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Transcript
M. Zhevlakova · N. Zhilnikova
E. Podgaiskii ·D. Indriksone· M. Grätz
Energy efficiency
in St. Petersburg
M. Zhevlakova · N. Zhilnikova
E. Podgaiskii · D. Indriksone · M. Grätz
Energy efficiency
in St. Petersburg
Energy efficiency in St. Petersburg
© Copyright 2012
Baltic Environmental Forum Group
www.befgroup.net
Maria Zhevlakova ([email protected])
Natalia Zhilnikova ([email protected])
Eduard Podgaisky ([email protected])
Center for Transboundary Cooperation – St.
Petersburg
Kozhevennaya liniya 34-411
199 106 St. Petersburg, Russian Federation
www.ctcspb.ru
Daina Indriksone ([email protected])
Baltic Environmental Forum Latvia
Antonijas iela 3-8
LV-1010 Rīga, Latvia
www.bef.lv
Matthias Grätz ([email protected])
Baltic Environmental Forum Germany
Osterstraße 58
D-20259 Hamburg, Germany
www.bef-de.org
Layout Philipp Engewald
(Baltic Environmental Forum Germany)
This publication was prepared with financial
support of the Deutsche Bundesstiftung Umwelt
and the European Union. The contents is solely
the responsibility of its authors. Any statements
made herein do not reflect the official opinion of
the Deutsche Bundesstiftung Umwelt, the European Union or any of their related institutions.
Contents
List of abbreviations and terms
6
Introduction
7
Overview on the building stock in St Petersburg
10
Types of buildings�������������������������������������������������������������������������������������������������������10
Ownership and management of residential buildings���������������������������������������������������10
General development of the housing sector in St. Petersburg��������������������������������������� 13
State of existing building stock������������������������������������������������������������������������������������14
Expected development of new building stock���������������������������������������������������������������14
Energy supply of the building stock in St Petersburg
16
Heating�����������������������������������������������������������������������������������������������������������������������16
Current situation������������������������������������������������������������������������������������������������������16
Current and future developments concerning heat supply�����������������������������������������18
Electricity��������������������������������������������������������������������������������������������������������������������19
Energy efficiency policy: the legal frame
20
Energy efficiency policy for new residential houses������������������������������������������������������21
The general legal frame��������������������������������������������������������������������������������������������21
The № Order 262�������������������������������������������������������������������������������������������������������23
Standards and requirements for old houses���������������������������������������������������������������� 26
Energy audits������������������������������������������������������������������������������������������������������������� 28
Quality control and enforcement of requirements�������������������������������������������������������� 28
Stakeholders in the energy efficiency process
29
Authorities����������������������������������������������������������������������������������������������������������������� 29
National and regional authorities���������������������������������������������������������������������������� 29
Flat owners������������������������������������������������������������������������������������������������������������� 30
Local authorities����������������������������������������������������������������������������������������������������� 32
House management companies�����������������������������������������������������������������������������������33
Energy suppliers���������������������������������������������������������������������������������������������������������33
Difficulties regarding energy efficiency in buildings
34
Public awareness��������������������������������������������������������������������������������������������������������34
Ownership structure and management of buildings������������������������������������������������������34
Socio-economic aspects����������������������������������������������������������������������������������������������35
Material and technologies ����������������������������������������������������������������������������������������� 36
Insulation����������������������������������������������������������������������������������������������������������������37
Financing and funding������������������������������������������������������������������������������������������������ 38
Current practice and good cases in St. Petersburg
40
Case 1: Re-development of residential areas in St Petersburg.�������������������������������������� 40
Case 2: Energy efficient construction.������������������������������������������������������������������������� 42
Case 3: Renovation of “khrushchevka house” at Torzhkovskaya str., 16������������������������43
Conclusions
45
Annexes
46
List of abbreviations and terms
CHP
combined heat and power plant
EU
European Union
GDP
Gross domestic product
GOST
Russian National Standard imposed on most goods and services to ensure their quality. For different services and products, different GOSTs
with different numerical titles are used.
NGO
Non-governmental organisation
SNIP
Sanitary norms and rules
TGC/ TGK
Territorial company that generates heat and electricity
Introduction
Buildings use 40%1 of the primary energy consumed world-wide and if we
include the energy consumed in manufacturing, steel, cement, aluminium and
glass used in building construction, this
number grows to more than 50%2. Energy consumption in buildings is projected
to rise substantially in the world’s most
populous and fastest growing countries,
such as China and India.
bitious goal to reduce the GDP energy
intensity of Russia by 40% until 2020. The
Federal Law 261 on Energy Efficiency of
2009 was one of the first policy measures
to help achieving this goal. It contributed
to bringing the topic energy efficiency on
the agenda all over the country and in
different sectors, integrating energy efficiency issues into almost all spheres of
the economy and society.
The knowledge and technology available
today could contribute to big reductions
in the energy consumption of buildings,
however, the progress towards less energy use is taking place only very slowly. Market and policy failures as well as
behavioural barriers impede the necessary progress The construction of a huge
number of new buildings in a more efficient way poses a big challenge, but it
is also essential to implement measures
for increasing the energy performance in
the existing building stock.
The strength of the new law is that it
represents a real attempt to lay the foundations for a legal regulation of this issue, moving away from the largely only
declaratory old law on energy saving,
which was adopted in 1996. However,
also the new law lacks clear and significant economic incentives, such as
tax advantages or exemptions. It builds
only a framework and requires a large
number of regulations to implement its
provisions.
In order to address this challenge, the
Russian government announced the am1
2
Within the EU buildings are responsible
for approximately 40% of the total
energy consumption and 36% of the CO2
emissions (http://europa.eu/legislation_
summaries/energy/energy_efficiency/
en0002_en.htm)
Figures taken from http://www.wbcsd.
org/templates/TemplateWBCSD5/layout.
asp?type=p&MenuId=MTA5NQ
Up to now, a large proportion of the
housing and building market has not yet
responded to this law, although the relevant actors are observing the respective
progress and collecting information, and
the authorities in different parts of Russia, including St. Petersburg, make efforts to implement various regional programs on energy efficiency. Nonetheless,
new services and products in the sphere
of energy efficient technologies, mate-
Fig 2. Typical Khrushchevka building, as
they can be found not only in St.
Petersburg, but all over the countries of the former Soviet Union.
Introduction
rials, energy audits and other aspects
related to energy efficiency have been
introduced already before the adoption
of the new law and it is expected that the
law will lead to an increasing number of
services and products related to energy
efficiency. In particular, the demand for
professionals with experience in “green”
and energy efficient construction may
increase, as energy efficiency compliance will be mandatory at all stages of
the life of a building, i.e. in the design,
construction, and reconstruction.
Reflecting the current processes and taking into account the new prospects, this
brochure gives a short review on the
situation regarding energy efficiency in
the residential building sector, successes
and failures in the current efforts towards
increased energy efficiency in this sector,
focusing mainly on St. Petersburg and, to
some extent, on the city’s surrounding
regions in Russia. The information provided in the 5 sections of this brochure
is based on on-desk research, meetings
and various consultations with the major stakeholders, as well as presentations
and seminars attended on the issue.
Section 2 of this brochure gives an
overview on the current and forecasted situation with regard to the residential building stock in St. Petersburg,
including the construction materials
used and the conditions of the building stock, on-going construction and
energy supply for residential houses,.
It also includes information related to
ownership of the buildings.
Section 3 of the brochure shortly describes the situation regarding energy
supply in the city.
Section 4 of the brochure presents the
legal framework, requirements and
standards in the residential building sector, with a focus on energy performance
norms and standards.
Section 5 names some of the major
institutional, financial and structural
problems and obstacles regarding the
implementation of energy efficiency
measures in St. Petersburg, which,
however, also reflect the situation in
many other Russian cities.
Section 6 shortly describes the key stakeholders and their interests in the energy
efficiency process, and also looks at how
this might influence the approaches to
energy efficiency measures.
Section 7 presents some examples of positive experiences and good practices in St.
Petersburg. These are the renovation projects and refurbishing examples which
lead to improving energy efficiency in
some built areas or separate buildings.
Section 8 provides a short conclusion of
the content of all other sections.
The appendixes contain several charts
and tables providing the data used in
the other sections.
The aim of this brochure is to contribute
to a better understanding of the current
situation regarding the building stock
and energy efficiency in St. Petersburg.
It will help to draw lessons for future developments and positive changes.
This brochure has been developed
within the project “EEFIRus – Network
for Energy Efficiency in Northwest
Russia”. The project aims at increasing
awareness, knowledge and networking
9|
| 10
Energy efficiency in St. Petersburg
on energy efficiency and saving in the
construction sector in Northwest Russia.
The main objective of the project is to
increase capacities and create networks
among construction related stakeholder
(architects, engineers, and others) to
ensure that good-practice regarding energy efficiency and saving measures are
spread and implemented. A thorough
analysis of the situation, recommendations for improvement, the development
of a web-based information platform,
and seminars for stakeholders have contributed to reach this goal.
