Identification of Financial Instrument STAQ ELIG Status Quantity Eligible position of the client. Content Example Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option A : Qualifier SAFE followed by //account number The ISIN code + security description In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L :35B:ISIN GB00B0D09R62 HENDERSON GBL INVS :93B::STAQ//UNIT/800, :93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000 93a O UNBA 16S M CADETL Balance of uninstructed position End of the block In option B: Qualifier UNBA followed by: //FAMT face amount or //UNIT number of shares :93B::UNBA//UNIT/1000, :16R:CADETL Qualifier CADETL 85 Comments security account: long code or short code depending on client subscription OPTIONAL SEQUENCE C ADDITIONAL INFORMATION Field BNP Paribas Status Qualifier 16R M ADDINFO 70E M ADTX Additional text 95a M MERE Party which is the final destination of the message 16S M ADDINFO Field Definition Start and name of the block End of the block Content Example Qualifier ADDINFO Comments :16R:ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO :70E::ADTX// :95Q::MERE//corporate action dept :16S:ADDINFO “REJECTED” Status SEQUENCE A: M ANDATORY GENERAL INFORMATION Field 16R BNP Paribas Status M Qualifier Field Definition GENL Start and name of the block 20C M CORP Corporate action reference 20C M SEME Sender’s Reference Number 23G M INST Qualifier INST Content Example Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier SEME followed by //BNP Paribas Reference Qualifier INST when message sent is a reply of a previously received client instruction. Comments :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:INST NOOF (Non-Official 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator 86 :22F::CAEV//followed by relevant qualifier :22F::CAEV//NOOF Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. LINK Start and name of the block O LINK Number ID of the MT567 of the linked transaction 20C O RELA Related Reference Qualifier RELA 16S M LINK End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//567 :20C::RELA// reference of previous MT567 :16S:LINK Client’s instruction’s reference (if specified by client) or BNP Paribas internal reference (instruction ID) OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENT’S INSTRUCTION REFERENCE 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example LINK Start and name of the block O LINK Number ID of the MT565 of the linked transaction 20C O PREV Previous reference Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one Qualifier PREV followed by //the SEME 16S M LINK End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//565 :20C::PREV// NCS internal reference or instruction’s reference :16S:LINK OPTIONAL SUBSEQUENCE A2 STATUS REJECTED 16R BNP Paribas Status M STAT Start and name of the block 25D M IPRC Instruction Processing status Field Qualifier Field Definition Content Example Qualifier STAT Qualifier IPRC followed by // REJT when the Client instruction is 87 :16R:STAT :25D::IPRC//REJT Comments REPETITIVE OPTIONAL SUBSEQUENCE A2A REASON Field 16R BNP Paribas Status M Qualifier REAS 24B M REJT 16S M REAS 16S M STAT 16S M GENL Field Definition Start and name of the block REAS Rejection Reason End and name of the block REAS End and name of the block STAT End and name of the block GENL Content Example Qualifier REAS Comments :16R/REAS Qualifier REJT followed by //Reason narrative ADEA or LACK or NARR or CERT :24B::REJT/LACK Qualifier REAS 16S/REAS Qualifier STAT :16R:STAT Qualifier GENL :16S:GENL 88 ADEA instruction received after deadline LACK insufficient securities to execute the instruction NARR followed by the field 70E REAS CERT used when user selects “Incorrect/Missing Certification” as a justification for a client’s instruction’s rejection. OPTIONAL SEQUENCE B CORPORATE ACTION DETAILS 16R BNP Paribas Status M 13A M CAON CA option number 22H M CAOP CA option code 97A M SAFE Safekeeping Account of the client (depending on its subscription) 35B M Field 36B M Qualifier CADETL STAQ Field Definition Start and name of the block Content Example Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option A : Qualifier SAFE followed by //account number Identification of Financial Instrument The ISIN code + security description Status Quantity In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares Eligible position of the client. In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L :35B:ISIN GB00B0D09R62 HENDERSON GBL INVS :93B::STAQ//UNIT/800, :93B::ELIG//UNIT/800, 93a O ELIG :93B::ELIG//UNIT/N1000 93a O UNBA 16S M CADETL In option B: Qualifier UNBA followed by: Balance of uninstructed position //FAMT face amount or //UNIT number of shares End of the block :93B::UNBA//UNIT/1000, :16R:CADETL Qualifier CADETL 89 Comments Otherwise this is the client’s security account. Long code or short code depending on client subscription OPTIONAL SEQUENCE C ADDITIONAL INFORMATION Field BNP Paribas Status Qualifier 16R M ADDINFO 70E M ADTX Additional text 95a M MERE Party which is the final destination of the message 16S M ADDINFO Field Definition Start and name of the block End of the block Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO 90 :70E::ADTX// :95Q::MERE//corporate action dept :16S:ADDINFO Comments “CANCELLED” Status SEQUENCE A: M ANDATORY GENERAL INFORMATION 16R BNP Paribas Status M GENL Start and name of the block 20C M CORP Corporate action reference 20C M SEME Sender’s Reference Number 23G O CAST Qualifier CAST Field Qualifier Field Definition Content Example Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier SEME followed by //BNP Paribas Reference Qualifier CAST when message sent is a reply to a request to cancel a previously sent instruction. Comments :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:CAST NOOF (Non-Official 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator :22F::CAEV//followed by relevant qualifier :22F::CAEV//NOOF Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. LINK Start and name of the block O LINK Number ID of the MT567 of the linked transaction 20C O RELA Related Reference Qualifier RELA 16S M LINK End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//567 :20C::RELA// reference of previous Client’s instruction’s reference (if specified by client) MT567 or BNP Paribas internal reference (instruction ID) :16S:LINK 91 OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENT’S INSTRUCTION REFERENCE 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example LINK Start and name of the block O LINK Number ID of the MT565 of the linked transaction 20C O PREV Previous reference Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one Qualifier PREV followed by //the SEME 16S M LINK End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//565 :20C::PREV// NCS internal reference or instruction’s reference :16S:LINK OPTIONAL SUBSEQUENCE A2 STATUS 16R BNP Paribas Status M STAT Start and name of the block 25D M IPRC Instruction Processing Status Field Qualifier Field Definition Content Example Qualifier STAT Qualifier IPRC followed by //CAND when the Client instruction is in cancellation status Comments :16R:STAT :25D::IPRC//CAND CAND for CANCELLED REPETITIVE OPTIONAL SUBSEQUENCE A2A REASON Field 16R BNP Paribas Status M Qualifier REAS 24B M CAND 16S M REAS 16S M STAT 16S M GENL Field Definition Content Example Start and name of the block REAS Qualifier REAS :16R/REAS Pending Reason Qualifier CAND followed by //Reason narrative :24B::CAND//CANI Qualifier REAS :16S/REAS Qualifier STAT :16R:STAT Qualifier GENL :16S:GENL End and name of the block REAS End and name of the block STAT End and name of the block GENL 92 Comments The instruction has been cancelled upon your request. OPTIONAL SEQUENCE B CORPORATE ACTION DETAILS Field BNP Paribas Status Qualifier 16R M CADETL 13A M CAON CA option number 22H M CAOP CA option code SAFE 97A M 35B M 36B M 93a O STAQ ELIG Field Definition Content Example Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code :16R: CADETL Safekeeping Account of the client (depending on its subscription) In option A : Qualifier SAFE followed by //account number. :97A::SAFE//99999L Or Identification of Financial Instrument The ISIN code + security description Status Quantity In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares Start and name of the block Eligible position of the client. In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares