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Journal of the American College of Cardiology © 2011 by the American College of Cardiology Foundation Published by Elsevier Inc. EDITORIAL COMMENT Exercise Training in Heart Failure With Preserved Ejection Fraction Beyond Proof-of-Concept* Dalane W. Kitzman, MD Winston-Salem, North Carolina In this issue of the Journal, Edelmann et al. (1) report the results of the first multicenter trial of exercise training in patients with heart failure and preserved ejection fraction (HFpEF). The investigators are to be congratulated on an important contribution to the field. Their study design was exemplary. It was randomized, controlled, and single blind; patients were well-characterized; expired gas analysis was included, which allowed objective quantification of exercise capacity and level of exercise effort; and the intervention included strength as well as endurance training. Although their study is described as a pilot, it successfully tested the key outcome of exercise capacity, showing a 2.6 ml/kg/min (16%) increase in peak exercise oxygen consumption (VO2) (1). This improvement is potent, easily surpasses the threshold of clinically meaningful change (1 ml/kg/min, 10%, or 1 min), and is similar in magnitude to the average reported in See page 1780 the many training studies in HF with reduced ejection fraction (HFrEF) (2– 4) as well as the 3 single-center studies previously reported in HFpEF (5–7). Particularly when combined with other reported studies, their results provide solid proof-of-concept that exercise training in HFpEF patients is safe and effective at improving their severe exercise intolerance. This is an important finding since exercise intolerance is the primary chronic symptom in HFpEF patients and the major determinant of their severely reduced quality of life. Against the background of the relatively disappointing results of large pharmacological *Editorials published in the Journal of the American College of Cardiology reflect the views of the authors and do not necessarily represent the views of JACC or the American College of Cardiology. From the Section on Cardiology, Wake Forest University School of Medicine, Winston-Salem, North Carolina. This work was supported in part by grants R37AG18915 and P30AG21332 from the National Institutes of Health. Dr. Kitzman has received research funding from Novartis; is a consultant for Boston Scientific and Relypsa; and has stock ownership with Gilead. Vol. 58, No. 17, 2011 ISSN 0735-1097/$36.00 doi:10.1016/j.jacc.2011.07.024 intervention trials in this disorder to date, these strongly positive results are especially welcome (8). What are the next logical steps to build on these strong results? Future avenues for development of this promising nonpharmacological therapy include 8 “Ms”: understanding Mechanisms; exploring different Modes of exercise training; CoMbining with other therapeutic strategies; enhancing long-term Maintenance of gains in physical function; More inclusive and generalizable patient populations; tackling Multiple comorbidities; testing effects on Mortality and other clinical endpoints; and addressing the Money issues of cost effectiveness and third-party reimbursement. Mechanisms. Mechanisms matter because understanding them allows the opportunity to perfect and enhance the effectiveness of a new therapy, as well as to develop next generation treatments and the studies needed to test them. Understanding the mechanisms of training-related improvements in exercise intolerance requires careful measurements, not only of peak exercise VO2, but also of its determinants, cardiac output and arterial-venous oxygen difference before and after an intervention (9). Optimally, these factors should be measured simultaneously during exercise along with peak VO2, and although this can be challenging in humans, it is feasible with a number of techniques that have been developed (9 –12). Such studies are currently lacking in HFpEF, although in the present study, resting Doppler early annulus velocity improved and correlated moderately with peak VO2 (1). Nevertheless, the several reported mechanistic studies in the related condition of HFrEF may give us early insight. These indicated that training-related improvements in peak VO2 result from favorable changes in cardiac, peripheral vascular, and skeletal muscle function that increase oxygen delivery to and utilization by the active muscles (3,10,13). A counterintuitive, important, and underappreciated conclusion from the body of work of training mechanisms in HFrEF is that peripheral, noncardiac factors such as skeletal muscle play a substantial role (3,9,10). Modality. All the reported studies of training in HFpEF have primarily utilized traditional endurance exercise training (1,5–7). The present study incorporated a strength training component, which has been shown to accelerate improvements in skeletal muscle bulk and function. Propelled