The project is implemented by the Baltic
Environmental Forum Deutschland e.V.,
the Baltic Environmental Forum Latvia
and the Center for Transboundary Cooperation - St. Petersburg, Russia, and is
supported by the German Federal Foundation for the Environment (Deutsche
Bundesstiftung Umwelt).
Overview on the building stock
in St Petersburg
Types of buildings
The most common type of the residential buildings in St. Petersburg is multistorey multi apartment houses in which
the majority of the city’s inhabita0nts
live and which still represents the main
type of newly built houses. In some areas – mainly located in the outskirts of
the city – detached and semidetached
town houses have been built.
The existing buildings are built with various construction materials which differ
with regard to the period of the building’s construction. For buildings constructed in the 1970s and 1980s, for example, the most common building materials were concrete blocks and panels.
Bricks were started to be used later, in
2000s3. Today, the majority of the newly
built residential houses in St. Petersburg
has rock or brick walls. A more detailed
breakdown of the buildings by the materials of walls and years of construction is
given in an Appendix 1.
Ownership and
management of residential
buildings
Before the break-up of the Soviet Union,
all residential houses belonged to the
city. Only exception were the so-called
cooperatives, where the flats belonged
to the inhabitants. In the 1990s, a process
3
A source of all data shown in charts and
tables is official Russian statistic agency
“Roskomstat”
Fig 3. Townhouse in a St. Petersburg suburb.
Source: http://olx.ru
of privatization started which lead to the
current situation in which there is a mixture of privately and state-owned flats
and houses in St. Petersburg and the
surrounding Leningrad oblast. Often, in
one multi-apartment building there are
both apartments in individual private
and in municipal ownership, plus sometimes also apartment owned by companies or other organisations. In 2009, ca.
79% of the houses and flats in this region
were privately owned and approximately 75% individual property.4
4
For more information on the ownership
structure please see Appendix 2.
The management and maintenance of
residential buildings is provided by different bodies.
If flats are owned by private persons,
the inhabitants are usually organised
in non-for profit non-governmental organisations, called Apartment Owners
Partnership. These associations of owners are the legal entities which sign the
contracts with heat, electricity and water
suppliers. They either manage the buildings or parts of the buildings themselves
or subcontract managing companies on
behalf of the inhabitants.
Flats belonging to the city are maintained and managed by state companies/
Fig 4. A modern residential building
Overview on the building stock in St Petersburg
organizations which underlie a strict hierarchy. These state organizations are
controlled by the district authorities,
and in each of the 18 city districts of St.
Petersburg so called “living agencies”
were formed which control and manage
the companies responsible for the maintenance of the buildings.
The mixed ownership and management
system results in a sometimes confusing
structure. The efficiency of the building
management is often low as it is difficult
to ensure a productive dialog between
different bodies responsible for different parts of the house. The situation
becomes even more difficult regarding
those issues referring to common parts
of the house, such as yards, water mains
inside the building and other facilities
which belong to various owners at the
same time.
General development of
the housing sector in St.
Petersburg
The intensive construction of new blocks
of living houses in St. Petersburg can be
easily noticed, especially in the Northern
and South-Western outskirts of the city.
Along with the on-going development
of the real estate market in St. Petersburg, this construction meets the plans
and requirements of various programs,
adopted by the city government. The regional program “Stimulating the development of the living building stock in St
Petersburg”5, is one of the most relevant
5 The full text of the new edition of the
program is available at http://gov.spb.ru/
law?d&nd=891851679&prevDoc=8918516
governmental programs regarding the
development of the residential building
sector of St. Petersburg. Its main goals
are the following: 1.
To ensure that the quantity and
quality of the housing stock of St.
Petersburg increases, corresponding to average European standards,
with a mandatory implementation
of environmental, sanitary and
town planning requirements while
conserving the diversity of the urban environment. It is clear, that
the provision of the high quality of
the houses nowadays goes hand by
hand with improved energy performance of the buildings according to the modern trends.
2.
To increase the housing stock and
the average living space per resident of St. Petersburg up to 28 m²
until 2015 and up to 35 m² until 2025;
3.
To create affordable housing for
the economically disadvantaged
people in St. Petersburg;
4.
To reduce and eliminate the obsolete housing stock;
5.
To eliminate the communal settlement, including dorms;
6.
To increase reconstruction, modernization and reparation of the
existing housing stock, increasing
its performance to the standards of
the European average, while taking into account the specifics of St.
Petersburg. The specificity of the
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13 |
| 14
Energy efficiency in St. Petersburg
standards is not defined. The expression “European standards” is
commonly used in Russia to define
comfortable living conditions and
a good quality of flats and houses,
serving also for expressing the contrast to the low quality of the soviet
style of construction, especially that
of 1960s and 1970s, and to stress the
necessity of improvement.
stock, a significant proportion of the
housing stock still needs to be renovated. The degree of “wear and tear” is
differentiated in three levels: up to 30%,
30-60% and more than 60%. In 2007,
the proportion of houses with different
worn-out levels more than 60% was already 14.9%. It is obvious that any overhaul and renovation have to include
resource-saving measures.
7.
To develop new types of housing,
including increasing the share of the
townhouses, semi-detached buildings and cottage development.
Expected development of
new building stock
8.
To increase the diversity of the living
environment and the used materials,
designs and planning solutions that
meet the diversity of urban conditions and interests of different social
groups in St. Petersburg.
The construction of new buildings in St.
Petersburg and the Leningrad oblast is
increasing. In the residential construction in St. Petersburg alone, each year 2,5
million m² of new housing space is built.
Figure 3 and 4 present the dynamics of
the total living space of private housing.
State of existing building
stock
The total area of ​​the housing stock in St.
Petersburg is 110 million m².
Although the experts of the University
of Engineering and Economics note in
assessments improvements regarding
the technical condition of the housing
For 2009, it is estimated that the average
living space is 23.1 – 23.7 m² per person6.
The Residential Building Development
Plan7 aims at increasing the living space
per person to up to 28 by 2015.
6
7
See statinfo.biz
http://gov.spb.ru/law?d&nd=891851679&
prevDoc=891851679&mark=0000000000
0000000000000000000000000000000
0000000006580IP#I0
Overview on the building stock in St Petersburg
Fig 1.
100
Private housing - total space of the living houses, million sq m. by year
St. Petersburg
Leningrad Oblast
80
60
40
20
0
2000
2005
2006
Fig 4. New living space constructed in
St. Petersburg 1999-2007 per year in million square metres (private and state investments)
With regard to further developments in
the building sector, it is useful to have a
look into the master plan of St. Petersburg which sets the the key objectives for
the development of the city. These are:
>>
the alignment of the urban environment, the development of the territorial reserves of industrial zones
and residential districts;
>>
the formation of a polycentric
structure of the city, with reducing
the pressure and a load on the historical centre due to the formation
of several sub-centres;
2007
>>
2008
2009
the building of compact low-rise
housing estates in the suburbs
(town houses and cottages), which
is considered to lead to an improved
living quality in St. Petersburg.
Furthermore, the government of St.
Petersburg has started the Regional
Program "Promotion of Housing Construction in St. Petersburg 2011-2015”.
The program aims at providing better
quality housing to the city’s citizens,
at increasing the demand for flats and
houses, and at developing a market for
flats and houses in St. Petersburg.
The regional program furthermore sets
goals regarding the annual volume of
housing construction for the period
2011-2015:
15 |
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Energy efficiency in St. Petersburg
Table 1. Annual volume of housing construction in thousands square metres in St.
Petersburg 2011-2015.
Year
Annual volume of
housing construction in sqm × 1,000
Share financed from
city budget in sqm
× 1,000
Share in %
2011
2,700
428
15.9
2012
2,750
454
16.5
2013
2,850
481
16.9
2014
2,950
510
17.3
2015
3,050
540
17.7
Altogether, in the period 2011-2015
more than 14 million square meters of
living space shall be constructed by activities in the frame of the program. It
is mandatory for the newly constructed
buildings to meet the environmental,
health and sanitation as well as urban
development requirements and to preserve the historical and cultural heritage
of St. Petersburg.
Energy supply of
the building stock in St Petersburg
In this chapter, information on the heating and electricity for the buildings in
the residential sector will be provided.
The housing sector in St. Petersburg
consumes 14% of all electricity produced in the city, 47% of the heat and
5% of the gas.
hot water is delivered to the consumer
through a network of hot water mains.
The heating systems of the individual
units (buildings or blocks) are connected
to the district heating network.
Current situation
It is essential to know that approximately 80% of all heating equipment
of the district and local power stations
have been in use for already 25 years or
longer, therefore many facilities need to
be repaired and modernized.
The dwelling houses in St Petersburg are
heated with hot water which is prepared
at district and block power stations. The
The existing heating system in St. Petersburg lacks efficiency. The heat loss
in the hot water networks, for example,
Heating
| 18
Energy efficiency in St. Petersburg
accounts up to 30%. Damages and accidents cause massive hot water losses,
and consequently the rate of fuel consumed per unit of energy produced and
transported is high. The peculiarities of
the heating system lead to a low quality
of the heating service for the consumers
in winter and to overheating in spring
and autumn. There are no opportunities
for the consumers to regulate the heating according to their needs, but they
receive what is supplied and delivered.