Comments :13A::CAON//001 :22H::CAOP//CA option code If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the sub-qualifier “GENR” + client ID :35B:ISIN GB00B0D09R62 HENDERSON GBL INVS :93B::STAQ//UNIT/800, :93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000 93a O UNBA 16S M CADETL In option B: Qualifier UNBA followed by: //FAMT Balance of uninstructed position face amount or //UNIT number of shares End of the block :93B::UNBA//UNIT/1000, :16R:CADETL Qualifier CADETL OPTIONAL SEQUENCE C ADDITIONAL INFORMATION Field BNP Paribas Status Qualifier 16R M ADDINFO Field Definition Start and name of the block 70E M ADTX Additional text 95a M MERE Party which is the final destination of the message 16S M ADDINFO End of the block Content Example Qualifier ADDINFO :16R:ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO 93 :70E::ADTX// :95Q::MERE//corporate action dept :16S:ADDINFO Comments “PENDING” Status SEQUENCE A: M ANDATORY GENERAL INFORMATION 16R BNP Paribas Status M GENL Start and name of the block 20C M CORP Corporate action reference 20C M SEME Sender’s Reference Number 23G M INST Qualifier INST Field Qualifier Field Definition Content Example Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier SEME followed by //BNP Paribas Reference Qualifier INST when message sent is a reply of a previously received client instruction. Comments :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:INST NOOF (Non-Official 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator :22F::CAEV//followed by relevant qualifier :22F::CAEV//NOOF Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. LINK Start and name of the block O LINK Number ID of the MT567 of the linked transaction 20C O RELA Related Reference Qualifier RELA 16S M LINK End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//567 :20C::RELA// reference of previous Client’s instruction’s reference (if specified by client) MT567 or BNP Paribas internal reference (instruction ID) :16S:LINK 94 OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENT’S INSTRUCTION REFERENCE 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example LINK Start and name of the block O LINK Number ID of the MT565 of the linked transaction 20C O PREV Previous reference Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one Qualifier PREV followed by //the SEME 16S M LINK End and name of the block Qualifier LINK Comments :16R:LINK :13A::LINK//565 :20C::PREV// NCS internal reference or instruction’s reference :16S:LINK OPTIONAL SUBSEQUENCE A2 STATUS PENDING 16R BNP Paribas Status M STAT Start and name of the block 25D M IPRC Instruction Processing status Field Qualifier Field Definition Content Example Qualifier STAT Qualifier IPRC followed by //PEND when the Client instruction is Comments :16R:STAT :25D::IPRC//PEND REPETITIVE OPTIONAL SUBSEQUENCE A2A REASON Field BNP Paribas Status 16R M REAS Start and name of the block REAS Qualifier REAS :16R/REAS 24B M PEND Pending Reason Qualifier PEND followed by //Reason narrative :24B::PEND//NARR 16S M REAS Qualifier REAS 16S/REAS 16S M STAT Qualifier STAT :16R:STAT 16S M GENL Qualifier GENL :16S:GENL Qualifier Field Definition End and name of the block REAS End and name of the block STAT End and name of the block GENL Content Example 95 Comments See Reason narrative for details. OPTIONAL SEQUENCE B CORPORATE ACTION DETAILS Field BNP Paribas Status Qualifier 16R M CADETL 13A M CAON CA option number 22H M CAOP CA option code 97A M SAFE Safekeeping Account of the client (depending on its subscription) In option A : Qualifier SAFE followed by //account number. 35B M Identification of Financial Instrument The ISIN code + security description Status Quantity In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares 36B 93a M STAQ O ELIG Field Definition Start and name of the block Eligible position of the client. Content Example Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares Comments :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L Or Otherwise this is the client’s security account. Long code or short code depending on client subscription :97A::SAFE//GENR3893717 :35B:ISIN GB00B0D09R62 HENDERSON GBL INVS :93B::STAQ//UNIT/800, :93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000 In option B: Qualifier UNBA followed by: //FAMT Balance of uninstructed position face amount or //UNIT number of shares 93a O UNBA 16S M CADETL End of the block :93B::UNBA//UNIT/1000, :16R:CADETL Qualifier CADETL OPTIONAL SEQUENCE C ADDITIONAL INFORMATION Field Qualifier Field Definition 16R ADDINFO Start and name of the block Qualifier ADDINFO Additional text Qualifier ADTX followed by the additional :70E::ADTX// information 70E ADTX 95a MERE 16S ADDINFO Content Party which is the In option Q: Qualifier MERE followed by final destination of //name of receiver of information the message Qualifier ADDINFO End of the block Example :16R:ADDINFO :95Q::MERE//corporate action dept :16S:ADDINFO 96 Comments 4 - MT566 PAYMENT CONFIRMATION A MT566 message of confirmation is sent for every payment processed on a corporate action. We show here a template for payment with cash movement only, a payment with securities movements only and a payment with cash and securities. Payment with Cash Credit Only Payments for Corporate Actions such as Decrease of capital (DECR), some Consents (CONS), for which there are only cash movements, will be announced according to the template below: SEQUENCE A: M ANDATORY GENERAL INFORMATION 16R BNP Paribas Status M 20C Field Qualifier Field Definition GENL Start and name of the block M CORP Corporate action reference 20C O COAF Official Corporate action event reference 20C M SEME Sender’s Reference Number NEWM 23G M Function of the Message REVR Content Example Qualifier GENL :16R:GENL Qualifier CORP followed by // CA BNP :20C::CORP//16x Paribas Reference Qualifier COAF followed by // Official Corporate action event reference :20C::COAF//16x Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM for new confirmation Followed by sub-function COPY REVR for a cancelled payment confirmation Followed by sub-function COPY :20C::SEME//16x :23G:NEWM 23G: REVR Comment Reference of CA which was initially on the MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message as a copy. NOOF (Non-Official 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator 97 :22F::CAEV//xxxx :22F::CAEV//NOOF Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGES 16R 22F BNP Paribas Status M O 13A O LINK 20C O PREV Previous reference 13A O LINK Number ID of the MT of the linked transaction 20C O PREV Previous reference 13A O LINK Number ID of the MT of the linked transaction 20C O RELA Previous reference 16S M LINK 16S M GENL Field Qualifier LINK LINK Field Definition Start and name of the block Linkage Type Indicator Number ID of the MT of the linked transaction Content Example Qualifier LINK Qualifier LINK followed by INFO Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Comment :16R:LINK :22F::LINK//INFO :13A:LINK//564 :20C::PREV//reference :13A:LINK//566 This link will be activated for any cancellation message of payment (REVR) :20C::PREV//reference :13A:LINK//000 End and name of the block Qualifier RELA followed by the Clearing client’s instruction reference for CA on Qualifier LINK :16S:LINK End and name of the block Qualifier GENL :16S:GENL This link will always be activated ONLY for CA on flows of ( in case of NEWM or REVR- New message or Reversal message) :20C::RELA//reference SEQUENCE B: M ANDATORY UNDERLYING SECURITIES (PARENT’S SECURITY GENERATING THE CORPORATE ACTION) Field BNP Paribas Status Qualifier 16R M USECU 97A M SAFE Field Definition Content Example Start of Underlying Securities Sequence Qualifier USECU :16R: USECU Safekeeping Account Qualifier SAFE followed by // an account number :97A::SAFE//99999L In option F Qualifier SAFE followed by //Place type and BIC code 94a O SAFE Place of safekeeping , place where the securities are held. In option B Qualifier SAFE followed by//Place type and depositary country 98 :94F::SAFE//NCSD/SICVFRPP or SAFE//ICSD/CEDELULL or SAFE//CUST/SGUSXXXX or SAFE//SHHE/MY :94B::SAFE//SHHE/MY Comments Long code or short code depending on client subscription Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM ) Field BNP Paribas Status 35B M 93b M CONB Quantity of securities for which payment is made 16S M USECU End of block Qualifier Field Definition Identification of Financial Instrument