partly by mechanistic insights, other newer training modalities have been developed. High-intensity aerobic interval training may be superior to continuous moderateintensity endurance exercise training for improving resting cardiac, peripheral vascular, and skeletal muscle function in HFrEF (14). The variety of exercise conditioning methods has expanded dramatically in recent years, and some may be applicable to HFpEF patients. A potentially robust, but much less developed, technique is tailoring of regimens to the specific deficits measured within individual patients (12). Understanding mechanisms will facilitate such developments. Kitzman Exercise Training in Patients With HFPEF JACC Vol. 58, No. 17, 2011 October 18, 2011:1792–4 Combination therapy. Combining exercise training with other therapies, including medications, devices, and other nonpharmacological interventions, has the potential for synergism. For instance, some data have suggested that angiotensin inhibition may be synergistic with exercise training for improving arterial and skeletal muscle function. Approximately 20% to 25% of patients with HFpEF, like those with HFrEF, have chronotropic incompetence that contributes to their exercise intolerance, such that strategies combining physiological pacing with exercise training may be beneficial. Exercise training may pair particularly well with other nonpharmacological interventions, including lifestyle interventions, such as nutrition, and disease management strategies. Indeed, clinical cardiac rehabilitation programs for coronary artery disease patients routinely include these in a multidimensional approach. In this light, research studies that strive to isolate the effects of exercise training alone (5) likely underestimate the full range of potential benefits from a rehabilitation approach to HFpEF. Maintenance. In the Edelmann et al. (1) study, HFpEF patients had good compliance (81%) with exercise training; however, the training follow-up duration was only 3 months. The other 3 studies reported in HFpEF, like those in other conditions, have been short term as well. However, long-term maintenance in physical training interventions is often suboptimal. In the HF-ACTION (Heart Failure: A Controlled Trial Investigating Outcomes of Exercise Training) trial of long-term endurance training in HFrEF patients, even though multiple, prospectively designed, intensive, and sustained strategies were applied to optimize adherence, at 1-year follow-up, adherence in minutes per week was only about 58% of target and declined further during the second year (15). Throughout the 3-year study, about 30% of patients exercised at or above the goal of 120 min/week. Until this stubborn issue is better addressed, it will remain a major limitation to broad application of exercise training interventions, no matter how impressive the short-term gains (4). More inclusive and multiple comorbidities. The average patient age in the Edelmann et al. study (1) was 65 years, and about 56% were women, which is laudable. However, this is significantly lower than the average age of HFpEF patients in the United States, which is ⬎75 years, and about 66% are women (16). As is traditional for HF training studies, the Edelmann et al. (1) study included stable, well-compensated outpatients. However, the patients likely at greatest risk of physical disability are recently hospitalized patients. Furthermore, typical HFpEF patients have on average 5 or more comorbidities, and these worsen physical function, increase overall risk, and appear to drive clinical outcomes (16,17). Inclusion of very elderly, recently hospitalized patients with multiple comorbidities in future trials will be challenging but will enhance generalizability (4,16). Mortality. The effect of training on mortality and other clinical endpoints in HFpEF will eventually need to be addressed. However, it should be emphasized that the 1793 demonstrated improvements in exercise capacity, symptoms, and quality of life are independently valid outcomes, and that particularly in very elderly patients, such outcomes can be at least as valuable as prolonging survival (9,16). The HF-ACTION trial was designed to definitively test whether exercise training improved clinical endpoints in HFrEF patients, after meta-analyses of ⬎13 smaller studies strongly suggested benefit. Although the study was adequately powered with 2,133 patients and was well-designed and executed, the results showed only a marginal benefit on overall mortality and cardiovascular events (15). Since overall events rates are generally lower in HFpEF patients, an even larger sample size will likely be required to test this patient population. Of note, rehospitalization rates in HFpEF are similar to HFrEF and have considerable impact on quality of life and financial burden, such that this may be a fruitful intermediate therapeutic target (4). Badly needed are novel metrics that capture the range