The key area of the energy efficiency
program in St. Petersburg therefore is
the modernization of the energy generating facilities and the convertion of all
coal and liquid fuel power stations into
gas power stations. Priority is given to
increasing the amount of energy produced at combined heat and power
plants (CHPs).
>>
In 2011 the heat supply system of St. Petersburg included:
In 2007, the Government of St. Petersburg approved the Master Plan on heat
provision of St. Petersburg until 2015,
with the perspective to 2025. As a result
of the measures described in this plan,
by 2015 at least 51% of all heat consumers will be provided with heat produced
in combined heat and power plants. This
goal refers to all kinds of consumers: the
business sector, public buildings as well
as residential houses.
>>
12 CHPs of which 8 city stations belonged to the the company “TGC1” (2,854 MW, 12,015 Gcal / h), and
3 CHP (80 MW and 1,634 Gcal / h)
which belong to the organisations
or the companies, the Northwest
CHP (900 MW and 700 Gcal / h );
>>
609 boilers of which 454 boilers belonged to the State Unitary Enterprise (SUE) “TEC St. Petersburg”
(8,682 Gcal / h), 108 boilers to the
company “Peterburgteploenergo”
(557 Gcal / h) and 47 boilers to JSC
“Lenteplosnab” (840 Gcal / h);
>>
692 boilers of which the produced
heat belonged to the companies or
organisations;
About 7,000 km of heat networks.
The largest producers of heat energy
are the SUE “HES St. Petersburg” and
“TGC-1”. These heat generating stations
provide hot water for heating both to the
living sector and to any other consumers.
Summarising, the typical heat supply
for residential houses is thus provided
by central heating sources. The main
source of energy for heat and electricity production in St. Petersburg is gas
(94% of all energy sources). There is an
on-going modernization process of the
heating system of St. Petersburg, which
is coordinated by the Energy Committee
of the St. Petersburg Government.
Current and future developments
concerning heat supply
In addition, energy-engineering companies of St. Petersburg implement programs of reconstruction and new construction of boilers and substations with
energy-efficient equipment and technologies. One important project is the complex reconstruction of the entire heating system of Petrogradsky, Kurortny,
Petrodvorets districts of St. Petersburg.
These works were undertaken by Co.Ltd
Energy supply of the building stock in St Petersburg
“Peterburgteploenergo” in the period
from 2004 to 2011. Modern high-tech installations (e.g. mini heat stations), fully
equipped with metering devices, and
thermal networks with improved heatshielding properties are being installed,
replacing old equipment and thermal
networks in these districts.
The reconstruction of five more energy
infrastructure objects in the Petrodvorets
district have been completed in 2011.
This shall reduce the fuel consumption for thermal power generation from
155.98 kg/Gcal in 2009 to 155.1 kg /Gcal.
The city government also adopted a
program for the construction and reconstruction of the heat supply in the
Malaya Okhta area. The program shall
be implemented by 2018. This program
will focus on the reconstruction of the
“third Krasnogvardeyskaya” boiler
room, on building new heat mains and
intra-networks, as well as on the construction of 15 new substations to replace the out-dated boilers, which will
be destroyed.
According to the Committee on Energy
and Engineering, the project will help
to improve the quality and reliability
of heat supply in the area, significantly
reduce the consumption of gas, water
and electricity in homes (due to the use
of auxiliary boilers when the hot water
supply is interrupted), as well as reduce
the burden on the environment. As a result, all 43,000 inhabitants of the district
will receive uninterrupted hot water in
summer, and the reconstruction shall
also improve the socio-economic development in the area, due to the new reliable power sources.
The adopted programme is a continuation of a previous strategy for the comprehensive reconstruction of the heating
systems. The total financial volume of
this programme will be $ 2.5 billion, and
it will be carried out by the SUE “Energy of St. Petersburg” – covering the
re-equipment of six areas, or rather the
creation of six more energy efficient districts (Petrogradsky, Kurortny, Petrodvorets, Central and Admiralty districts
of St. Petersburg).
Electricity
The total annual electricity consumption in St. Petersburg by all consumers is 12,5 billion kWh. The electricity
is produced by gas power stations, of
which some are CHP stations. Eight
CHPs working within the OAO “TGK1” produce 1980 MW and three stations
which belong to the companies or organizations produce 146 MW.
Some companies, mainly medium and
small businesses, are eager to introduce
renewable energy sources into the energy
system of St. Petersburg. However, these
initiatives face the impossibility of selling the energy produced and connecting
to the grid as well as legal difficulties regarding the installation of solar facilities.
19 |
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Energy efficiency in St. Petersburg
Energy efficiency policy:
the legal frame
In this chapter the requirements for energy performance in residential buildings will be presented. These requirements include, for example, the heat
transfer resistance of walls and energy
consumption limits. A significant part of
this section focuses on the review of the
legal documents and orders which were
issued by the Russian government and
which impose standards for the energy
performance in both existing and newly
constructed buildings. 8
The multi-apartment dwelling houses
of different types (series) built in mass
production in Russia up to the year
2000 are characterised by relatively
poor thermal insulation, weak air tightness and accordingly high energy consumption for heating mostly without
heat consumption regulating possibilities. Information and data available
from renovation projects implemented
in Moscow indicate that energy consumption of multi apartment buildings before major renovation ranges
depending on the type (series) of a
building between 198 and 229 kWh/m²
per heating season. Due to similarities
in construction all over the former Soviet Union countries, in can be assumed
8
The review of the norms and key legislation
requirements which regulate energy
efficiency, energy audits and passports
for buildings, can be found at http://
solex-un.ru/energo/reviews/energoauditi-energopasporta/obzor-1
that the energy consumption in typical
multi storey apartment buildings also
in St. Petersburg is similar. The average
heat transfer resistance of the walls of
the majority of the existing buildings in
St. Petersburg, which were mostly built
between 1950-1985, is approximately
0.8-1.1 m²K/W. The recently adopted
Construction Standards and Regulations impose more stringent requirements to heat transfer resistance: up to
3.0 – 3.5 m²K/W. In cases where these
thresholds are not met, as for example
in old panel houses, the heat loss can
increase up to 90 W/m².
Recently, the energy performance of
buildings in St. Petersburg is constantly
improving, which is mainly based on a
better thermal insulation of new and renovated buildings. In addition, more and
more heat meters with climate control are
being installed in St. Petersburg which reduces the heat consumption as well. The
potential of heat consumption reduction
in houses with thermostats and regulators is estimated to be 10-20%.9
All the new construction and modernisation measures which are planned to
be implemented in St. Petersburg as well
as the construction of new buildings
which comply with the new energy performance requirements have significant
potential for raising energy efficiency.
9
www.energoseovet.ru
Energy efficiency policy: the legal frame
Energy efficiency policy for
new residential houses
The legislation on energy saving defines
the need for norms regarding the energy performance of buildings and the
Law on Energy Saving is concretized by
legal documents adopted by the Russian government, ministries and departments. At the same time, practical works
to achieve the targets as well as energy
efficiency measures should be implemented continuously.
The highest priority in Russian legislation have international agreements, followed by the constitution, then Federal
Codes and Laws, Presidential Decrees
and Government Resolutions. The sublegislative level is represented by sectorial and local orders, acts and norms.
The general legal frame
The following section will list the most
relevant legislative acts that determine
energy standards or general developments in energy efficiency in the housing sector. The legislation is rather
new, many laws and decrees have been
adopted just a few years ago. Their implementation in practice still remains to
be observed in the coming years.
The most relevant legislative act determining energy standards and general
developments regarding energy efficiency in the housing sector is the Presidential Decree No. 889 of 04 April 2008
“On some measures to increase energy
and ecological safety of Russia”. It sets
the long-term target to decrease the
national GDP energy intensity by 40%
compared to 2007 and puts special attention to increased energy performance
construction sector and the management
of residential housing. The Decree aims
at addressing the Russian obligations
under the Kyoto Protocol and sets the
overall threshold for efforts in increasing energy efficiency.
21 |
| 22
Energy efficiency in St. Petersburg
There are a number of additional legal
documents adopted on national level
that specify the efforts that need to be
taken with regard to energy efficiency in
residential buildings:
>>
the ”Energy Strategy of the Russian
Federation up to the year of 2030”,
which was approved and adopted
on 13 November 2009, in accordance with the Government Decree
No.1715-p and identifies energy efficiency as one of the key priority
areas for the Russian government;
>>
the Federal Law No. 261-FZ of 23
November 2009 “Concerning Energy Conservation and the Raising of
Energy Efficiency and Concerning
the Introduction of Amendments
to Certain Legislative Acts of the
Russian Federation” which sets the
framework for practical work in
energy efficiency in various sectors;
>>
the Government Resolution № 235
of 13 April 2010 which establishes
the requirements for design documentation, reflecting the energy
efficiency of construction projects;
>>
the Order № 229 of the Ministry
of Economic Development of 4
June 2010 which established the
requirements for energy efficiency
of materials and elements used in
the construction of buildings and
structures. These requirements
are used in public procurement
on different levels - both state and
municipal. The government resolution No. 235 and order No. 229 of
the Ministry of Economic Development take a system-wide approach,
but do not establish any specific energy efficiency indicators and data
to reduce energy consumption.