Content Example The ISIN code + security description. In option B: Qualifier CONB followed by //UNIT or FAMT Qualifier USECU Comments :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :93B::CONB//UNIT/2510, :16S:USECU OPTIONAL SUBSEQUENCE C: CORPORATE ACTION DETAILS Field BNP Paribas Status Qualifier Field Definition 16R M CADETL Start of Corporate Action details Sequence O XDTE Ex-date 98a O RDTE Record Date 98a O EFFD Effective Date 98A 36B O Content Example Qualifier CADETL :16R: CADETL Qualifier XDTE followed by // and the ex date of the event Qualifier RDTE followed by record date Qualifier EFFD followed by effective date Qualifier FRAQ followed by franctional quantity :98A::XDTE//20011220 :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD FRAQ Fractional Quantity Intermediate Securities Distribution Type Indicator Qualifier RHDI followed by MRGR :98A::RHDI/MRGR End of block Qualifier CADETL :16S:CADETL 22F O RHDI 16S M CADETL Comments 99 :36B::FRAQ//UNIT/3, Addition of qualifier FRAQ (Fractional Quantity) Fractional quantity resulting from an event which will be paid with cash in lieu. Exchange of outstanding securities, initiated by the issuer whom may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange. REPETITIVE OPTIONAL SEQUENCE D: CORPORATE ACTIONS CONFIRMATION Field BNP Paribas Status Qualifier 16R M CACONF 13A M 22F M Field Definition Content Example Start and name of the block Qualifier CACONF :16R: CACONF CAON CA option number Qualifier CAON :13A::CAON//001 CAOP CA option code Qualifier CAOP followed by // and CASH :22F::CAOP//CASH Comments REPETITIVE OPTIONAL SUBSEQUENCE D2 CASH MOVEMENTS: Field 16R BNP Paribas Status M Qualifier Field Definition Content Example :16R:CASHMOVE CASHMOVE Cash movements 22H M CRDB Type of entries in order to specify either debit or credit 97A M CASH Cash account number which will be credited 19A M PSTA Cash Amount to be posted 19A M GRSS Gross amount 19A O NETT Net amount 22 F O ETYP Type of Exemption 90a O OFFR Price to receive 98a M POST Posting date 98a M VALU Value date Comments Qualifier CRDB followed by the code CRED Option A: Qualifier CASH followed by // and the cash account number Qualifier PSTA followed by // and the currency code and cash amount Qualifier GRSS followed by // and the currency code and cash amount Qualifier NETT followed by // and the currency code and cash amount (Qualifier)(Data Source Scheme)(Indicator) :22H::CRDB//CRED :97A::CASH//xxxxxxxx :19A::PSTA//EURx, :19A:: GRSS //EUR10, :19A:: NETT //EUR10, :22F::ETYP/IRSX/0004 Option F : Qualifier = OFFR followed by // unit price Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by the Value date 100 :90a::OFFR//EUR 10 :98A::POST//yyyymmdd :98A::VALU//yyyymmdd ETYP specifies the basis for the reduced rate of withholding If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are available on the SMPG website at www.smpg.info. Field BNP Paribas Status Qualifier 16S M CASHMOVE Field Definition Content Example Comments :16S: CASHMOVE OPTIONAL SEQUENCE E: ADDITIONAL INFORMATION Field Status Qualifier 16R M ADDINFO Field Definition Start and name of the block 70E O ADTX Additional text 95a O MERE Party which is the final destination of the message 16S M ADDINFO Start and name of the block Content Example :16R: ADDINFO Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by // name of receiver of information :70E::ADTX// :95Q::MERE//corporate action dept. :16S: ADDINFO Qualifier ADDINFO 101 Comments Payment with Securities movements Payments for Corporate Actions such as Assimilation (PARI), Stock Split (SPLF), Reverse Stock Split (SPLR), Merger (MRGR), Scrip DivIDend (DVSC), Conversion (CONV), Automatic warrants Exercise (EXWA) , Redenomination (REDO), Exchange offers (EXOF) and Bonus offers (BONU), for which there are only securities movements will be announced according to the template below. There might be debit of old shares and credit of new shares or credit of new shares only. SEQUENCE A: M ANDATORY GENERAL INFORMATION 16R BNP Paribas Status M 20C Field Qualifier Field Definition GENL Start and name of the block M CORP Corporate action reference 20C O COAF Official Corporate action event reference 20C M SEME Sender’s Reference Number NEWM 23G M Function of the Message REVR Content Example Qualifier GENL Qualifier CORP followed by // CA BNP Paribas Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM for new confirmation Followed by sub-function REVR for a cancelled payment confirmation Followed by sub-function COPY :16R:GENL :20C::CORP//16x :20C::COAF//16x Comment Reference of CA which was initially on the MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. :20C::SEME//16x :23G:NEWM 23G: REVR Can be followed by the sub function: COPY This is a message sent simultaneously with the original message as a copy. NOOF (Non-Official Offer) 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // qualified generic field indicator 102 :22F::CAEV//xxxx :22F::CAEV//NOOF Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGES 16R 22F BNP Paribas Status M O 13A O LINK 20C O PREV Previous reference 13A O LINK Number ID of the MT of the linked transaction 20C O PREV Previous reference 13A O LINK Number ID of the MT of the linked transaction 20C O RELA Previous reference 16S M LINK 16S M GENL Field Qualifier LINK LINK Field Definition Content Example End and name of the block Qualifier LINK Qualifier LINK followed by INFO Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier RELA followed by the Clearing client’s instruction reference for CA on Qualifier LINK :16S:LINK End and name of the block Qualifier GENL :16S:GENL Start and name of the block Linkage Type Indicator Number ID of the MT of the linked transaction Comment :16R:LINK :22F::LINK//INFO :13A:LINK//564 :20C::PREV//reference :13A:LINK//566 This link will be activated for any cancellation message of payment (REVR) :20C::PREV//reference :13A:LINK//000 This link will be activated for any payment ONLY for CA on flows ( NEWM or REVR) :20C::RELA//reference SEQUENCE B: M ANDATORY UNDERLYING SECURITIES (PARENT’S SECURITY GENERATING THE CORPORATE ACTION) Field BNP Paribas Status Qualifier 16R M USECU 97A M SAFE Field Definition Content Example Start of Underlying Securities Sequence Qualifier USECU :16R: USECU Safekeeping Account Qualifier SAFE followed by // an account number :97A::SAFE//99999L In option F Qualifier SAFE followed by //Place type and BIC code 94a 35B O M SAFE Place of safekeeping , place where the securities are held. Identification of Financial :94F::SAFE//NCSD/SICVFRPP or SAFE//ICSD/CEDELULL or SAFE//CUST/SGUSXXXX or SAFE//SHHE/MY In option B Qualifier SAFE followed by//Place type and depositary country :94B::SAFE//SHHE/MY The ISIN code + security description . :35B:ISIN GB00B0D09R62 103 Comments Long code or short code depending on client subscription Rules about population of places: ICSD is used for Euroclear Bank or Clearstream International CUST is used for BNP Paribas network of subcustodians SHHE is used when a BIC code is not available (e.g., for off-shore funds) Field BNP Paribas Status Qualifier Field Definition Content Example Instrument 93b M CONB Quantity of securities for which payment is made 16S M USECU End of block Comments /HENDERSON GBL INVS/ In option B: Qualifier CONB followed by //UNIT or FAMT In option C : Qualifier USECU :93B::CONB//UNIT/2510, :16S:USECU 104 Can be signed OPTIONAL SUBSEQUENCE C: CORPORATE ACTION DETAILS Field BNP Paribas Status Qualifier Field Definition 16R M CADETL Start of Corporate Action details Sequence O XDTE Ex-date 98a O RDTE Record Date 98a O EFFD Effective Date O LOTO Lottery date/Time CHAN Change Type indicator Intermediate Securities Distribution Type Indicator 98A 98A 22F O 22F O RHDI 22F O LOTO 22F O DITY 69a O 16S M BLOK CADETL Content Example Qualifier CADETL :16R: CADETL Qualifier XDTE followed by // and the ex date of the event Qualifier RDTE followed by record date Qualifier EFFD followed by effective date Qualifier LOTO followed by // and date and/or time of lottery Qualifier CHAN followed by // and Sub CA reporting qualifier DECI Qualifier RHDI followed by MRGR If Qualifier is LOTO and Data Source Scheme is not present, Indicator must contain one of the following codes: ORIG or SUPP New code: ONGO = The event is Occurrence Type Indicator ongoing for acceptance on an unsolicited basis Date after which securities will be Option A: Qualifier BLOK followed by