of outcomes that are most important to HF patients, particularly the very elderly. Money. Although the Centers for Medicare and Medicaid Services is currently reviewing the HF-ACTION trial results, heart failure is not a Medicare reimbursable indication for cardiac rehabilitation in most states. Unfortunately, insistence upon demonstration of mortality improvement before approving reimbursement overlooks the valuable and clearly demonstrated benefits on function and quality of life (9,16). Studies that use more efficient, less resource-intense exercise training techniques, novel outcomes, and appropriate cost-effectiveness analyses will help advance the field and make this therapy more widely available (4). For instance, because HFpEF patients have less coronary disease and fewer ventricular dysrhythmias than HFrEF patients, it may be possible to streamline selected, appropriately screened patients toward community-based exercise programs (7). In summary, exercise training is a promising and potent therapy that addresses what is arguably the most important outcome in elderly HFpEF patients. The present study by Edelmann et al. (1) has established proof-of-concept. Now, the challenge is to understand mechanisms, refine the therapeutic regimen, enhance long-term adherence, and expand generalizability and availability. Reprint requests and correspondence: Dr. Dalane W. Kitzman, Section on Cardiology, Wake Forest University School of Medicine, Medical Center Boulevard, Winston-Salem, North Carolina 27157-1045. E-mail: [email protected]. REFERENCES 1. Edelmann F, Gelbrich G, Düngen H-D, et al. Exercise training improves exercise capacity and diastolic function in patients with heart failure with preserved ejection fraction: results of the Ex-DHF (Exercise training in Diastolic Heart Failure) pilot study. J Am Coll Cardiol 2011;58:1780 –91. 2. van Tol BA, Huijsmans RJ, Kroon DW, Schothorst M, Kwakkel G. Effects of exercise training on cardiac performance, exercise capacity and quality of life in patients with heart failure: a meta-analysis. Eur J Heart Fail 2006;8:841–50. 1794 Kitzman Exercise Training in Patients With HFPEF 3. Coats A. Exercise training for heart failure: coming of age. Circulation 1999;99:1138 – 40. 4. Davies EJ, Moxham T, Rees K, et al. Exercise training for systolic heart failure: Cochrane systematic review and meta-analysis. Euro Journal of Heart Fail 2010;12:706 –15. 5. Kitzman DW, Brubaker PH, Morgan TM, Stewart KP, Little WC. Exercise training in older patients with heart failure and preserved ejection fraction. Circ Heart Fail 2010;3:659 – 67. 6. Smart N, Haluska B, Jeffriess L, Marwick TH. Exercise training in systolic and diastolic dysfunction: effects on cardiac function, functional capacity, and quality of life. Am Heart J 2007;153:530 – 6. 7. Gary RA, Sueta CA, Dougherty M, et al. Home-based exercise improves functional performance and quality of life in women with diastolic heart failure. Heart Lung 2004;33:210 – 8. 8. Massie BM, Carson PE, McMurray JJ, et al. Irbesartan in patients with heart failure and preserved ejection fraction. N Engl J Med 2008;359:2456 – 67. 9. Kitzman DW. Understanding results of trials in heart failure with preserved ejection fraction: remembering forgotten lessons and enduring principles. J Am Coll Cardiol 2011;57:1687–9. 10. Sullivan M, Higginbotham MB, Cobb FR. Exercise training in patients with severe left ventricular dysfunction. Circulation 1988;78: 506 –15. 11. Haykowsky MJ, Brubaker PH, John JM, Stewart KP, Morgan TM, Kitzman DW. Determinants of exercise intolerance in elderly heart JACC Vol. 58, No. 17, 2011 October 18, 2011:1792–4 12. 13. 14. 15. 16. 17. failure patients with preserved ejection fraction. J Am Coll Cardiol 2011;58:265–74. Borlaug BA, Olson TP, Lam CSP, et al. Global cardiovascular reserve dysfunction in heart failure with preserved ejection fraction. J Am Coll Cardiol 2010;56:845–54. Hambrecht R, Gielen S, Linke A, et al. Effects of exercise training on left ventricular function and peripheral resistance in patients with chronic heart failure. JAMA 2000;283:3095–101. Wisloff U, Stoylen A, Loennechen JP, et al. Superior cardiovascular effect of aerobic interval training versus moderate continuous training in heart failure patients. A randomized study. Circulation 2007;115: 3086 –94. O’Connor CM, Whellan DJ, Lee KL, et al. Efficacy and safety of exercise training in patients with chronic heart failure: HF-ACTION randomized controlled trial. JAMA 2009;301:1439 –50. Kitzman DW, Rich MW. Age disparities in heart failure research. JAMA 2010;304:1950 –1. Edelmann F, Stahrenberg R, Gelbrich G, et al. Contribution of comorbidities to functional impairment is higher in heart failure with preserved than with reduced ejection fraction. Clin Res Cardiol 2011 Mar 17 [E-pub ahead of print]. Key Words: diastolic dysfunction y diastolic heart failure y exercise training y heart failure with preserved ejection fraction y therapy.