>>
the Order №. 273 of the Ministry of
Regional Development of 07 June
2010 which imposes the methodology of the calculation of energy
performance requirements for
buildings. This methodology is obligatory to be used when developing and implementing the energy
efficiency program in regions and
municipalities of Russia. One of
the five indocators set in the order
refers to the municipal residential
housing and buildings.
On regional level, the following legal
documents on energy efficiency have
been adopted:
>>
In 2010 the government of St. Petersburg adopted the regional methodology “Recommendations for
energy efficiency of residential and
public buildings – RMD 2009”. This
document unites all requirements
presented in various standards and
sets norms for the monthly and annual consumption of final energy of
state-owned buildings (residential
part of the building), including:
>>
(a) thermal energy used for heating, air permeability of the building, ventilation, air conditioning,
other systems (separately) and
>>
(b) electric energy which are higher than Building Standard and
Norms 23-02-2003 “Thermal protection of buildings.”
>>
>>
>>
These calculations should be taken
into account as a requirement both
for newly built and renovated houses. The document does not set strict
requirements for the use of specific
materials and parts of the buildings.
Instead, it sets requirements for the
level of energy consumption by
the building and its energy performance which are obligatory for all
newly constructed and refurbished
buildings, if the works are financed
by the city budget. Construction
projects, which are financed privately, can voluntary follow these
recommendations.
As the base level of energy efficiency, the energy-efficiency class C
was adopted for meeting the Building Standard and Norms “Thermal
protection of buildings” of 23 February 2003. The indicators of energy efficiency classes for all buildings are given in the Appendix 3 at
the end of the document.
Order № 262 of 28 May 2010 of the
Ministry of Regional Development
which establishes the requirements
for energy efficiency for buildings
and structures. More information
on this order can be found below.
The № Order 262
The Order № 262 describes in detail the
energy efficiency for buildings and structures of various designs and purposes
with regard to the region of their utilisation. The set of approved documents aims
at considering the standardized energy
efficiency of buildings and structures at
all stages of the lifecycle and workflow:
from the decision on the construction of
the building to decommissioning of the
building. It applies to the construction
and renovation of residential buildings
but excludes listed buildings as well as
detached and single family houses with
not more than three storeys, country
houses and garden houses.
The Order stipulates the levels of spending on heating and ventilation per area
for residential and public buildings of
various purposes. The rates to reduce the
cost of heating and ventilation are set in
accordance with the region of operation:
>>
For regions in which the current
level of expenses for heating refers to 8,000 heat degree-days, the
standardized indicators of energy
consumption listed in the tables
annexed to the order should be reduced by 5%.
>>
Residential and public buildings
up to 75 m height (25 storeys) shall
transite to energy-efficiency class B
and reduce the energy consumption for heating and ventilation:
1.
Newly constructed buildings: 15%
reduction to the baseline level (2007)
by 2011, additionally 15% from 2016
and 10% more from 2020 on;
2.
Reconstructed buildings and economy-class housing: 15% reduction
to the baseline level (2007) from
2016 and additionally 15% by 2020.
The Order recommends to reduce the
cost of heating and ventilation. From
2011 to 2016 the following measures
shall be taken:
| 24
Energy efficiency in St. Petersburg
>>
use of heating units with automated controls, including facade-based
sensing;
>>
increase heat resistance of the external envelope of the building
with respect to the base level;
>>
replace windows for energy-efficient ones10.
From 2016 on the following activities are
recommended:
>>
use windows with even greater energy efficiency;
>>
additional increase in heat resistance of external envelopes;
>>
use heat recuperation devices,
energy-efficient heating and ventilation systems, district heating
systems with energy efficiency coefficients above 0.65, and decentralized heating systems.
According this order, commissioned
construction, reconstructed and major
repaired buildings should be equipped
from now on with:
1.
energy and water meters established at the entry of the building,
apartments, common and leased
areas. The used devices should be
able to separate energy metering by
time of the day;
2.
energy efficient heating devices
used in public places (first two
classes if these are established);
3.
automatic device that controls the
heat supply to be installed on entry
10 The federal building codes require
that the energy-saving windows of
residential buildings should have a
coefficient of heat transfer resistance
not less than 0.56 K/Wm². But with the
adoption of the new federal law on
energy efficiency in November 2009,
there is a tendency to impose more
stringent standards. So from January
2011 better insulated windows of
apartment buildings in Moscow have
to match the level of 0.8 K/Wm².
Energy efficiency policy: the legal frame
to the building, structure, and also on
the facade of the building or its part;
4.
thermostats and flow meters of thermal energy consumption, heating
devices installed on the vertical heating systems, thermostats for heating
devices and heat flow meters in horizontal, door-to-door heating systems
for apartments with a total area up to
100 m2, or heat meters in apartments
of a larger area;
5.
heat exchangers to heat water for
hot water supply with automatic
regulation of its temperature set at
the entry to the building or part of
the building;
6.
motors for fans of ventilation systems, elevators, water circulation
in heating systems, hot and cold
water systems, and air conditioning systems;
7.
energy efficient elevators (first two
classes if these are established) ;
8.
devices, optimizing the work of
ventilation systems (air valves in
the windows or walls, automatically providing outside air supply
on demand, heat recuperation; recirculation);
9.
water pressure regulators in cold
and hot water at the entry of the
building, structure (for multi-family homes - on entering the building,
apartments, common areas);
10. automatic indoor air temperature
reduction systems in public buildings after hours during the cold
season;
11. devices to reduce peak load in the
cooling system through the use of
chilled ceilings for the accumulation of cold in the night;
12. energy-efficient lighting fixtures in
common areas;
13. equipment, capable of switching
off lighting in unoccupied areas
25 |
of common use (motion sensors,
switches);
14. reactive power compensation devices when operating electric motors;
15. door closers (in apartment buildings - all doors in public places);
16. the second door in the vestibule
entrances, ensuring minimal loss of
thermal energy, or revolving doors;
17. opening limiters for windows (for
apartment buildings - in the common areas and apartments).
building energy codes in more than 50
regions of Russia were developed. Utilizing the experience of energy efficiency
of housing in developed countries as
well as the experience gained in the regions of Russia, a new national building
code, the SNIP 23-02-2003 “Thermal Performance of buildings”, was developed
and adopted in 2003 defining federal
energy efficiency standards. Also the
accompanying design manual Code of
Practice 23-101-2004 “Design of thermal
performance of buildings”, and the new
code SNIP 31-01-2003 “Multifamily residential buildings” with a section entitled
“Energy efficiency” were adopted.
Standards and
requirements
for old houses
The thermal and energy performance of
existing buildings is also regulated by
the National Standards GOST 31166-03,
GOST 31167-03 and GOST 31168-03.
Regulations aimed at energy efficiency
in buildings in Russia appeared in the
mid-1990s. In 1995, fundamental amendments were added to the federal code on
building thermal engineering, providing for a 20% reduction in energy consumption for heating, and 40% starting
from 2000. From 1998 to 2003, regional
According to the Russian Federation
State Committee for Construction,
Architectural and Housing Policy Decree Nr. 18-11 of 02/02/1998, buildings
which are built in 2000 or later will not
be taken into operation if the building
does not meet the heat transfer resistance requirements.
Table 2. Specific estimates of the heat consumption for heating of living houses,
per sq. m, at outside tHo = –25 °C, qo, W/m2
Number of stores
1–3
4–6
7–10
11–14
>15
If the building is built
before 1995
185/135
80/70
75/65
85
85
If the building is built
after 2000
85/65
55
50
45
40
Energy efficiency policy: the legal frame
Table 3. Norm of consumption of thermal energy for different types of multi storey
dwelling houses (kWh/m²/y)11
The types of the residential houses (multistorey houses)
Norm of consumption
of thermal energy,
KW/m² of total area of ​​
residential premises in
a month
1.
Houses built before the Revolution,
with major overhaul
252.6
2.
Houses built before the Revolution,
without major overhaul
255.36
3.
Houses built in 1918-1930
category of “Constructivism”
295.92
4.
Houses built in 1931-1956
Category “Stalinist architecture”
263.76
5.
Houses built in 1957-1970.
Category “Khruschevkas brick”
233.04
6.
Houses built in 1957-1970.
Category “Khruschevkas panel “
228.48
7.
Brick Houses built in 1970-1980.
226.08
8.
Panel Houses built in 1970-1980
219.12
9.
Homes built in 1980 -1999.
Category “New construction brick”
237.24
10.
Homes built 1980 -1999 years.
Category “New construction panels”
219.12
11.
Old worn out wooden houses
307.08
12.
Houses built in 1945-1948. so called “German”
307.08
13.
Homes built after 1999.
Category “New construction brick”
209.28
14.