the blocked or not available. blocking date Option C: Qualifier BLOK followed by the blocking date and OPEN Lottery Type End of block Comments :98A::XDTE//20011220 :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD :98A::LOTO// YYYYMMDD For CA Type DRAW only :22F::CHAN// DECI For CA Type CHAN only :98A::RHDI/MRGR :22F::LOTO//ORIG or :22F::LOTO//SUPP :22F::DITY//ONGO DITY: Specifies the conditions in which the instructions (Qualifier)(Data Source and/or payment of the proceeds occurs Scheme)(Indicator) ONGO: Ongoing :69A::BLOK//yyyymmdd/yyyymmdd/ yyyymmdd :69C::BLOK//yyyymmdd/OPEN :16S:CADETL Qualifier CADETL 105 Exchange of outstanding securities, initiated by the issuer whom may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange. LOTO Specifies the type of lottery announced. ORIG : Original Lottery Notification SUPP : Supplemental Lottery Notification REPETITIVE OPTIONAL SEQUENCE D: CORPORATE ACTIONS CONFIRMATION: 16R BNP Paribas Status M CACONF 13A M 22F M Field Qualifier Field Definition Content Example Start and name of the block Qualifier CACONF :16R: CACONF CAON CA option number Qualifier CAON :13A::CAON//001 CAOP CA option code Qualifier CAOP followed by // SECU :22F::CAOP//SECU Comments The content corresponds to the Corporate Action option number previously sent in MT 564 message. REPETITIVE OPTIONAL SUBSEQUENCE D1: SECURITIES MOVEMENT: Field BNP Paribas Status Qualifier 16R M SECMOVE 22H M CRDB 35B M 36B M 98A Field Definition Securities movements Content Example :16R:SECMOVE Start of block Type of entries in order to specify Qualifier CRDB followed by the code either debit “DEBT” :22H::CRDB//DEBT Identification code of the shares ISIN + ISIN code + Description of Security PSTA Quantity of securities that have been posted to safekeeping account Qualifier PSTA followed by // UNIT or Qualifier PTSA followed by// AMT M POST Date of the posting to the account 98A O VALU Value date 16S M SECMOVE Securities movements End of sub-sequence :16S:SECMOVE 16R M SECMOVE Securities movements Start of sub-sequence :16R:SECMOVE 22H M CRDB Comments Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by the value date Type of entries in order to specify Qualifier CRDB followed by the code either debit or credit “CRED” 106 This first subsequence E1 concerns old shares when there is a debit movement on old shares The sense of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier CRED. :36B::PSTA//UNIT/2000, :98A::POST//yyyymmdd :98A::VALU//yyyymmdd :22H::CRDB//CRED This second subsequence E1 concerns new securities when there is a credit movement on new shares. The sense of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier DEBT 35B M 36B M 22F O PSTA DISF NEWO 92a O Or ADEX Identification code of the new shares. Quantity of securities that have been posted to safekeeping account Disposition of fractions on new shares Rate: Quantity of new securities for a given quantity of underlying securities 98A M POST Date of the posting to the account 98A O VALU Value date 98A O DIVR DivIDend ranking date 16S 16S M M SECMOVE CACONF End of sub-sequence End of block ISIN + ISIN code + Description of Security :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ Qualifier PSTA followed by // UNIT or Qualifier PTSA followed by// AMT :36B::PSTA//UNIT/3000, Qualifier DISF followed by// RDDN or RDUP or BUYU :36B::DISF//RDDN or RDUP or :36B::DISF//CINL or BUYU Option D: Qualifier NEWO followed by the ratio (new to old) Qualifier ADEX followed by the ratio ( of additional new shares) Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by scrip value-date Option A: Qualifier DIVR followed by the divIdend ranking date :92D::NEWO//3,/2, or :92D::ADEX//1,/1, :98A::POST//yyyymmdd :98A::VALU//yyyymmdd :98A::DIVR//yyyymmdd :16S:SECMOVE :16S: CACONF Qualifier CACONF 107 RDDN is used for Rounding down to nearest integer , RDUP for Rounding up to nearest integer CINL is used for Take cash in lieu of fractions, BUYU is used for Buy up to next whole number OPTIONAL SEQUENCE E: ADDITIONAL INFORMATION: Field BNP Paribas Status Qualifier 16R M ADDINFO Field Definition Start and name of the block 70E O ADTX Additional text 95a O MERE Party which is the final destination of the message 16S M ADDINFO Start and name of the block Content Example :16R: ADDINFO Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by // name of receiver of information Qualifier ADDINFO 108 :95Q::MERE//corporate action dept. :16S: ADDINFO Comments Payment with Cash and Securities Movements Payments for Corporate Actions such as Final Redemptions (REDM), Early Redemption (MCAL), Partial Call (PCAL), Priority offers (PRIO), Tender or Repurchase offers (BIDS), for which there cash and securities movements will be announced according to the template below: SEQUENCE A: M ANDATORY GENERAL INFORMATION 16R BNP Paribas Status M 20C Field Qualifier Field Definition GENL Start and name of the block M CORP Corporate action reference 20C O COAF Official Corporate action event reference 20C M SEME Sender’s Reference Number NEWM 23G M Function of the Message REVR 22F M CAEV Corporate action event indicator Content Example Qualifier GENL :16R:GENL Qualifier CORP followed by // CA BNP :20C::CORP//16x Paribas Reference Qualifier COAF followed by // Official Corporate action event reference :20C::COAF//16x Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM for new confirmation Followed by sub-function COPY REVR for a cancelled payment confirmation Followed by sub-function COPY :20C::SEME//16x Qualifier CAEV followed by // qualified generic field indicator :23G:NEWM 23G: REVR :22F::CAEV//xxxx :22F::CAEV//NOOF : 109 Comment Reference of CA which was initially on the MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message as a. NOOF (Non-Official Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGES 16R 22F BNP Paribas Status M O 13A O LINK 20C O PREV Previous reference 13A O LINK Number ID of the MT of the linked transaction 20C O PREV Previous reference 13A O LINK Number ID of the MT of the linked transaction 20C O RELA Previous reference 16S M LINK 16S M GENL Field Qualifier LINK LINK Field Definition Content Example End and name of the block Qualifier LINK Qualifier LINK followed by INFO Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier RELA followed by the Clearing client’s instruction reference for CA on Qualifier LINK :16S:LINK End and name of the block Qualifier GENL :16S:GENL Start and name of the block Linkage Type Indicator Number ID of the MT of the linked transaction 110 Comment :16R:LINK :22F::LINK//INFO :13A:LINK//564 :20C::PREV//reference :13A:LINK//566 This link will be activated for any cancellation message of payment (REVR) :20C::PREV//reference :13A:LINK//000 :20C::RELA//reference This link will be activated for any payment ONLY for CA on flows ( NEWM or REVR) SEQUENCE B: M ANDATORY UNDERLYING SECURITIES (PARENT’S SECURITY GENERATING THE CORPORATE ACTION) Field BNP Paribas Status Qualifier 16R M USECU M SAFE 97A 94a O SAFE Field Definition Content Example Start of Underlying Securities Sequence Qualifier USECU :16R: USECU Safekeeping Account Qualifier SAFE followed by // an account number :97A::SAFE//99999L Place of safekeeping , physical place where the securities are safe-kept Identification of Financial Instrument 35B M 93b M CONB Quantity of securities for which payment is made 16S M USECU End of block In option F Qualifier SAFE followed by //Place type and BIC code In option B Qualifier SAFE followed by//Place type and depositary country ISIN followed by ISIN code + security description. In option B: Qualifier CONB followed by //UNIT or Qualifier CONB followed by //FAMT Qualifier USECU 111 :94F::SAFE//NCSD/SICVFRPP or SAFE//ICSD/CEDELULL or SAFE//CUST/SGUSXXXX or SAFE//SHHE/MY :94B::SAFE//SHHE/MY :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :93B::CONB//UNIT/2510, :16S:USECU Comments Long code or short code depending on client subscription Rules about population of places: ICSD is used for Euroclear Bank or Clearstream International CUST is used for BNP Paribas network of subcustodians SHHE is used when a BIC code is not available (e.g., for off-shore funds) OPTIONAL SUBSEQUENCE C: CORPORATE ACTION DETAILS Field BNP Paribas Status Qualifier Field Definition 16R M CADETL Start of Corporate Action details Sequence O XDTE Ex-date 98a O RDTE Record Date 98a O EFFD Effective Date 98A 36B 22F O O 22F O 22F O 69a 16S FRAQ Fractional Quantity