Homes built after 1999.
Category “New construction panel”
212.16
11 These norms are calculated on the basis of the comfortable inside temperature and are
used for the level of heat supply. The source - http://gov.spb.ru/gov/admin/otrasl/energ_
kom/12_1/17_3/23_22 - the order of St Petersburg Tariffs Committee No 196-r, 07.12.2009.
Estimations of the energy consumption
of buildings in EU countries with similar climate conditions show much lower
energy consumptions as those shown in
the above tables. This shows the huge
27 |
| 28
Energy efficiency in St. Petersburg
potential for improvements of the energy
performance of the buildings in Russia.
Energy audits
Mandatory energy audits including the
issuing of an energy passport are carried out for buildings and facilities of
organisations, which are financed by the
state budget (including municipalities)
and supply energy resources. Audits are
also mandatory for organisations with
bills for all energy sources exceeding 10
million rubles per year (approx. 250,000
Euros in spring 2013). This rule applies
to industries, service companies (including residential housing management
companies if the scale of their activities
is big enough), retailers and companies
which own a lot of premises of different
kinds, sometimes including residential
houses. It was foreseen that an energy
audit should be held in these organisations until 31.12.2012. A follow-up survey of the energy use should be carried
out at least once each 5 years.
For other categories of buildings and facilities energy audits can be conducted
on a voluntary basis (according to ch.15.
p.5, federal law 261). However, a state
supervision and control should take
place for checking whether the multi
apartment house of a certain energy performance class meets the requirements
of energy efficiency when being used.
The State Housing Inspectorate defines
the energy performance class of audited
multi-storey apartment houses, based
on the current values of the energy performance, and later on checks if the energy performance of the buildings still
corresponds to the defined class. The requirements for energy efficiency are being revised and corrected every 5 years.
From 1 January 2010 on, only companies
that are members of a self-regulatory organisation for energy surveying are allowed to carry out energy audits.
According to an energy audit expert
interviewed during the preparation of
this brochure, despite the positive intension to improve the energy efficiency of
buildings, there are some obstacles and
disadvantages in the auditing process.
First, the price for energy audits is high
or undefined. There is no guarantee that
the audit costs will pay-off, and consequently the organisations who plan to
audit their energy consumption do not
see the audit costs as an investment that
will be “returned” by the future energy
savings and the consequently lower
costs. Secondly, the formal requirements
for the format of the energy passport,
which has to be registered and kept in
the Ministry of Energy, are complicated.
More than 30 different forms need to be
filled and there a lot of formal requirements, which do not allow any room for
flexibility for different types of organisations. As a result, some passports do not
meet the formal requirements and thus
cannot be registered. This long and bureaucratic process and delays jeopardized the compliance with the requirement to carry out the audits by the end
of December 2012.
Stakeholders in the energy efficiency process
Quality control and
enforcement of
requirements
The Russian Federation Government Order № 318 of April 25 2011 sets the rules
for State control over the compliance
with the legal requirements on energy
conservation and improving energy efficiency. It also amends certain acts of the
Russian Federation Government related
to the incorporation of energy efficiency
requirements into building codes and
norms. The monitoring of the implementation of legislation on energy saving and energy efficiency improvements
shall be performed by the authorised
federal executive bodies and executive
authorities of the Russian Federation
in the form of planned and unplanned
documentary and on-site inspections.
The order determines the frequency of
routine inspections (2 times in 3 years)
as well as the reasons for unscheduled
inspections.
Stakeholders in the
energy efficiency process
In order to increase energy efficiency
of residential buildings, different stakeholders need to be involved. This is also
highlighted by the Energy Efficiency
Law of the Russian Federation from 23
November 2009 No. 261-FZ which sets
the requirements to manage the energy
efficiency of buildings and structures.
The law includes indicators for the energy efficiency of the whole building,
the energy efficiency of architecturalplanning decisions, the energy efficiency
of elements of the building and design
as well as determined materials and
technologies to be used in the overhaul.
From these aspects, the responsibilities
of the stakeholder regarding the work
on energy efficiency are derived.
Different stakeholders have different
opportunities to influence the increase
of energy efficiency in the living houses
sector. The majority of the living houses
in St. Petersburg, for example, are not
equipped with heat meters or thermostats, so the citizens and even the associations of the flat owners have no
opportunity to regulate or manage the
heat consumption, thus a potential for
energy saving and energy efficiency is at
the moment mainly seen in the field of
generation and transportation.
Authorities
National and regional
authorities
Different national ministries adopt legislation regarding energy efficiency aspects:
29 |
| 30
Energy efficiency in St. Petersburg
and an owner of the house have to place
the information about the class of energy
efficiency on the façade of the house.
Flat owners
The owners of buildings, structures
and facilities are required to keep those
indicators of energy efficiency of the
house during the house’s lifespan, and
they also have to improve energy efficiency performance. This is also the
responsibility of the person or the organization, which are responsible for
the maintenance of a house. Energy efficiency standards for the house should
be reviewed every five years and the
improvement has to be planned. The
person/organization which is responsible for the maintenance of a dwelling
house has to notify the owners of the
proposed energy efficiency measures,
and has to develop appropriate plans
and activities. During the heating season heat input has to be adjusted according to the outside conditions, to
achieve the savings.
Interest of an owner of the premises is
aimed at reducing inefficient loss of
resources to ensure more comfortable
living conditions, or reducing the payments for utility services, or both. The
main costs of energy resources paid by
the households are related to the payments for heat (in most regions of Russia
the share of district heating service fees
in 2009 ranged from 50% to 60% of the
total payment for public utilities. One of
the examples is given here http://www.
kzn.ru/page11770.htm/show/21427, but
a simple analysis of a utility bill just
proves this figures.
But the greatest effect on reducing heat
consumption can be received by activities undertaken on a scale of the entire
building, not just a separate apartment.
The implementation of such measures
requires a joint decision and joint funding by the all owners of the premise.
The difficulty is that the owners of
apartments in tenement houses without homeowners association are fragmented, unable to assess the technical
condition and energy efficiency of their
homes, respectively, cannot themselves
pose the issue of energy efficiency as a
matter of a common interest of the owners. Homeowners associations, where
apartment owners share a common concern about the house, organize activities
to reduce heat losses across the house,
which are far more effective than interventions in their own apartments.
The most common example of the energy efficiency effort by the flat owners
in their own flats is only a replacement
of the equipment and various devices
with more energy efficient ones, installing new light bulbs etc. This helps to
reduce electricity consumption, to some
extent. But any effort to improve insulation or to improve efficiency of the use
of thermo power, made within the flat,
results only in improving the comfort in
the flat. As there are no in-flat thermal
energy meters and heat regulators, it is
impossible to find out if any improvements have been reached.
The problem, however, is that the implementation of measures improving energy
performance of buildings requires special
professional knowledge, which the members and chairmen of homeowners asso-
Fig 5. Finding an agreement among
home owners is one of the
biggest challenges for major
refurbishment projects.
| 32
Energy efficiency in St. Petersburg
>>
The Ministry of Industry and Trade
imposes rules and regulations in
the field of production and develops and implements the measures
of the governmental support for
the production of more energy efficient goods and products.
>>
The Ministry of Regional Development imposes the requirements for
the energy efficiency level of buildings and develops recommendations for energy saving and energy
efficiency measures for different
common infrastructures.
>>
The Ministry of Economic Development adopts the requirements
for the energy efficiency of products used in the structural elements
of buildings.
>>
The Ministry of Energy imposes
the requirements for energy passports, based on the mandatory energy audits.
The Federal Service for Ecological,
Technological and Nuclear Supervision is responsible for monitoring the
compliance with the energy efficiency
requirements for design, construction
and reconstruction.
On regional level, the Regional State
Construction Supervision authorities
play an important role, defining the energy efficiency class of a building and
verifying if the buildings that have started to operate comply with the energy efficiency requirements. Regional authorities adopt the energy conservation and
energy efficiency measures related to
common property of the flat owners in
an apartment house.
Local authorities
An important role in the process towards more energy efficiency is played
by the city authorities. They run systemic programs to undertake the modernisation of district boilers and centrals, so
that they use gas instead of liquid fuels
to generate both heat and electricity. The
city authorities work in partnerships
with the generating companies and heat
suppliers. As currently the heat produced and delivered to the consumers is
measured only partly, currently the most
important aspect for them is to install
meters at the distribution heat mains.
Without meters there are no incentives
and possibilities for the companies to
optimise their cost-benefit balance and
even if the efficiency was increased and
energy saved it would not be possible to
evaluate this.. When a system of measurements and modernisation will be in
place, there will also be an opportunity
for the citizens to contribute with their
own efforts. It is expected that the cost
for energy will grow, which would lead
to more economic incentives for energy
saving measures.
Both for the existing housing stock and
for new buildings the focus regarding energy efficiency measures is by the city authorities put on energy generation. However, the authorities as well as the energy
companies understand the necessity to
motivate citizens to reduce their energy
consumption. Therefore, starting from
2012 the new buildings will be equipped
with heat meters in the apartments.
The state control bodies (Rostechnadzor) define a class of energy efficiency of
an apartment building, and a developer
Stakeholders in the energy efficiency process
ciations usually do not possess. Existing
experience of the individual condominiums and housing cooperatives, which
are trying to reduce unnecessary costs for
utilities in the interests of its members,
include the installation of the meters for
common resource consumption and implementation of specific separate measures for energy and resource savings.
Usually these associations and cooperatives use own money of the members, or
the money saved by reducing consumption of resources as a result of previous
work. This experience suggests that:
house. The optimization of resource
consumption for the house’s common
use can reduce the cost of utilities, while
increasing the amount of funds allocated for maintenance of common property and increasing the payments for the
management company’s services. Resource saving in each multi-apartment
building has a great economic potential for the development of professional
housing management.
>>
firstly, the apartment owners may
be motivated to invest in the resource efficiency when they see the
economic effect - reducing the cost
of utilities,
>>
and secondly, that the energy efficiency measures made with the use
of own money of owners / homeowners associations can be made
only " step by step", doing small
bits and pieces which can be afforded. A comprehensive energy
efficiency upgrade of the house can
be made only with an access to the
bank loans or large fiscal subsidies.
There are different types of energy suppliers which work with the residential
houses and provide their services to the
managing companies and associations
of the flat owners. First of all, different
suppliers supply heat and electric power
to the districts of the city.
House management
companies
The managing company is also an important stakeholder in the process of increasing the energy efficiency. The managing companies may also have their
own interest and motivation in improving energy efficiency, for example in the
optimization of lighting of public areas,
reconstruction of heating system of the
Energy suppliers
As a result of the recent reforms, 3 separately functioning types of companies
were established with regard of electricity supply. They are electric networks,
generation companies, and distributing
companies. This has been done as a part
of the preparation to improving electric
energy market, and hopefully in the
future allowing the various producers
to sell the energy to the grid. The suppliers of electric power are developing
their new services in the area of energy
efficiency. The suppliers are interested
in raising energy efficiency of their own
equipment, but also on the consumers’
side. The companies can consider the energy efficiency activities and energy service contracts as a way of diversification
of their services and selling new service
products on the market.
33 |
| 34
Energy efficiency in St. Petersburg
Difficulties regarding
energy efficiency in buildings
The expression “energy efficiency” is recently used more and more often in Russia and in various contexts, such as legislative, practical, financial and technological. The market of energy efficiency
goods and services is developing rapidly in Russia, and there are many international and domestic actors working on
this issue. However, there are different
barriers to improving energy efficiency
in the residential housing sector and the
efforts of the authorities, businesses and
inhabitants.
Public awareness
Besides the appropriate legislative
framework, the awareness on energy efficiency issues of stakeholders is of high
importance to increase energy efficiency.
There are a lot of information sources on
different aspects of energy efficiency
available on internet that address different stakeholders, from professionals
to the general public, and are provided
by authorities, commercial companies
or NGOs.
In principle, citizens are aware about
the necessity of energy efficiency and
perceive energy efficiency measures as
unavoidable. However, the necessity for
a complex approach in refurbishment
seems not very well known. Furthermore, a general mistrust in the authorities can be observed and therefore a lot
of people expect rather losses than ben-
efits from most of the changes. Reasons
for this assumption are, missing or not
successful dialog and public discussion
about the energy efficiency law, and the
fact that the benefits are not obvious to
the citizens.
There is a number of NGOs working
on energy efficiency and energy saving
targeted at the citizens. These programs
mainly refer to electricity saving (e.g. by
using more efficient appliances, optimising of the use of devices etc.) and to sharing practical tips on personal level on
how to insulate a flat or a house. However, the incentives for people to do so
are low, and therefore the NGOs need to
focus on raising the awareness and feeling of responsibility of the citizens. The
Housing Committee of St. Petersburg
also promotes energy efficiency measures by the citizens through its website
(www.gilkom-complex.ru), where a
separate section on energy efficiency
tips has been created.
Ownership structure and
management of buildings
Another obstacles regarding increased
energy efficiency is related to the ownership structure of flats and houses and
the relationships between the owners
and managing companies, which are
responsible for providing the services to
the houses. It is hardly possible in Russia to find an apartment building with
Difficulties regarding energy efficiency in buildings
just one form of ownership, i.e. where
all premises are owned by the state or
municipality, or by citizens only. Practically every apartment building has both
private and municipal apartments. The
multiplicity of owners and their different financial possibilities make it difficult to develop common solutions for
managing the house.
Until 2005, almost 100% of the housing
management and services was provided
by governmental and municipal institutions and enterprises. Business companies dealing with the management
of residential real estate were practically non-existent. Until the end of 2009,
32% of the apartment buildings owners in Russia had chosen to outsource
the control of the houses to managing
companies. Up to 8% of the apartment
buildings established a partnership of
flat owners. The remaining houses are
managed by the owners themselves or
the owners of premises have not chosen
a control method yet.
The new management agencies are
still at the initial stage regarding their
professional development. The lack
of expertise and experience leads to a
management approach which is dominated by short-sighted solutions and
a lack of longer-term planning in the
management of the apartment buildings. Besides, the companies providing
services in the residential housing sector
are not specialized enough. Thus, the associations of flat owners as well as the
managing companies usually solve only
the most burning problems necessary
“to survive” and often do not show any
interest in energy and resource saving
which is neither an immediate problem
nor leads to short-term benefits.
At the same time, apartment buildings
have a significant potential for reducing
the energy consumption. If this potential will used, the managing organisations and flat owner associations could
benefit financially as they would be able
to pay less for the utilities and reallocate
the money for a better maintenance and
the prevention of problem.
Socio-economic aspects
In contrast to more economically developed countries, where the residential
space is often owned by persons who
have the financial opportunity to maintain the buildings in good conditions, in
Russia a significant proportion of dwellings is owned by people or organisations with low incomes, who are unable
to use own money for maintaining and
improving the conditions of the apartment buildings and for improving their
energy efficiency.
Up to now, the existing very low "political" tariffs for utility services for the population lead to little economic incentives,
or too long payback periods for energy
efficiency measures. If the tariffs remain
at the current level, the average payback
time can be assumed to be 20-30 years12.
The tariffs for citizens of St. Petersburg
in 2011 were:
>>
electricity: 2,8 RUB (0,07 Euro) per 1 kWh,
12 http://confident.spb.ru/engineering/
news/182/
35 |
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Energy efficiency in St. Petersburg
>>
heating (according to the norms
and depending on the type of the
building): 15-20 RUB (up to 0,5
cents) per sq.m per month,
>>
gas: 33 RUB (0,78 Euro) per person
per month.
There are no effective modern financial
loan instruments, which could be used
by owners of the premises (and house
owner association management company) and provide good results in the
current economic climate.
Additionally, a significant uncertainty in
almost all areas of economic and social
life as well as the not clear or little benefits from energy efficiency measures for
the inhabitants do often provide little
incentives for implementing such measures A contributory factor is the fact that
a significant proportion of residential
premises in St. Petersburg belong to low
income households who often do not
have the means for modernising and refurbishing of apartment buildings. This
also leads to thinking in rather shortterms in which energy efficiency does
not play a major role.
A lot of house owner associations has
been created with the aim of receiving
a subsidy for an overhaul, as foreseen
by the Federal Law № -185 “About
Fund of assistance to reforming housing and communal services”. The most
active owners have the possibility to get
up to 95% of the costs of the major repairs back from the state (at least 5% of
the costs they are obliged to contribute
themselves). However, the application
procedure for receiving the money from
the municipalities is difficult.
Although the privatisation process started
already more than 20 years ago, a lot of
people are still more used to the perspective of being renter of a flat than its owner.
This leads to a limited feeling of responsibility and a certain passivity regarding the
residential living space which is partly encouraged by the state authorities.
Material and technologies
In addition to and the above mentioned
socio-economic and organisational barriers to energy efficiency, there are some
technical obstacles which make it difficult to promote and implement energy
efficiency programs. These refer mainly
to older houses, especially those built in
the 1970s-80s, as new buildings are being built considering the recently introduced Energy Efficiency Law and are
made of the modern construction materials with appropriate insulation and
meters (at least on the level of the whole
house). In older buildings, the quality of
the house and an efficient use of resources was not a high priority. The low price
of natural resources contributed to the
low attention paid to energy efficiency.
In the past years, a big quantity of new
houses have been constructed in Russia. This extensive construction activity
allowed to provide many people with
their own living space. However, the
quickly conducted construction at a
time when energy was very cheap also
led to negative consequences: For the
construction the available materials,
i.e. mainly concrete panels and blocks,
where used, but often no proper insulation was done. Due to the low prices
of energy the level of heat-shielding of
Difficulties regarding energy efficiency in buildings
the building envelopes were built much
lower than in countries with similar
climatic conditions asRussiaThe average heat consumption of buildings in
Finland and Sweden, for example, is
estimated as 139.5 kWh/sq.m per year,
while in Russia it is 290.5 kWh/sq.m per
year13 (. Although the fast construction
of new buildings
The inhabitants that nowadays live in
these flats have significant expenses for
heating and waterand are are confronted
with bad insulation, little possibilities to
change this situation and no possibilities
to regulate the heat energy consumption
(i.e. neither to adjust the room temperature to their needs, nor to pay according
to the actual heat consumption) due to
the old heating system.