RHDI Intermediate Securities Distribution Type Indicator LOTO DITY O BLOK M CADETL Content Example Qualifier CADETL :16R: CADETL Qualifier XDTE followed by // and the ex date of the event Qualifier RDTE followed by record date Qualifier EFFD followed by effective Qualifier FRAQ followed by franctional quantity Qualifier RHDI followed by MRGR If Qualifier is LOTO and Data Source Scheme is not present, Indicator must Lottery Type contain one of the following codes: ORIG or SUPP New code: ONGO = The event is ongoing for acceptance on an Occurrence Type Indicator unsolicited basis Option A: Qualifier BLOK followed by the blocking date Date after which securities will be Option C: blocked or not available. Qualifier BLOK followed by the blocking date and OPEN End of block Comments :98A::XDTE//20011220 :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD :36B::FRAQ//UNIT/0,33 :98A::RHDI/MRGR :22F::LOTO//ORIG or :22F::LOTO//SUPP :22F::DITY//ONGO (Qualifier)(Data Source Scheme)(Indicator) :69A::BLOK//yyyymmdd/yyyymm dd/yyyymmdd :69C::BLOK//yyyymmdd/OPEN :16S:CADETL Qualifier CADETL 112 Addition of qualifier FRAQ (Fractional Quantity) Fractional quantity resulting from an event which will be paid with cash in lieu. Exchange of outstanding securities, initiated by the issuer whom may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange. LOTO Specifies the type of lottery announced. ORIG : Original Lottery Notification SUPP : Supplemental Lottery Notification DITY: Specifies the conditions in which the instructions and/or payment of the proceeds occurs ONGO: Ongoing REPETITIVE OPTIONAL SEQUENCE D: CORPORATE ACTIONS CONFIRMATION: 16R BNP Paribas Status M CACONF 13A M 22F M Field Qualifier Field Definition Content Example Start and name of the block Qualifier CACONF :16R: CACONF CAON CA option number Qualifier CAON :13A::CAON//001 CAOP CA option code Qualifier CAOP followed by // CASH :22F::CAOP//CASH Comments The content corresponds to the Corporate Action option number previously sent in MT 564 message. REPETITIVE OPTIONAL SUBSEQUENCE D1: SECURITIES MOVEMENTS: Qualifier Field Definition 16R BNP Paribas Status M SECMOVE 22H M CRDB 35B M Securities movements Type of entries in order to specify either debit or credit Identification code of the OLD shares 36B M PSTA Quantity of Financial Instrument 98a M POST Posting date 98a O VALU Value-date 16S M SECMOVE Field Content Example Qualifier CRDB followed by the code “DEBT” ISIN + ISIN code + Description of Security Qualifier PSTA followed by// quantity of securities that will be posted on safekeeping account In Option A: Qualifier POST followed by // and posting date In Option A: Qualifier VALU followed by // and scrip value date :16R:SECMOVE :22H::CRDB//DEBT :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :36B::PSTA//UNIT/3000 :98A::POST//YYYYMMDD :98A::VALU//YYYYMMDD :16S:SECMOVE 113 Comments This sub-sequence concerns the movement on old securities REPETITIVE OPTIONAL SUBSEQUENCE D2 CASH MOVEMENTS: Field BNP Paribas Status 16R M 22H M CRDB 90a O OFFR or PRPP Qualifier M CASH 19A M PSTA 19A M GRSS 19A O CHAR 19A O Content Example VATA O NETT 92a O WITF 22 F O ETYP Type of entries in order to specify Qualifier CRDB followed by the code either debit or credit “CRED” In Option A: Qualifier OFFR or PRPP followed by// percentage type code PRCT and price or In Option B: Followed by code ACTU / currency code/ price Option A: Cash account number which will Qualifier CASH followed by // and the be credited cash account number Qualifier PSTA followed by // and the Cash Amount to be posted currency code and cash amount Qualifier GRSS followed by // and the Gross amount currency code and cash amount Qualifier CHAR followed by // and the Commission amount currency code and commission’s amount Qualifier VATA followed by // and the Value added tax currency code and the value added tax amount Qualifier NETT followed by // and the Net amount currency code and cash amount (Qualifier)(Data Source Scheme)(Rate Option R / Withholding of Foreign Type Tax Code)(Rate) Type of Exemption 92a O RSPR Spread Rate 98a M POST Posting date Comments :16R:CASHMOVE CASHMOVE Cash movements 97A 19A Field Definition (Qualifier)(Data Source Scheme)(Indicator) :22H::CRDB//CRED or DEBT :90A::OFFR//PRCT/115, OFFR used for credit of Cash (ex: BIDS) PRPP used for any debit of cash ( ex: PRIO) or :90B::PRPP//ACTU/EUR115, :97A::CASH//xxxxxxxx :19A::PSTA//EURx, :19A:: GRSS //EURx, 19A::CHAR//EUR50 Field generated if there are charges on the redemption :19A::VATA//EUR10 Field generated if there are charges on the redemption :19A:: NETT //EURx, : 92A ::WITF// :22F::ETYP/IRSX/0004 Option A: Qualifier RSPR followed by //spread rate or Option K: Qualifier RSPR followed by //OPEN Option A: 114 :92A::RSPR//90 or :92K::RSPR//OPEN :98A::POST//yyyymmdd Rate at which the income will be withheld by the jurisdiction to which the income was originally paid, for which relief at source and/or reclaim may be possible ETYP specifies the basis for the reduced rate of withholding If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are available on the SMPG website at www.smpg.info. Displayed when the step is described in percentage Field BNP Paribas Status 98a M 16S 16S M M Qualifier VALU Field Definition Value date CASHMOVE CACONF End of block Content Example Qualifier POST followed by the posting date Option A: Qualifier VALU followed by the value date Comments :98A::VALU//yyyymmdd :16S: CASHMOVE :16S: CACONF Qualifier CACONF OPTIONAL SEQUENCE E: ADDITIONAL INFORMATION 16R BNP Paribas Status M ADDINFO 70E O ADTX Additional text 95a O MERE Party which is the final destination of the message 16S M ADDINFO Start and name of the block Field Qualifier Field Definition Start and name of the block Content Example Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: • Qualifier MERE followed by // name of receiver of information Qualifier ADDINFO 115 :16R: ADDINFO :70E::ADTX//……………. :95Q::MERE//corporate action dept. :16S: ADDINFO Comments 5 - MT568 MESSAGES MT568 Corporate Actions on Flows of Creation: This is a new message. A Corporate Action on Flows results from an eligible trade settled after the payable date of the Corporate Event, eg : bonus issue (BONU), spin off (SOFF). IF there is a distribution of new securities (a credit movement if pending trade is a purchase or a debit movement if it is a sale), this is a Corporate Action on Flows of Creation, as shown in the template below: SEQUENCE A: MANDATORY GENERAL INFORMATION Field BNP Paribas Status Qualifier 16R M GENL Start and name of the block 20C M CORP Corporate action reference 20C O COAF Official Corporate action event reference 20C M SEME Sender’s Reference Number 23G M NEWM New notification 22F M CAEV Field Definition Corporate action event indicator Content Example Qualifier GENL :16R:GENL Qualifier CORP followed by // and Corporate Action Reference :20C::CORP//16x Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM can be followed by COPY Qualifier CAEV followed by // and the qualified generic field indicator. :20C::COAF//16x Comment This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. :20C::SEME//16x :23G:NEWM :22F::CAEV//BONU :22F::CAEV//NOOF 116 COPY is a copy message NOOF (Non-Official Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. OPTIONAL SUBSEQUENCE A1: LINKAGES 16R BNP Paribas Status M 22F 13A Field 20C Qualifier Field Definition LINK Start and name of the block M LINK Linkage Type Indicator O LINK Number ID of the MT564 announce PREV Previous message sent O Content Example Qualifier LINK Qualifier LINK followed by // and codeword INFO :22F:LINK//INFO Qualifier LINK followed by // message type 564 :13A:LINK//564 Qualifier PREV followed by // and the previous message 16S 16R O O LINK LINK End of the block Start and name of the block 20C O LINK 000 Qualifier LINK Qualifier LINK Qualifier LINK followed by // message type 000 20C O RELA Related message received Qualifier RELA followed by // and the client’s reference 16S O LINK End of the block O LINK 20C O PREV Previous message 16S M LINK 16S M GENL 20C Qualifier LINK Qualifier LINK followed by // message type MT568 Comments :16R:LINK :20C::PREV//16x MT564 is the announce message This is the SEME of previous MT 564 :16S:LINK :16R:LINK :20C::LINK//000 To indicate the link with the clearing message :20C::RELA//16x Client’s trade reference in clearing message MT54X :16S:LINK :20C:: LINK//568 This link with MT 568 is only activated in case of cancellation of the previous CA on flows Qualifier PREV followed by // SEME of previous MT568 :20C::SEME//16x This link with MT 568 is only activated only in case of cancellation of the previous CA on flows End and name of the block Qualifier LINK :16S:LINK End and name of the block Qualifier GENL :16S:GENL 117 SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier Field Definition 16R M USECU Start of Underlying Securities Sequence Qualifier USECU 97A M SAFE Safekeeping Client’s Account In option A: Qualifier SAFE followed by // and account number 35B Identification of Financial Instrument M Eligible balance 93a M ELIG 16S M USECU End of Underlying Securities Sequence Content Example Comments :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription ISIN followed by ISIN code + security description :35B:ISIN GB00B0D09R62 Of the old shares (which are detaching /HENDERSON GBL INVS/ the rights). Option B : Qualifier ELIG followed by // and :93B::CONB//UNIT/1000, • UNIT (number of shares) • FAMT (face amount) Of the old shares (which are detaching the rights). Quantity of old shares on which the client’s entitlement will be calculated. Quantity may be signed :16S: USECU Qualifier USECU OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS: 16R BNP Paribas Status M ADDINFO 70E M ADTX Additional text 70E M INCO Additional text Field Qualifier Field Definition Start and name of the block Content Example :16R: ADDINFO :70E:ADTX// Additional information in INCO block Qualifier ADTX followed by the :70E:ADTX// Confirmation of a CA on flows resulted additional information from: Confirmation of a CA on flows resulted BONUS ISSUE from : CA details BONUS ISSUE XDTE//20030925 ADEX//3,/2, CA details : CAOP//SECU XDTE followed by the ex-date of CA event if present Security movement CRED RDTE followed by the record date of ID of new shares : ISIN CA event if present GB00B0D09R62 Comments Qualifier ADDINFO 118 DEBT instead of CRED if initial trade on underlying securities is a sale. Field BNP Paribas Status Qualifier Field Definition Content ADEX followed by the ratio new to old of the detachment CAOP followed by followed by the qualified generic field indicator Example PSTA//UNIT1000, :70E::INCO//POST 20060625 VALU//20060625 Security movement CRED Credit ID of new shares : ISIN PSTA followed by posted quantity on disbursed quantity POST followed by the client’s payment date VALU followed by scrip value date 16S M ADDINFO End and name of the block :16S:ADDINFO Qualifier ADDINFO 119 Comments MT568 Corporate Actions on Flows of Mutation This is a new message. A Corporate Action on Flows results from an eligible trade settled after payable date of the Corporate Event, eg : Stock Split (SPLF: if debit and credit movement), Merger (MRGR), Pari-Passu (PARI). If there is a Debit of old securities and Credit of new securities (if the pending trade is a sale, there is a credit on old securities and a debit on new securities), this is a Corporate Action on Flows of Mutation, as shown in the template below: Sequence A : Mandatory General Information Field BNP Paribas Status Qualifier 16R M GENL Start and name of the block 20C M CORP Corporate action reference 20C O COAF Official Corporate action event reference 20C M SEME Sender’s Reference Number 23G M NEWM New notofication Field Definition Content Example Qualifier GENL :16R:GENL Qualifier CORP followed by // and Corporate Action Reference :20C::CORP//16x Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM can be followed by COPY :20C::COAF//16x Comments This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. :20C::SEME//16x :23G:NEWM NOOF (Non-Official 22F M CAEV Corporate action event indicator Qualifier CAEV followed by // and the qualified generic field indicator. :22F::CAEV//SPLF :22F::CAEV//NOOF 120 Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. Optional Subsequence A1 : Linkages 16R BNP Paribas Status M 22F O Field 13A O Qualifier LINK Field Definition 20C O PREV 16S 16R M M LINK LINK 22F O LINK 13A O LINK 20C M RELA 22F O LINK 20C O LINK 20C O PREV 16S M 16S M Example Comments Start and name of the block Linkage Type Indicator Qualifier LINK Qualifier LINK followed by // and codeword INFO :16R:LINK :22F:LINK//INFO Number ID of the MT564 announce Qualifier LINK followed by // message type 564 :13A:LINK//564 MT564 is the announce message Previous message Qualifier PREV followed by SEME of previous message :20C::PREV//16x MT564 is the announce message LINK LINK Content In case of CANC, only populate link with clearing trade and previous MT568 reference End and name of the block Start and name of the block Linkage Type Indicator Qualifier LINK Qualifier LINK Qualifier LINK followed by // and codeword INFO :16S:LINK :16R:LINK :22F:LINK//INFO Number ID of the MT564 announce Qualifier LINK followed by // message type 000 :13A:LINK//000 Related message Qualifier RELA followed by // client’s :20C::RELA//16x reference Linkage Type Indicator Qualifier LINK followed by // and codeword INFO :22F:LINK//INFO Qualifier LINK followed by // message type MT568 :20C:: LINK//568 This link with MT 568 is only activated only in case of cancellation of the previous Ca on flows Previous message Qualifier PREV followed by // SEME of previous MT568 :20C::SEME//16x This link with MT 568 is only activated only in case of cancellation of the previous Ca on flows LINK End and name of the block Qualifier LINK :16S:LINK GENL End and name of the block Qualifier GENL :16S:GENL 121 To indicate the link with the clearing message Client’s trade reference in clearing message MT54X Sequence B: Mandatory Underlying Securities: Parent’s security generating the corporate action Field BNP Paribas Status Qualifier 16R M USECU 97A M 35B M SAFE Field Definition Start of Underlying Securities Sequence Safekeeping Client’s Account Identification of Financial Instrument 93A M ELIG 16S M ACCTINF O 16S M USECU Eligible position of client in old shares on which the client will be paid Content Qualifier USECU In option A: Qualifier SAFE followed by // and account number Example Comments :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription ISIN followed by ISIN code + security description :35B:ISIN GB00B0D09R62 Of the old shares (which are detaching /HENDERSON GBL INVS/ the rights). Option B : Qualifier ELIG followed by // and :93A::ELIG//UNIT/1000, • UNIT (number of shares) • FAMT (face amount) End and name of the block Qualifier ACCTINFO :16S: ACCTINFO End of Underlying Securities Sequence Qualifier USECU :16S: USECU 122 Quantity of old shares on which the client’s entitlement will be calculated. Quantity will be signed Optional Sequence C : Corporate Actions Details : Field BNP Paribas Status Qualifier Field Definition 16R M ADDINFO Start and name of the block Qualifier ADDINFO :16R: ADDINFO 70E M ADTX Additional text Additional information in INCO block :70E::ADTX//Additional information in INCO block Content Example Comments Qualifier INCO followed by the additional information CA details : XDTE followed by ex-date of CA event if present Or RDTE followed by record date of CA event if present NEWO followed by ratio new to old CAOP followed by the option type 70E M INCO 16S M ADDINFO Additional text End and name of the block Security movement CRED Credit the new shares ID of new shares : ISIN PSTA followed by posted quantity POST followed by the client’s payment date VALU followed by the scrip value date DEBT Debit the initial exercised quantity on base sec ID of old shares : ISIN PSTA followed by posting quantity POST followed by the client’s payment date VALU followed by the scrip value date Qualifier ADDINFO :70E::INCO// Confirmation of a CA on flows resulted from STOCK SPLIT XDTE//20060625 RDTE//20060625 NEWO//3,/2, CAOP SECU CREDIT of new shares : ISIN GB00B0D09R62 /HENDERSON GBL INVS/ FR000125874 PSTA//UNIT 1000, POST//20060625 VALU//20060625 :70E::INCO// DEBIT of base sec GB00B0D09R62 PSTA/UNIT/500 POST 20060625 VALU 20060625 :16S:ADDINFO 123 Is it necessary MT568 – Client’s FOREX Confirmation This is a new message and a Client’s FOREX Confirmation, as shown in the below template: Sequence A : Mandatory General Information 16R BNP Pari bas Statu s M 20C Field Qualifier Field Definition Content Example :16R:GENL GENL Start and name of the block M CORP Corporate action reference Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference 20C M SEME Sender’s Reference Number Qualifier SEME followed by // and BNP Paribas Reference :20C::SEME//16x 23G M NEWM CANC New notification Cancellation adv Qualifier NEWM or CANC can be followed by COPY. :23G:NEWM or CANC 22F M CAEV Corporate action event indicator Comments :20C::CORP//16x CANC is used for a cancellation client’s forex message COPY is a copy message Qualifier CAEV followed by // and the qualified generic field indicator. :22F::CAEV// :22F::CAEV//NOOF NOOF (Non-Official Offer) Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender or third party offer. . 