Experts of the St. Petersburg Universities, such as the State University of Architecture and Civil Engineering and the
Polytechnic University have developed
methodologies for insulating the old
inefficient buildings, and in this way
reducing heat losses. These methods are
used for the renovation of older house
blocks (e.g., “khrushchevka” houses),
however they are not used on a large
scale yet.
Among the reasons for not implementing the new standards of thermal insulation and applying the latest achievements for increasing the energy efficiency of buildings are the following:
>>
The production of heat-insulating
materials per capita in Russia is 4-5
13 This figures were presented by experts of
the S. Petersburg Polytechnic University.
times lower than in countries like
Sweden, Finland, Germany and the
United States.
>>
The construction industry in Russia
has long been focused on industrial
manufacturing of building envelopes, where the main material
used was lightweight expanded
aggregate concrete. Today, due to a
lack of natural resources, the production of lightweight expanded
clay gravel is extremely limited.
Insulation
One of the ways to improve energy efficiency of the building envelopes of
residential, public and industrial buildings is to use effective insulation in the
construction of exterior walls, coverings,
ceilings and walls. Very good results
can be achieved by placing high quality
insulation material on the outside cladding, when designing new and renovating existing buildings. The insulation
of individual flats from inside is more
problematic and may lead to mold in
the flats. A complex refurbishment, including the improvement of insulation,
a change of the heating system, instalment of ventilation and other aspect
brings the best energy saving results. A
thermal upgrading of old buildings requires a quite high financial investment,
that needs to be applied once, but can
also be stretched into several stages. It
is estimated that in average the costs for
a thermal upgrading of an old building
are between 5-10% of the value of the
house, and the economic effect after the
implementation of the measures are savings of the heating of ca. 50%. The costs
37 |
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Energy efficiency in St. Petersburg
for upgrading the thermal background
in this category pay off after 5-10 years.
There is the possibility to receive subsidies for these works by the municipali-
ties. Criteria for receiving such subsidies
are the necessity of the repairs, the complexity, level of self-organisation and fiscal discipline of the owners
Example for the cost calculation of a comprehensive energy-efficiency overhaul
in St. Petersburg
The 12-story panel apartment buildings in St. Petersburg (Russian-German pilot
project) consists of 214 apartments with a total area of 10 700 square meters. The
major repair works include: roof repair, insulation of facades, attics, basements, replacement of pipe and other common equipment, installation of metering devices
and control units and installation of new windows in the stare cases.
The total estimated costs of the repairs are 63.13 million rubles (1,58 million euros).
If the repairs will be supported by the budgetary subsidy, the cost for 1 sqm will be
295 rubles, i.e. the costs for a flat of 50 sqm will be 14,750 rubles (370 euros), or
1,229 rubles (30 euros) per month, if all payments are made within one year.
The potential saving of water and heat can be up to 50%. The heat savings as a
result of energy-efficient upgrade can be up to 60%. The reduction of a monthly
payment for energy can be about 17 euros (627 rubles) per apartment. (http://www.
techemenergy.ru/index.php?option=com_content&view=article&id=140:2011-0124-11-19-44&catid=47:2011-01-24-07-44-11&Itemid=84).
Financing and funding
A comprehensive modernisation of the
building usually involves the modernisation of all equipment and infrastructure
in the house. As a result, the maintenance
costs can go down and less accidents and
emergency situations will occur. The
owners of premises pay a monthly fee for
the maintenance of the building. As the
maintenance costs usually decrease after
modernisation (according to examples
after modernisation the costs are only
20-37% of the previous fees), the savings
can be used to repay the modernisation
of the house. Examples show that often
this way of refunding the credit taken up
for the modernisation is chosen. This is in
particular the case for houses which are
managed by associations of flat owners.
Management companies less often reduce the management and maintenance
fees as this would also mean a reduction
of their profits.
Another way of financing the implementation of resource efficiency measures is
renting parts of the common property
of the apartment building. This option
is only available to owners of buildings,
which have non-residential premises in
the common property and are attractive
Difficulties regarding energy efficiency in buildings
for tenants, or which have the possibility
to offer there outside walls for advertisement. This way of funding is easier for
owner associations as here the owners
can easier control the expenditure of
their funds.
A comprehensive modernisation can
only be conducted if the owners receive
a loan with acceptable conditions and if
there are is budgetary aid, e.g. targeted
subsidies or grants, as a comprehensive
modernisation is in general too cost intensive to be paid by the owners alone.
If there are no other financial resources,
the energy efficiency mostly needs to
be increased by low-cost individual activities, planned over a long period (10
years at least). This, however, can lead
to problems in the flats later, such as
mould and poor ventilation.
condominiums and associations of the
flat owners.
The following factors limit the range of
possible financial models for improving
energy efficiency in apartment buildings:
>>
A cumulative model, in which the
funds for major repairs and energy
efficiency are created through accumulating parts of the monthly
payments of homeowners, allows
only limited major repairs and does
not solve the problem of increasing
the energy efficiency of residential
buildings, as the sums accumulated are not sufficient and collected
only slowly.
>>
The existing measures of state support for the overhaul do not stimulate the owners of residential buildings to contribute with their own
funds as the procedure of applying
for the subsidy and receiving the
money is very complicated and requires a full agreement by all association members. Besides, there are
now good practice examples for the
people to learn from.
>>
The managing companies in the
housing sector are currently not
interested in investing their own
money in improving energy efficiency of the houses. There are no
positive practices of energy service
contracts yet, partly due to a long
period of return on investment
(low utility resources’ cost) and a
lack of experience.
>>
Some Russian banks are interested
in providing loans for energy efficiency, but the proposed terms are
In order to get funding, bank loans or
subsidies, the home owners usually need
to make an own contribution, which they
can in most cases only do if they have the
possibility to save some money.
According to the Housing Code (Clause
5 Part 2 of Art. 145) associations of owners can create a fund to restore and repair the common property in an apartment building and its equipment. This
possibility does not exist for houses
managed by management companies.
The creation of a fund as a mechanism
for financing (or co-financing) energy efficiency and modernisation measures by
an association of owners, needs to be approved by the general meeting of members. The money paid into such a fund is
subject to tax exemption. The possibility
to create funds is a clear advantage of
39 |
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Energy efficiency in St. Petersburg
mostly unacceptable for the potential borrowers, i.e. the owners of the
premises, due to a high bank interest and a lack of financial literacy by
the association of house owner.
The models of financing energy efficiency measures in apartment buildings
should be designed specifically for different kinds of ownership and management, i.e. firstly, for owners of premises
of apartment buildings and, secondly,
for companies that manage apartment
buildings. The most important thing is
to create an acceptable financial model
so it is possible and interesting for the
owners to upgrade the housing stock.
Both owner associations and management companies are in most cases not
able to implement energy efficiency
measures on their own expenses, therefore, financial models should include
loan mechanisms as well.
Many homeowners regard energy efficiency not only as an investment project
with specific indicators of return, but as
an investment in a better quality of life
and in the capitalisation of their own
property. For management companies,
on the contrary, implementing energy
efficiency measures is solely an investment project, where the critical indicators are return and risk.
In order to increase the energy efficiency
of residential buildings, the following
aspects should be considered:
>>
First of all, strict compliance with
the new energy efficiency standards
imposed for buildings is necessary.
>>
The system of data and information collection, on how much and
where energy is used needs to be
improved and the information must
be distributed among the stakeholders, including the premises owners.
>>
Good effects might be received
also from performance-based contracts, in which the home owners
associations or managing companies are involved
Current practice and
good cases in St. Petersburg
The following three examples shall give
an impression of currently chosen methods and approaches for improving the
energy efficiency of St. Petersburg housing stock.
Case 1: Re-development
of residential areas in St
Petersburg.
In May 2008, the city government of St.
Petersburg adopted a programme for
the improvement of existing residential
Current practice and good cases in St. Petersburg
areas14 which has the aim to improve the
living conditions of hundreds of thousands of the city’s residents by providing modern and well-functioning living
space and in this way also have a positive impact on the city’s social and demographic development as well as its
attractiveness for investment. The significance and high-priority of this renovation programme was included into the
city law.
lows feeling safe and comfortable.
The new flats will have functional
and practical layouts (subject to
high requirements for insulation
and ergonomics), comfortable
and spacious common areas (halls
with a quality finishing, stairs
with natural lighting, etc.).
2.
2. For the buildings, state-of-theart engineering systems are used,
including purge ventilation with
heat recovery, sound-proof technologies in sanitation, floor-based
horizontal layout of pipes, apartment-based metering and all-house
dispatching equipment. Particular
attention is paid to energy conservation and efficiency. The company
aims at design solutions that will
reduce the energy consumption of
buildings up to 40%, which in turn
is relevant in a sustained trend to
harness energy costs.
3.
3. An important aspect is also the
aim to improvement the living surrounding, i.e. ensuring their safety
and creating good conditions for
the inhabitants’ comfort by including quiet green courtyards with
small architectural forms, space
for walking and exercising, pedestrian zones with social services and
shops in walking distance.
An official city auction to redevelop
more than 900 hectares of city land with
prefabricated panel housing (so-calles
“Krushchevkas”) was launched and
won by the company “SPb Renovation”.
“SPb Renovation” developed a plan
for these blocks, and is creating new
principles and standards of residential
construction. The prefabricated panel
housing blocks will be replaced by new
engineering and social infrastructure,
new buildings, which shall lead to a
new style of life. The contract between
the company and the city administration
has been signed until March 2019 when
8 million m² of housing will be build.
35% of the housing will be given to the
city for resettlement and the rest will be
sold on the real-estate market.
The main characteristics of the new
housing renovation project are:
1.
1. The form-building is reinforced/
prefabricated monolithic. The
main objective of the renovation
program is to create a simple, yet
functional living space which al-
14http://gov.spb.ru/gov/admin/otrasl/
komstroy/kvartali
41 |
| 42
Energy efficiency in St. Petersburg
Case 2: Energy efficient
construction.
In the district Primorsky of St. Peterburg, the company “NCC Real Estate
LLC” is currently developing a multifunctional residential project called
“Swedish Krona”15 with 10 monolithic
brick buildings of 9-14 storeys to be situated in the northern part of the Udelny
park, near the metro station Udelnaya.
The construction project won the first
prize at the Green Awards 2010 as the
best residential building project.
15 A description of the house and the flats
can be found at the project website http://
swedishkrona.ru/en/house/ .
This project not only demonstrates an
example of modern energy efficient construction, but also suggests the tenants
a more responsible lifestyle. According
to NCC representatives, most of the construction materials used for this project
are produced locally. The tenants will
be able to manage energy consumption
and the level of comfort in their flats. As
the majority of St. Petersburg’s inhabitants do not have experience in operating
the new heating and electricity equipment which is installed in the flats, the
company runs a Housing School for the
new owners of the flats. The knowledge
shall help people to maintain the heating, ventilation and electricity systems
in good working conditions while ensuring the comfort of living.
Fig 6.
Images showing the process
of building an energy efficient
building by NCC Company. The
pictures are provided by NCC experts during EEFIRUS study visit.
Case 3: Renovation of
“khrushchevka house” at
Torzhkovskaya str., 16
In 2000, a renovation project for a fivestorey panel building built in 1962 (Torzhkovskaya street, 16) was realised in St.
Petersburg.16 Effective insulation and other
energy-saving technologies were used.
This has reduced the energy consumption
for the entire heating season by 51% compared to the other houses of this type .
The pilot project was funded by the Danish fund for roof houses in Russia as part
of the technical assistance program to support economic and social reforms in Russia. The reconstruction works included the
insulation of walls (stone wool PlasterBatts
80 mm was used for thermal insulation of
the facades, LightBatts 200 mm for the attic), the repair of windows and doors, a
partial replacement of plumbing, the installation of engineering systems control and
metering devices as well as the repair of
drainage. An attic was built on top of the
house as additional sixth floor, with 524 m²
more living space (i.e. additional 20% to
the residential area of the house). The attic
was divided into nine apartments andsold
to the administration of Primorsky region.
The reconstruction was carried out without
evacuation of residents.
16 h t t p : / / s p b . g d e e t o t d o m . r u / e x p e r t /
tendencies/1833751/
| 44
Energy efficiency in St. Petersburg
Despite the renovations
and modern appearance
of the building, realestate buyers have not
shown more interest in
the house on Torzhkovskaya, 16 than to the adjacent panel buildings.
The apartments in the
house in Torzhkovskaya
street, 16 were in 2011 on
sale at prices not differing from the apartments
sold in prefabricated
houses in the neighbourhood. The highestquality apartments in
this building are located
in the attic as the other
apartments have not
been re-planned and are
still small, but there is
no elevator to reach the
sixth floor.
Fig 7.
The building before (above) and
after (below) reconstruction
(http://spb.gdeetotdom.ru/expert/tendencies/1833751/)
Conclusions
Conclusions
The new energy efficiency law in Russia is at least a first step towards an increase in energy efficiency and might be
able to lead to a higher awareness on the
amount of resources consumed. Part of
the legislator’s plans is to achieve the energy efficiency standards used in the EU.
However, in order to successfully implement the provisions of the new law, it is
necessary to inform both consumers and
producers, as well as to provide education and training to officials who cur-
rently often lack the necessary knowledge and specialisation..
Furthermore, the process of developing
and adopting legislation regarding the
enforcement of the new law should be
more open and transparent. It would
be important to ensure the immediate
publication of draft documents on all
relevant Internet resources in order to
give stakeholders the opportunity to
participate in the discussions and in an
open dialogue with the representatives
of the authorities.
45 |
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Energy efficiency in St. Petersburg
Annexes
Annex 1
Table 4. Distribution of dwellings (individually defined buildings)
by material of walls (2009)
Wall material
Leningrad Oblast
St Petersburg
Rock,
brick
panels
blocks
wood
17,303
4,311
monolit
Mixed
material
Other
material
322
4,122
31
1,086
145,182
8
4,344
4,473
16,150
33
862
1,957
Table 5. Distribution of multi-apartment houses (individually defined buildings)
by material of walls (2009)
Wall material
Rock,
brick
panels
blocks
wood
monolit
Mixed
material
Other
material
Leningrad Oblast
12,798
6,350
1,661
28,551
25
314
1,579
St Petersburg
14,632
5,403
1,294
2,324
435
223
426
Annex 2
Table 6. Structure of housing stock by ownership
Leningrad Oblast
St Petersburg
State
ownership
Municipal
ownership
Private
ownership
Rate of individual property within
private
ownership
Other
2.2
18.2
79.3
74.7
0.3
20.3
-
79.7
75.5
0.0
Annexes
Table 7. Private housing - total space of the living houses,
which belong to the citizens (inhabitants) million sq m. by year
2000
2005
2006
2007
2008
2009
Leningrad Oblast
18
26
28
30
31
32
St Petersburg
31
67
72
76
79
83
Table 8. Urban housing stock owned by citizens in million square metres
Leningrad Oblast
2000
2005
2006
2007
2008
2009
13
14
15
16
16
16
Table 9. Rural housing stock owned by citizens in million square metres
2000
2005
2006
2007
2008
2009
North-West Russia
37
45
46
48
49
51
Leningrad Oblast
8
10
11
12
12
12
Annex 3
Table 10. Classes of energy efficiency of buildings
Class
Designation
The deviation of the calculated (actual) value of specific
consumption of heat energy
for heating the building qhdes
from the norm (in %)
Recommended measures
For new and renovated buildings
A
Very high
B
High
C
Normal
Less than 51
Economic incentives
- 10 to - 50
Economic incentives
+ 5 to - 9
–
For existing buildings
D
Low
E
Very low
From + 6 to + 75
More than 76
Renovation is needed
Serious insulation is required
as soon as possible
47 |
| 48
Energy efficiency in St. Petersburg
Annex 4
List of information sources used and some references.
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
>>
http://confident.spb.ru/engineering/news/182/
http://www.ng.ru/energy/2010-05-31/11_potencial.html
http://www.rusrev.org/eng/content/review/default.
asp?shmode=2&ids=27&ida=937
http://www.energosovet.ru/entech.php?idd=37
http://www.rockwool.ru/press/news/news_viewer?docid=1438
http://gov.spb.ru/gov/admin/terr/r_frunz/otdel/rayonnoye_hoziaystvo/programma_energoeffektivnosty
http://open.energyland.info/news/en_interview/none/56805
http://energetika.lenexpo.ru/
http://gov.spb.ru:3000/noframe/law?d&nd=891851679&prevDoc=89185167
9&mark=000000000000000000000000000000000000000000000000008
OQ0LQ#I0
http://www.bellona.ru/news/news_2011/1311166515.85
http://eg.energosovet.ru/pilotnyie_proektyi.html
http://www.spbinno.ru/novosti/seminara_promyshlennost_sankt-peterburga_dlya_povysheniya_energosberezheniya_v_gorodskom_hozyajstve/
http://www.irn.ru/news/48536.html
http://www.gks.ru/wps/wcm/connect/rosstat/rosstatsite/main/
http://www.energohelp.net/articles/learning/62734/
http://www.buildup.eu/
http://maenrf.ru/
http://www.energosovet.ru/bul_stat.php?idd=40
http://www.ifc.org/russian
For your notes
For your notes
Baltic Environmental Forum Deutschland e. V.
www.bef-de.org
Baltic Environmental Forum Latvia
www.bef.lv
Center for Transboundary Cooperation – St. Petersburg
www.ctcspb.ru
This publication was prepared with financial support of the
German Federal Foundation for the Environment (Deutsche
Bundesstiftung Umwelt) and the European Union.