124 Optional Subsequence A1: Linkages 16R BNP Paribas Status M 22F Field Qualifier Field Definition Content Example Qualifier LINK Qualifier LINK followed by // and codeword INFO Comments :16R:LINK LINK Start and name of the block O LINK Linkage Type Indicator 13A O LINK With previous message 20C M PREV SEME of previous MT566 Qualifier LINK followed by // MT 566 confirmation Qualifier PREV followed by //SEME of previous MT566 16S M LINK End and name of the block Qualifier LINK :16S:LINK 16R M LINK Start and name of the block :16R:LINK 13A O LINK With previous message Qualifier LINK Qualifier LINK followed by //568 for the depositary forex confirmation 20C O PREV SEME of previous MT568 Qualifier PREV followed by //SEME of the depositary forex confirmation 16S M LINK End and name of the block Qualifier LINK Note : When sub-function is a COPY, PREV will be always :20C::PREV//REFERENC followed by the CA ID reference instead of the SEME of previous EMT568 MT 568 :16S:LINK 16S M GENL End and name of the block Qualifier GENL :16S:GENL 125 :22F:LINK//INFO :13A:LINK//566 :20C::PREV//16x :13A:LINK//568 When function of the client’s Forex message is NEW or CANC, MT 566 is the reference of the initial MT 566 of payment Note : When the message is a COPY, this link will not be activated Sub-sequence of linkage activated only in case of Forex depository Only if the function of the message is NEWM: SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU Start of Underlying Securities Sequence Qualifier USECU SAFE Safekeeping Client’s Account In option A: Qualifier SAFE followed by // and account number 97A M Field Definition Content Example :16R: USECU ISIN followed by ISIN code + security description M Identification of Financial Instrument 93B M CONB Entitled position of the client for which payment has been done Option B : Qualifier CONB followed by // and • UNIT (number of shares) • FAMT (face amount) 16S M USECU End of Underlying Securities Sequence Qualifier USECU 35B Comments :97A::SAFE//99999L Long code or short code depending on client subscription :35B:ISIN FR000125874 MALAYSIA CORP :93B::CONB//UNIT/1000, :16S: USECU 126 First security ID of the schedule underlying security OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS: Field 16R 70E BNP Paribas Status M Qualifier Field Definition ADDINFO Start and name of the block Qualifier ADDINFO :16R: ADDINFO M ADTX Additional text Qualifier ADTX followed by the additional information :70E::ADTX//After processing your Forex instruction, you will be paid: 70E M INCO Complement of information 16S M ADDINFO End and name of the block Content Example Qualifier INCO followed by the additional information about Client’s Forex: Any information related to 1 is in depository currency Any information related to 2 is in client’s currency Qualifier ADDINFO :70E::INCO//CASH-ACC1//0000026062Z SENS-1//DEBT PSTA-AMOUNT-1//USD425.6 POST-DATE-1//20060230 VALU-DATE-1//200602230 CASH-ACC-2//0000026062Z SENS-2//CRED PSTA-AMOUNT-2//USD425.6 POST-DATE-2//20060231 VALU-DATE-2//20060231 :70E:INCO//EXCH-CLIENTRATE//EUR/USD1,35301 MSG-TYPE//FXCL :95Q::MERE//INCOME DEPT :16S:ADDINFO :95Q::MERE//corporate action dept :16S:ADDINFO 127 Comments In case of cancellation, a specific narrative is displayed :”Your Forex’s instruction has been cancelled. Please reverse following movements” CASH-ACC-1: client cash account in currency SENS-1: credit/debit indicator of the cash movement in corporate action currency PSTA-AMOUNT-1: posting amount in CA currency POST-DATE-1: posting date of the amount in CA currency VALU-DATE-1: value date of the payment in CA currency CASH-ACC-2: client cash account in client currency SENS-2: credit/debit indicator of the cash movement in client currency PSTA-AMOUNT-2: posting amount in client currency POST-DATE-2: posting date of the amount in client currency VALU-DATE-2: value date of the payment in client currency EXCH-CLIENT-RATE: Exchange rate MSG-TYPE: Indicator of Forex (here FXCL for client Forex) MT568 – DEPOSITORY FOREX CONFIRMATION This is a new message and a Depository Forex Confirmation, as shown in the template below: SEQUENCE A: MANDATORY GENERAL INFORMATION 16R BNP Paribas Status M 20C 20C Field 23G 22F Qualifier Field Definition Content Example :16R:GENL GENL Start and name of the block M CORP Corporate action reference Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference M SEME Sender’s Reference Number Qualifier SEME followed by // and BNP Paribas Reference :20C::SEME//16x M NEWM CANC New notification Cancellation adv Qualifier NEWM or CANC can be followed by COPY :23G:NEWM or CANC CAEV Corporate action event indicator Qualifier CAEV followed by // and the qualified generic field indicator. M Comments :20C::CORP//16x CANC is used for a cancellation depositary Forex message COPY is a copy message :22F::CAEV// :22F::CAEV//NOOF : NOOF (Non Official Offer) Optional Subsequence A1 : Linkages 16R BNP Paribas Status M 22F 13A Field Qualifier Field Definition Content Example LINK Start and name of the block O LINK Linkage Type Indicator Qualifier LINK Qualifier LINK followed by // and codeword INFO O LINK With previous message Qualifier LINK followed by // MT 566 payment confirmation :16R:LINK :22F:LINK//INFO :13A:LINK//566 128 Comments Field BNP Paribas Status 20C M 16S 16S Qualifier Field Definition Content Example Qualifier PREV followed by // SEME of payment confirmation MT566 :20C::PREV//16x PREV SEME of previous MT566 M LINK End and name of the block Qualifier LINK :16S:LINK M GENL End and name of the block Qualifier GENL :16S:GENL Comments When function of message is NEWM or CANC : This refers to the initial payment in exotic currency in exotic currency Note : in case of COPY message, this link will not be activated SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU Start of Underlying Securities Sequence Qualifier USECU SAFE Safekeeping Client’s Account In option A: Qualifier SAFE followed by // and account number 97A M Field Definition Content Field BNP Paribas Status 35B M Identification of Financial Instrument 93B M CONB Entitled position of the client for which payment has been done Option B : Qualifier CONB followed by // and • UNIT (number of shares) • FAMT (face amount) and relevant balance 16S M USECU End of Underlying Securities Sequence Qualifier USECU Qualifier Field Definition Example Comments :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Content Example ISIN followed by ISIN code + security description :35B:ISIN MYL000125874 MALAYSIA CORP :93B::CONB//UNIT/1000, :16S: USECU 129 Comments First security ID of the schedule underlying security The position can be signed OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS: Field 16R BNP Paribas Status M Qualifier Field Definition ADDINFO Start and name of the block Content Qualifier ADDINFO Example :16R: ADDINFO :70E::After processing the 70E M 70E M 16S M ADTX INCO Additional text Complement of information ADDINFO End and name of the block Qualifier ADTX followed by the additional information Qualifier INCO followed by the additional information about Client’s forex: Any information related to 1 is in exotic currency Any information related to 2 is in depository currency Qualifier ADDINFO Comments depository’s Forex, you will be paid :70E::INCO//CASH-ACC1//Account number SENS-1//DEBT PSTA-AMOUNT-1//MYR1000, POST-DATE-1//20060107 VALU-DATE-1//20060107 CASH-ACC-2//Account number SENS-2//CRED PSTA-AMOUNT-2//USD800, POST-DATE-2//20060107 VALU-DATE-2//20060107 :70E::INCO//This should be detailed as follows NETT-AMOUNT//MYR1000, RESU-AMOUNT//USD800, EXCH-DEPORATE//MYR/USD/1.25 CHAR-AMOUNT//USD150, (in case of fees on depository Forex) MSG-TYPE//FXDE :16S:ADDINFO 130 In case of cancellation, a specific narrative will be displayed “ The depository’s Forex has been cancelled , following movements have to be reversed.” CASH-ACC-1: Client cash account in currency SENS-1: credit/debit indicator of the cash movement in corporate action currency PSTA-AMOUNT-1: posting amount in CA currency POST-DATE-1: posting date of the amount in CA currency VALU-DATE-1: value date of the payment in CA currency CASH-ACC-2: client cash account in client currency SENS-2: credit/debit indicator of the cash movement in sub-custodian currency PSTA-AMOUNT-2: posting amount in sub-custodian currency POST-DATE-2: posting date of the amount in sub-custodian currency VALU-DATE-2: value date of the payment in sub-custodian currency NETT-AMOUNT: Net amount before Forex RESU-AMOUNT: Net amount after Forex EXCH-DEPO-RATE: Exchange rate CHAR-AMOUNT: Charges amount including VAT MSG-TYPE: Indicator of Forex (here FXDE for depositary Forex) MT568 PREMIUM This message is sent to inform the client of the fiscal amount to declare in the IFU report for relevant corporate actions. A cancellation premium message is sent when a payment is cancelled. SEQUENCE A: MANDATORY GENERAL INFORMATION 16R BNP Paribas Status M 20C Field Qualifier Field Definition Content Example :16R:GENL Corporate action reference Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference COAF Official Corporate action event reference Qualifier COAF followed by // Official Corporate action event reference :20C::COAF//16x M SEME Sender’s Reference Number Qualifier SEME followed by // and BNP Paribas Reference 23G M NEWM CANC New notification Cancellation notice 22F M CAEV Corporate action event indicator GENL Start and name of the block M CORP 20C O 20C Qualifier NEWM or CANC for a cancelled payment confirmation can be followed by COPY Qualifier CAEV followed by // and the qualified generic field indicator. Comments :20C::CORP//16x This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. :20C::SEME//16x :23G:NEWM or CANC COPY is a copy message :22F::CAEV// :22F::CAEV//NOOF : NOOF (Non Official Offer) User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 131 - OPTIONAL SUBSEQUENCE A1: LINKAGES 16R BNP Paribas Status M 13A Field Qualifier Field Definition Content Example LINK Start and name of the block O LINK With previous message Qualifier LINK Qualifier LINK followed by // MT 566 confirmation of payment 20C M PREV Previous message Qualifier PREV followed by // SEME of payment confirmation :20C::PREV//16x 16S M GENL End and name of the block Qualifier GENL :16S:GENL Comments :16R:LINK :13A:LINK//568 Link with previous MT 568 of premium in case of cancelled premium SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENT’S SECURITY GENERATING THE CORPORATE ACTION Field BNP Paribas Status Qualifier 16R M USECU 97A 35B M SAFE Field Definition Start of Underlying Securities Sequence Qualifier USECU Safekeeping Client’s Account In option A: Qualifier SAFE followed by // and account number Identification of Financial Instrument M Content 93B M CONB Position of underlying securities 16S M USECU End of Underlying Securities Sequence ISIN followed by ISIN code + security description Option B : Qualifier CONB followed by // and • UNIT (number of shares) • FAMT (face amount) balance Qualifier USECU Example Comments :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription :35B:ISIN AU00000APNG6 APN NEWS MEDIA :93B::CONB//FAMT/1000 , First security ID of the schedule underlying security Entitled position of the client for which payment has been done :16S: USECU User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 132 - OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS: Field 16R 70E 70E BNP Paribas Status M M M 95Q O 16S M Qualifier Field Definition ADDINFO Start and name of the block ADTX INCO MERE Additional text Complement of information Fiscality contact ADDINFO End and name of the block Content Qualifier ADDINFO Example Comments :16R:ADDINFO :70E::ADTX//This is a fiscal Qualifier ADTX followed by the advice about premium. Further additional information information in INCO block Qualifier INCO followed by the additional information :70E::INCO//TAX NOTICE OF CAPITAL GAIN FOLLOWING REDEMPTION : ISIN : GB0002799301 EX-DATE : 20060421 REDEMPTION PROCEEDS : GBP37368,00 ACQUISITON AMOUNT : UNKNOWN QUANTITY : UNIT2000, TAXABLE AMOUNT : EUR31140,00 WIITHHOLDING TAX RATE : FISCAL FOREX RATE : GBP/EUR0,833333 CASH ACCOUNT : Qualifier MERE followed by the fiscality contact’s name :95Q::MERE//fiscality dept Qualifier ADDINFO :16S:ADDINFO :70E::INCO//TAX NOTICE OF CAPITAL GAIN FOLLOWING : corporate action name ISIN : Isin of old shares of the corporate action EX-DATE : or Record or Effective date or Payment date (depending of the Eligibilite date of the corporate action) EVENT PROCEEDS : initial cash amount of the corporate action ACQUISITON AMOUNT : purchase amount of the shares if known QUANTITY : quantity of old shares of the corporate action TAXABLE AMOUNT : net amount of premium in EUR WIITHHOLDING TAX RATE : if withholding tax calculated FISCAL FOREX RATE : fiscal forex rate used for converting the initial cash amount into premium amount in EUR CASH ACCOUNT : client cash account User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 133 - 6 - MT508 BLOCKING / UNBLOCKING The new message MT508 is used for blocking and unblocking on old shares, as shown below: OPTIONAL SEQUENCE A : MANDATORY GENERAL INFORMATION 16R BNP Paribas Status M 20C 20C Field 23G Qualifier Field Definition Content Example :16R:GENL GENL Start and name of the block M CORP Corporate action reference Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference M SEME Sender’s Reference Number Qualifier SEME followed by // and BNP Paribas Reference :20C::SEME//16x NEWM New notification Qualifier NEWM can be followed by COPY :23G:NEWM CANC BNP Paribas cancellation Qualifier CANC can be followed by COPY M Comments :20C::CORP//16x :23G:CANC CANC is used for a cancellation blocking message only (ex: cancellation of a client’s instruction) COPY is a copy message OPTIONAL SUBSEQUENCE A1: NOT USED User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 134 - SEQUENCE B: INTRA-POSITION DETAILS Field BNP Paribas Status 16R M 97A M SAFE 36B M ESTT 35B M 98A O AVAL Available date when old shares will be unblocked 98A M SETT Settlement date 70’E O SPRO Settlement instruction processing narrative 93A M FROM Type of balance from which the securities are moving 93A M TOBA Type of balance to which the securities are moving 16S M ACCTINFO 16S M Qualifier Field Definition Content Start of block Qualifier INPOSDET Safekeeping Client’s Account In option A: Qualifier SAFE followed by // and account number Quantity of financial instruments Identification of Financial Instrument End and name of the block End of block Qualifier ESTT followed by //and : FAMT (face value) UNIT (number of shares) ISIN followed by ISIN code + security description of the old shares Qualifier AVAL followed by // and the available date Qualifier SETT followed by // and the blocking date Qualifier SPRO followed by // and the CA name Qualifier FROM followed by // and AVAI (if shares are available for any purpose) Or BLOK (if shares are blocked or unavailable for sale) Qualifier TOBA followed by // and BLOC (if shares are blocked or unavailable for sale) Or AVAI (if shares are available for any purpose) Example Comments :16R:INPOSDET :97A::SAFE//99999L :36B::ESTT//UNIT/1000, Long code or short code depending on client subscription Quantity of financial instruments blocked :35B:: ISIN US45763PAB22 INMARSAT FINANCE :98A::AVAL//20060925 :SETT//20060926 :70E::SPRO// :93A::FROM//AVAI :93A::TOBA//BLOC Qualifier ACCTINFO :16S: ACCTINFO Qualifier INPOSDET :16S::INPOSDET AVAI is used to indicate that initially the shares were available BLOC is used to indicate that initially the shares were blocked BLOC is used to indicate that the shares are blocked AVAI is used to indicate that the shares are available User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 135 - OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS: 16R BNP Paribas Status M ADDINFO Start and name of the block 95Q O MERE Party which is the final destination of the message 16S M ADDINFO End and name of the block Field Qualifier Field Definition Content Example Qualifier ADDINFO In option Q : Qualifier MERE followed by // and the name of the receiver of information. :16R:ADDINFO Qualifier ADDINFO :16S:ADDINFO Comments :95Q::MERE//corporate action department User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 136 -
